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			<titleStmt><title level='a'>Dual-Polarization Radar Retrievals of Coastal Pacific Northwest Raindrop Size Distribution Parameters Using Random Forest Regression</title></titleStmt>
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				<publisher></publisher>
				<date>02/01/2020</date>
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				<bibl> 
					<idno type="par_id">10155019</idno>
					<idno type="doi">10.1175/JTECH-D-19-0107.1</idno>
					<title level='j'>Journal of Atmospheric and Oceanic Technology</title>
<idno>0739-0572</idno>
<biblScope unit="volume">37</biblScope>
<biblScope unit="issue">2</biblScope>					

					<author>Robert Conrick</author><author>Joseph P. Zagrodnik</author><author>Clifford F. Mass</author>
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			<abstract><ab><![CDATA[Radar retrievals of drop size distribution (DSD) parameters are developed and evaluated over the mountainous Olympic Peninsula of Washington State. The observations used to develop retrievals were collected during the 2015/16 Olympic Mountain Experiment (OLYMPEX) and included the NASA S-band dual-polarimetric (NPOL) radar and a collection of second-generation Particle Size and Velocity (PARSIVEL              2              ) disdrometers over the windward slopes of the barrier. Nonlinear and random forest regressions are applied to the PARSIVEL              2              data to develop retrievals for median volume diameter, liquid water content, and rain rate. Improvement in DSD retrieval accuracy, defined by the mean error of the retrieval relative to PARSIVEL              2              observations, was achieved when using the random forest model when compared with nonlinear regression. Evaluation of disdrometer observations and the retrievals from NPOL indicate that the radar retrievals can accurately reproduce observed DSDs in this region, including the common wintertime regime of small but numerous raindrops that is important there. NPOL retrievals during the OLYMPEX period are further evaluated using two-dimensional video disdrometers (2DVD) and vertically pointing Micro Rain Radars. Results indicate that radar retrievals using random forests may be skillful in capturing DSD characteristics in the lowest portions of the atmosphere.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Introduction</head><p>Precipitating weather events can be observed in three dimensions thanks to the continuous spatial and temporal coverage of meteorological ground-based radars, making radar observations a valuable tool for weather analysis and research. Radar products have long been used for microphysical retrievals, such as rain rate and drop size distribution (DSD) characteristics. Perhaps the first such retrieval was described in <ref type="bibr">Marshall and Palmer (1948)</ref>, who used reflectivity Z to estimate rain rate R at the surface using a power-law relation, known as a Z-R relationship. A number of such Z-R retrievals have since been developed for a variety of meteorological situations and locations, and they continue to be used by the U.S. National Weather Service to produce operational quantitative precipitation estimates <ref type="bibr">(Kuligowski 1997;</ref><ref type="bibr">Fulton 2002;</ref><ref type="bibr">Apffel et al. 2015)</ref>.</p><p>With the introduction of dual-polarization radars for research and operational applications <ref type="bibr">(Kumjian 2013)</ref>, microphysical retrievals of increased complexity have been developed from collocated radar and surface observations, with substantial progress made during field experiments such as the NASA Global Precipitation Measurement (GPM) Mission Ground Validation (GV) campaigns. These campaigns include the deployment of sophisticated networks of remote and in situ observing platforms, coupled with data from the NASA GPM satellite <ref type="bibr">(Hou et al. 2014</ref>). GPM GV projects such as the Midlatitude Continental Convective Clouds Experiment (MC3E; <ref type="bibr">Jensen et al. 2016</ref>) and the Iowa Flood Studies (IFloodS; <ref type="bibr">Krajewski et al. 2013</ref>) have provided valuable surface-based observations of precipitation and facilitated radar retrievals of microphysical properties (e.g., <ref type="bibr">Pippitt et al. 2015</ref>). In addition to NASA GPM GV, a number of other studies have developed radar retrievals for DSDs using similar suites of observations (e.g., <ref type="bibr">Brandes et al. 2006;</ref><ref type="bibr">Cao et al. 2008;</ref><ref type="bibr">Zhang et al. 2006</ref>). However, these experiments predominantly sampled convective environments in regions of relatively homogenous terrain and are not necessarily applicable to regions dominated by stratiform precipitation or regions with substantial topography.