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			<titleStmt><title level='a'>On Far-infrared and Submillimeter Circular Polarization</title></titleStmt>
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				<publisher></publisher>
				<date>02/01/2022</date>
			</publicationStmt>
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				<bibl> 
					<idno type="par_id">10341703</idno>
					<idno type="doi">10.3847/1538-4357/ac3977</idno>
					<title level='j'>The Astrophysical Journal</title>
<idno>0004-637X</idno>
<biblScope unit="volume">926</biblScope>
<biblScope unit="issue">1</biblScope>					

					<author>B. T. Draine</author>
				</bibl>
			</sourceDesc>
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			<abstract><ab><![CDATA[Abstract            Interstellar dust grains are often aligned. If the grain alignment direction varies along the line of sight, the thermal emission becomes circularly polarized. In the diffuse interstellar medium, the circular polarization at far-infrared and submillimeter wavelengths is predicted to be very small, and probably unmeasurable. However, circular polarization may reach detectable levels in photodissociation regions viewed through molecular clouds, in infrared dark clouds, and in protoplanetary disks. Measurement of circular polarization could help constrain the structure of the magnetic field in infrared dark clouds, and may shed light on the mechanisms responsible for grain alignment in protoplanetary disks.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Introduction</head><p>Since the discovery of starlight polarization more than 70 yr ago <ref type="bibr">(Hall 1949;</ref><ref type="bibr">Hiltner 1949)</ref>, polarization has become a valuable tool for study of both the physical properties of interstellar dust and the structure of the interstellar magnetic field. Starlight polarization arises because initially unpolarized starlight becomes linearly polarized as a result of linear dichroism produced by aligned dust grains in the interstellar medium (ISM). While the physics of dust grain alignment is not yet fully understood, early investigations <ref type="bibr">(Davis &amp; Greenstein 1951)</ref> showed how spinning dust grains could become aligned with their shortest axis parallel to the magnetic field direction. Subsequent studies have identified a number of important physical processes that were initially overlooked (see the review by <ref type="bibr">Andersson et al. 2015)</ref>, but it remains clear that in the diffuse ISM the magnetic field establishes the direction of grain alignment, with the dust grains tending to align with their short axes parallel to the local magnetic field.</p><p>van de <ref type="bibr">Hulst (1957)</ref> noted that if the magnetic field direction was not uniform, starlight propagating through the dusty ISM would become circularly polarized. This was further discussed by <ref type="bibr">Serkowski (1962)</ref> and <ref type="bibr">Martin (1972)</ref>. The birefringence of the dusty ISM is responsible for converting linear polarization to circular polarization <ref type="bibr">(Serkowski 1962;</ref><ref type="bibr">Martin 1972)</ref>. The strength of the resulting circular polarization depends on the changes in the magnetic field direction and also on the optical properties of the dust.</p><p>Circular polarization of optical light from the Crab Nebula was observed by <ref type="bibr">Martin et al. (1972)</ref>. Circular polarization of starlight was subsequently observed by <ref type="bibr">Kemp (1972)</ref> and <ref type="bibr">Kemp &amp; Wolstencroft (1972)</ref>; the observed degree of circular polarization, |V|/I &#61576; 0.04%, was small but measurable. As had been predicted, the circular polarization V changed sign as the wavelength varied from blue to red, passing through zero near the wavelength &#8764;0.55 &#956;m, where the linear polarization peaked <ref type="bibr">(Martin &amp; Angel 1976)</ref>.</p><p>Because the circular polarization depends on the change in magnetic field direction along the line of sight, it can in principle be used to study the structure of the Galactic magnetic field. Data for 36 stars near the Galactic Plane suggested a systematic bending of the field for Galactic longitudes 80&#176;&#61576; &#8467; &lt; 100&#176; <ref type="bibr">(Martin &amp; Campbell 1976)</ref>. However, these studies do not appear to have been pursued, presumably because sufficiently bright and reddened stars are sparse.</p><p>In the infrared, circular polarization has been measured for bright sources in molecular clouds <ref type="bibr">(Serkowski &amp; Rieke 1973;</ref><ref type="bibr">Lonsdale et al. 1980;</ref><ref type="bibr">Dyck &amp; Lonsdale 1981)</ref>. Measurements of linear and circular polarization were used to constrain the magnetic field structure in the Orion molecular cloud OMC-1 <ref type="bibr">(Lee &amp; Draine 1985;</ref><ref type="bibr">Aitken et al. 2006)</ref>.</p><p>Circular polarization has also been observed in the infrared (K s band) in reflection nebulae <ref type="bibr">(Kwon et al. 2014</ref><ref type="bibr">(Kwon et al. , 2016</ref><ref type="bibr">(Kwon et al. , 2018))</ref>, but in this case scattering is important <ref type="bibr">(Fukushima et al. 2020)</ref>. Scattering can convert linear to circular polarization, making interpretation dependent on the uncertain scattering geometry.</p><p>It was long understood that the nonspherical and aligned grains responsible for starlight polarization must emit farinfrared radiation, which would be linearly polarized. Observations of this polarized emission now allow the magnetic field direction projected on the sky to be mapped in the general ISM (see, e.g., Planck <ref type="bibr">Collaboration et al. 2015a</ref><ref type="bibr">Collaboration et al. , 2015b;;</ref><ref type="bibr">Fissel et al. 2016)</ref>. Ground-based observations have provided polarization maps for high surface-brightness regions at submillimeter frequencies (e.g., <ref type="bibr">Dotson et al. 2010)</ref>, and the Stratospheric Observatory for Infrared Astronomy (SOFIA) is providing polarization maps of bright regions in the far-infrared (e.g., OMC-1: <ref type="bibr">Chuss et al. 2019)</ref>.