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			<titleStmt><title level='a'>Functional Metamaterial Devices Enabled by Microsystems</title></titleStmt>
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				<date>12/12/2020</date>
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					<idno type="par_id">10292015</idno>
					<idno type="doi">10.1109/IEDM13553.2020.9371924</idno>
					<title level='j'>2020 IEEE International Electron Devices Meeting (IEDM)</title>
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					<author>X. Zhang</author><author>X. Zhao</author>
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			<abstract><ab><![CDATA[Metamaterials represent a class of artificially engineered materials, which exhibit unprecedented properties enabled by their constituent subwavelength unit cells. The effective properties of metamaterials may be dynamically controlled by driving unit cells via different approaches, including photo-doping, electrical gating, or mechanical actuation. With such dynamical tuning mechanisms, the propagation modality of electromagnetic waves may be modulated to achieve functional devices for modulation, beam steering, focusing, and polarization control, among others. In addition, the perfect absorption and near field effect enabled by metamaterials may be used in electromagnetic detectors across the frequency spectrum. Microsystem technology provides a platform to achieve functional metamaterial devices by covering all requisite processes, including fabrication, packaging, and system integration. We report our progress in constructing functional devices by integrating metamaterials with microsystems technology and discuss remaining challenges and the future direction of metamaterial devices.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>I. INTRODUCTION</head><p>Electromagnetic (EM) metamaterials are an important category of artificial materials consisting of subwavelength unit cells. By designing the geometry of the unit cells, the effective properties, such as effective permittivity and permeability, of the metamaterials may be engineered, which, in turn, controls the scattering and/or absorption of electromagnetic (EM) waves. Beginning with the experimental demonstration of negative index materials <ref type="bibr">[1]</ref>, metamaterials have enabled many unique applications and capabilities, such as invisibility cloaking <ref type="bibr">[2]</ref>, perfect absorption <ref type="bibr">[3]</ref>, and superlensing <ref type="bibr">[4]</ref>. Following that, the 2D metamaterials, i.e., metasurfaces, featuring a single layer surface consisting of in plane subwavelength unit cells have been developed to manipulate the EM wave. Metasurface-based optical components, including metalenses <ref type="bibr">[5]</ref>, metamirrors <ref type="bibr">[6]</ref>, metagratings <ref type="bibr">[7]</ref>, phase plates for orbital angular momentum (OAM) <ref type="bibr">[8]</ref>, have been developed to focus, steer, or spin EM waves. Recent advances in condensed matter theory have inspired novel metamaterial properties, such as topologically protected edge states <ref type="bibr">[9,</ref><ref type="bibr">10]</ref>, parity-time symmetry <ref type="bibr">[11]</ref> and exceptional points <ref type="bibr">[12]</ref>, giving rise to more versatile control over these man-made material properties. The rapid development of the understanding of the relevant physics and science in designing metamaterials has allowed for the rapid translation of metamaterials from fundamental research to practical applications to overcome current limitations in our physical systems. For example, in short order, passive infrared metamaterials has been developed to radiatively cool buildings for high-efficiency thermal management, addressing an unmet, practical societal need <ref type="bibr">[13]</ref>.</p><p>In order to enhance metamaterial functionalities, a hot topic in current research in metamaterials is the construction of reconfigurable, tunable, nonlinear, and self-adaptive metamaterials towards metamaterial devices, or namely metadevices <ref type="bibr">[14]</ref>. Leveraging metamaterials, dynamical tunability would enable real-time modulation of the EM response, thereby achieving high-efficiency manipulation of EM waves in a compact geometry. Microsystems technology, or microelectromechanical systems (MEMS), provides a platform to construct metamaterial devices. The development of metamaterials is facilitated by advances in micro-/nanofabrication processes, which are an essential part of microsystems technology. In addition, MEMS provides numerous tools to reconfigure metamaterials or enable novel metamaterial functionalities <ref type="bibr">[15,</ref><ref type="bibr">16]</ref>.