</p><p>Several studies have examined DSDs during stratiform or convective precipitation, delineating these regimes based on the DSD median volume diameter and the intercept parameter of the distribution (e.g., <ref type="bibr">Tokay and Short 1996;</ref><ref type="bibr">Atlas et al. 1999;</ref><ref type="bibr">Bringi et al. 2003</ref><ref type="bibr">Bringi et al. , 2009;;</ref><ref type="bibr">Uijenhoet et al. 2003;</ref><ref type="bibr">Siefert 2005;</ref><ref type="bibr">Sharma et al. 2009</ref>). Although <ref type="bibr">Thompson et al. (2015)</ref> found considerable overlap of DSD characteristics between convective and stratiform environments, convection appeared to have larger liquid water content for a given drop size. Furthermore, <ref type="bibr">Dolan et al. (2018)</ref> used principal component analysis to demonstrate that global DSD characteristics varied as a function of latitude, which, they suggested, meant that the physical processes impacting DSDs also varied by latitude.</p><p>The results of the above studies and others suggest that DSD radar retrieval algorithms developed for convective storms may not be applicable to locations where stratiform precipitation is dominant or where topography is a key controller of regional precipitation distributions, such as the Pacific Northwest <ref type="bibr">(Chow et al. 2013</ref>). <ref type="bibr">Zagrodnik et al. (2018)</ref>, using DSD observations from the Olympic Mountains Experiment (OLYMPEX; <ref type="bibr">Houze et al. 2017)</ref>, showed that DSDs varied considerably during different storm sectors of midlatitude cyclones impacting the Olympic Peninsula of Washington State. In addition, they found that periods warm-rain enhancement were associated with DSDs having a large number of small drops.</p><p>The development of machine learning techniques and their implementations (e.g., the ''scikit-learn'' Python package; <ref type="bibr">Pedregosa et al. 2011</ref>) provide new opportunities for the atmospheric sciences, particularly with regard to statistical weather forecasting <ref type="bibr">(Herman and Schumacher 2018)</ref>. To the best of our knowledge, however, there have been no applications of machine learning to DSD radar retrieval development, particularly in the Pacific Northwest. As such, this paper will apply a common machine learning algorithm [random forest (RF) regression; <ref type="bibr">Breiman 2001]</ref> to disdrometer data to produce radar retrievals of DSD characteristics. One goal of this paper is to determine whether the random forest technique can be a feasible method to retrieve DSDs.</p><p>The central aim of this study is to produce and evaluate radar retrievals of median volume diameter, liquid water content, and rain rate over the Olympic Peninsula using OLYMPEX observations, specifically the NASA S-band dual-polarimetric (NPOL) radar and OLYMPEX disdrometers. This study develops and evaluates retrievals based on both traditional nonlinear regression and random forest regression techniques. Retrievals are then used to produce DSD information above the surface, where these observations are generally unavailable. Such radar-based retrievals could help evaluate microphysical biases in regional numerical weather prediction models, such as the documented underprediction of liquid water content and precipitation over windward slopes of the Pacific Northwest <ref type="bibr">(Conrick and Mass 2019a,b)</ref>. In this paper, section 2 describes the data and method used to retrieve microphysical information from radar data using second-generation Pa r t i c l eS i z ea n dV e l o c i t y (PARSIVEL 2 ) disdrometer observations, and section 3 provides an evaluation of the retrievals using twodimensional video disdrometers (2DVD) and vertically pointing radars. Section 4 includes discussion of results and concluding remarks.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Data acquisition and processing</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>a. NPOL radar data</head><p>During OLYMPEX, the NPOL <ref type="bibr">(Wolff et al. 2017</ref>) radar provided coverage over the Quinault Valley on the windward side of the Olympic Peninsula of Washington State (Fig. <ref type="figure">1</ref>). The NPOL radar operated at a frequency of . This study uses radar Z and differential reflectivity Z DR over the Quinault Valley collected along the 49.98 azimuth range-height indicator (RHI) scans with elevation angles ranging from 08 to 458. Radar data were collected between 1 November 2015 and 1 February 2016. The NPOL range gate spacing during OLYMPEX was 125 m, and we remove data at the lowest elevation angle (08). The temporal resolution of the NPOL radar was approximately 20 min for the <ref type="bibr">49.98 RHI azimuth.