</p><p>Atacama Large Millimeter/submillimeter Array (ALMA) observations of millimeter and submillimeter emission from protoplanetary disks find that the radiation is often linearly polarized. Scattering may contribute to the polarization <ref type="bibr">(Kataoka et al. 2015)</ref>, but the observed polarization directions and wavelength dependence appear to indicate that a substantial fraction of the polarized radiation arises from thermal emission from aligned dust grains <ref type="bibr">(Lee et al. 2021)</ref>.</p><p>Previous theoretical discussions of circular polarization were mainly concerned with infrared and optical wavelengths where initially unpolarized starlight becomes polarized as a result of linear dichroism. In a medium with changing polarization direction, the resulting circular polarization is small because the linear polarization itself is typically only a few percent, and the optical "phase shift" (between the two linear polarization modes) produced by the aligned medium is likewise small. At far-infrared wavelengths, however, the radiation is already substantially polarized when it is emitted, with linear polarizations of 20% or more under favorable conditions <ref type="bibr">(Planck Collaboration et al. 2020)</ref>. While absorption optical depths tend to be small at long wavelengths, the optical properties of the dust are such that phase shift cross sections at submillimeter wavelengths can be much larger than absorption cross sections, raising the possibility that a medium with changing alignment direction might exhibit measurable levels of circular polarization at far-infrared or submillimeter wavelengths.</p><p>The present paper discusses polarized radiative transfer in a medium with partially aligned nonspherical grains, including both absorption and thermal emission. We estimate the expected degree of circular polarization for emission from molecular clouds and protoplanetary disks. For nearby molecular clouds, the far-infrared circular polarization is very small, and probably unobservable. The circular polarization is predicted to be larger for so-called infrared dark clouds (IRDCs), although it is still small. For protoplanetary disks the circular polarization may be measurable, but will depend on how the direction of grain alignment changes in the disk.</p><p>The paper is organized as follows. The equations describing propagation of partially polarized radiation are presented in Section 2, and the optics of partially aligned dust mixtures are summarized in Section 3. Section 4 estimates the circularly polarized emission from molecular clouds, including IRDCs. Section 5 discusses the alignment of solid particles in stratified protoplanetary disks resembling HL Tau. If the grain alignment is due to dust-gas streaming, the emission may be circularly polarized. The results are discussed in Section 6, and summarized in Section 7.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Polarized Radiative Transfer</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.1.">Refractive Index of a Dusty Medium</head><p>Aligned dust grains result in linear dichroism-the attenuation coefficient depends on the linear polarization of the radiation. Linear dichroism is responsible for the polarization of starlightinitially unpolarized light from a star becomes linearly polarized as the result of polarization-dependent attenuation by aligned dust grains.</p><p>We adopt the convention that the electric field [ ] &#181;</p><p>w -E e Re imkz i t for a wave propagating in the + z direction, where k &#8801; &#969;/c = 2&#960;/&#955;, is the wavevector in vacuo, and m(&#969;) is the complex refractive index of the dusty medium. For radiation polarized with &#61520;&#202; e j , the complex refractive index is</p><p>The real part &#162; m j describes retardation of the wave, relative to propagation in vacuo. The phase delay f varies as</p><p>where n d is the number density of dust grains, and C pha,j is the "phase shift" cross section of a grain. The imaginary part m j &#8243; describes attenuation of the energy flux F:</p><p>where C ext,j is the extinction cross section.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.2.">Transfer Equations for the Stokes Parameters</head><p>Consider a beam of radiation characterized by the usual Stokes vector S &#8801; (I, Q, U, V ). The equations describing transfer of radiation through a dichroic and birefringent medium with changing magnetic field direction have been discussed by <ref type="bibr">Serkowski (1962)</ref> and <ref type="bibr">Martin (1974)</ref>. <ref type="foot">1</ref> The discussions have assumed that the aligned grains polarize the light by preferential attenuation of one of the polarization modes, with circular polarization then arising from differences in propagation speed of the linearly polarized modes.</p><p>For submicron particles, scattering is negligible at farinfrared wavelengths, because the grain is small compared with the wavelength. However, the grains are themselves able to radiate, and aligned grains will emit polarized radiation.</p><p>Let the direction of the static magnetic field B 0 be</p><p>where n and &#234; are unit vectors in the N and E directions, &#710;&#710;= &#378; n e is the direction of propagation, and g = sin 1 if b is in the plane of the sky.</p><p>Let x and &#375; be orthonormal vectors in the plane of the sky, with x parallel to the projection of B 0 on the plane of the sky (see Figure <ref type="figure">1</ref>):</p><p>If the dust grains are partially aligned with their short axes tending to be parallel to B 0 , we expect C ext,y &gt; C ext,x . At long wavelengths (&#955; ? 10 &#956;m) we also expect C pha,y &gt; C pha,x . We assume that the dust grains themselves have no overall chirality, hence circular dichroism and circular birefringence can be neglected so long as the response of the magnetized plasma is negligible, which is generally the case for &#957; &#61577; 30 GHz.