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			<titleStmt><title level='a'>A Control Scheme Based on Lyapunov Function for Cascaded H-Bridge Multilevel Active Rectifiers</title></titleStmt>
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				<date>03/01/2020</date>
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					<idno type="par_id">10221389</idno>
					<idno type="doi">10.1109/APEC39645.2020.9124234</idno>
					<title level='j'>2020 IEEE Applied Power Electronics Conference and Exposition (APEC)</title>
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					<author>Garry Jean-Pierre</author><author>Necmi Altin</author><author>Ahmad El Shafei</author><author>Adel Nasiri</author>
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			<abstract><ab><![CDATA[The cascaded H-bridge multilevel active rectifier is a prominent converter configuration. It presents compelling advantages, including high adjustability for a number of applications, such as in solid-state transformers, traction applications, medium and high power motor drives and battery chargers. However, when the H-bridge is operating under an unbalanced load and asymmetrical voltage conditions, it becomes important to design advanced control strategies to maintain the stability of the system. In this study, a Lyapunov-function based control method is proposed for controlling the single-phase cascaded H-bridge active rectifier to achieve global asymptotic stability. A capacitor voltage feedback is added to the conventional Lyapunov-function based stabilizing control method to minimize the resonance of the LCL filter. Additionally, a Proportional-Resonant (PR) control approach is adopted to obtain the reference current signal. This increases the robustness of the current control scheme. A DC voltage balancing control procedure is also employed to prevent the unbalanced DC voltage conditions among the H-bridges. The DC voltage is controlled via a PI controller. The capability of the control approach is verified with simulation and experimental studies.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>I. INTRODUCTION</head><p>The cascaded H-bridge converter has been seen as the most appealing multilevel topology due to its features, including the ability to be cascaded into multiple single-phase modules, requiring fewer components than its counterparts for the same voltage rating, and being more cost effective <ref type="bibr">[1]</ref>- <ref type="bibr">[3]</ref>. When it is configured as an AC-DC converter, it provides the advantage of having numerous DC-link voltages for different load ratings. Thus, the cascaded H-bridge topology becomes an enticing solution for solid state transformers, traction applications and medium and high power motor drives <ref type="bibr">[1]</ref>- <ref type="bibr">[10]</ref>.</p><p>The cascaded H-bridge rectifier control unit commonly has an output DC voltage control, a utility voltage synchronization unit and a utility current control. In light of the grid current control method, several control schemes have been proposed. The deadbeat current control was introduced in <ref type="bibr">[2]</ref> to mitigate the current error at each consecutive sampling period. A module based finite model predictive control was proposed in <ref type="bibr">[9]</ref> to minimize computing effort and to enhance the steady-state operation of the current. Cascaded PI regulators were used in <ref type="bibr">[11]</ref> to control both voltage and the current of the system. Hysteresis current control methods were introduced and analyzed in <ref type="bibr">[12]</ref>- <ref type="bibr">[14]</ref> to decrease the current harmonics of the line. The Proportional-Resonant (PR) current control method was demonstrated in <ref type="bibr">[15]</ref> for tracking sinusoidal signal and in <ref type="bibr">[16]</ref> for monitoring the change in PV irradiation. The predictive current control was introduced in <ref type="bibr">[17]</ref> and <ref type="bibr">[18]</ref> to reduce switching frequency. A harmonic current elimination PWM control algorithm was presented in <ref type="bibr">[19]</ref> for harmonic reduction purposes. Sliding mode control was then proposed in <ref type="bibr">[20]</ref> to ensure a consistent DC bus voltage and achieve unity power factor in a cascaded H-bridge boost mode configuration.</p><p>In regard to DC-side voltage balancing control algorithm, numerous techniques have been presented in prior art. A PIbased control method was presented in <ref type="bibr">[21]</ref> to alleviate the issue of unbalanced voltage of cascaded H-bridge by controlling the power flow of the converter. An indirect controller was used in <ref type="bibr">[22]</ref> for ensuring the DC link voltage remained balanced while maintaining the AC current in phase with the utility voltage. In <ref type="bibr">[23]</ref>, a compensation controller based on three-phase dq decoupled strategy was presented to address the unbalanced DC voltage and power of the converter. A unified control algorithm based dq frame was analyzed in <ref type="bibr">[24]</ref> to balance the cascaded H-bridge DC voltage. In <ref type="bibr">[25]</ref>, a stable voltage-balancing method using the estimated energy of the DC-link capacitor was used to track the changes in DC voltage of the converter based on adaptive resonant algorithm.