</ref> NPOL data underwent extensive quality control and data filtering following the conclusion of OLYMPEX <ref type="bibr">(Wolff et al. 2017</ref>). The quality control process included the Global Precipitation Mission Ground Validation (GPM-GV) dual-polarimetric quality control (DPQC) algorithm <ref type="bibr">(Pippitt et al. 2013</ref>). The DPQC algorithm is designed to filter raw radar data to remove erroneous data obtained by a radar system (e.g., ground clutter, biological targets, and anomalous propagation) by constraining measurements according to a number of numeric thresholds. <ref type="bibr">Pippitt et al. (2013)</ref> describes the full process and physical basis for the algorithm.</p><p>Because the DPQC does not correct for signal attenuation, we apply the ''ZPHI'' attenuation correction method <ref type="bibr">(Bringi et al. 1990;</ref><ref type="bibr">Gu et al. 2011;</ref><ref type="bibr">Ryzhkov et al. 2014)</ref> to the NPOL data. Despite S-band radars exhibiti n gl e s sa t t e n u a t i o nt h a nd or a d a r sw i t hs m a l l e rw a v elengths <ref type="bibr">(Bringi et al. 2012;</ref><ref type="bibr">Baldini et al. 2012</ref>), the presence of heavy rain near orography motivates the need to correct attenuation, as demonstrated by <ref type="bibr">Ryzhkov et al. (2014)</ref>, who showed that this technique is advantageous in regions of complex terrain For this study, we use the ZPHI algorithm in the Python ARM Radar Toolkit (Py-ART) software-see <ref type="bibr">Helmus and Collis (2016)</ref> for further details.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>b. PARSIVEL 2 disdrometer and 2DVD</head><p>Along with the NPOL radar, several PARSIVEL 2 disdrometers <ref type="bibr">(Petersen et al. 2017a</ref>) were positioned along a southwest-to-northeast line extending from the Pacific Coast to the Quinault Valley and adjacent windward slopes (Fig. <ref type="figure">1</ref>). At each disdrometer site, liquid water content (LWC; g m 23 ), median volume diameter D 0 ( m m ) ,r a i nr a t e( R R ;m mh 21 ), and the normalized DSD intercept parameter N W (mm 21 m 23 ; Illingworth and Blackman 2002) were calculated every minute from PARSIVEL 2 data using the PyDisdrometer software package <ref type="bibr">(Hardin and Guy 2017)</ref>, which uses Eq. ( <ref type="formula">6</ref>) from <ref type="bibr">Tokay et al. (2014)</ref> to compute DSDs.</p><p>At three PARSIVEL 2 locations (Fishery, Amanda Park, and Bishop Field) there were collocated 2DVDs <ref type="bibr">(Petersen et al. 2017b</ref>). DSD information was computed in the same manner as the PARSIVEL 2 disdrometers and subject to the same quality control described below. The 2DVDs serve as an independent evaluation of this study's DSD retrievals.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>c. Data alignment and quality control</head><p>Initial quality control and data filtering of the PARSIVEL 2 and 2DVD datasets was completed as per NASA's data management protocol, which removes spurious drops from the disdrometer dataset. The protocol follows <ref type="bibr">Tokay et al. (2001)</ref>, in which drops are removed from the dataset if their fall velocity is 650% of the empirical value from <ref type="bibr">Beard (1976)</ref> for an identical sized drop. This ensures that erroneous data, which often appear as drops with unphysical fall speeds, are removed.</p><p>To facilitate the evaluation of radar retrieval products, NPOL data must be spatially and temporally aligned with ground assets (PARSIVEL 2 and 2DVD). Spatial alignment was performed by finding the horizontal location of each surface station in the 49.98 RHI, then obtaining the mean value of NPOL data (Z or Z DR ) within a 6 5 horizontal and 61 vertical range located around each surface site. These steps reduced inclusion of erroneous radar data (e.g., ground clutter) into the retrieval evaluations. For the Seed Orchard, Fishery, Amanda Park, Bishop Field, Bunch Field, and Graves Creek sites, the lowest NPOL gate used in evaluations corresponds to an approximate height of <ref type="bibr">133,</ref><ref type="bibr">236,</ref><ref type="bibr">314,</ref><ref type="bibr">425,</ref><ref type="bibr">1010,</ref><ref type="bibr">1375</ref> m above ground level (AGL), respectively, in order of distance from NPOL.</p><p>Next, data were matched in time. Surface station data were matched to NPOL observation times to the nearest minute, producing 2520 potential samples of data per station for subsequent evaluation. Next, data from all three surface-based platforms [PARSIVEL 2 ,2DVD,and Micro Rain Radar (MRR)] were removed when any of the following conditions were met: 1) data were missing, null, or showed an error code; 2) Z . 50 dBZ;3 ) Z DR ,25dBorZ DR . 