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			<titleStmt><title level='a'>Influence of surface roughness from additive manufacturing on laser ultrasonics measurements</title></titleStmt>
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				<date>01/01/2019</date>
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				<bibl> 
					<idno type="par_id">10118252</idno>
					<idno type="doi">10.1063/1.5099713</idno>
					<title level='j'>AIP Conference Proceedings</title>
<idno>0094-243X</idno>
<biblScope unit="volume">2102</biblScope>
<biblScope unit="issue"></biblScope>					

					<author>Chaitanya Bakre</author><author>Mostafa Hassanian</author><author>Cliff Lissenden</author>
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			<abstract><ab><![CDATA[Additive manufacturing (AM) is viewed as a revolutionary technique as it offers numerous appealing capabilities such as complex geometries, functionally graded properties, build-upon-demand, repairs, etc. However, in order to attain the full potential of AM, nondestructive testing for quality assurance of AM parts is essential. Laser ultrasound is of particular interest as a nondestructive technique for AM as it provides a viable means of in-situ process monitoring that could ultimately provide feedback for process control. Rayleigh waves generated by a pulsed laser could interrogate the current layer in the AM build and be received by a laser interferometer. The surface roughness is one challenge that must be overcome if Rayleigh waves are to be used for in-situ monitoring. Surface roughness has detrimental effects on the quality of measurements of laser ultrasonics due to factors such as speckle noise, non-uniform reflectivity of the surface, and wave scattering. In this research, we have studied the effects of surface roughness on generation, ultrasonic wave propagation and reception of laser-generated Rayleigh waves. Further investigations on the effects of surface roughness on nonlinear ultrasonic waves are also being carried out.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>INTRODUCTION</head><p>Amongst many advantages offered by additive manufacturing (AM), reduction of cost due to low wastage of raw materials as compared to conventional subtractive manufacturing is a crucial advantage. However, cost-effectiveness of additive manufacturing process is only realized when the process yields defect-free parts. This is one of the key challenges that is hindering the proliferation of AM; mainly due to high complexity of the process and lack of in-situ nondestructive evaluation techniques.</p><p>In recent years, development of in-situ nondestructive techniques for process monitoring of AM has gained lot of attention in the research community <ref type="bibr">[1]</ref><ref type="bibr">[2]</ref><ref type="bibr">[3]</ref><ref type="bibr">[4]</ref><ref type="bibr">[5]</ref><ref type="bibr">[6]</ref><ref type="bibr">[7]</ref>. Laser ultrasonics is considered as a suitable technique for in-situ AM inspections due to its many advantages such as non-contact generation and detection of ultrasonic waves, operation in hostile environments, generation and detection over a wide range of frequencies. However, laser ultrasonic measurements are greatly affected by surface roughness and it is well known that AM parts have high surface roughness <ref type="bibr">[8]</ref>. Thus, it is crucial to study the effect of surface roughness on laser generation, reception and wave propagation.</p><p>In the past few decades, numerous researches have investigated Rayleigh wave propagation along the rough surface of an elastic solid. Maradudin and Mills <ref type="bibr">[9]</ref> used a Green's Function method to study the attenuation mechanism by rough surface using Rayleigh waves. Kosachev and Shchegrov <ref type="bibr">[10]</ref> developed dispersion equations for a rough surface of an anisotropic medium. Theoretical models correlating the wavelength of the Rayleigh wave and the correlation length of the surface have been developed <ref type="bibr">[11]</ref>. Despite the definite progress in theoretical studies of the problem, there are fewer experimental papers validating the theoretical results. Krylov and Smirnova <ref type="bibr">[12]</ref> experimentally studied the effect of variation of phase velocity due to two-dimensional and three-dimensionally rough surfaces. Hassan et al.I <ref type="bibr">[13]</ref> experimentally investigated the dispersion of Rayleigh waves on a randomly rough surface. Ruiz and Nagy <ref type="bibr">[14]</ref> measured the dispersion of Rayleigh waves by rough surfaces due to different shot-peened levels.  