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			<titleStmt><title level='a'>Oxygen Incorporation in the Molecular Beam Epitaxy Growth of Sc &lt;sub&gt;&lt;i&gt;x&lt;/i&gt;&lt;/sub&gt; Ga &lt;sub&gt;1−&lt;i&gt;x&lt;/i&gt;&lt;/sub&gt; N and Sc &lt;sub&gt;&lt;i&gt;x&lt;/i&gt;&lt;/sub&gt; Al &lt;sub&gt;1−&lt;i&gt;x&lt;/i&gt;&lt;/sub&gt; N</title></titleStmt>
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				<date>04/01/2020</date>
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					<idno type="par_id">10146812</idno>
					<idno type="doi">10.1002/pssb.201900612</idno>
					<title level='j'>physica status solidi (b)</title>
<idno>0370-1972</idno>
<biblScope unit="volume">257</biblScope>
<biblScope unit="issue">4</biblScope>					

					<author>Joseph Casamento</author><author>Huili Grace Xing</author><author>Debdeep Jena</author>
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			<abstract><ab><![CDATA[]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Introduction</head><p>III-nitride semiconductors such as GaN, AlN, InN, and their corresponding alloys have displayed promising optical and electronic device performance. Recently, scandium and other transition metals (e.g., yttrium, niobium, tantalum, manganese, etc.) have gained attention to increase the functionality of nitride semiconductors through piezoelectric, ferroelectric, superconducting, and magnetic behavior. <ref type="bibr">[1]</ref> Sc-III nitrides in particular have shown promise for extremely large increases in piezoelectric coefficients and spontaneous polarizations and even ferroelectric behavior. <ref type="bibr">[2]</ref><ref type="bibr">[3]</ref><ref type="bibr">[4]</ref><ref type="bibr">[5]</ref><ref type="bibr">[6]</ref> These attractive properties have allowed Sc-III nitrides to find use in applications such as bulk acoustic wave (BAW) resonators and microelectromechanical systems (MEMS). <ref type="bibr">[7]</ref><ref type="bibr">[8]</ref><ref type="bibr">[9]</ref><ref type="bibr">[10]</ref> Magnetron sputtering has been utilized to deposit thin film Sc x Al 1&#192;x N, <ref type="bibr">[11]</ref><ref type="bibr">[12]</ref><ref type="bibr">[13]</ref><ref type="bibr">[14]</ref> and more recently, molecular beam epitaxy (MBE) to grow Sc-III nitrides films. <ref type="bibr">[15]</ref><ref type="bibr">[16]</ref><ref type="bibr">[17]</ref><ref type="bibr">[18]</ref><ref type="bibr">[19]</ref><ref type="bibr">[20]</ref><ref type="bibr">[21]</ref><ref type="bibr">[22]</ref> However, few reports provide information of the oxygen content in the scandiumcontaining films.</p><p>Due to the large oxygen affinity of scandium, <ref type="bibr">[23]</ref> refractory nature of Sc 2 O 3 , and lack of extremely high-purity scandium source material that quotes oxygen concentration, integration of scandium into a nitride semiconductor crystal structure without incorporating significant amounts of oxygen and impurities would need special attention. Oxygen incorporation has been readily observed in the binary semiconductor ScN and has been shown to act as an electron donor and is related to degenerate electron carrier concentrations in ScN films. <ref type="bibr">[24]</ref> Moram et al. showed that Sc 2 O 3 can form during sputterdeposition of ScN if the chamber pressure vacuum is raised above 7.5 &#194; 10 &#192;7 torr, illustrating the need for ultrahigh vacuum conditions to limit oxygen incorporation in ScN. <ref type="bibr">[25]</ref> In that study, similar behavior was not seen for Ti or Zr, indicating Sc has a large affinity for oxygen. Here, we present a secondary-ion mass spectrometry (SIMS) study calibrated by Rutherford backscattering spectrometry (RBS) on MBE-grown Sc-III nitride semiconductor multilayer heterostructures. The results indicate that the oxygen incorporation into Sc-III nitrides alloys is significant and correlates with the scandium content. The evidence of the observed densities of oxygen is a first step toward an investigation of its effects on the electronic properties of ScGaN and ScAlN.