5dB;4)PARSIVEL 2 RR was less than 0.254 mm h 21 (this value corresponds to 0.01 in. h 21 , which is one tip of a standard tipping-bucket rain gauge); or 5) PARSIVEL 2 LWC was less than 0.01 g m 23 .NPOL data were removed from consideration if RR was less than 0.01 mm h 21 . The quality control steps above ensured that only precipitating times were considered.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>d. Micro Rain Radar data</head><p>Evaluating radar retrievals above the surface presents a significant challenge due to a lack of microphysical observations. During OLYMPEX, two MRRs (Petersen and Gatlin 2017) from METEK were deployed at the Fishery and Bishop Field sites along the transect in Fig. <ref type="figure">1</ref>. The MRR is a single-polarized, vertically pointing, 24-GHz (K band) radar that sampled 30 range gates from 0 to 3 km above ground at 100-m intervals. The MRR retrieves reflectivity and particle fall speed spectra, which are then converted into bulk radar reflectivity and DSDs with the <ref type="bibr">Atlas et al. (1973)</ref> fall speed-drop size relation. <ref type="bibr">Peters et al. (2005)</ref> provides a detailed description of the default MRR data processing and computations. From the MRRs, we computed 1-min values of Z, D 0 ,LW C,N W , and RR with the same method used to process the disdrometer data. MRR reflectivity data were computed by integrating the measured drop size distribution, rather than using a reflectivity factor computed from radar properties and particle crosssectional areas.</p><p>Because the MRR operates at a wavelength that is approximately one tenth of the NPOL radar wavelength, attenuation due to liquid water is potentially significant and increases with height <ref type="bibr">(METEK 2009;</ref><ref type="bibr">Peters et al. 2005</ref>), leading to reduced accuracy above the surface. To address attenuation concerns, MRR observations are bias corrected using the method described in the METEK Physical Basics document (METEK 2009). In short, their method of attenuation correction uses the pathintegrated attenuation (PIA) calculated at each range gate to adjust the reflectivity spectrum retrieved at that particular range gate. The correction is only applied when PIA is less than 10 dB. In this study, we only consider attenuation-corrected MRR observations. Additionally, because stratiform precipitation tends to dominate wintertime conditions in the region of interest, we did not implement vertical velocity corrections to the MRR data as in <ref type="bibr">Adirosi et al. (2016)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Retrieval methods</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>a. DSD radar scattering properties from PARSIVEL 2</head><p>A goal of developing radar retrieval equations is to obtain information about the characteristics of DSDs (D 0 , LWC, RR, and N W ) over a wide area above the surface by using only ground-based observations. During OLYMPEX, PARSIVEL 2 disdrometers provided the greatest spatial and temporal coverage compared to 2DVD or MRR assets. As such, the T-matrix scattering method <ref type="bibr">(Mishchenko et al. 1996</ref>)i sa p p l i e dt o PARSIVEL 2 DSDs to estimate Z and Z DR . These scattering calculations were performed using the NPOL radar frequency (2.77 GHz) and the <ref type="bibr">Thurai and Bringi (2005)</ref> drop shape model within the framework of the PyDSD (Hardin and Guy 2017) software package.</p><p>Using Z and Z DR estimated from T-matrix calculations, rather than directly from NPOL observations, is advantageous for producing accurate radar retrievals. Retrieval development using Z and Z DR from NPOL produces significantly less accurate retrievals than the T-matrix method, likely because NPOL observations contain attenuation or ground clutter errors. Furthermore, the difference in height between the radar's lowest sample volumes and the surface increases with distance from the radar, which introduces additional uncertainty in the resulting retrieval. Thus, the T-matrix computation provides a more reliable conversion between radar scattering characteristics and DSD properties.</p><p>Figure <ref type="figure">2</ref> demonstrates the agreement between observed (NPOL) and disdrometer-derived radar parameters aggregated across all surface observing stations deployed during OLYMPEX. For these surface measurements, agreement is qualitatively good among all data sources, with no significant discrepancies between platforms. Comparing NPOL observations with the other platforms, Z from NPOL is slightly smaller (;3dB)than the disdrometers (Fig. <ref type="figure">2a</ref>), even though attenuation correction is applied to NPOL. Similarly, Z DR is modestly larger from NPOL than the other observations (Fig. <ref type="figure">2b</ref>), but mostly at large Z DR . We suspect that these differences may be a result of the NPOL beam height being well above the surface at the corresponding stations. Quantitatively, it is noteworthy that no dataset differs from one another in a statistically significant manner based on a Kolmogorov-Smirnov test of distribution similarity. Also, despite the relationship between specific differential phase K DP and rain intensity demonstrated by <ref type="bibr">Chandrasekar et al. (2008)</ref>, K DP is not used to develop retrievals because of the significant discrepancies between NPOL and PARSIVEL 2 K DP values (Fig. <ref type="figure">2c</ref>).