Typically, in laser ultrasonics, an Nd:YAG pulsed laser is employed for generation of surface waves using the thermo-elastic effect and a laser interferometer is used for wideband reception of surface waves. The received surface waves could be analyzed to obtain information about the material state of the first few layers of AM. Thus, in-situ laser ultrasonic testing provides an opportunity to inspect the AM part as it is processed. We envision an in-situ laser ultrasonic technique for quality assurance of AM with potential to provide a closed-loop process control. A specially designed dual-frequency slit mask would allow narrowband generation of Rayleigh waves using a setup as depicted in Figure <ref type="figure">1</ref>. Furthermore, the proposed technique could leverage nonlinear wave mixing of laser generated Rayleigh waves for layer-upon-layer inspection. The attenuation and nonlinear features thus obtained could allow assessment of strength through inferences about the microstructure, while wave speed measurements would permit assessment of elastic constants of AM parts.</p><p>In this research, we study the influence of surface roughness on laser generation, laser reception and Rayleigh wave propagation separately using three different setups. Furthermore, as it is sometimes required to scan the laser in order to receive Rayleigh waves at different propagation distances, two scanning strategies viz. keeping the generation laser fixed and moving the reception laser and vice versa, are studied based on the consistency of data. Firstly, the three experimental methodologies are briefly discussed. Secondly, results and observations are discussed in detail. Finally, the paper ends with the key conclusions.  The surface roughness of the surface of the sample irradiated by the generation laser is kept smooth, whereas the surface roughness, where the reception laser is focused, is varied using emery paper as previously described. Before the results are discussed in the next section we note that the Polytec laser vibrometer uses a heterodyne interferometer based on Doppler effect, which is highly susceptible to the speckle pattern created by a rough surface. However, other laser interferometers such as Fabry-Perot, two-wave mixing, and multiple quadrature interferometer have better performance for reception from rough surfaces.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>EXPERIMENTAL METHODOLOGIES</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Effect of Surface Roughness on Laser Generation, Laser Reception and Wave Propagation</head><p>Lastly, a wedge-transducer arrangement is used to study the effect of surface roughness on wave propagation of Rayleigh waves and its higher harmonic components with the setup shown in Figure <ref type="figure">2</ref> (C). Rayleigh wave generation was obtained using a 2.25 MHz nominal frequency narrowband transducer excited at 2.5 MHz. A 5 MHz central frequency broadband transducer was used to receive the primary Rayleigh waves (2.5 MHz) as well as its second (5 MHz) and third (7.5 MHz) harmonic components. The distance between the generation and reception wedges was kept constant at 20 mm. The surface roughness of the sample between the two wedges was varied from coarse to mirror-like using emery paper of decreasing grit size -60, 150, 400, 800, 1500 and mirror-like. The results are discussed in the following section.  Figure <ref type="figure">3</ref> (a) is a schematic of the experimental setup developed to study whether scanning of the generation or reception laser produces more consistent results. For this purpose, in the first case, the generation laser was kept fixed and the reception laser was scanned in the direction of Rayleigh waves propagation as shown in Figure <ref type="figure">4</ref> (a). In the second case, the reception laser is kept fixed while the generation laser was scanned in the direction of propagation of Rayleigh waves, refer Figure <ref type="figure">4 (b)</ref>. The out-of-plane displacements were obtained from 15 mm to 30 mm away with 5 mm increments from the generation. The experiments were conducted on direct energy deposition additive manufactured Ti-6Al-4V samples shown in Figure <ref type="figure">3 (b)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Effect of Surface Roughness on Laser Scanning</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>RESULTS AND DISCUSSION</head><p>Results for the experimental setup shown in Figure <ref type="figure">2</ref> (A) are discussed first. The results are averaged over four experimental trials. Figure <ref type="figure">5</ref> shows three A-scans of the out-of-plane displacement of Rayleigh waves generated by a pulsed laser incident separately on surfaces with three different surface roughness. It can be observed that the high surface roughness results in higher amplitude Rayleigh wave generation, whereas, the smooth surface results in lower amplitude.