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			<titleStmt><title level='a'>A Compound Faulting Model for the 1975 Kalapana, Hawaii, Earthquake, Landslide, and Tsunami</title></titleStmt>
			<publicationStmt>
				<publisher></publisher>
				<date>11/01/2021</date>
			</publicationStmt>
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				<bibl> 
					<idno type="par_id">10330534</idno>
					<idno type="doi">10.1029/2021JB022488</idno>
					<title level='j'>Journal of Geophysical Research: Solid Earth</title>
<idno>2169-9313</idno>
<biblScope unit="volume">126</biblScope>
<biblScope unit="issue">11</biblScope>					

					<author>Yoshiki Yamazaki</author><author>Thorne Lay</author><author>Kwok Fai Cheung</author>
				</bibl>
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			<abstract><ab><![CDATA[Mid-plate hot spot volcanic islands such as Hawaii involve basaltic edifices superimposed on depressed oceanic seafloor with basal décollement faults dipping landward at shallow angles (Figure 1a). Tsunamigenic thrust failure on the décollement or its splay faults can occur as topographic stresses and magma injection drive the island margins to spread (e.g.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><p>slump blocks and splay faults that do or do not connect to the d&#233;collement (e.g., <ref type="bibr">Lipman et al., 1985;</ref><ref type="bibr">Moore et al., 1994;</ref><ref type="bibr">Morgan et al., 2000</ref><ref type="bibr">Morgan et al., , 2003;;</ref><ref type="bibr">Swanson et al., 1976)</ref>. Loading rates for offshore faults around the Hawaiian Islands are usually difficult to determine, as seismicity is generally low, with large earthquakes being infrequent and portions of the d&#233;collement having a propensity for slow slip activity (e.g., <ref type="bibr">Montgomery-Brown et al., 2009;</ref><ref type="bibr">Segall et al., 2006)</ref>. Geodetic measurements provide constraints for on-land deformation of coastal margins and any relationship to volcanic intrusions (e.g., <ref type="bibr">Delaney et al., 1998;</ref><ref type="bibr">Lipman et al., 1985;</ref><ref type="bibr">Owen &amp; B&#252;rgmann, 2006;</ref><ref type="bibr">Owen et al., 2000;</ref><ref type="bibr">Swanson et al., 1976)</ref>, but the connection to offshore faulting is generally obscure.</p><p>The southeast shore of Hawaii Island, along the flanks of active volcanoes Kilauea and Mauna Loa, has historically experienced large, tsunamigenic earthquakes that impacted the Hawaiian Islands (Figure <ref type="figure">1b</ref>). The April 2, 1868 Ka'u, Hawaii, earthquake of M &#8764; 7.9 is the largest known event <ref type="bibr">(Hitchcock, 1912;</ref><ref type="bibr">Wood, 1914;</ref><ref type="bibr">Wyss, 1988)</ref>, and it generated strong ground shaking along the entire southeast shore, with observed peak tsunami runup of 13.4 m above the mean sea level (MSL) at Keauhou Landing <ref type="bibr">(Tilling et al., 1976)</ref>. The d&#233;collement fault is the only tectonic structure extending both landward and offshore large enough to account for the strong shaking, but the d&#233;collement slip distribution and occurrence of any submarine landslide during the 1868 event are not known in detail. The November 29, 1975 Kalapana, Hawaii, earthquake had an epicenter about 50 km northeast from the estimated 1868 epicenter (Figure <ref type="figure">1b</ref>) and produced an isoseismal pattern correspondingly shifted from that of the 1868 event, but with overlap along the flank of Kilauea <ref type="bibr">(Wyss &amp; Koyanagi, 1992a</ref><ref type="bibr">, 1992b)</ref>. This event did not occur during an active eruption, and certainly involved near-surface crustal extensional faulting with vertical displacements up to 1.5 m on scarps along the 25-km long on-land Hilina Fault Zone (HFZ; <ref type="bibr">Lipman et al., 1985)</ref>. Large runup extended along the shoreline seaward of the HFZ with an observed peak of 14.3 m at Halape approximately 3 km west of Keauhou Landing <ref type="bibr">(Tilling et al., 1976)</ref>. Seaward ground motion occurred along the mobile south flank of Kilauea with minor horizontal and vertical deformation northeast of the epicenter and larger deformation along the shoreline seaward of the HFZ. The precise geometry of faulting and/or landslide motions associated with the observed ground deformation and the tsunami excitation has long been a topic of debate. <ref type="bibr">Ando (1979)</ref> used teleseismic P wave first-motions and S wave polarizations to infer that the 1975 earthquake involved a shallowly dipping (&#8764;10&#176; southeastward) normal fault at about 10 km depth (Figures <ref type="figure">2a</ref> and <ref type="figure">2c</ref>). Radiation patterns for &#8764;150 s period Love and Rayleigh waves were noted to both be pre-dominantly twolobed (Figure <ref type="figure">2e</ref>), but the Love wave radiation pattern was modeled as four-lobed in that study (Figure <ref type="figure">2f</ref>). <ref type="bibr">Furumoto &amp; Kovach (1979)</ref> alternatively found that the P wave first-motions support a shallowly dipping (&#8764;4&#176; northwestward) thrust event likely on the same d&#233;collement as that assumed to have ruptured in 1868 (Figure <ref type="figure">2a</ref>). <ref type="bibr">Eissler and Kanamori (1987)</ref> considered the predominantly two-lobed pattern for &#8764;100 s period Love wave (G2) spectral amplitudes as evidence of near-surface coastal slumping (Figure <ref type="figure">2b</ref>), and modeled the Kalapana source with a single-force model appropriate for a disaggregated landslide (Figures <ref type="figure">2d</ref> and <ref type="figure">2g</ref>). <ref type="bibr">Wyss and Kovach (1988)</ref> contested the rationale for the slump model, arguing that shear displacement on a nearly horizontal fault plane could account for the two-lobed Love waves. <ref type="bibr">Kawakatsu (1989)</ref> estimated a thrust plane dipping 19&#176; toward the northwest from a long-period centroid-moment-tensor (CMT) inversion (Figure <ref type="figure">2a</ref>), while <ref type="bibr">Nettles and Ekstr&#246;m (2004)</ref> obtained a CMT thrust fault solution with a dip of 9&#176; toward the northwest and a seismic moment, M 0 = 3.8 &#215; 10 20 Nm (M W 7.7; Figure <ref type="figure">2a</ref>). Neither of those point-source geometries accounts for the two-lobed Love wave pattern. <ref type="bibr">Kawakatsu (1989)</ref> found that a double-couple source does fit the collective long-period signals better than a single-force source, but suggested that a composite of the two-force systems may be viable. <ref type="bibr">Ma et al. (1999)</ref> modeled tsunami observations at tide gauge stations in Hilo, Kahului, and Honolulu (Figure <ref type="figure">1a</ref>), finding that a combination of a widespread propagating slump model and a 5&#176; dipping d&#233;collement thrust fault model (with opposing 5&#176; dipping bathymetry) gives reasonably good seismic waveform predictions. <ref type="bibr">Lay et al. (2018)</ref> showed that thrust faulting with a dip of &#948; = 1-4&#176; (relative to the horizontal) to the northwest predicts predominantly two-lobed Love wave radiation patterns, largely accounting for the long-period observations of <ref type="bibr">Ando (1979)</ref> and <ref type="bibr">Eissler and Kanamori (1987)</ref>, with an increased M 0 of &#8764;1 &#215; 10 21 Nm (M W 7.9; Figure <ref type="figure">2h</ref>). The variation in the estimated seismic moment is due to excitation and radiation patterns for Rayleigh and Love waves being proportional to M 0 sin(2&#948;) for shallow dip-slip dislocations with vanishing vertical strains at the free surface (e.g., <ref type="bibr">Kanamori &amp; Given, 1981)</ref>. These shallowly dipping  <ref type="bibr">Ando (1979)</ref> and <ref type="bibr">Furumoto and Kovach (1979)</ref>, and centroid-moment-tensor point-source solutions of <ref type="bibr">Kawakatsu (1989)</ref> and <ref type="bibr">Nettles and Ekstr&#246;m (2004)</ref> (after <ref type="bibr">Nettles &amp; Ekstr&#246;m, 2004)</ref>. (b) Epicenter of the 1975 earthquake, with the trend of the fault plane solution from <ref type="bibr">Ando (1979)</ref> and direction of the observed maximum coastal displacement (vector). (c) Cross-section through the double-couple source geometry for the normal fault solution of <ref type="bibr">Ando (1979)</ref>, with the dashed line indicating the auxiliary nodal plane. (d) Single reaction force (lower vector) for a shallow slump model. (e) Observed Love wave radiation pattern from <ref type="bibr">Ando (1979)</ref>. (f) Theoretical Love wave radiation pattern for the mechanism of <ref type="bibr">Ando (1979)</ref> with a dip of 10&#176;. (g) Theoretical Love wave radiation pattern for the single force model like panel (d) with force strike of 330&#176;. (b)-(g) Modified from <ref type="bibr">Eissler and Kanamori (1987)</ref>. (h) Observed (symbols) and theoretical 100 s period Love wave source spectra (curves) for the 1975 Kalapana event. Observed data are from <ref type="bibr">Eissler and Kanamori (1987)</ref>. The blue curve is for the CMT solution of <ref type="bibr">Nettles and Ekstr&#246;m (2004)</ref>. The red curve is for the mechanism of <ref type="bibr">Furumoto and Kovach (1979)</ref> with a dip of 4&#176;. The green curve is for a thrust with strike 244&#176;, dip 3&#176;, and rake 90&#176; with M 0 = 9.9 &#215; 10 20 Nm. The dashed curve is for a bilateral rupture model extending 32 km along positive strike direction and 24 km along negative strike direction with strike 244&#176;, dip 1&#176;, rake 90&#176; and M 0 = 16 &#215; 10 20 Nm, with rupture velocity of 1.5 km/s and 30 s particle dislocation time from <ref type="bibr">Lay et al. (2018)</ref>.</p><p>thrust-faulting estimates for the 1975 Kalapana long-period seismic radiation are compatible with offshore reflection imaging of the d&#233;collement (e.g., <ref type="bibr">Morgan et al., 2003;</ref><ref type="bibr">Park et al., 2007)</ref>, which indicates &#8764;4&#176; dip toward the island relative to the horizontal. Rigorously accounting for the effects of dipping rock surface and variable water depth above the source requires the 3D calculation of the surface wave excitation, so there is substantial intrinsic uncertainty in the moment estimation.</p><p>Geodetic studies have also yielded a range of landslide/slump and d&#233;collement faulting interpretations of the 1975 event. <ref type="bibr">Lipman et al. (1985)</ref> interpreted the large coastal deformation along the HFZ as evidence for gravitational slumping with up to 3 parallel faults onshore and offshore extending down and flattening at depths of 6-8 km to merge with the d&#233;collement. The observed tsunami was attributed to the uplift of the submarine south flank of Kilauea associated with the composite slump movement at the toe. <ref type="bibr">Owen and B&#252;rgmann (2006)</ref> find that 7.1 m of slip on a 3&#176; dipping d&#233;collement fault segment 41 km long and 41 km wide accompanied by faulting at the Kilauea summit and in the Southwest and East Rift Zones can account well for coseismic deformation along the southeast shore. Their d&#233;collement slip model, most of which locates offshore, has a seismic moment of 3.6 &#215; 10 20 Nm, with additional on-land faulting increasing the total moment to 4.1 &#215; 10 20 Nm. The shallow dip of this model predicts two-lobed Love wave radiation (Figure <ref type="figure">2</ref>), but there is no indication of whether it can reproduce the tsunami observations. A scaled-down version of the 1975 Kalapana earthquake occurred along the southeast shore of Hawaii Island on 4 May 2018. Regional strong-motion, broadband teleseismic, and GPS datasets. allow finite fault inversions of the source mechanism to precisely infer the rupture process (e.g., <ref type="bibr">Bai, Ye, et al., 2018;</ref><ref type="bibr">Lay et al., 2018;</ref><ref type="bibr">Liu et al., 2018)</ref>. The M W 6.9 to 7.2 earthquake involved northwestward shallowly dipping (2.5&#176;-7.5&#176;) thrust motion during the early stage of the East Rift Zone fissuring accompanying