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>b. Nonlinear and random forest regression techniques</head><p>Prior to developing retrievals from random forests, it is important to produce a set of retrievals from nonlinear regression (NL), which is presently the most widely accepted method for generating radar retrievals. The retrievals shown in Table <ref type="table">1</ref> were derived using least squares NL regression between PARSIVEL 2 observations and radar scattering properties from the T-matrix calculations. This method has been employed successfully by a number of other studies for a variety of environments and precipitation regimes (e.g., <ref type="bibr">Zhang et al. 2001;</ref><ref type="bibr">Bringi et al. 2003;</ref><ref type="bibr">Brandes et al. 2004a,b;</ref><ref type="bibr">Cao et al. 2008;</ref><ref type="bibr">Gorgucci et al. 2008;</ref><ref type="bibr">Thurai et al. 2010;</ref><ref type="bibr">Pippitt et al. 2015)</ref>. Following <ref type="bibr">Carlin et al. (2016)</ref>, our retrievals take the form of the product of power-law functions involving radar properties (Z and Z DR ) as independent variables.</p><p>Next, a second set of NPOL radar retrievals was developed using RF regression. RFs are an ensemble of decision trees that produce a single output value derived from a set of input data. Each tree is a network of connected decision nodes that terminate in leaf nodes.</p><p>Beginning with an input value at the root (top) of a decision tree, the input traverses the tree toward subsequent nodes along a left or right branch based on a numerical assessment at each decision node. When the input value reaches a leaf node (the bottom of the tree), then the decision tree has been fully traversed and the output value associated with the leaf is returned as the tree's prediction or forecast. For RF regression, tree uniqueness is ensured by building a select number of trees of identical depth using randomly selected subsamples of the training dataset. To avoid overfitting the data, tree growth is halted when a leaf node has a particular number of values (samples), and the average prediction at that leaf is obtained. To produce a single prediction and to further avoid overfitted data, all trees are averaged together.</p><p>A number of parameters can be tuned in an RF model. In this study, the optimal selection of parameters was determined through an iterative method in which the following parameters were methodically varied and the best combination of estimators was chosen: the number of trees, the depth of trees, and the minimum number of samples at a leaf. An exhaustive and detailed explanation of RFs, RF regression, and the parameters needed to grow an RF can be found in <ref type="bibr">Breiman (2001)</ref>. Table <ref type="table">2</ref> documents the optimal parameters chosen in this study's RF regression. Furthermore, because an RF model cannot be represented by a single equation (as can NL models), this study's RF model is available online in the form of files containing a Python implementation (<ref type="url">https://github.com/rconrick/NPOL-RF-Retrievals)f</ref> o r reproduction of results. The RF regressions developed for DSD retrievals, like the NLs above, use Z and Z DR calculated from PARSIVEL 2 data as input to predict values of D 0 ,LWC,andRR.</p><p>For consistency, both the NL and RF retrieval methods were developed using the same set of training data. The training data consisted of 50% of the available data, which were randomly selected without replacement. Testingdataweretheremaining50%.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>c. Computation of N W</head><p>In addition to D 0 and LWC, the normalized intercept parameter is another useful quantity describing the distribution of hydrometeors. Observed DSDs have been shown to fit a gamma distribution (i.e., <ref type="bibr">Ulbrich 1983;</ref><ref type="bibr">Zhang et al. 2008)</ref>, although many numerical weather prediction models use exponential distributions to describe hydrometeor species because of their computational simplicity <ref type="bibr">(Zhang et al. 2008</ref>). As a result, N W  nonlinear or random forest retrievals and then used as inputs into the above equation. It is important to note that the PARSIVEL 2 disdrometers also compute N W this way, but with observed quantities of LWC and D 0 . Thus by following this approach, N W values are methodologically consistent with surface observing techniques.