</p><p>Following the notation of <ref type="bibr">Martin (1974)</ref>, define</p><p>If scattering is neglected, the propagation of the Stokes parameters is given by<ref type="foot">foot_1</ref> </p><p>where B(T d ) is the intensity of blackbody radiation for dust temperature T d . Equation (10) differs from <ref type="bibr">Martin (1974)</ref> only by replacement of I by (I -B) on the right-hand side to allow for thermal emission (see also <ref type="bibr">Reissl et al. 2016)</ref>. It is apparent that Equation (10) is consistent with thermal equilibrium blackbody radiation, with dS/dz = 0 for S = (B, 0, 0, 0).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Optical Properties of the Dust</head><p>We now assume that the grains can be approximated by spheroids. <ref type="bibr">Draine &amp; Hensley (2021a)</ref> found that observations of starlight polarization and far-infrared polarization appear to be consistent with dust with oblate spheroidal shapes, with axial ratio b/a &#8776; 1.6 providing a good fit to observations. Observations of the diffuse ISM are consistent with</p><p>5 10 mm cm H 11 H H 27 1.8 2 1 for 100 &#956;m &#61576; &#955; &#61576; 1 cm (Hensley &amp; Draine 2021; Draine &amp; Hensley 2021b).</p><p>Let b be a "special" direction in space for grain alignment: the short axis &#226;1 of the grain may be preferentially aligned either parallel or perpendicular to b. For grains in the diffuse ISM, b is the magnetic field direction, and the short axis &#226;1 tends to be parallel to b. In protostellar disks, however, other alignment mechanisms may operate, and b may not be parallel to the magnetic field.</p><p>We approximate the grains by oblate spheroids, spinning with short axis &#226;1 parallel to the angular momentum J. For oblate spheroids, the fractional alignment is defined to be</p><p>where &#9001;...&#9002; denotes averaging over the grain population.</p><p>The "modified picket fence approximation" (Draine &amp; Hensley 2021a) relates &#948;, &#916;&#963;, and &#916;&#242; to f align and the angle &#947;:</p><p>In the Rayleigh limit (grain radius a = &#955;), we have <ref type="bibr">(Draine &amp; Lee 1984)</ref>:</p><p>where &#242;(&#955;) &#8801; &#242; 1 + i&#242; 2 is the complex dielectric function of the grain material, and L a and L b = (1 -L a )/2 are dimensionless "shape factors" (van de Hulst 1957; Bohren &amp; Huffman 1983) that depend on the axial ratio of the spheroid. <ref type="bibr">Draine &amp; Hensley (2021b)</ref> have estimated &#242;(&#955;) of astrodust for different assumed axial ratios.</p><p>Figure <ref type="figure">2</ref> shows the dimensionless ratios &#916;&#963;/&#948; and &#916;&#242;/&#948; for oblate astrodust spheroids with porosity &#61520; = 0.2, b/a = 1.6 (L a =0.464, L b =0.268), and f align = 0.5, for the case where the magnetic field is in the plane of the sky ( g = sin 1). The relatively high opacity that enables "astrodust" to reproduce the observed far-infrared emission and polarization also implies that &#242; 1 has to be fairly large at long wavelengths <ref type="bibr">(Draine &amp; Hensley 2021b</ref>). This causes &#916;&#242;/&#948; to be relatively large, as seen in Figure <ref type="figure">2</ref>. For &#955; &#61577; 70 &#956;m, oblate astrodust grains with b/a = 1.6 have</p><p>0 mm sin . 19 0.7 align 2 Equations (18) and (19) neglect the weak dependence of &#948; on f align and &#947; (see Equation (13)). Equations (18) and (19) are shown in Figure 2 for g = f sin 0.5 align 2</p><p>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Circular Polarization from Interstellar Clouds</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.1.">Grain Alignment</head><p>A spinning grain develops a magnetic moment from the Barnett effect (if it has unpaired electrons) and the Rowland effect (if it has a net charge). For submicron grains, the resulting net magnetic moment is large enough that the Larmor precession period in the local interstellar magnetic field is short compared with the timescales for other mechanisms to change the direction of the grain's angular momentum J. The rapid precession of J around the local magnetic field B 0 and the resulting averaging of grain optical properties establishes B 0 as the special direction for grain alignment-grains will be aligned with their short axis preferentially oriented either parallel or perpendicular to B 0 .</p><p>Paramagnetic dissipation, radiative torques, or systematic streaming of the grains relative to the gas will determine whether the grains align with their short axes preferentially parallel or perpendicular to B 0 . Although the details of the physics of grain alignment are not yet fully understood, it is now clear that grains in diffuse and translucent clouds tend to align with short axes &#226;1 tending to be parallel to B 0 , i.e., with f align &gt; 0 (see Equation ( <ref type="formula">12</ref>)).</p><p>If the dust grains are modeled by oblate spheroids with axial ratio b/a = 1.6, a mass-weighted alignment fraction f align &#8776; 0.5 can reproduce the highest observed levels of polarization of both starlight and far-infrared emission from dust in diffuse clouds (including diffuse molecular clouds) <ref type="bibr">(Draine &amp; Hensley 2021a</ref>).</p><p>In dark clouds, the fractional polarization of the thermal emission is generally lower than in diffuse clouds. The lower fractional polarization may indicate lower values of f align within dark clouds, but it could also result from a nonuniform magnetic field in the cloud, with the overall linear polarization fraction reduced by beam-averaging over regions with different polarization directions.</p><p>If the reduced values of linear polarization are due to systematic changes in magnetic field direction along the line of sight, the emission from the cloud could become partly circularly polarized. We now estimate what levels of circular polarization might be present.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.2.">Nearby Molecular Clouds</head><p>Planck has observed linearly polarized emission from many molecular clouds. To estimate the levels of circular polarization that might be present, we consider one illustrative example, in the "RCrA-Tail" region in the R Corona Australis molecular cloud (see Figure <ref type="figure">11</ref> in Planck <ref type="bibr">Collaboration et al. 2015a</ref>). The polarized emission in this region has a number of local maxima. One of the polarized flux maxima coincides with a total emission peak near (&#8467;, b) &#8776; (-0&#176;.9, -18&#176;.7), with total intensity I(353 GHz) &#8776; 4 MJy sr -1 and linear polarization fraction p &#8776; 2.5%.