the 2018 Kilauea eruption. The epicenter for the 2018 earthquake is close to that for the 1975 Kalapana event (Figure <ref type="figure">1b</ref>). Slip of up to 3.5 m occurred offshore on a shallowly dipping thrust fault compatible with being the basal d&#233;collement northeast of the large deformation zone in the 1975 event <ref type="bibr">(Bai, Ye, et al., 2018;</ref><ref type="bibr">Kehoe et al., 2019;</ref><ref type="bibr">Liu et al., 2018)</ref>. This faulting model can account for the tsunami observations at water-level stations and tide gauges from Hawaii Island to Kauai <ref type="bibr">(Bai, Ye, et al., 2018)</ref>. Coastal landslide was not involved but remains a major concern to local communities and emergency management agencies due to the unpredictability of the potential tsunami impact in addition to the short travel times involved. The 2018 event prompts a reevaluation of the 1975 source process to improve understanding of the tsunami genesis across the archipelago for the development of emergency response plans and mitigation strategies.</p><p>As noted above, there have been numerous previous analyses of the seismic and geodetic ground motions for the 1975 Kalapana event, with distinct source representations being proposed. None of the aforementioned seismic and geodetic models have been shown to account for both the near-field tsunami runup and the far-field tide gauge recordings across the archipelago. They also differ in their prediction of the long-period seismic source parameters. <ref type="bibr">Day et al. (2005)</ref> did attempt to model the near-field and far-field tsunami observations, but without demonstrating how their models predict geodetic or seismic observations. Here we present a compound faulting model for the 1975 Kalapana earthquake comprised of simplified representations of landslide-like and d&#233;collement faulting constrained by general patterns of geodetic and seismic data. Both runup observations along the southeast shore of Hawaii Island and tide-gauge recordings at Hilo, Kahului, and Honolulu provide the primary constraints for iterative refinement of the fault-slip distribution through forwarding tsunami modeling. The goal is to bound the relative contributions of the distinct faulting components to the 1975 tsunami genesis so that tsunami hazard across the archipelago can be related to specific faulting scenarios, supplementing the calibration provided by the much smaller 2018 earthquake and tsunami <ref type="bibr">(Bai, Ye, et al., 2018)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Tsunami Modeling and Faulting Representation</head><p>NEOWAVE is a proven tool for modeling energetic tsunamis with large bores and runup heights (e.g., <ref type="bibr">Bai, Yamazaki, et al., 2018;</ref><ref type="bibr">Yamazaki et al., 2018)</ref>. This depth-integrated non-hydrostatic model includes a vertical velocity term that can account for flows over the steep volcanic slopes, period-dependant shoaling of tsunami waves, and dispersion in the deep ocean around the Hawaiian Islands <ref type="bibr">(Bai &amp; Cheung, 2018;</ref><ref type="bibr">Yamazaki et al., 2009</ref><ref type="bibr">Yamazaki et al., , 2011))</ref>. Figure <ref type="figure">1a</ref> shows the model region across the major Hawaiian Islands and Figure <ref type="figure">3</ref> illustrates the setup of two-way nested computational grids for modeling of the tide gauge and runup records of the 1975 Kalapana tsunami. The level-1 grid covers the entire model region with 30 arcsec (&#8764;900 m) resolution to describe tsunami propagation and long-period inter-island standing waves, while the level-2 grids at Oahu, Maui, and Hawaii Island have a higher resolution of 6 arcsec (&#8764;180 m) to capture edge waves over the insular shelves and slopes <ref type="bibr">(Cheung et al., 2013)</ref>. A series of level-3 grids at 1 arcsec (&#8764;30 m) resolve nearshore wave processes for runup computation on southeast Hawaii Island. A separate set of level-3 grids at 1.5 arcsec (&#8764;45 m) provide transitions to the level-4 computations, which cover Hilo, Kahului, and Honolulu Harbors at 0.3 arcsec (&#8764;9 m), for tide gauge signals. The digital elevation model comprises hydrographic survey soundings of the three harbors as well as LiDAR and multibeam datasets with resolutions of 1-4 m and 50 m respectively. The elastic half-space model of <ref type="bibr">Okada (1985)</ref> is used to compute the land surface deformation from faulting models. The use of an effective dip angle measured from the average seafloor slope allows differentiation between normal and thrust slip in the soling faults beneath the steep volcanic flank. The computed vertical seafloor displacement is augmented by the horizontal motion of the local slope to define the tsunami excitation <ref type="bibr">(Tanioka &amp; Satake, 1996)</ref>. The Hawaii tide range is about 0.6 m and the local mean-sea level is used in modeling near and far-field wave processes.</p><p>The proposed compound faulting model is constructed to provide a general representation of available seismic and geodetic observations conducive to tsunami excitation. Figure <ref type="figure">4a</ref> shows the complex aftershock distribution from the 1975 Kalapana earthquake. Activity extends along the shore seaward of the East Rift Zone and further inland along the Southwest Rift Zone and near the Kilauea crater. There is sparse offshore aftershock activity along this entire stretch of shoreline, and location uncertainty tends to increase with distance offshore. Most seismicity near the East Rift Zone locates below land at depths of 7-10 km, with almost all events having P-axes trending about 150&#176; and T-axes trending near 330&#176; <ref type="bibr">(Crosson &amp; Endo, 1982)</ref>. This region has a mix of shallowly dipping thrust and normal faulting first-motion focal mechanisms, with substantial uncertainty in the plunge of the steeply dipping planes. <ref type="bibr">Harvey and Wyss (1986)</ref> infer a distribution of strong-ground motion sources inland along most