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			<titleStmt><title level='a'>Electrosynthesis of amino acids from biomass-derived α-hydroxyl acids</title></titleStmt>
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				<publisher></publisher>
				<date>07/04/2022</date>
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				<bibl> 
					<idno type="par_id">10348787</idno>
					<idno type="doi">10.1039/d2gc01779b</idno>
					<title level='j'>Green Chemistry</title>
<idno>1463-9262</idno>
<biblScope unit="volume">24</biblScope>
<biblScope unit="issue">13</biblScope>					

					<author>Kaili Yan</author><author>Morgan L. Huddleston</author><author>Brett A. Gerdes</author><author>Yujie Sun</author>
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			<abstract><ab><![CDATA[Electrochemical conversion of biomass-derived intermediate compounds to high-value products has emerged as a promising approach in the field of biorefinery. Biomass upgrading allows for the production of chemicals from non-fossil-based carbon sources and capitalization on electricity as a green energy input. Amino acids, as products of biomass upgrading, have received relatively little attention. Pharmaceutical and food industries will benefit from an alternative strategy for the production of amino acids that does not rely on inefficient fermentation processes. The use of renewable biomass resources as starting materials makes this proposed strategy more desirable. Herein, we report an electrochemical approach for the selective oxidation of biomass-derived α-hydroxyl acids to α-keto acids, followed by electrochemical reductive amination to yield amino acids as the final products. Such a strategy takes advantage of both reactions at the anode and cathode and produces amino acids under ambient conditions with high energy efficiency. A flow electrolyzer was also successfully employed for the conversion of α-hydroxyl acids to amino acids, highlighting its great potential for large-scale application.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>Introduction</head><p>Due to the depletion of fossil reserves, increasing interest has been devoted to fundamentally shifting the chemical industry from fossil fuels to sustainable carbon sources. Biomass is the only renewable carbon source whose utilization will not alter our current ecosystem and is globally accessible with a large scale. Recent years have witnessed the emergence of novel biomass upgrading strategies, <ref type="bibr">1,</ref><ref type="bibr">2</ref> among which electrochemical conversion is particularly appealing because the utilized electricity can be derived from sustainable energy resources, such as solar and wind. Hence, many research groups have been developing a variety of electrocatalytic systems for biomass valorization, with a particular focus on generating high-value products. <ref type="bibr">[3]</ref><ref type="bibr">[4]</ref><ref type="bibr">[5]</ref><ref type="bibr">[6]</ref><ref type="bibr">[7]</ref> Despite increasing efforts in targeting a large number of value-added products from biomass upgrading, the electrochemical production of amino acids from biomass-derived &#945;-hydroxyl acids has received little attention. In fact, amino acids are essential building blocks of proteins <ref type="bibr">8</ref> and therefore play an important role in various industrial sectors ranging from food and agriculture to pharmaceuticals. <ref type="bibr">[9]</ref><ref type="bibr">[10]</ref><ref type="bibr">[11]</ref> Nevertheless, not many economically attractive chemical approaches have been developed for the production of amino acids on a large scale yet. The earliest example of this process is the Strecker synthesis, which is applied to methionine production on an industrial scale. <ref type="bibr">12,</ref><ref type="bibr">13</ref> However, one of the apparent disadvantages of this method is the requirement of using highly toxic cyanides as the nitrogen source (Fig. <ref type="figure">1a</ref>). Currently, amino acids are primarily produced from microbial conversion processes. <ref type="bibr">14,</ref><ref type="bibr">15</ref> However, these biological-based processes bear many drawbacks, such as slow production rate and high energy usage. Furthermore, the challenging separation of amino acids from bio-based intermediates, acids, and liquid media inevitably escalates