</p><p>For an assumed dust temperature T d &#8776; 15 K, the observed intensity I(353 GHz) = 4 MJy sr -1 implies &#964;(353 GHz) &#8776; 1.3 &#215; 10 -4 . For diffuse ISM dust (see, e.g., <ref type="bibr">Hensley &amp; Draine 2021)</ref>, this would correspond to A V &#8776; 5 mag.</p><p>For simple assumptions about the angle &#936; characterizing the projection of the magnetic field on the sky, we can obtain approximate analytic solutions to the radiative transfer Equation (10), valid for &#964; = 1 (see Appendix A). Define</p><p>Suppose that T d , (&#916;&#963;/&#948;), and (&#916;&#242;/&#948;) are constant, and assume that the magnetic field direction has a smooth twist along the line of sight, with &#936; varying linearly with t&#162; as t&#162; varies from 0 to &#964;:</p><p>For &#964; = 1, the linear and circular polarization fractions are then (see Appendix A)</p><p>Equations (( <ref type="formula">21</ref>)-( <ref type="formula">22</ref>)) are for the special case of an isothermal medium with a uniform twist in the alignment direction.</p><p>If we assume diffuse cloud dust properties (Equations ( <ref type="formula">18</ref>), ( <ref type="formula">19</ref>)) but with g = f sin 0.075 align 2</p><p>and a twist angle &#916;&#936; = 90&#176;, we can reproduce the observed polarization p &#8776; 2.5% in the RCrA-Tail region. With these parameters, Equation (22) predicts circular polarization V/I &#8776; 7 &#215; 10 -7 (&#955;/850 &#956;m) -1.1 , far below current sensitivity limits. It is clear that measurable levels of circular polarization in the far-infrared will require much larger optical depths &#964;.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.3.">Infrared Dark Clouds</head><p>Typical giant molecular clouds (GMCs), such as the Orion Molecular Cloud, have mass surface densities resulting in A V &#8776; 10 mag of extinction, and are therefore referred to as "dark clouds." However, in the inner Galaxy, a number of clouds have been observed that appear to be "dark" (i.e., opaque) even in the mid-infrared. These IRDCs have dust masses per area an order of magnitude larger than "typical" GMCs. Because of the much larger extinction in IRDCs, the circular polarization may be much larger than in normal GMCs.</p><p>The "Brick" (G0.253+0.016) is a well-studied IRDC <ref type="bibr">(Carey et al. 1998;</ref><ref type="bibr">Longmore et al. 2012)</ref>. With an estimated mass M &gt; 10 5 M e and high estimated density (n H &gt; 10 4 cm -3 ), the Brick appears to be forming stars <ref type="bibr">(Marsh et al. 2016;</ref><ref type="bibr">Walker et al. 2021)</ref>, although with no signs of high-mass star formation. It has been mapped at 70-500 &#956;m by Herschel Space Observatory (Molinari et al. 2016) and at 220 GHz by the Atacama Cosmology Telescope (ACT; Guan et al. 2021). Polarimetric maps have been made at 220 GHz by ACT, and at 850 GHz by the Caltech Submillimeter Observatory (CSO; Dotson et al. 2010). The NE region at ( ) ( ) = &#162; &#162; &#8467; b , 16,2 has I(600 GHz) &#8776; 5000 MJy sr -1 (Molinari et al. 2016) and I(220 GHz) &#8776; MJy sr -1 (Guan et al. 2021). For an assumed dust temperature T d &#8776; 20 K, this indicates optical depths &#964;(600 GHz) &#8776; 0.05, &#964;(220 GHz) &#8776; 0.005. Astrodust would then have &#964;(850 GHz) &#8776; 0.09, and &#964;(353 GHz) &#8776; 0.014-about 100 times larger than in the RCrA molecular cloud. The fractional polarization is expected to be approximately independent of frequency in the submillimeter. At 220 GHz, Guan et al. (2021) report a linear polarization of 1.8% at 220 GHz for the NE end of the cloud, ( ) ( ) &#187; &#162; &#162; &#8467; b , 16 , 2.5 (Yilun Guan 2021, private communication). The CSO polarimetry suggests a similar fractional polarization at 850 GHz.</p><p>While this fractional polarization is relatively small compared with the highest values ( &#8764; 20%) observed by Planck in diffuse clouds, it is still appreciable, requiring significant grain alignment in a substantial fraction of the cloud volume (i.e., not just in the surface layers of the IRDC). The inferred average magnetic field direction &#936; &#8776; 20&#176; <ref type="bibr">(Guan et al. 2021)</ref> differs by &#8764;60&#176;from the &#936; &#8776; 80&#176;field direction indicated by the 220 GHz polarization outside the cloud, demonstrating that the magnetic field in this region is far from uniform.</p><p>As a simple example, we suppose, as we did for the RCrA-Tail region above, that the projected field rotates by &#916;&#936; = 90&#176;f rom the far side of the Brick to the near side. We calculate the circular polarization at 850 GHz (350 &#956;m) for the estimated total optical depth &#964;(850 GHz) = 0.09 of the Brick. We use the estimated properties of astrodust in the diffuse ISM, with g = f sin align 2 0.075 to approximately reproduce the &#8764;1.8% polarization observed for the Brick.</p><p>Figure <ref type="figure">3</ref> shows the polarization state of the radiation as it propagates through the cloud from t&#162; = 0 to t t &#162; = . The fractional polarization p starts off at &#8764;2.9%, dropping to &#8764;1.8% at t t &#162; = as the result of the assumed magnetic field twist of &#916;&#936; = 90&#176;.</p><p>The resulting 850 GHz circular polarization V/I is small, only &#8764;0.025%. Measuring such low levels of circular polarization will be challenging. For &#916;&#242;/&#948; &#8733; &#955; 0.7 (see Figure <ref type="figure">2</ref>) and the absorption coefficient &#948; &#8733; &#955; -1.8 (see Equation (11)), the circular polarization from an IRDC is expected to vary as V/I &#8733; &#955; -1.1 . For the adopted parameters</p><p>1.1</p><p>for 70 &#956;m &#61576; &#955; &#61576; 1 cm. While much larger than for normal GMCs, this estimate for the circularly polarized emission from the Brick is small, and measuring it will be challenging.