</p><p>Despite the effectiveness of all the above mentioned controller algorithms, some drawbacks are still present. These include undetermined current spectra, uncertainty under variable switching frequency, sensitivity to the system model accuracy, more involved computational effort and ineffectiveness under extremely distorted input voltage. This paper presents a Lyapunov-function based current control approach for the cascaded H-bridge active rectifier. The traditional Lyapunov-function technique is customized with an added capacitor voltage feedback. This results in the suppression of the LCL filter resonance. In addition, the inverter side current reference is produced by the PR control method. This both eliminates the dependency of filter component values and the steady state error. By determining the appropriate gain values, the globally asymptotically stability is ensured. Additionally, due to the voltage feedback, the transient performance of the system is improved. The proposed control scheme employs a PI controller for the DC voltage control. An additional DC voltage balancing controller, which is introduced in <ref type="bibr">[26]</ref>, is also employed to prevent unbalanced DC voltage conditions. The simulation and experimental results verify this proposed control system topology and its performance for both transient and steady state conditions.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>II. MODELING OF THE CASCADED H-BRIDGE ACTIVE RECTIFIER</head><p>A. Description A single-phase cascaded H-bridge rectifier is shown in Fig. <ref type="figure">1</ref>. The cascaded H-bridge contains three identical cascaded configured single-phase H-bridge modules, which generate the three separated DC bus voltages Vo, Vo1 and Vo2. Each H-bridge consists of four power semiconductor devices connected to a DC bus capacitor Co, Co1 and Co2 respectively. Each output capacitor is connected to the resistive load Ro, Ro1 and Ro2, respectively. The input AC source voltage, denoted as Vg, is connected in parallel to the H-bridge input terminals via the LCL filter. The LCL filter is composed of Lf and Lf1 the filter inductors, Rs and Rs1 the equivalent resistors of the inductor and Cf the filter capacitor.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>III. PROPOSED CONTROL SCHEME</head><p>The proposed control scheme is given in Fig. <ref type="figure">2</ref>. The output DC voltage is controlled by a PI controller. Three output voltages are summed and then divided by three and the average DC voltage value is calculated. This value is considered as a reference voltage value and tracked by the PI based voltage controller. The magnitude of the reference current value is generated by this PI controller. By using the PLL output, the unit reference current signal, which is synchronized with the grid voltage phase and frequency, is generated. Then, the reference current signal which is tracked by the current controller is obtained. A DC voltage balance controller is also employed to remove possible voltage unbalanced conditions.  </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Lyapunov-Funct&#305;on Based Current Control Scheme</head><p>The direct technique of Lyapunov stipulates that the state variables are at the stability point when the supplied energy from the power source equals the total energy consumed by the load and active rectifier components. </p><p>Based on this statement, an energy based function ) ( x V can be written to test the stability of the system <ref type="bibr">[26]</ref>- <ref type="bibr">[30]</ref>. As stated in the Lyapunov's direct method, the equilibrium point is universally asymptotically stable if ) (x V meets: i)</p><p>. The following Lyapunov equation can be obtained from the stored energy in the inductors and capacitor:</p><p>From ( <ref type="formula">4</ref>) we can deduce that 0</p><p>. The time derivative of (4) has to be taken to test the last condition and the universal stability of the inverter at its stable point. The time derivative of the Lyapunov-function is given below:</p><p>(5)</p><p>This equation can be rearranged, as below: <ref type="bibr">(6)</ref> if the disturbed input control is taken as:</p><p>where K &#945; is a real constant and &lt;0. The final equation of the control input can be formulated as:</p><p>The i2 * (t) function in ( <ref type="formula">5</ref>) and ( <ref type="formula">6</ref>) is generated by multiplying the voltage controller output and unit sine wave. Once the i2 * (t) is generated, vcf * (t) and i2 * (t) can be generated by using ( <ref type="formula">9</ref>) and <ref type="bibr">(10)</ref>, respectively.</p><p>The control rule given in (8) provides a globally asymptotically stable operation. However, it does not provide the desired damping to minimize the oscillations resulting from the complex conjugate poles of the LCL filter. As a result, the conventional Lyapunov-function based control theory is modified with a capacitor voltage error (x3) feedback. This new control equation can be stated as:</p><p>Substituting ( <ref type="formula">11</ref>) into (6) gives:</p><p>The negative definiteness of ) (x V is guaranteed if the following inequality is met:</p><p>The final control rule including both inverter current and capacitor voltage feedbacks can be formulated as below:</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Reference Inverter Current Generation Using PR Controller</head><p>The closed-loop