of the aftershock zone with an overall low &#8764;0.8 km/s rupture velocity toward the southwest, but the limited observations do not provide a detailed slip  distribution on the fault. <ref type="bibr">Denlinger et al. (1995)</ref> relocated all events from 1970 to 1989 and suggest that the 7-10 km deep activity is on the low-angle d&#233;collement plane proposed by <ref type="bibr">Got et al. (1994)</ref> that extrapolates to an offshore bench 30-40 km from the shore. Available global centroid-moment-tensor focal mechanisms for events with M W &#8805; 5.0 support a shallowly dipping thrust geometry along the shore (Figure <ref type="figure">4b</ref>), but the resolution of fault dip and the corresponding seismic moment is limited. We initially considered a 41 km by 41 km d&#233;collement fault with a 7.1 m uniform slip from <ref type="bibr">Owen and B&#252;rgmann (2006)</ref> that extends out to the deformed bench far beyond the offshore aftershocks as shown in Figure <ref type="figure">4</ref>. Tsunami calculations for this model show over-prediction of the initial wave height at the Hilo tide gauge by 59% and a factor of 2 under-prediction of the peak runup in the HFZ region <ref type="bibr">(Figures S1 and S2</ref> in Supporting Information S1), indicating the need for a narrower d&#233;collement fault and a second, localized tsunami source.</p><p>The sparsity and imprecise location of the offshore seismicity make it difficult to infer the distribution of offshore slip during the 1975 event, particularly its up-dip (seaward) extent. <ref type="bibr">Bai, Ye, et al. (2018)</ref> encountered a similar situation for the 2018 M W 7.2 earthquake, with few offshore aftershocks occurring in the region where large mainshock slip is required to account for the observed tsunami. They interpreted the lack of offshore aftershocks as an indication of substantial stress relaxation in large-slip zones, possibly with aseismic deformation occurring up-dip toward the toe of the flank. Detailed analysis of the aftershock sequence for the 2018 event reveals a second sub-horizontal band of seismicity 3.5 km deep along the HFZ <ref type="bibr">(Lin &amp; Okubo, 2020)</ref>, which was proposed as a structure that may have also been active in the 1975 rupture, possibly involving block motions connecting to the surface ruptures of the Hilina faults (e.g., <ref type="bibr">Cannon et al., 2001)</ref>. We explore faulting models for offshore d&#233;collement rupture extending along the length and width of the coastal aftershock distribution from the 1975 earthquake, together with landslide-like block faulting from the HFZ to offshore as inferred from the 2018 earthquake. Figure <ref type="figure">4</ref> shows outlines of the preferred compound faulting model along with the starting d&#233;collement model from <ref type="bibr">Owen and B&#252;rgmann (2006)</ref> to demonstrate the wide parameter space considered. With the primary goal being to account for the tsunami observations, the considered faulting models do not include deep slip on the d&#233;collement located under land or the faults producing seismicity near the Kilauea crater and in the rift zones inland from the shore to avoid over parameterization of the source model.</p><p>The observed ground deformations associated with the 1975 Kalapana earthquake, as summarized in Figure <ref type="figure">5a</ref>, provide additional guidance for model refinement. The horizontal and vertical displacements are largest at the shore along the HFZ with a maximum of &#8764;8 m southeast and 3.5 m downward, respectively. Deformation decreases northeast of the epicenter and inland from the shore but maintains a relatively uniform direction to the southeast. <ref type="bibr">Owen and B&#252;rgmann (2006)</ref> model the localized deformation around the Kilauea crater and discuss the difficulty of estimating the actual coseismic deformation from trilateration, leveling, and tilt data due to the irregular data sampling, complexity of multiple parallel strands of faulting, and prior swarm/eruption activity in December 1974. Coastal down drop and possible contribution from additional near-surface offshore faults (e.g., <ref type="bibr">Day et al., 2005;</ref><ref type="bibr">Lipman et al., 1985)</ref> likely enhance the measured coastal horizontal deformation. We do not attempt to match the peak displacements right along the shore and the deformation near the Kilauea crater in our elastic modeling. It is, however, necessary to subdivide the d&#233;collement and landslide faults into uniform-slip segments to provide additional degrees of freedom for simultaneously matching the overall spatial pattern of horizontal and vertical deformations as well as the tide gauge and coastal runup observations. The data constraints are insufficient to produce a kinematic model, but likely the d&#233;collement rupture progresses in a southwesterly direction from the hypocenter with a low rupture velocity and total duration of about 72 s <ref type="bibr">(Harvey &amp; Wyss, 1986;</ref><ref type="bibr">Nettles &amp; Ekstr&#246;m, 2004)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Compound Faulting Model</head><p>A wide range of d&#233;collement and landslide fault dimensions was explored to determine the sensitivity of the geodetic and tsunami data to the fault segmentation. The width of the offshore d&#233;collement slip was progressively narrowed from the starting model to reduce overprediction of the tide gauge signals and accommodate the contribution from the landslide-like faulting needed to match the near-field runup. We use the geodetic information to guide the along-strike length of the landslide component and tsunami modeling to infer the offshore slip magnitude and extent on the extrapolated fault.