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.4.">A Photodissociation Region Seen through a Molecular Cloud</head><p>The warm dust surrounding an embedded HII region may allow measurement of circular polarization at wavelengths as short as &#8764;20 &#956;m. We consider a cloud with optical depth &#964;(353 GHz) = 4 &#215; 10 -4 , somewhat greater than the R Corona Australis cloud example considered in Section 4.2, but small compared with the Brick.</p><p>The far edge of the cloud is assumed to contain warm dust in a photodissociation region (PDR) with optical depth &#964; 1 (&#955;). The PDR is assumed to contribute 10% of the total column density through the molecular cloud, with dust heated to T 1 = 80 K. The dust in the rest of the molecular cloud is cold, T 2 = 15 K.</p><p>We assume the dust in the PDR to be moderately aligned, with g = f sin 0.1 align 2</p><p>, whereas for the dust in the rest of the molecular cloud we take g = f sin 0.05 align 2</p><p>. Using the analytic approximation for the "two-zone" model in Appendix B, we find the fractional linear polarization p and circular polarization V/I shown in Figure <ref type="figure">4</ref>. At &#955; &#61576; 100 &#956;m, the polarization is the combination of polarized emission from the warm dust in the PDR and dichroic absorption by the cool dust. At longer wavelengths, &#955; &gt; 300 &#956;m, dichroic absorption is minimal, and we see the sum of the polarized emission from the warm and cool regions. The polarization angle rotates as the ratio of warm emission to cool emission drops with increasing wavelength. The features at 10 &lt; &#955; &lt; 30 &#956;m arise from the strong silicate absorption bands at 10 and 18 &#956;m.</p><p>The circular polarization reaches V/I = 0.02% at &#955; = 20 &#956;m but declines as &#8764; &#955; -1.1 at longer wavelengths.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.">Circular Polarization from Protoplanetary Disks</head><p>Protoplanetary disks can have dust surface densities well in excess of IRDCs, raising the possibility that &#964; may be large enough to generate measurable circular polarization if the grains are locally aligned and the alignment direction varies along the optical path. , and a field rotation &#916;&#936; = 90&#176;. Black curves: numerical results. Red curves: analytic approximations (A2-A6).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.1.">Grain Alignment in Protoplanetary Disks</head><p>Gas densities in protoplanetary disks exceed interstellar gas densities by many orders of magnitude. The observed thermal emission spectra from young protoplanetary disks appear to require that most of the solid material be in particles with sizes that may be as large as &#8764;mm <ref type="bibr">(Beckwith &amp; Sargent 1991;</ref><ref type="bibr">Natta &amp; Testi 2004;</ref><ref type="bibr">Draine 2006</ref>), orders of magnitude larger than the submicron grains in the diffuse ISM.</p><p>The physics of grain alignment in protoplanetary disks differs substantially from the processes in the diffuse ISM. One important difference from interstellar clouds is that in protoplanetary disks the Larmor precession period for the grain sizes of interest is long compared with the time for the grain to undergo collisions with a mass of gas atoms equal to the grain mass <ref type="bibr">(Yang 2021)</ref>. With Larmor precession no longer important, the magnetic field no longer determines the preferred direction for grain alignment. Instead, the "special" direction may be either the local direction of gas-grain streaming-in which case, &#61520; b v drift -or perhaps the direction of anisotropy in the radiation field-in which case, &#61520; b r. Whether grains will tend to align with short axes &#226;1 parallel or perpendicular to b (i.e., f align &gt; 0 or f align &lt; 0) is a separate question.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.1.1.">Alignment by Radiative Torques?</head><p>Radiative torques resulting from outward-directed radiation provide one possible mechanism for grain alignment. Starlight torques have been found to be very important for both spin-up and alignment of interstellar grains <ref type="bibr">(Draine &amp; Weingartner 1996</ref><ref type="bibr">, 1997;</ref><ref type="bibr">Weingartner &amp; Draine 2003;</ref><ref type="bibr">Lazarian &amp; Hoang 2007a)</ref>. With millimeter-sized grains, both stellar radiation and infrared emission from the disk may be capable of exerting systematic torques large enough to affect the spin of the grain. However, the radiation pressure</p><p>is small compared with the gas pressure &#8764; 8 &#215; 10 -5 (n H / 10 10 cm -3 )(T/100 K) erg cm -3 . If the grain streaming velocity exceeds &#8764; 10 -4 c s , where c s is the sound speed, systematic torques exerted by gas atoms may dominate radiative torques. Studies of realistic grain geometries are needed to clarify the relative importance of gaseous and radiative torques.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.1.2.">Alignment by Grain Drift?</head><p>The differential motion of dust and gas in three-dimensional disks has been discussed by <ref type="bibr">Takeuchi &amp; Lin (2002)</ref>. Grains well above or below the midplane will sediment toward the midplane, with v drift &#8741;z disk , where z disk is height above the midplane. Dust grains close to the midplane will be in near-Keplerian orbits, but will experience a "headwind," with &#61520; f v drift . Vertical and azimuthal drift velocities will in general differ, with different dependences on grain size and radial distance from the protostar. <ref type="bibr">Gold (1952)</ref> proposed grain drift relative to the gas as an alignment mechanism. For hypersonic motion, Gold concluded that needle-shaped particles would tend to align with their short axes perpendicular to v drift . <ref type="bibr">Purcell (1969)</ref> analyzed spheroidal shapes, finding that significant alignment requires hypersonic gas-grain velocities if the grains are treated as rigid bodies. The degree of grain alignment of spheroidal grains is increased when dissipative processes within the grain are included <ref type="bibr">(Lazarian 1994)</ref>, but the degree of alignment is small unless the streaming is supersonic. <ref type="bibr">Lazarian &amp; Hoang (2007b)</ref> discussed mechanical alignment of subsonically drifting grains with "helicity," arguing that helical grains would preferentially acquire angular momentum parallel or antiparallel to v drift ; internal dissipation would then cause the short axis to tend to be parallel to v drift . <ref type="bibr">Lazarian &amp; Hoang (2007b)</ref> based their analysis on a simple geometric model of a spheroidal grain with a single projecting panel. More realistic irregular geometries have been considered by <ref type="bibr">Das &amp; Weingartner (2016)</ref> and <ref type="bibr">Hoang et al. (2018)</ref>. However, these studies all assumed Larmor precession to be rapid compared with the gas-drag time, and are therefore not directly applicable to protoplanetary disks.