the overall cost of the fermentation process and simultaneously results in a large amount of waste salts. Consequently, an alternative greener strategy for the large-scale production of amino acids from sustainable carbon source is highly desirable. Indeed, novel catalytic strategies have been reported recently to explore the production of amino acids from biomass-derived molecules. For instance, carbon nanotubes decorated with ruthenium nanoparticles were reported to catalyze the synthesis of amino acids from lignocellulose-derived &#945;-hydroxyl acids (Fig. <ref type="figure">1a</ref>). <ref type="bibr">16</ref> However, this strategy requires noble metal catalysts, high temperature, and elevated pressure of H 2 . Ultrathin CdS nanosheets were recently reported as a competent photocatalyst in converting &#945;-hydroxyl acids into bio-amino acids under visible light irradiation (Fig. <ref type="figure">1a</ref>). <ref type="bibr">17</ref> Unfortunately, the overall yields of amino acids are limited (&lt;30%) and several acid substrates, such as 3-hydroxypropionic acid or mandelic acid, exhibited no conversion. Compared to all the reported processes, electrosynthesis has been regarded as a sustainable and efficient method, as it does not require any external oxidants/reductants and is usually carried out under ambient conditions. <ref type="bibr">[18]</ref><ref type="bibr">[19]</ref><ref type="bibr">[20]</ref> Indeed, electrochemical reductive amination has been reported for the synthesis of amino acids from &#945;-keto acids in a flow electrolyzer when NH 2 OH was employed as the nitrogen source. <ref type="bibr">21</ref> In this case, the counter reaction is water oxidation and IrO 2 was used as the anode to drive the oxygen evolution reaction (OER). Since &#945;-keto acids are downstream products of &#945;-hydroxyl acids, which are readily available from lignocellulosic biomass and regarded as more attractive feedstocks for amino acids synthesis, <ref type="bibr">[22]</ref><ref type="bibr">[23]</ref><ref type="bibr">[24]</ref> we reasoned that it would be more economically appealing to electrochemically synthesize amino acids from biomass-derived &#945;-hydroxyl acids. Such a strategy will completely avoid the energetically demanding and kinetically slow OER, which produces O 2 of little value. Instead, thermodynamically more favourable &#945;-hydroxyl acid oxidation to &#945;-keto acids will take place at the anode, substantially increasing the energy efficiency of an electrolyzer. Herein, we report an electrochemical approach that couple the oxidation of &#945;-hydroxyl acids to &#945;-keto acids at the anode with the reductive amination of &#945;-keto acids to amino acids at the cathode. Consequently, higher reaction rates and yields of amino acids are achievable compared to those of the aforementioned electrochemical strategy. It should be noted that our strategy takes advantage of both anode and cathode reactions to minimize energy input. This approach allows for the direct utilization of biomass-derived &#945;-hydroxyl acids to generate amino acids with high yields. Electrolysis using a flow electrolyzer was also successfully demonstrated, highlighting the potential for large-scale production. <ref type="bibr">[25]</ref><ref type="bibr">[26]</ref><ref type="bibr">[27]</ref> Compared to all of the previous methods discussed above, our strategy demonstrates apparent economic advantages.</p><p>As schematically displayed in Fig. <ref type="figure">1b</ref>, our electrochemical strategy starts from the selective oxidation of biomass-derived &#945;-hydroxyl acids to produce &#945;-keto acids in the anodic chamber of a flow cell. The newly generated &#945;-keto acids will react with a nitrogen source (NH 3 or NH 2 OH) to form an imine or oxime intermediate under ambient conditions, which can be directly subjected to electrochemical hydrogenation in the cathodic chamber of the same flow cell. Such an electrochemical process requires no external oxidant or reductant, but only inexpensive reagents and biomass-derived starting materials. Additionally, this reaction can be performed under mild conditions (e.g., room temperature and atmospheric pressure).