</p><p>When a pulsed laser is incident on the surface of material, thermal energy is absorbed at the surface. Absorption of thermal energy causes the small volume of the material near the surface to expand and contract rapidly, which leads to ultrasonic wave generation. The increase in amplitude for rough surfaces can be attributed to higher absorption of thermal energy due to multiple reflections. This observation is consistent with the previously established result that higher surface roughness leads to higher absorption of thermal energy <ref type="bibr">[15]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>FIGURE 5. Three A-scans for laser generation for three different surface roughness</head><p>Figure <ref type="figure">6</ref> shows the results for the experimental setup studying the effect of surface roughness on laser reception of Rayleigh waves; refer to Figure <ref type="figure">2 (B)</ref>. Figure <ref type="figure">6</ref> represents three A-scans for laser reception on surface with high roughness, low roughness and smooth surface respectively. Note that the A-scans for low roughness and smooth surface are displaced by -0.02V and -0.04V in amplitude in order to represent them in the same plot. The calculated values of the SNR were 2.4, 4.33, and 8 for the high roughness, the low roughness and the smooth surface respectively. The SNR was calculated as the ratio of peak to peak amplitude of the signal and the noise. It can be observed that the A-scan with high surface roughness has lowest signal-to-noise ratio (SNR) and high noise level, whereas the A-scan for smooth surface has higher SNR and lower noise level. This is because the surface with higher roughness induces higher speckle noise in the signal received by the reception laser. Moreover, focusing of reception laser is difficult on a rough surface, which causes reduction in signal amplitude and increase in noise level. FIGURE 6. A-scans showing higher noise level for higher surface roughness for reception of surface waves using laser</p><p>Figure <ref type="figure">7</ref> shows the results of the experiments performed to study the effect of surface roughness on Rayleigh wave propagation, refer Figure <ref type="figure">2 (C</ref>). Figure <ref type="figure">7</ref> shows the frequency domain amplitudes for the fundamental (2.5 MHz) Rayleigh wave, and its second (5 MHz) and third (7.5 MHz) harmonic components for different roughness levels obtained by fast Fourier transform of windowed wave packets in the A-scans. The amplitudes are normalized with respect to the amplitudes obtained for the mirror-like surface finish.</p><p>It can be observed that the amplitude of the fundamental and higher harmonics initially increases to a peak value and then decreases with the increasing surface roughness. This behavior can be related to the theoretical results in <ref type="bibr">[10,</ref><ref type="bibr">11]</ref>. The theoretical models developed in <ref type="bibr">[10,</ref><ref type="bibr">11]</ref> predict an overall decrease in amplitude with increase in the surface roughness, but a peak amplitude is also anticipated at frequencies where the Rayleigh wavelength is comparable to the correlation length of the surface. However, further experiments need to be conducted to conclude the observations.   Firstly, the decrease in amplitude with increasing propagation distance can be observed for both the samples for Nd:YAG scanning as well as LDV scanning cases. This is due to the loss of energy due to attenuation and scattering. Furthermore, it can be observed that in both Figures <ref type="figure">8</ref> and<ref type="figure">9</ref>, the amplitudes obtained for Sample 2 are lower than Sample 1. This is due to the presence of a visible defect on the surface of Sample 2, refer to Figure <ref type="figure">3 (b)</ref>. This demonstrates the capability of the laser-based non-contact setup for detection of surface defects on AM sample. Also, it can be observed that the values for the linear scan using Nd:YAG laser (LDV is kept fixed) are more than the values for the linear scan using LDV laser (Nd:YAG is kept fixed). Additionally, signal-to-noise ratio was calculated for the Nd:YAG scanning and LDV scanning cases. Results are provided in Figure <ref type="figure">10</ref>. Note that the signal to noise ratio was calculated as the ratio of area under the bandwidth 2.4 MHz to 2.6 MHz and area under the noise level i.e. 0 MHz to 2 MHz and 3 MHz to 4 MHz in the frequency domain plot. Although the averaged SNR for both -Nd:YAG scanning and LDV scanning cases -are similar, the error bars indicate that the variability of SNR is higher in the case of LDV scanning. Thus, the aforementioned results indicate that Nd:YAG scanning yields more consistent data as compared to the LDV scanning. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>CONCLUSIONS</head><p>This work demonstrates the effect of surface roughness on laser generation, laser reception, and wave propagation. The crucial insights obtained in this research include increase in signal amplitude of laser generated Rayleigh waves with increase in roughness level, increase in noise level and reduction in SNR with increase in roughness level for laser reception of out-of-plane displacement of Rayleigh waves, and effect of surface roughness on fundamental and higher harmonic waves. Moreover, it is typically required to perform linear scans along the direction of propagation of Rayleigh surface waves to observe the behavior of fundamental and harmonic components and measurement of material nonlinearity. In this regard, the performed experiments indicate higher consistency and reliability of obtaining</p></div></body>
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