</p><p>It appears possible that, averaged over the ensemble of irregular grain shapes, the net effect of gas-grain streaming in protoplanetary disks may be (1) suprathermal angular momenta tending to be perpendicular to v drift , and (2) the tendency of grains to align with short axes perpendicular to v drift . Below, we consider the consequences of this conjecture.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.2.">The HL Tau Disk as an Example</head><p>ALMA has observed a number of protoplanetary disks (e.g., <ref type="bibr">Andrews et al. 2018)</ref>. HL Tau remains one of the best-observed cases: it is nearby (&#8764;140 pc), bright, and moderately inclined (i &#8776; 45&#176;). The optical depth in the disk is large, with beamaveraged &#964;(3.1 mm) &#8776; 0.13 at R &#8776; 100 au. <ref type="foot">3</ref> Given that the dust is visibly concentrated in rings, and the possibility that there may be additional unresolved substructure, the actual optical depth of the emitting regions at 100 au is likely to be larger.</p><p>The polarization in HL Tau has been mapped by ALMA at 870 &#956;m, 1.3, and 3.1 mm <ref type="bibr">(Kataoka et al. 2017;</ref><ref type="bibr">Stephens et al. 2017)</ref>. The observed polarization patterns show considerable variation from one frequency to another, complicating interpretation. Both intrinsic polarization from aligned grains and polarization resulting from scattering appear to be contributing to the overall polarization. <ref type="bibr">Yang et al. (2019)</ref> and <ref type="bibr">Mori &amp; Kataoka (2021)</ref> argue that polarized emission makes a significant contribution to the polarization, at least at 3.1 mm.</p><p>The 3.1 mm polarization pattern is generally azimuthal <ref type="bibr">(Stephens et al. 2017)</ref>. If due to polarized emission, this would require that the radiating dust grains have short axes preferentially oriented in the radial direction. The alignment mechanism is unclear. <ref type="bibr">Kataoka et al. (2019)</ref> favor radiative torques, with the grain's short axis assumed to be parallel to the radiative flux, in the radial direction. This would be consistent with the observation that the linear polarization tends to be in the azimuthal direction. If radiative torques are responsible for grain alignment in protoplanetary disks, then we do not expect the thermal emission from the disk to be circularly polarized, because the grains in the upper and lower layers of the disk will tend to have the same alignment direction as the grains near the midplane. If there is no change in the direction of the grain alignment along the optical path, there will be no circular polarization.</p><p>Here we instead suppose that grain alignment is dominated by gas-grain streaming due to systematic motion of the dust grains relative to the local gas. If we define &#61520; b v drift we can apply the discussion above. As discussed above, we conjecture that the irregular grains align with short axes tending to be perpendicular to v drift , thus f align &lt; 0.</p><p>As before, let &#947; be the angle between the line of sight and b, and let &#936; be the angle (relative to north) of the projection of b on the plane of the sky. For illustration, we take the disk to have the major axis in the E-W direction (see Figure <ref type="figure">5</ref>), with inclination i. Thus vertical drifts correspond to &#936; = 0 and 180&#176;. The treatment of radiative transfer developed above for magnetized clouds can be reapplied to protoplanetary disks-the only difference is that if the grains align with their short axis tending to be perpendicular to v drift then f align &lt; 0, implying &#916;&#963; &lt; 0 and &#916;&#242; &lt; 0.</p><p>The direction and magnitude of v drift will vary with height in the disk. v drift may be approximately normal to the disk plane for grains that are falling toward the midplane, whereas v drift will be azimuthal for grains near the midplane, with Keplerian rotation causing them to move faster than the pressuresupported gas disk. Thus, grain orientations may vary both vertically and azimuthally. With &#936; varying along a ray, the emerging radiation may be partially circularly polarized.</p><p>The observed linear polarization of a few percent suggests that |&#916;&#963;/&#948;| &#8776; a few %.</p><p>We do not expect &#936; to vary linearly with &#964; as in Equation (A1): the variation of &#936; along the ray will depend on the varying grain dynamics along the ray. To investigate what levels of circular polarization might be present, we consider an idealized model with three dust layers: layer 2 is the dust near the midplane, and layers 1 and 3 contain the dust below and above the midplane. Conditions in layers 1 and 3 are assumed to be identical. Let &#964; j be the optical depth through layer j. Assume that b is normal to the disk in layers 1 and 3, and azimuthal in layer 2 (see Figure <ref type="figure">5</ref>). Thus &#936; 1 = &#936; 3 . For small values of &#964; 1 , &#964; 2 , and &#964; 3 we can approximate the radiative transfer (see Appendix C):</p><p>The direction and magnitude of linear polarization at selected positions are shown in Figure <ref type="figure">5</ref> for a stratified disk model with parameters given in Table <ref type="table">1</ref>, viewed at inclination &#952; i = 45&#176;. Figure <ref type="figure">5(c</ref>) and (d) show the linear and circular polarization as a function of azimuthal angle (in the disk plane) for this model. In addition to accurate results from numerical integration, the results from the analytic approximation (Equations ( <ref type="formula">28</ref>)-( <ref type="formula">30</ref>)) are also plotted. The analytic approximation is seen to provide fair accuracy, even though &#964; 2 = 0.2 is not small.