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Experimental</head><p>All chemicals were purchased from commercial vendors and used as received. Lithium perchlorate, hydroxylammonium chloride, 1,3,5-trimethoxybenzene, maleic acid, N-hydroxyphthalimide, 2,6lutidine, (2,2,6,6-tetramethylpiperidin-1-yl)oxyl, and ammonium solution (25%) were purchased from Sigma-Aldrich. DL-Mandelic acid, phenylglyoxylic acid, 2-phenylglycine, DL-3-phenyllactic acid, phenylpyruvic acid, phenylalanine, glycolic acid, glyoxylic acid, glycine, lactic acid, pyruvic acid, DL-alanine, 2-hydroxy-4-methylpentanoic acid, 4-methyl-2-oxovaleric acid, and leucine were purchased from Ambeed, Inc. Ti foil, carbon paper, and anion exchange membrane (Fumasep FAB-PK-130) were purchased from Fuel Cell Store.</p><p>Electrochemical measurements were performed using a Biologic VSP potentiostat. For the selective oxidation of &#945;-hydroxyl acids, N-hydroxyphthalimide (NHPI) or (2,2,6,6tetramethylpiperidin-1-yl)oxyl (TEMPO) was used as the redox mediator and 2,6-lutidine as the Lewis base. Carbon paper was used as the working electrode, Ag/Ag + electrode was used as the reference electrode, and a Pt wire was used as the counter electrode, with 0. Eight pieces of carbon paper (1 &#215; 1 cm 2 ) and eight pieces of Ti foil (1 &#215; 1 cm 2 ) were compressed and used as the working and counter electrodes, respectively, for flow electrolysis. The working and counter chambers were separated by an organic anion exchange membrane (Fumasep FAB-PK-130). Corresponding electrolytes described above were used in a similar fashion for flow electrolysis with a flow rate of 0.8 mL min -1 . For the quantification of phenylglyoxylic acid and phe- nylpyruvic acid, 20 of the electrolyte solution in the anode chamber was collected periodically during electrolysis and diluted with 1 mL MeOH and then analyzed by HPLC equipped with a C18 column using an eluent solvent mixture of 5 mM ammonium acetate/acetonitrile (v/v = 95/5). Proton NMR was used to quantify 4-methyl-2-oxovaleric acid, glyoxylic acid, pyruvic acid, glycine (Gly), alanine (Ala), and leucine (Leu) using maleic acid as the internal standard, while 1,3,5trimethoxybenzene was employed as the internal standard to quantify 2-phenylglycine and phenylalanine (Phe).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Results and discussion</head><p>Our research endeavour started from the selective oxidation of &#945;-hydroxyl acids to keto acids utilizing appropriate redox mediators. Electrochemical oxidation of alcohols using inexpensive electrocatalysts has been well reported, <ref type="bibr">[28]</ref><ref type="bibr">[29]</ref><ref type="bibr">[30]</ref><ref type="bibr">[31]</ref> which most commonly results in carboxylic acids as the final products. In contrast, finely controlled selective oxidation of an alcohol group to an aldehyde or a ketone group is more challenging, especially in the presence of an adjacent carboxylic acid group. In order to realize our designed strategy, the first critical step is the electrochemical oxidation of &#945;-hydroxyl acids to keto acids without the loss of the carboxylic acid groups. Since N-hydroxyphthalimide (NHPI) has been successfully utilized for the partial oxidation of primary and secondary alcohols to yield aldehydes and ketones, <ref type="bibr">[32]</ref><ref type="bibr">[33]</ref><ref type="bibr">[34]</ref><ref type="bibr">[35]</ref> we decided to conduct our desirable oxidation using NHPI as the redox mediator and DL-mandelic acid as the first &#945;-hydroxyl acid substrate. It should be noted that DL-mandelic acid is a readily available feedstock from glucose. <ref type="bibr">36</ref> As shown in Fig. <ref type="figure">2a</ref>, the partial oxidation of the alcohol group in DL-mandelic acid will produce phenylglyoxylic acid as the desired product, while further oxidative cleavage of the carboxylic group will yield benzoic acid, an undesirable side product.