</p><p>Table 1 lists the geometric parameters for the preferred compound faulting model involving seven segments, and Figures 5a and 5b provide the  <ref type="bibr">Ma et al. (1999)</ref>, who in turn derived the data from <ref type="bibr">Lipman et al. (1985)</ref>. Red star denotes the epicenter and white circles indicate locations with observed runup from <ref type="bibr">Tilling et al. (1976)</ref>. Cross-section of d&#233;collement faulting with (b) Hilina landslide block faulting involving 3 km deep interface <ref type="bibr">(Lin &amp; Okubo, 2020)</ref>. Background fault lines were adapted from <ref type="bibr">Cannon et al. (2001)</ref> and <ref type="bibr">Owen and B&#252;rgmann (2006)</ref>, and (c) Hilina shallow landslide faulting <ref type="bibr">(Eissler &amp; Kanamori, 1987;</ref><ref type="bibr">Owen &amp; B&#252;rgmann, 2006;</ref><ref type="bibr">Swanson et al., 1976)</ref>. plan view and cross section to illustrate the construct. The preferred model represents an optimal solution from over 150 realizations of fault geometry and slip distribution. A notable feature is that the along-dip width of the d&#233;collement slip zone is only 10 km; much less than the 41-km wide fault of the starting model. The first two d&#233;collement subfaults together extend 43 km along strike, comparable to the starting model. Guided by the geodetic data, we extend the d&#233;collement fault 15 km to the northeast, overlapping the 2018 M W 7.2 rupture area. The d&#233;collement faulting is complemented by a landslide block model with steeply dipping normal faulting from Hilina Pali down to a 3.5 km deep shallowly dipping fault extending offshore <ref type="bibr">(Lin &amp; Okubo, 2020)</ref>. We also converged on an alternate compound model with the same d&#233;collement fault, but a shallow (&lt;1 km deep) landslide-like fault geometry closer to the surface (Table <ref type="table">S1</ref> in Supporting Information S1; Figure <ref type="figure">5c</ref>), motivated by the slump model concept of <ref type="bibr">Eissler and Kanamori (1987)</ref>. Other than the seismogenic feature at &#8764;3.5 km depth along the base of the landslide block, the specific geometries of fault surfaces in these block and slump models are not tightly constrained by direct observations and are simple elastic dislocation representations of what was possibly a complex landslide and run-out process.</p><p>Figure <ref type="figure">6</ref> compares the observed coseismic vertical and horizontal ground displacements with predictions from the preferred d&#233;collement, Hilina landslide block, and combined compound faulting (Figure <ref type="figure">S3</ref> in Supporting Information S1 shows very similar comparisons for the final Hilina shallow landslide model). The d&#233;collement fault gives a reasonable representation of the regional deformation surrounding the HFZ. The slip reduces along-strike from 7 and 8 m in subfaults 1 and 2 to 4.5 m in subfault 3 to the east (Figure <ref type="figure">5</ref>, Table <ref type="table">1</ref>), where the 2018 earthquake occurred with &#8764;3 m average slip <ref type="bibr">(Bai, Ye, et al., 2018)</ref>. This suggests significant residual strain not released by the 1975 Kalapana event in the eastern fault zone was available for the 2018 rupture. The on-land portion of the landslide block faulting provides an overall account of the observed deformation near the HFZ. The 4-m slip in subfaults 4-6 captures the escarpment from normal faulting deformation along the hillside and together with the d&#233;collement fault reproduces the up to &#8764;5 m seaward movement of the coastal land. The slip increases to 10 m in subfault 7 to account for the large subsidence extending to the shore and to capture tsunamigenic effects of strong deformation and possible run-out of the landslide at the toe. The landslide block and d&#233;collement faults are almost aligned at their offshore boundaries. This is a necessary condition and an important constraint to reproduce the observed runup with the amount of slip required to fit the geodetic and tide gauge records. Questions about the actual dislocations on the landslide faults versus possible run-out effects of slumping arise primarily from the approximation of the complex landslide deformation with a simplified linear elastic model but should have secondary effects in the resulting tsunami.</p><p>The compound faulting model with simplified, uniform-slip segments is not intended to account for non-tsunamigenic localized deformations. Extension of the d&#233;collement fault below land along with locally augmented slip and implementation of separate fault models at the Kilauea crater and East Rift Zone can help reproduce the subsidence associated with the caldera collapse and the large horizontal displacement immediately east of the HFZ <ref type="bibr">(Owen &amp; B&#252;rgmann, 2006)</ref>. The compound faulting model also does not 19.19326 155.15811 5.7 18 10.0 245 4 6 10 90 2 8.0 19.28815 154.94223 4.7 25 10.0 245 4 6 10 90 3 4.5 19.34512 154.81265 3.7 15 10.0 245 4 6 10 90 4 4.0 19.25660 155.37923 0.0 28 2.0 65 83 9 74 270 5 4.0 19.25461 155.37825 2.0 28 1.6 65 83 9 74 270 6 4.0 19.28603 155.09951 1.6 28 9.0 245 3 9 12 90 7 10.0 19.24126 155.07748 0.8 28 5.5 245 3 6 9 90 Note. See Yamazaki et al. (2011) for details. D 0 : Slip; LatR: Latitude at reference point; LonR: Longitude at reference point; dR: Depth at reference point (updip edge of subfault nearest to ground surface); L: Length; W: Width; &#966;: Strike angle; &#948; h : Dip angle relative to horizontal; &#948;: Dip angle relative to ground surface; &#948; g : Average angle of ground surface relative to horizontal; &#955;: Rake angle. Table 1 Fault Parameters of the Preferred Compound Model of D&#233;collement and Hilina Landslide Block Faulting</p><p>provide a detailed account for the large and irregular motions immediately west of the HFZ. The observed displacements somewhat inland along the principal Hilina scarp are much more uniform in direction and the contoured displacement field is strongly suggestive of relatively uniform deformation from the landslide block even though there are several curved scarps in the system (Figure <ref type="figure">1b</ref>). We keep the description of the shallow Hilina faulting simple as there is almost no constraint on the downward extension of the geometry, and there are also multiple surface disruptions in the system that cannot be reasonably modeled with any confidence in downward extrapolation. The large and irregular motions near the western end of the landslide block are likely manifestations of shallow slumping that is subject to local enhancements and rotations in the shallow crustal block along Hilina Pali, but the connection to offshore faulting is not at all clear for exploration in the iterative model process. The tsunami generation is not expected to be sensitive to details of shallow rapid rake or strike variations along the shore or to localized deformation on land.