</p><p>The combination of microsystems and metamaterials was initially implemented in thermo-mechanically reconfigurable terahertz metamaterials <ref type="bibr">[17]</ref>, which demonstrated the feasibility of tuning metamaterial responses via mechanical displacement. Subsequently, research related to microsystemsenabled metamaterials thrived, yielding various reconfigurable and tunable metamaterials in the spectral range from the microwave to optical regimes <ref type="bibr">[18]</ref>. Herein, we report our progress related to functional metamaterial devices enabled by microsystems technology. A typical integration scheme between metamaterials and microsystems will be introduced and the general outlook related to the ongoing development of microsystems-based metamaterial devices will be discussed.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>II. DYNAMIC METAMATERIALS DRIVEN BY MICROSYSTEMS</head><p>Microsystem technology covers the fabrication processes, system integration, and packaging of miniaturized, integrated transducers, including sensors and actuators <ref type="bibr">[19]</ref>. Miniaturized actuators, such as electrostatic, thermo-mechanical, piezoelectric, and magnetic actuators, may be used to drive the mechanical displacement in the metamaterials in order to tune their effective properties <ref type="bibr">[20]</ref>. As shown in Fig. <ref type="figure">1</ref>, the MEMS actuators may reconfigure the geometry of split ring resonators, which are a typical metamaterial structure, in order to modify the resonance frequency of the metamaterials, thereby, change their effective permittivity (&#949;). Simulation results (Figs. <ref type="figure">1c</ref> and<ref type="figure">1d</ref>) demonstrate the capability to tune the material properties across a large range, which can be translated to the manipulation of EM waves. MEMS actuators may be used to control either the entire array of the metamaterial for homogeneous modulation, or individual unit cells for local modulation. Homogeneous actuation may control amplitude <ref type="bibr">[21]</ref>, phase <ref type="bibr">[22]</ref>, polarization <ref type="bibr">[23]</ref>, and chirality <ref type="bibr">[24]</ref>. Individually controllable unit cell may achieve additional functionalities, such as beam focusing, steering <ref type="bibr">[25]</ref><ref type="bibr">[26]</ref><ref type="bibr">[27]</ref><ref type="bibr">[28]</ref>, and orbital angular momentum manipulation <ref type="bibr">[29]</ref>. The homogeneously reconfiguring scheme provides an easy-forintegration design while the individually reconfiguring scheme enables additional functionalities but increases the complexity related to system integration.</p><p>In addition to reconfiguring unit cell geometry, MEMS actuators enable the reconfiguration of the relative angle between the incident wave and the metamaterial <ref type="bibr">[17]</ref>, as well as the coupling between adjacent unit cells <ref type="bibr">[30,</ref><ref type="bibr">31]</ref>, both of which yield control of the metamaterial response. Ultimately, the rational integration of MEMS actuators and metamaterials provides various degrees of freedom by which to control the properties of metamaterials.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>III. METMATERIAL ENHANCED MICROSYSTEMS</head><p>Metamaterials enable strong absorption and near field confinement/enhancement effects <ref type="bibr">[32,</ref><ref type="bibr">33]</ref>. The near-field enhancement effect may be applied, for example, to achieve highly sensitive chemical/biological detection <ref type="bibr">[33]</ref>. The field confinement effect may also induce photothermal and electrostatic forces for electromechanical readout sensors for low-energy radiation, including terahertz or mid-infrared <ref type="bibr">[34]</ref>. Metamaterial perfect absorbers (MPAs), which absorb the incident radiation and convert the EM energy to heat, may be integrated with bi-material, thermo-mechanical transducers to achieve high-performance detection and imaging devices <ref type="bibr">[35]</ref><ref type="bibr">[36]</ref><ref type="bibr">[37]</ref>. However, these types of devices require complicated processes involving thin-film deposition and releasing steps, increasing the complexity of the fabrication and decreasing the yield. We designed and developed long-wave, mid-infrared, uncooled focal plane arrays (FPA) with simplified fabrication processes to integrate metamaterial perfect absorbers with bimaterial detectors. The designed FPA consists of an array of bi-material cantilever-supported MPA patches, which include gold squares patterned on a SiN x spacer backed with a gold ground plane, as shown in Fig. <ref type="figure">2a</ref>. In an FPA pixel (Fig. <ref type="figure">2b</ref>), the MPA absorbs the incident infrared radiation and converts it to heat, deflecting the bi-material cantilever. The metal thin film serves as the ground plane of the MPA and metal layer for the bi-material thermal detector. The metamaterial is an array of periodic square patches patterned on the silicon nitride spacers, which is backed by the gold ground plane, forming a metal/insulator/metal (MIM) perfect absorber. Furthermore, the large coefficient of thermal expansion (CTE) mismatch between gold and silicon nitride enables the detection of temperature variations due to infrared radiation absorption. An optical readout platform, which sheds a light on the backside of the FPA, is used to detect the reflected light from the ground plane. By mapping the deflection of each pixel, an infrared image of an object can be captured by the detection system.  