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Evaluation of retrievals a. Comparison of nonlinear and RF regression</head><p>Prior to evaluating retrievals using other observations, retrieval bias was assessed by comparing the NLs a n dR Fm e t h o dt ot h eP A R S I V E L 2 observations. Figure <ref type="figure">3</ref> shows scatterplots of D 0 ,LWC,andRRfrom the training and testing datasets using both retrieval methods. Only PARSIVEL 2 data were used in Fig. <ref type="figure">3</ref> for the purposes of viewing the behavior of the retrievals.</p><p>Applying RF retrievals to the testing data shows more retrieved variance for all fields when compared to the training data (Fig. <ref type="figure">3</ref>), which is expected when considering that the RF is encountering the t e s t i n gd a t af o rt h efi r s tt i m e .F o rs m a l lo b s e r v e d D 0 , NL tends to produce erroneously smaller drop sizes than observed, while the RF method does not share this bias (Figs. <ref type="figure">3a</ref>,<ref type="figure">b</ref>). The RF approach was also better able to capture larger drops, specifically above 2 mm, which appears to be the upper limit for the NL equations. LWC retrievals from the RF method were superior to NLs for all values of LWC, with substantially less spread in the RF retrieval than NLs (Figs. <ref type="figure">3c</ref>,<ref type="figure">d</ref>). For LWC retrieved from NL, there was overestimation in the training data when values are less than ;0.5gm 23 and underestimation above that value. The RR scatterplots in <ref type="bibr">Figs. 3e</ref> and 3f demonstrate shapes similar to the LWC plots, but with less variance for both types of retrievals, which is expected considering that RR is a function of <ref type="bibr">LWC.</ref> In all cases, improvement in correlations and a decrease in the differences between observed and retrieved data were found when using RF compared to NL regression. Because we used 1-min DSDs for these comparisons and thus had very large sample sizes, the correlations and slopes were nearly the same between training and testing data, but improved nonetheless:</p><p>1) D 0 correlations improved from 0.85 (NL) to 0.93 (random forest) and slopes improved from 0.76 to 0.86, 2) LWC correlations improved from 0.74 to 0.97 and slopes improved from 0.53 to 0.94, and 3) RR correlations improved from 0.87 to 0.98 and slopes increased from 0.75 to 0.96.</p><p>To further highlight the advantages of the RF retrieval method, Fig. <ref type="figure">4</ref> shows root-mean-square errors (RMSE) and mean absolute errors (MAE) for the data presented in Fig. <ref type="figure">3</ref>. For NL retrievals, training and testing data errors are comparable, which is the result of these retrievals applying a fixed functional form to the data.</p><p>Using RF retrievals, however, had a dramatic impact on error statistics, with many error quantities being reduced by well over 50%. One notable outlier is the RF retrieval applied to D 0 testing data, which improved less than for the other fields. This can also be noted from comparing Figs. <ref type="figure">4a</ref> and <ref type="figure">4b</ref>, which demonstrate broader distributions of D 0 retrievals from training to testing datasets.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>b. Independent data evaluation at the surface</head><p>To evaluate RF DSD retrievals, observations of DSD parameters were considered from the 2DVDs and the MRRs that were collocated with PARSIVEL 2 units (Fig. <ref type="figure">1</ref>). The following evaluations are presented using surface data that are collocated in time and space as described previously. MRR data shown are from the second gate above the surface, at 125 m AGL.</p><p>Frequency distributions of D 0 ,L W C ,N W ,a n dR R from PARSIVEL 2 , MRR, and 2DVD observations at the surface are shown in Fig. <ref type="figure">5</ref> along with the same quantities retrieved from NPOL random forest and NL techniques. Data in Fig. <ref type="figure">5</ref> are aggregated by instrument type. Figure <ref type="figure">5a</ref> shows that D 0 observations from PARSIVEL 2 and 2DVD were similar, although PARSIVEL 2 observations had a peak frequency at 0.75 mm whereas 2DVD observations peaked slightly larger. In comparing RF with NL retrievals, it is seen that RF captured the smaller peak drop size whereas NL tended toward larger peak sizes. Otherwise, distributions of RF and NL retrieved D 0 was similar. For