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Results and Discussion</head><p>SIMS results shown in Figure <ref type="figure">1</ref> illustrate an order of magnitude increase in oxygen content in scandium-containing layers, followed by a sharp decrease during the GaN layer deposition. In addition, the oxygen concentrations increase as the scandium concentration in the crystal increases and decrease during the GaN layer deposition.</p><p>These results point to the fact that the increased amount of oxygen comes from the scandium metal and not from residual sources in the MBE chamber. Overall, the oxygen content varies from 3 &#194; 10 17 to 5 &#194; 10 18 cm &#192;3 . This value is higher than prior reports which show that oxygen incorporation in MBE-grown GaN has shown to be reduced to 10 17 cm &#192;3 at growth temperatures of 655 C. <ref type="bibr">[26]</ref> DOI: 10.1002/pssb.201900612 Secondary-ion mass spectrometry (SIMS) is used to determine impurity concentrations of carbon and oxygen in two scandium-containing nitride semiconductor multilayer heterostructures: Sc x Ga 1&#192;x N/GaN and Sc x Al 1&#192;x N/AlN grown by molecular beam epitaxy (MBE). In the Sc x Ga 1&#192;x N/GaN heterostructure grown in metal-rich conditions on GaN-SiC template substrates with Sc contents up to 28 at%, the oxygen concentration is found to be below 1 &#194; 10 19 cm &#192;3 , with an increase directly correlated with the scandium content. In the Sc x Al 1&#192;x N-AlN heterostructure grown in nitrogen-rich conditions on AlN-Al 2 O 3 template substrates with Sc contents up to 26 at%, the oxygen concentration is found to be between 10 19 and 10 21 cm &#192;3 , again directly correlated with the Sc content. The increase in oxygen and carbon takes place during the deposition of scandiumalloyed layers.</p><p>For the corresponding ScAlN/AlN multilayer structure, the SIMS results shown in Figure <ref type="figure">2</ref> indicate a large change in oxygen concentration, from 8 &#194; 10 18 cm &#192;3 near the substrate surface to 3 &#194; 10 21 cm &#192;3 near the top surface of the film, as the scandium content in the crystal is increased. Similar to the Sc x Ga 1&#192;x N heterostructure, the oxygen content decreases sharply by over an order of magnitude during the AlN layer deposition. The results again suggest that the increased oxygen concentration in the films comes from the scandium metal source material.</p><p>It is difficult to distinguish between the oxygen that can originate at the substrate surface and oxygen that can originate from the MBE chamber. Accordingly, it is currently unclear what influence the substrate may have on the oxygen concentration in the film. No detectable oxygen (1 &#194; 10 &#192;12 torr sensitivity) was measured in the residual gas analyzer (RGA) spectrum of the MBE chamber prior to growth, which gives evidence for oxygen in the films not originating from the MBE chamber. Regarding the scandium metal source, oxygen concentration is not specified  by the source vendor. Thus, we cannot determine the oxygen concentration change from the source to the thin film and cannot assess if oxygen is removed during the heating of the scandium metal. Future work will involve characterization and quantification of the oxygen content in the scandium metal prior to growth.</p><p>Regarding the growth, while 750 C has been previously demonstrated to be a reasonable temperature to achieve smooth surfaces and crystalline Sc x Al 1&#192;x N, a larger range of growth temperatures need to be conducted to reveal the optimal conditions for reducing oxygen content in the films. Particularly, a focus on higher growth temperatures to reduce oxygen incorporation in Sc x Al 1&#192;x N relative to Sc x Ga 1&#192;x N will be conducted. Since Sc 2 O 3 and Al 2 O 3 have a larger thermodynamic driving (e.g., larger negative enthalpy of formation) to form than Ga 2 O 3 , as shown in Figure <ref type="figure">3</ref>, higher growth temperatures can help facilitate dissociation of metal-oxide bonds.