</p><p>The circular polarization V/I is quite accurate, but in Figure <ref type="figure">5</ref>(c), the analytic approximation slightly overestimates the linear polarization fraction. However, the analytic approximations were developed for &#964; = 1, and here the total optical depth &#964; 1 + &#964; 2 + &#964; 3 = 0.3 is not small.</p><p>For this model, the linear polarization varies from 1.4% to 3.2% around the disk, with average value &#8764;2.5%. The linear polarization tends to be close to the azimuthal direction, with largest values on the major axis, and smallest values along the minor axis of inclined disk (see Figure <ref type="figure">5</ref>).</p><p>The predicted circular polarization |V|/I is small but perhaps detectable, with V/I varying from positive to negative from one quadrant to another (see Figure <ref type="figure">5</ref>), with maxima |V|/I &#8776; 0.2% (see Figure <ref type="figure">5(d)</ref>). <ref type="bibr">Stephens et al. (2017)</ref> mapped V over the HL Tau disk at 3.3 mm, 1.3 mm, and 870 &#956;m. The 3.3 mm V map does not appear to show any statistically significant detection, with upper limits |V/I| &#61576; 1%. At 1.3 mm and 870 &#956;m the NW side of the major axis may have V/I &#8776; -1%, but whether this is real rather than an instrumental artifact remains unclear. In any event, the likely importance of scattering at these shorter wavelengths will complicate interpretation.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="6.">Discussion</head><p>For typical molecular clouds we conclude that the circular polarization will be undetectably small at the far-infrared and submillimeter wavelengths where the clouds radiate strongly. Probing the magnetic field structure in such clouds using circular polarization is feasible only at shorter infrared wavelengths where the extinction is appreciable, using embedded infrared sources (stars, protostars, or PDRs).</p><p>The thermal dust emission from so-called IRDCs in the inner Galaxy-such as the Brick-can show appreciable levels of linear polarization, demonstrating both that there is appreciable grain alignment and that the magnetic field structure in the cloud, while showing evidence of rotation, is relatively coherent. IRDCs have large enough column densities that the resulting circular polarization may reach detectable levels. For one position on the Brick and plausible assumptions concerning the field, we estimate a circular polarization |V/I| &#8776; 0.025% at 850 GHz. If the circular polarization can be detected and mapped in IRDCs, it would provide constraints on the threedimensional magnetic field structure. Unfortunately, the predicted V/I is small, especially at longer wavelengths (we expect V/I &#8733; &#955; -1.1 ), and detection will be challenging.</p><p>Protoplanetary disks may offer the best opportunity to measure circular polarization at submillimeter wavelengths. If there are significant changes in the direction of grain alignment between the dust near the midplane and dust well above and below the midplane, linear dichroism and birefringence will produce circular polarization. Alignment processes in protoplanetary disks remain uncertain, but we suggest that grain drift may cause the grains near the midplane to be aligned with long axes preferentially in the azimuthal direction, while grains for stratified disk model (see Table <ref type="table">1</ref>), viewed at inclination &#952; i = 45&#176;(see text), as a function of azimuthal angle in the disk plane. f = 0 is along the minor axis. (d) Circular polarization V/I for this model. </p><p>38 sin align 2 g f 0.38 sin align 2 g f 0.38 sin align 2 (&#916;&#242;/&#948;) j g f 19 sin align 2 g f 19 sin align 2 g f 19 sin align 2</p><p>For &#955; = 3.1 mm.</p><p>above and below the midplane may be aligned with long axes tending to be in the vertical direction (normal to the disk). If the grains are small enough that scattering can be neglected, we calculate the linear and circular polarization that would be expected for such a model. A characteristic quadrupole pattern of circular polarization is predicted for this kind of grain alignment (see Figure <ref type="figure">5</ref>). Equation (30) can be used to estimate the circular polarization at wavelengths &#955; &#61577; 100 &#956;m where thermal emission is strong and the grains may be approximated by the Rayleigh limit. We present a simple example to show the linear and circular polarization that might be present in protoplanetary disks, such as the disk around HL Tau. This example is not being put forward as a realistic model for HL Tau, but simply to illustrate the possible circular polarization from dust aligned by streaming in a stratified disk. If observed, this would help clarify the physical processes responsible for grain alignment in protoplanetary disks. Absence of this circular polarization would indicate that the preferred direction for grain alignment in high-altitude regions is the same as the preferred direction near the midplane, or else that grain alignment occurs only in the midplane, or only in the upper layers. If circular polarization is detected and mapped in a protoplanetary disk, interpretation will require radiative transfer models that include the birefringence and dichroism discussed here, as well as the circular polarization produced by scattering of linearly polarized radiation. Models will be sensitive to the spatial distribution of the dust, and also to the sizes and scattering properties of the solid particles. Maps of V/I at multiple frequencies would strongly constrain protoplanetary disk models.