D 0 observations, the MRR was shifted toward very small values of D 0 ,a n dt h u sw a sa no u t l i e r . Across observations and retrievals, LWC and RR distributions (Figs. <ref type="figure">5b</ref>,<ref type="figure">c</ref>, respectively) were all approximately exponential and qualitatively similar in terms of magnitudes. Subtle differences, though, exist between the RF and NL retrieval accuracy. Specifically, RF retrievals tend to favor lower values of LWC and RR, whereas the NL retrievals favor larger values, although neither could be qualitatively considered outliers given the spread of observations. Both methods overpredict very low LWC and RR when compared to PARSIVEL 2 observations, which is a result of using PARSIVEL 2 rain rates to filter other datasets. Finally, Fig. <ref type="figure">5d</ref> shows N W calculated from D 0 and LWC as described previously. Because N W is a function of D 24 0 ,t h ee rrors in Fig. <ref type="figure">5a</ref> are magnified. Interestingly, the RF retrieval produces N W values that are closer to the 2DVD observations than the PARSIVEL 2 .T h eR F retrieval also produces a number of very small N W values that are not well captured by the other platforms, although they may also be a result of no rain noted by the radar despite the PARSIVEL 2 recording precipitation. As in Fig. <ref type="figure">5a</ref>, N W data from the MRRs are outliers at the surface, where the distribution in Fig. <ref type="figure">5c</ref> is much broader than the other platforms and favors very large N W . Figure <ref type="figure">6</ref> presents distributions of absolute error between PARSIVEL 2 observations and the RF or NL retrievals. None of the error distributions for a particular retrieved quantity are statistically different as per a Kolmogorov-Smirnov similarity test. This can be inferred visually from the considerable overlap in the errors between retrieval techniques. Despite these results, RF retrievals do offer considerable advantages. In particular, as shown in Fig. <ref type="figure">3</ref>, because RF retrievals are not confined to fixed functional form, they have more flexibility to retrieve a broader range of values. It is suspected that the minimal differences between RF and NL errors in Fig. <ref type="figure">6</ref> are chiefly the result of NPOL beam height <ref type="bibr">FIG. 6. Boxplots (25,</ref><ref type="bibr">50,</ref><ref type="bibr">and 75 percentiles,</ref><ref type="bibr">from bottom to top)</ref> showing the absolute errors of NPOL random forest (RF) and nonlinear regression (NL) retrievals in comparison with PARSIVEL 2 disdrometer data aggregated at all PARSIVEL 2 sites in Fig. <ref type="figure">1</ref>.</p><p>above the surface stations, which introduces error into the retrievals.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>c. Qualitative comparisons with MRR data</head><p>As a final evaluation, NPOL retrievals are compared to MRR profiles from the surface to 2.5 km AGL. For this study, the MRRs located at the Fishery and Bishop Field sites were used. It is important to note that because of data quality concerns (J. Zagrodnik 2019, personal communication) the MRRs have not been used extensively in OLYMPEX literature. Nonetheless, it is important to compare them qualitatively to the NPOL retrievals. Figure <ref type="figure">7</ref> shows vertical profiles of the interquartile range and median reflectivity from the MRRs and NPOL radar. At the Fishery site, agreement between platforms is considered good, with only minor deviations between radar profiles (Fig. <ref type="figure">7a</ref>). At Bishop Field, however, the discrepancies between NPOL and MRR data are more substantial and thus Bishop Field data were excluded from profile analyses in Fig. <ref type="figure">8</ref>. Data for the vertical profiles in <ref type="bibr">Figs. 7</ref> and 8 are binned every 200 m altitude.</p><p>Vertical profiles of D 0 , LWC, RR, and N W are presented in Fig. <ref type="figure">8</ref> from NPOL RF retrievals and MRR at the Fishery site. For all fields, accuracy decreases significantly above 1 km AGL, with the best agreement noted below 0.5 km AGL. Furthermore, some overlap is noted in data interquartile ranges from 1 to 1.5 km. As in the surface analyses presented above, the NPOL RF and NL retrievals perform similarly, with a notable exception being the D 0 retrievals, for which NPOL RF produces smaller and more reasonable D 0 . The smaller drops from RF D 0 are more physically reasonable given that warm rain processes are favored in the environment of the Olympic Peninsula <ref type="bibr">(Zagrodnik et al. 2018</ref>). Because reflectivity from the MRR is calculated using the measured DSD, it is possible that the similar reflectivity profiles at Fishery in Fig. <ref