</p><p>In addition, Sc 2 O 3 and Al 2 O 3 require higher temperatures to reach similar vapor pressures as Ga 2 O 3 . This trend is seen for MBE-grown GaN and Al x Ga 1&#192;x N layers, where increasing the substrate temperature for 610-655 C shows a large decrease in oxygen content for GaN and an increase from 680 to 780 C does the same for Al x Ga 1&#192;x N. <ref type="bibr">[27]</ref> Furthermore, it is known that gallium suboxide desorption is prevalent in high-vacuum conditions above %550&#730;C. <ref type="bibr">[28,</ref><ref type="bibr">29]</ref> Oxygen concentration in MBE-grown thin films has been shown to decrease as substrate temperature increases. This is in accordance with thermodynamic Ellingham diagrams in that the metal oxide bonds become more unstable as temperature increases and as the partial pressure of oxygen decreases.</p><p>For the case of Sc-III nitrides, where oxygen substitutes the nitrogen sublattice, any formation of the nonpiezoelectric and nonferroelectric phase Sc 2 O 3 is highly undesirable. Oxygen concentrations shown here for Sc x Al 1&#192;x N are on the order of 1 &#194; 10 19 to 3 &#194; 10 21 cm &#192;3 , which is above the conduction band-edge effective density of states for many semiconductors. Depending on the donor activation energy, this can cause significant unintentional doping of the Sc-containing layers, introducing conduction loss in the piezoelectrics, or electrically shorting and compromising ferroelectricity, which is why a way to reduce the oxygen concentration in such alloys is essential.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Conclusion</head><p>Oxygen incorporation in Sc x Ga 1&#192;x N-GaN and Sc x Al 1&#192;x N-AlN heterostructures measured by SIMS indicates the scandium source introduces significant unintentional oxygen in the film. For Sc contents up to 28% in Sc x Ga 1&#192;x N grown metal rich, oxygen concentration is increased up to 5 &#194; 10 18 cm &#192;3 . For Sc contents up to 26% in Sc x Al 1&#192;x N-grown nitrogen rich, oxygen concentration increases up to 3 &#194; 10 21 cm &#192;3 . These concentrations and the fact that they are directly correlated with the presence of scandium indicates future studies should find ways to control the oxygen incorporation by the use of higher-purity Sc source materials, and an exploration of a wider window of growth conditions that together can keep unintentional oxygen incorporation below densities that compromise the very functionality Sc is being introduced into the nitride crystals for.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Experimental Section</head><p>Sc x Ga 1&#192;x N (x &#188; 0.02-0.28) and Sc x Al 1&#192;x N (x &#188; 0.05-0.26) thin-film multilayers were grown by MBE in a Veeco GenXplor system with a base pressure of 1 &#194; 10 &#192;10 torr. The underlying semi-insulating (SI) GaN-SiC and AlN-Al 2 O 3 substrates were cleaned in solvents and HCl and mounted on silicon carrier wafers with indium paste. The substrates were baked at 200 C in the MBE chamber load lock for 8 h to remove atmospheric contamination. During growth, the substrates were rotated to ensure film homogeneity. Sc metal source in a W crucible of 99.99% purity on a rare earth element basis from American Elements was evaporated using a Telemark electron beam evaporation system in the MBE environment. Flux stability was achieved with an Inficon electron impact emission spectroscopy (EIES) system by directly measuring the Sc atomic optical emission spectra. Aluminum (99.9999% purity) and gallium (99.99999% purity) were supplied using Knudsen effusion cells. Nitrogen (99.99995%) active species were supplied using a Veeco RF UNI-Bulb plasma source, with growth pressure of %10 &#192;5 torr. The growth temperature was reported as the heater temperature on the backside of the substrate measured by a thermocouple. In situ monitoring of film growth was performed using a KSA Instruments reflection high-energy electron diffraction (RHEED) apparatus with a STAIB electron gun operating at 15 kV and 1.5 A. The samples were sent to Evans Analytical Group (EAG) for SIMS profiing, which is calibrated by RBS measurements due to the lack of corresponding scandium standards. Ex situ atomic force microscopy (AFM) measurements were performed in tapping mode with Veeco Icon and Asylum Research Cypher ES systems.