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="7.">Summary</head><p>1. We present the transfer equations for the Stokes parameters, including the effects of thermal emission.</p><p>Once the properties of the medium are specified, these equations can easily be integrated numerically. For small optical depths, analytic solutions are given for clouds with a uniform twist to the magnetic field, and for stratified clouds with uniform alignment within individual strata. 2. Using the "astrodust" grain model <ref type="bibr">(Draine &amp; Hensley 2021b)</ref>, we calculate the relevant optical properties of dust grains for producing linear and circular polarization in the far-infrared and submillimeter. By adjusting the assumed degree of dust alignment f align , these dust properties may approximate the properties of dust in protoplanetary disks, at wavelengths where scattering can be neglected. 3. At submillimeter wavelengths, the "phase shift" cross section C pha tends to be much larger than the absorption cross section C abs . We estimate C pha /C abs &#8776; 24(&#955;/ mm) 0.7 . 4. The far-IR emission from dust in diffuse clouds, and in normal molecular clouds, will have very low levels of circular polarization, below current and foreseen sensitivities. However, the radiation from hot dust in a PDR, viewed through a molecular cloud, may have measurable circular polarization at &#955; &#61576; 100 &#956;m. 5. If the magnetic field in IRDCs has a significant systematic twist, the emission from IRDCs-such as the Brick-may have V/I &#8776; 0.025%(&#955;/350 &#956;m)</p><p>-1.1 . 6. If dust grains in protoplanetary disks are aligned in different directions in different strata, the resulting submillimeter emission may be circularly polarized with peak V/I &#8776; 0.2%(&#955;/350 &#956;m) -1.1 for one simple example with parameters suggested by HL Tau. Measuring the circular polarization can constrain the mechanisms responsible for grain alignment in protoplanetary disks. This work was supported in part by NSF grant AST-1908123. I thank Yilun Guan, Chat Hull, and Joseph Weingartner for helpful discussions, and Robert Lupton for availability of the SM package. I thank the anonymous referee for helpful suggestions that improved this paper. Appendix A Uniform Twist Assume a single dust temperature T d . Define t d &#162; &#186; d dz. Suppose &#936; varies linearly with &#964;, with total twist &#916;&#936;: ( ) ( ) t a t a t Y &#162; = Y + &#162; = DY , . A 1 0</p><p>Assuming S = (0, 0, 0, 0) for &#964; = 0, and integrating Equation (10) while retaining only low-order terms in &#964;, we obtain:</p><p>s d t &#187; --D -D Y DY I B T 1 1 2 1 cos 2 4 A2 d 2 2 &#9115; &#9117; &#9118; &#9120; ( ) ( ) [ ( ) ( )] ( ) s d t t &#187; -D -Y -Y DY Q BT 1 sin 2 sin 2 2 A3 d 0 &#9115; &#9117; &#9118; &#9120; ( ) ( ) [ ( ) ( )] ( ) s d t t &#187; -D -Y -Y DY U BT 1 cos 2 cos 2 2 A4 d 0 &#9115; &#9117; &#9118; &#9120; &#9115; &#9117; &#9118; &#9120; &#9127; &#9128; &#9129; &#61682; } ( ) ( ) [ ( ) ] ( ) ( ) ( ) s d d t t t t &#187; D D DY -+ DY &#180;DY ---DY DY V B T 2 1 1 2 2 cos 2 1 1 2 sin 2 A5 d 2 2 &#9115; &#9117; &#9118; &#9120; ( ) ( ) ( )[ ( )] ( ) ( ) ( ) ds d t t t &#186; + &#187; DY &#180;--DY --s d D -D Y DY p Q U I 1 1 1 cos 2 1 . A6 2 21 2 1 2 1 2 2 1 cos 2 4 2</p><p>These results are valid for &#964; = 1, and general twist angle &#916;&#936;.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Appendix B A Two-Zone Model</head><p>Suppose that &#936; = &#936; 1 for 0 &lt; &#964; &lt; &#964; 1 and &#936; = &#936; 1 + &#916;&#936;(&#964; -&#964; 1 )/&#964; 2 for &#964; 1 &lt; &#964; &lt; &#964; 1 + &#964; 2 . Let T d = T d1 for 0 &lt; &#964; &lt; &#964; 1 , and T d = T d2 for &#964; 1 &lt; &#964; &lt; &#964; 1 + &#964; 2 . Define</p><p>[ ( )] ( ) s d &#186; D -A I BT . B 1 d 1 2</p><p>Assuming S = (0, 0, 0, 0) for &#964; = 0, integrating Equation (10), retaining only low-order terms in &#964;, we obtain S 1 = (I 1 , Q 1 , U 1 , V 1 ) at &#964; = &#964; 1 , and S 2 = (I 2 , Q 2 , U 2 , V 2 ) at &#964; = &#964; 1 + &#964; 2 :</p><p>5 1 ( )( ) ( ) &#187; + -t t --I I e B T e 1 B 6 d 2 1 2 2 2 ( ) ( ) ( ) ( ) ( ) t t t &#187; -+ -Y -Y DY Q Q A 1 1 sin 2 sin 2 2 B7 2 1 2 2 2 2 1 ( ) ( ) ( ) ( ) ( ) t t t &#187; -+ -Y -Y DY U U A 1 1 cos 2 sin 2 2 B8 2 1 2 2 2 1 2</p><p>d t t d t t d t t t d t d t t &#187; D Y-Y DY -Y -Y -DY Y DY + D Y-Y DY -Y -Y -DY Y DY -D DY -+ D DY DY + D DY -DY -DY DY + V Q U A A A Appendix C Three Zone Model</p><p>Suppose the dust is located in three zones, with dust temperatures T d1 , T d2 , and T d3 . The aligned dust grains have &#936; = &#936; 1 for 0 &lt; &#964; &lt; &#964; 1 , &#936; = &#936; 2 for &#964; 1 &lt; &#964; &lt; &#964; 1 + &#964; 2 , and &#936; = &#936; 3 for &#964; 1 + &#964; 2 &lt; &#964; &lt; &#964; 1 + &#964; 2 + &#964; 3 . Suppose all &#964; j = 1. Define</p><p>) t t &#186; -&#187; -t t t t t -----I B T e e B T e 1 1 1 2 C1 d d 1 1 1 1 1 1 2 3 2 3 &#9121; &#9123; &#9124; &#9126; ( )[ ] ( ) ( ) t t &#186; -&#187; -t t t ---I B T e e B T e 1 1 1 2 C2 d d 2 2 2 2 2 2 3 3 &#9121; &#9123; &#9124; &#9126; ( )[ ] ( ) ( ) t t &#186; -&#187; -t -I B T e B T 1 1 1 2 C3 </p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" n="1" xml:id="foot_0"><p>Our axes x and &#375; correspond, respectively, to axes</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" n="2" xml:id="foot_1"><p>and 1 in<ref type="bibr">Martin (1974)</ref>.2 Equation (10) conforms to the IEEE and IAU conventions for the Stokes parameters<ref type="bibr">(Hamaker &amp; Bregman 1996)</ref>: Q &gt; 0 for E along the N-S direction, U &gt; 0 for E along the NE-SW direction, V &gt; 0 for "right-handed" circular polarization (E rotating in the counterclockwise direction as viewed on the sky).</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_2"><p>The Astrophysical Journal, 926:90 (11pp), 2022 February 10 Draine</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" n="3" xml:id="foot_3"><p>At R &#8776; 100 au, I &#957; (3.1 mm) &#8776; 1.1 &#215; 10 3 MJy sr -1 (Kataoka et al. 2017; Stephens et al. 2017), implying &#964; &#8776; 0.13 if the dust temperature T d &#8776; 30 K (Okuzumi &amp; Tazaki 2019).</p></note>
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