</p><p>The total seismic moment, assuming a 30 GPa rigidity is 2.07 &#215; 10 20 Nm (M W 7.5) for the preferred compound faulting model. Of this total 1.2 &#215; 10 20 Nm is from the d&#233;collement, much lower than the corresponding 3.58 &#215; 10 20 Nm for the d&#233;collement slip in the model of <ref type="bibr">Owen and B&#252;rgmann (2006)</ref>, which has a larger rupture area extending further offshore (Figure <ref type="figure">4</ref>), where no resolution of slip is actually provided by the geodetic data. The discrepancy is partly made up for by the seismic moment in the landslide block component (0.89 &#215; 10 20 Nm) or that in the shallow landslide model (0.83 &#215; 10 20 Nm). The seismic moment of the compound model is also lower than those given in the caption for the models in Figure <ref type="figure">2h</ref>, as is also true for the model of <ref type="bibr">Owen and B&#252;rgmann (2006)</ref>. Using excitation functions for normal modes computed for the PREM Earth model <ref type="bibr">(Dziewonski &amp; Anderson, 1981)</ref>, far-field 100-s period Love wave spectra are computed for the individual components assuming spherically symmetric model excitation functions and summed for total radiation of the compound faulting model (Figure <ref type="figure">S4</ref> in Supporting Information S1), showing predominantly two-lobed Love-wave radiation as observed for the event. The small dips of the offshore faults would require several times larger seismic moment to match the observations. This may be mitigated by using dip relative to the seafloor, which reduces the seismic moment needed to fit the observations but will tend to produce four-lobed Love-wave radiation for a 1D calculation. An accurate estimate of the long-period seismic wave excitation for a medium with surface topography and vanishing ocean layer requires a fully 3D calculation, which is beyond the scope of the current study.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Modeled Tsunami and Observations</head><p>Comparison of the modeled tsunami with both tide gauge and coastal runup records is the primary factor in selecting the preferred compound faulting model. Figure <ref type="figure">7</ref> provides snapshots of free surface elevation near the tsunami source and across the Hawaiian Islands to illustrate the complex wave processes (See Movies S1 and S2 for the full sequence). The offshore seafloor movement generates radiated waves with an oblong pattern associated with the initial pulse length and width. The resulting long and short period waves, which propagate in the long-shore and cross-shore directions from the source, also depend on the water depth beneath the initial pulse. Meanwhile, the initial drawdown of &#8764;2 m near the Kalapana shore produces an upswing of the local free surface. The rising water coincides with the arrival of the initial crest from the short-period radiated waves. The high-resolution computation shows that the combined wave action produces an energetic surge to 17.3 m on the steep volcanic slope within 3 min after the earthquake. This is followed by a large drawdown to 15.7 m below mean sea level about 3 min later. The non-hydrostatic properties of NEOWAVE become instrumental in describing the vertical flow dynamics <ref type="bibr">(Bai et al., 2018)</ref>. Away from the source, the peak surge at the shore occurs well after the long-period arrivals, indicating edge wave excitation from the cross-shore, short-period energy. The enduring shore-bound short-period oscillations gradually spread around the island. The long period waves can more effectively wrap around to the west and north-facing shores before converging at the northern tip and bouncing off to the interconnected insular shelves known as Maui Nui (Figure <ref type="figure">3</ref>). Meanwhile, refraction-diffraction of the faster propagating offshore waves around Hawaii Island reaches Maui Nui from the north and south. The shallow shelf complex traps a significant amount of energy from the tsunami with leakage to Oahu via Penguin Bank (Figure <ref type="figure">1a</ref>). The narrow insular shelves of Kauai and Niihau are not connected to the rest of the islands with tsunami excitation primarily from the offshore propagation, which is much attenuated due to the distance from the source.</p><p>The Hilo, Kahului, and Honolulu tide gauges in operation during the tsunami were stilling wells with the water level traced on a rotating drum <ref type="bibr">(Cox, 1980)</ref>. Figure <ref type="figure">8</ref> compares the processed tide gauge records with the model results for the d&#233;collement, Hilina landslide block, and compound faulting. The computed waveforms match the recorded arrival times of the 2018 tsunami with an overlapping source (Figure <ref type="figure">S5</ref> in Supporting Information S1), but require a shift of 2.5-6.5 min to align with the recorded arrivals in the 1975 event. Clock errors of &#177;2 min were estimated for the tide gauges; the timing discrepancy of 6.5 min at Hilo is substantial for a local event and might be attributed to instrumentation errors from shaking by the earthquake <ref type="bibr">(Cox, 1980)</ref>. The model produces distinct tsunami waveforms from the d&#233;collement and landslide-like faults at the three locations. The model results at Hilo show sequential arrivals of long and short period signals associated with waves propagating directly