</p><p>The Sc x Ga 1&#192;x N-GaN heterostructure consisted of four repeat units of 50 nm of GaN followed by 50 nm of Sc x Ga 1&#192;x N. Nucleation proceeded directly on a SI GaN-SiC template substrate, without any buffer layer growth. The substrate GaN surface was first exposed to a gallium flux without N 2 at 750 C to desorb surface oxides. The growth temperature was 750 C and the nitrogen plasma condition was 1.95 sccm, 200 W. The growth rates were %360 nm h &#192;1 . GaN and Sc x Ga 1&#192;x N layers were grown metal rich (III/V ratio greater than 1) because Sc has a thermodynamic preference over gallium to bond with nitrogen, <ref type="bibr">[30]</ref> so the excess gallium remains as a surfactant. This is similar to the typical metal-rich growth conditions that lead to high quality, smooth GaN growth under similar conditions. <ref type="bibr">[31]</ref> Sc x Ga 1&#192;x N layers were grown by adding the scandium flux to the existing gallium flux. The heterostructure surface was smooth as measured by AFM with an root mean square (RMS) value of 1.2 nm. The Sc x Al 1&#192;x N-AlN heterostructure similarly consisted of four repeat units of 65 nm of AlN followed by 75 nm of Sc x Al 1&#192;x N. Nucleation proceeded directly on an AlN-Al 2 O 3 template substrate, with a 360 nm AlN buffer. AlN layers were grown metal rich with excess aluminum consumed <ref type="bibr">[32]</ref> before deposition of Sc x Al 1&#192;x N. Sc x Al 1&#192;x N layers were grown nitrogen rich, with a III/V ratio of 0.9. Here, III/V ratio is Sc &#254; Al flux ratio to the N* flux ratio, where N* ratio is the flux of nitrogen radical species that contribute to the growth. The N* content at 200 W plasma power was calculated from X-ray diffraction analysis of the Al content and thickness of Al x Ga 1&#192;x N-GaN layers (not shown) grown at 200 W. The total nitrogen flux contains N 2 molecules that do not contribute to crystal growth because aluminum does not react with diatomic nitrogen under these temperature and pressure conditions. Nitrogen-rich growth conditions were utilized to promote smooth surfaces and unwanted metallic inclusions, as has been demonstrated in the literature. <ref type="bibr">[16,</ref><ref type="bibr">17]</ref> As aluminum has thermodynamic preference to bond to nitrogen over scandium, <ref type="bibr">[30]</ref> excess scandium would be expected to remain on the surface. MBE growth of ScN at growth temperatures above 1000 C (not shown) has indicated that scandium does not desorb at the growth temperatures used in this study. Postgrowth AFM showed that the heterostructure surface was rough, with a RMS value of 10 nm. This roughness could originate from the nonideal growth conditions necessary for the alternating layers of the multilayer: metal-rich for AlN and N-rich for ScAlN. This problem should not appear for a single AlN/ScAlN heterostructure. Indeed, single-layer Sc x Al 1&#192;x N films showed smooth surfaces by AFM that is not discussed here; this work focuses on the correlation of impurity incorporation with Sc content, which requires the multilayers.</p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_0"><p>Phys. Status Solidi B 2020, 1900612 1900612 (2 of 4) &#169; 2020 WILEY-VCH Verlag GmbH &amp; Co. KGaA, Weinheim</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_1"><p>Phys. Status Solidi B 2020, 1900612 1900612 (3 of 4) &#169; 2020 WILEY-VCH Verlag GmbH &amp; Co. KGaA, Weinheim</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_2"><p>Phys. Status Solidi B 2020, 1900612 1900612 (4 of 4) &#169; 2020 WILEY-VCH Verlag GmbH &amp; Co. KGaA, Weinheim</p></note>
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