type="figure">7a</ref> are the result of MRR DSD errors increasing as a function of height. For instance, the strong decrease in MRR D 0 as a function of height is contrary to other studies using MRR instruments, which found a less pronounced decrease or nearly constant profile <ref type="bibr">(Chen et al. 2016;</ref><ref type="bibr">Marzuki et al. 2016</ref>), with the smaller drop sizes seen by the MRR at the surface in Fig. <ref type="figure">6a</ref> lending credibility to possible MRR errors. Although there are potential MRR data problems aloft, they are included in this study to highlight the need for better observations of DSDs below the melting level. Nonetheless, agreement between NPOL retrievals and the MRR data near the surface in Fig. <ref type="figure">8</ref> does indicate that NPOL retrievals are skillful near the surface.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.">Discussion and concluding remarks</head><p>In this study, nonlinear and random forest regressions are used to develop dual-polarization radar retrievals using NPOL radar observations from the OLYMPEX field experiment of 2015/16. Radar retrievals were developed for the median volume diameter D 0 , liquid water content, and rain rate using observations from six PARSIVEL 2 disdrometers, with the normalized drop size distribution intercept parameter N W computed as a function of LWC and D 0 . After development, initial evaluations showed that the random forest retrievals in this study were more accurate and unbiased than nonlinear regression retrievals when applied to and evaluated against the PARSIVEL 2 disdrometer dataset, with some improvements in RMSE exceeding 50%. Correlations and slopes describing the relationship between observed and retrieved values increased for all quantities when RF methods were used, with the most substantial increase being LWC having a slope increase from 0.53 to 0.94.</p><p>Two independent datasets, 2DVDs and MRR vertically pointing radars were used to evaluate retrievals at the surface using 1-min data from the OLYMPEX winter matched to NPOL observation times. Results demonstrated a high degree of correspondence between PARSIVEL 2 , 2DVD, and MRR observations, except for MRR D 0 and N W . Differences between RF and NL retrievals were also shown to be modest based on analysis of mean errors relative to PARSIVEL 2 data, although the utility of RF retrievals is evident for more extreme values. Above the surface, where very little microphysical information is available, the MRRs were used to qualitatively assess NPOL retrievals at the Fishery site. Below 500 m AGL, there was good agreement between NPOL and MRR data, with lesser but still reasonable agreement for 0.5-1 km AGL. The RF D 0 retrievals were more accurate than the NL retrieval at low levels.</p><p>Although the results of RF retrievals are not significantly better than NL retrievals when applied to the entire OLYMPEX winter, RF retrievals were shown to offer some key advantages. Figure <ref type="figure">3</ref> demonstrated the disadvantage of using a fixed functional form to retrieve DSDs, as in an NL retrieval. Using an NL approach introduces a greater number of erroneous data points, as is evident, for instance, by the ;2-mm cutoff for NL D 0 retrievals in <ref type="bibr">Figs. 3a</ref> and 3b that is not seen in the RF retrievals. Thus, while overall error statistics from RF retrievals may not be appreciably different than NL retrievals, the method employed to produce RF retrievals is more conducive to obtaining DSDs that are physically accurate and less prone to spurious large errors.</p><p>Furthermore, despite developing retrievals over a particular region, it is likely that this approach is more widely applicable, as liquid precipitation regimes consisting of numerous small drops have been noted in cloud systems around the world (e.g., <ref type="bibr">Thompson et al. 2015;</ref><ref type="bibr">Dolan et al. 2018</ref>). Furthermore, the application of random forest regression to radar retrieval provides a novel retrieval method that is at least as accurate as traditional nonlinear regression to obtain DSD characteristics from dual-polarimetric data, with the potential to better capture D 0 .</p><p>The development and evaluation of above-surface retrievals is important for advancing understanding of precipitation characteristics, particularly when combined with other observing methods. Because previous evaluations of precipitation simulations in over the windward side of the Olympic Mountains have found precipitation underprediction, future research will employ this new approach to better understand numerical weather prediction model biases in the context of simulated and observed DSDs.</p></div></body>
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