In order to design the MPA, we first characterized the permittivity of the silicon nitride film (Fig. <ref type="figure">2a</ref>) and utilized finite difference time domain (FDTD) numerical simulations to optimize the geometry of the metamaterial unit cells. We measured the reflection spectrum of a free-standing silicon nitride thin film using Fourier transform infrared (FTIR) spectroscopy. The Maxwell-Helmholtz-Drude dispersion model was employed to fit the reflection response <ref type="bibr">[38]</ref> and the dispersion was obtained as shown in Fig. <ref type="figure">2a</ref>. We employed the FDTD simulation to maximize the absorption in the vicinity of 8.6 &#956;m using CST Microwave Studio. In the simulations, the periodic boundary condition was employed. Gold was modeled with the Drude response and the extracted silicon nitride permittivity was employed. The optimized side-width, periodicity, and silicon nitride thickness of the MPA are 2.9 &#956;m, 3.9 &#956;m, and 400 nm, respectively, as shown in Fig. <ref type="figure">2b</ref>. There are two response modes in the absorption spectrum due to the dispersion of silicon nitride, corresponding to the dipolar resonant modes in the metamaterial unit cell, as shown in Figs. <ref type="figure">3c</ref> and<ref type="figure">3d</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="26.2.2">IEDM20-558</head><p>To fabricate the FPA, low stress SiNx thin films were first deposited on a silicon wafer using low pressure chemical vapor deposition (LPCVD) (Fig. <ref type="figure">4a</ref>). The metamaterial layer was then patterned using a lift-off process (Fig. <ref type="figure">4b</ref>), followed by SiNx etching to define the cantilevers (Fig. <ref type="figure">4c</ref>). The backside of the SiNx was defined (Fig. <ref type="figure">4d</ref>) by substrate through-etching to release the structure (Fig. <ref type="figure">4e</ref>). The final step was to coat the backside with the gold ground plane (Fig. <ref type="figure">4f</ref>). In comparison with <ref type="bibr">[36]</ref>, the fabrication process is simplified by the improved integration scheme, in which the back side gold layer serves as the ground plane for the MPA and active layer for the bimaterial beams. The fabricated MPA exhibited perfect absorption at the designated wavelength, as shown in Fig. <ref type="figure">3b</ref>. The temperature sensitivity of the bi-material cantilever is 0.13 &#956;m/K. We placed the FPA in an optical readout platform consisting of an IR lens, a light-emitting diode (LED), and a CMOS camera to derive the image. Using this approach enables the capture of infrared images in the atmosphere and under uncooled conditions. The fabrication process and developed device demonstrate the integration between metamaterials and microsystems for enhanced sensing applications.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IV. OUTLOOK</head><p>Future opportunities in metamaterials research include the development of metamaterials with multiple functionalities and self-adaptive responses enabled through the integration with microsystems. For example, a metamaterial device may manipulate EM wave propagation, while simultaneously sensing the incident wave. In this fashion, the beam manipulation may be altered based on the incident wave. This would enable metamaterials with self-adaptive, or smart, responses. Some early efforts in achieving self-adaptive metamaterials based on nonlinear response have led to smart metamaterials capable of manipulating the magnetic field for medical imaging and nonreciprocal devices <ref type="bibr">[39,</ref><ref type="bibr">40]</ref>. By further optimizing the system integration schemes, advanced, smart metamaterials may be developed to blur the boundary between materials and devices, yielding high-performance, multifunctional devices.</p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_0"><p>26.2.3 IEDM20-559Authorized licensed use limited to: BOSTON UNIVERSITY. Downloaded on August 14,2021 at 20:14:42 UTC from IEEE Xplore. Restrictions apply.</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_1"><p>26.2.4 IEDM20-560Authorized licensed use limited to: BOSTON UNIVERSITY. Downloaded on August 14,2021 at 20:14:42 UTC from IEEE Xplore. Restrictions apply.</p></note>
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