from the source and edge waves arriving via the insular shelf. The wave periods primarily reflect the length and offshore extent of each fault system. The compound faulting model gives a good description of the initial long-period arrivals but overestimates the short-period signals of &#8764;6 min in the subsequent oscillations primarily from the landslide-like faulting. The wave period is within the applicable dispersion range of NEOWAVE even for the deep ocean <ref type="bibr">(Bai &amp; Cheung, 2016)</ref>. The discrepancy might be due to the elastic approximation of the landslide deformation and/ or low recording intervals used at the time. In addition, stilling-well tide gauges are known to damp and lag short-period tsunami signals (e.g., <ref type="bibr">Satake et al., 1988)</ref>. The short-period components, which are mostly trapped edge waves on the Hawaii Island shelves, become much attenuated in the far field. The long-period waves of &#8764;20 min originating predominantly from the d&#233;collement fault give very good agreement with the records at the Kahului tide gauge, but overestimate the later arrivals at Honolulu, likely due to local resonance caused by the adjacent airport runway (See Figure <ref type="figure">3</ref>), which was only partially built in 1975.</p><p>The tide gauge records have validated the long-period waves generated by the d&#233;collement and landslide-like faults giving overall confidence in the respective length, offshore extension, and overall slip. The good agreement of computed and recorded runup on southeast Hawaii Island in Figure <ref type="figure">9</ref> lends support to the amplitude of the short-period waves directly from the source. The combined seafloor deformation from the two faults generates an initial sea surface elevation of 6.8 m facing the Kalapana shore. The short-period waves from the two faults are in phase and their superposition results in the maximum computed runup of 17.3 m. The runup to the southwest and northeast of the HFZ is primarily a result of short-period edge wave excitations and is substantially smaller than the sum from the two components due to timing offsets. The runup records on southeast Hawaii Island, which provide a profile of the tsunami source intensity, are critical in resolving the slip distribution in the compound faulting model. Also shown in Figure 9 are the wave amplitudes from the d&#233;collement, Hilina landslide block, and compound faulting that provide insights into the local tsunami hazards. The tsunami waves generated by the earthquake and landslide have varying properties and impacts along the Hawaiian Islands. Southeast Hawaii Island is the hardest hit due to its proximity to the source as well as shoaling and reflection of the tsunami waves from the steep nearshore slope. The long-period tsunami waves from the d&#233;collement fault wrap around headlands to produce secondary impacts on the east and west-facing shores. The waves reach the rest of the island chain through diffraction of the offshore propagating waves and edge waves over the interconnected insular slopes and shelves. The tsunami impacts from the landslide are limited primarily to Hawaii Island because the shorter-period edge waves have insufficient length to clear the channel via the shelves. The compound faulting with shallow landsliding provides very similar comparisons with the tide gauge and runup records (Figures S6 and S7 in Supporting Information S1).</p><p>The sensitivity of the computed tide gauge signals and runup heights is well established through the iterative refinement of fault geometry and slip distribution that leads to the preferred compound faulting model. There is a rather limited parameter range that allows good simultaneous reproduction of the recorded tsunami runup and tide gauge signals while corroborating the general pattern of the geodetic observations. The initial arrival at the Hilo tide gauge is most sensitive to the offshore extent of the d&#233;collement fault due to the wrap-around of the diffracted waves directly from the source. The computed initial wave height, which includes both components of the compound faulting model, is 11% higher than the recorded value. The runup records from <ref type="bibr">Tilling et al. (1976)</ref> cover the entire southeast shore of Hawaii Island. The localized large runup near the HFZ is sensitive to the landslide block movement and its alignment with the offshore  <ref type="bibr">(1999)</ref>, who in turn post-processed the data from <ref type="bibr">Cox (1980)</ref>. The computed time series has been shifted by the indicated amount in each panel to align with the recorded arrival.</p><p>limit of the d&#233;collement fault. The computed maximum runup is saddled between two records and 21% higher than the maximum recorded value. The over-predictions are deemed acceptable due to potential artifacts in the tide gauge records as well as the availability and accessibility of runup evidence in the most remote part of Southeast Hawaii Island. The d&#233;collement and landslide fault geometries appear to reach an optimal point as the computed initial wave height and maximum runup do not vary appreciably within &#177;10% variation of the fault dimensions for the given slip distribution in Table <ref type="table">1</ref>. In contrast, the computed wave height and runup increase by 8.9% and 6.6% and decrease by 8.6% and 10.0% for &#177;10% slip variation in the preferred model. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.">Discussion and Conclusions</head><p>The source mechanism for the 1975 Kalapana event is not well constrained by available observations as evident by the wide range of proposed faulting models in the literature. Having a high-resolution digital elevation model and a non-hydrostatic tsunami code allows effective use of the coastal runup and tide gauge records along with the seismic and geodetic observations to infer a compound model involving simplified d&#233;collement and landslide block faulting. The solution is far from unique as the compound model with an alternate shallow-landslide component can reproduce the geodetic and tsunami observations comparably well. There can also be some trade-off between the two faulting components. In the limiting case, a d&#233;collement faulting model with sufficient coverage and complexity in parameterization might achieve comparable agreement to at least some of the observations by itself. This will require roughly a threefold increase of the d&#233;collement slip immediately offshore of the HFZ to make up for the seafloor deformation from the landslide component of the compound model, as inferred from Figures <ref type="figure">6</ref> and <ref type="figure">9</ref>. The very large and localized d&#233;collement slip beneath the mobile flank will lead to an unlikely rupture scenario for the event. The landslide block faulting, which is consistent with a sub-horizontal band of seismicity in the 2018 aftershock sequence <ref type="bibr">(Lin &amp; Okubo, 2020)</ref>, provides a physically more sensible way to account for the large localized seafloor deformation, complementing equally probable d&#233;collement faulting in describing the source processes conductive to tsunami excitation.</p><p>Our compound faulting model does not include the timing of the rupture processes as there is no direct observational control on the offshore kinematics. The below-land portion of the d&#233;collement rupture likely propagated from the epicenter southwestward with a total duration of around 72 s <ref type="bibr">(Harvey &amp; Wyss, 1986;</ref><ref type="bibr">Nettles &amp; Ekstr&#246;m, 2004)</ref>. Inclusion of subfault timing in the d&#233;collement faulting process assuming unilateral rupture expansion will slightly steer the offshore propagating waves to the south and delay the initial peak and lengthen the initial wave at the Hilo tide gauge by up to &#8764;1 min. However, the rupture propagation will likely have secondary effects on the long-period initial wave of &#8764;20 min at the Hilo tide gauge. Delaying the onset of the landslide by a few minutes or implementing it over a finite duration may improve the match with the later edge wave arrivals of &#8764;6 min period at the expense of the initial long-period wave. The timing offset will reduce the coastal runup near Kalapana as the onshore initial waves from the landslide and d&#233;collement faults will likely be not aligned, although this can be compensated by increasing the slip on the faults or extending the d&#233;collement fault offshore. Due to filtering by the stilling-well tide gauge, the recorded short-period waves do not have the precision to reliably resolve the temporal evolution of the source processes. The good reproduction of the initial wave by the compound faulting model suggests that the two faults likely failed at about the same time as assumed in this study. Such a scenario is more probable for the preferred landslide block faulting than for the alternate shallow-landslide component based on the slump model concept of <ref type="bibr">Eissler and Kanamori (1987)</ref>.</p><p>The preferred compound faulting model for the 1975 Kalapana earthquake is compatible with the overall extent and direction of land deformation measurements and with the general distributions of aftershock activity and nearshore focal mechanisms. The elastic, segmented fault-slip approximation of landslide block movement and d&#233;collement rupture is not intended to account for localized deformation from volcanic and rift zone activities or shallow slumping on land. Our emphasis has been on fitting the tsunami signals with conservative, primarily offshore faulting, and there is some under-prediction of geodetic deformation close to the shore, which could be reduced by having slip extending deeper under the land on the d&#233;collement. We explored such models, finding that there is minor influence on the coastal runup and tide gauge waveforms, but given the concerns about the coastal deformation observations noted by <ref type="bibr">Owen and B&#252;rgmann (2006)</ref>, we present the models here as effective offshore compound faulting representations of the tsunami excitation. As a result, the preferred model represents the tsunamigenic portion and a lower bound estimate of the seismic moment. This conservative approach provides a robust basis and a scalable scheme to assess tsunami hazards along the Hawaiian Island chain from a local source.</p><p>The active deformation of southeast Hawaii Island presents one of the key sources of tsunami hazard for the island chain. Thrust faulting on the shallowly dipping d&#233;collement associated with the lateral spreading of the mobile flank continues to pose a statewide tsunami hazard, as manifested in the 1975 and 2018 earthquakes. The hazard for a local tsunami along the southeast shore is enhanced by the possibility of landsliding and/or slumping from the Hilina Fault Zone. For the 1975 earthquake, the offshore landslide appears to have caused twice as much local runup as the d&#233;collement slip, but secondary contributions to the far-field tsunami. It is not known with certainty whether the 1868 Ka'u earthquake involved any landslide contribution to the tsunami. The 1868 runup distribution around Hawaii Island is comparable to the 1975 event with similar peak values at very nearby locations <ref type="bibr">(Tilling et al., 1976)</ref>. Although the 1868 earthquake has a considerably larger magnitude and d&#233;collement faulting alone may have been involved, a Hilina landslide component cannot be ruled out given the observed tsunami pattern. While the inundation potential is much reduced beyond Hawaii Island, hazardous coastal currents might interfere with maritime operations and damage harbor facilities. The compound faulting model presented here thus provides a proxy to describe local and statewide tsunami hazards for large earthquakes along the southeast shore of Hawaii Island.     </p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_0"><p>10.1029/2021JB022488</p></note>
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