control is global asymptotically stable under disturbances away from the operating region with the control law given in <ref type="bibr">(14)</ref>. i1 * and vc * signals are essential. Although these signals can be calculated by using ( <ref type="formula">9</ref>) and ( <ref type="formula">10</ref>), generating i1 * is complicated and requires second order differentiation. Therefore, in this work, a PR control method is utilized to obtain the inverter reference current (i1 * ). Use of a PR controller also removes dependency on the filter component parameters and second order differentiation requirement. It is common knowledge that a PR controller provides a good tracking for AC signals and an infinite gain at &#969; so that the utility current follows its reference with minimum error in steady-state operation. However, in a practical system, infinite gain is not possible and introduces some problems. Thus, the succeeding non-ideal transfer function equation given below is retained in practice <ref type="bibr">[31]</ref>:</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IV. EXPERIMENTAL AND SIMULATION RESULTS</head><p>In this study, a single-phase three-cell cascaded H-bridge rectifier is designed, simulated and tested. Simulation studies are carried out with MATLAB/Simulink. The system parameters are given in Table <ref type="table">1</ref>. The proposed system is designed to be supplied from 230V grid voltage, and generate 200V DC bus voltage (for each cell). The simulation results are shown in Fig. <ref type="figure">3</ref> through Fig. <ref type="figure">6</ref>. Fig. <ref type="figure">3</ref> shows the separated DC bus voltages, the grid current and the grid voltage for steady state. The proposed system draws sinusoidal currents from the grid and generates balanced DC voltage at all three cell outputs.  To test the dynamic performance of the system, a step change is applied, and the reference voltage is increased from 150V to 200 at t = 1s. Fig. <ref type="figure">4</ref> shows the three separate DC output bus voltages and the average output voltage of the converter when this step change is applied. As seen in the figure, the output voltages are equal and exhibit the same behavior. In Fig. <ref type="figure">5</ref>, the DC bus voltage of each cell, the grid current and the grid voltage waveforms are given at the step change. As seen from the figures, the proposed system provides fast transient response and sustains the output voltage balance. The proposed system draws sinusoidal current even at transient conditions.</p><p>In addition, a step load change is applied to the system. The load level is reduced from 100% to 50% and then increased back to 100% to test DV voltage control, DC voltage balancing control and current control performance. As seen from Fig. <ref type="figure">6</ref>, all the individual cell output voltages exhibit the same behavior while the system maintains sinusoidal grid current with low harmonic distortions. Fig. <ref type="figure">7</ref>-Fig. <ref type="figure">10</ref> show the experimental results. Fig. <ref type="figure">7</ref> shows the average DC bus voltage, the grid current and the voltage for 200V DC bus voltage reference. Fig. <ref type="figure">8</ref> demonstrates all three output DC voltage waveforms (Ch.2, Ch.3 and Ch.4) and the average of these three output voltage waveforms (Ch.1). As seen from the figures, the proposed converter generates balanced cell voltages and draws sinusoidal current from the grid. The harmonics content of the current signal is low and the THD value is measured as 1.7%. Fig. <ref type="figure">9</ref> and Fig. <ref type="figure">10</ref> demonstrate the dynamic performance of the converter. The load level is both decreased and increased to test the transient response of the proposed controller. It is seen that the proposed control scheme employing the voltage control, the voltage balancing and the Lyapunov-function based current control provide good transient response with very limited overshoot and undershoot. The output voltages also are all well balanced. As seen in the figures below, the proposed control scheme provides high performance for both steady state and transient conditions.    </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>V. CONCLUSION</head><p>In this research, Lyapunov based control theory has been utilized to regulate the single-phase three-cell cascaded Hbridge active rectifier with LCL filter. A PI controller has been used for voltage control, which generates the amplitude of the current reference signal. The Lyapunov based control scheme is modified by adding a voltage feedback loop to remove the resonance of the LCL filter. The gain limits of the current control have been provided. The PR controller is designed to generate the inverter current reference signal. This eliminates usage of ( <ref type="formula">7</ref>) and improves the robustness of the system. A DC voltage balancing control is also applied to keep the output voltage balanced. The simulation and experimental results prove that the proposed control scheme provides fast transient response and eliminates the steady state error. The rectifier current is in sinusoidal and its THD level is measured as 1.7%.</p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_0"><p>978-1-7281-4829-8/20/$31.00 &#169;2020 IEEE</p></note>
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