</p><p>It has been reported that the redox potential of NHPI can be altered upon the addition of an organic base. <ref type="bibr">37</ref> Hence, three different organic bases were evaluated, including Et 3 N, pyridine, and 2,6-lutidine (Fig. <ref type="figure">S1a-c &#8224;</ref>). In the presence of 2,6lutidine, the cyclic voltammogram (CV) of DL-mandelic acid oxidation showed the most cathodic shift of its onset potential and the highest increased current (Fig. <ref type="figure">S1d &#8224;</ref>). Therefore, 2,6lutidine was employed as the organic base in all the subsequent electrochemical studies unless noted otherwise. The solvent system was also optimized by varying the ratio between MeCN and H 2 O. The CVs of DL-mandelic acid oxidation in the presence of NHPI and 2,6-lutidine in each electrolyte were shown in Fig. <ref type="figure">S2</ref>. &#8224; Furthermore, electrolysis was conducted at 0.85 V vs. Ag/Ag + . After passing the theoretical amount of charge (60 C), the highest yield of phenylglyoxylic acid could be obtained as 60% in 0.1 M LiClO 4 MeCN/H 2 O (v/v: 2/1) (Table <ref type="table">S1</ref> &#8224;). Therefore, 0.1 M LiClO 4 MeCN/H 2 O (v/v: 2/1) was selected as the optimal electrolyte for all the electrochemical experiments. Finally, the ratio between 2,6-lutidine and NHPI was also optimized. Along the increasing ratio between 2,6lutidine and NHPI from 0.5 to 6, a cathodic shift of its redox potential was observed in 0.1 M LiClO 4 MeCN/H 2 O (v/v: 2/1), from 1.1 V to 0.85 V (vs. Ag/Ag + ) along with improved reversibility (Fig. <ref type="figure">S3 &#8224;</ref>). Since the cyclic voltammograms collected with the 2,6-lutidine/NHPI ratio of 5 and 6 were nearly identical (Fig. <ref type="figure">S3</ref> &#8224;), all the following electrochemical experiments were conducted with five equivalents of 2,6-lutidine versus one equivalent of NHPI. The linear dependence of the peak current of NHPI oxidation on the square root of scan rate confirmed that the electrochemical oxidation of NHPI under our experimental condition is a diffusion-controlled and homogenous process (Fig. <ref type="figure">S4 &#8224;</ref>). As shown in Fig. <ref type="figure">2b</ref>, upon the addition of 20 mM DL- mandelic acid, an increased anodic current was observed together with an anodic shift. This suggests that oxidized NHPI promotes the oxidation of DL-mandelic acid and that DLmandelic acid slightly neutralizes 2,6-lutidine. Such a conclusion is supported by the further anodic shift of the redox feature along with increasing concentration of DL-mandelic acid (Fig. <ref type="figure">S5 &#8224;</ref>). When the concentration of DL-mandelic acid exceeded 300 mM, no cathodic current could be detected, implying that all the oxidized NHPI was utilized to oxidize the acid substrate. The mechanism of DL-mandelic acid oxidation was shown in Fig. <ref type="figure">S6,</ref><ref type="figure">&#8224;</ref> where NHPI was first deprotonated by 2,6-lutidine to form PINO. Then, PINO mediated the abstraction of the &#945; hydrogen atom of DL-mandelic acid to generate a radical intermediate that was further oxidized to form phenylglyoxylic acid.</p><p>Next, long-term electrolysis was conducted at 0.85 V vs. Ag/ Ag + and the resulting products were characterized and quantified via high-performance liquid chromatography (HPLC). Calibration curves of commercially purchased DL-mandelic, phenylglyoxylic acid, and benzoic acid were collected prior to electrolysis (Fig. <ref type="figure">S7 &#8224;</ref>). Fig. <ref type="figure">2c</ref> presents the conversion of DL- mandelic acid as a function of passed charge during the electrolysis. The desirable phenylglyoxylic acid was produced instantaneously once the electrolysis started. The yield of 60% was achieved passing the theoretical amount of charge while the highest yield of 77% could be obtained if the electrolysis was continued till 150 C charge passed. The side product benzoic acid was also detected, however showing a much lower yield (&lt;20%).</p><p>After establishing the success of partial oxidation of DL- mandelic acid to phenylglyoxylic acid, subsequently we explored the reductive amination of the intermediate keto acid to the desirable amino acid (Fig. <ref type="figure">3a</ref>). Because of the simple condensation reaction between ketone and amine groups, the initial transformation can proceed smoothly at room temperature in a relatively short period of time. <ref type="bibr">38</ref> As shown in Fig. <ref type="figure">S8</ref>, &#8224; an oxime intermediate was formed by stirring phenylglyoxylic acid with NH 2 OH&#8226;HCl for 24 hours in 0.1 M LiClO 4 MeCN/H 2 O (v/v: 2/1). Notably, the reaction solvent is compatible with the initial electrochemical oxidation and the subsequent reduction steps, hence it is possible to directly transport the reaction mixture to the cathodic chamber of a flow electrolyzer without tedious and expensive separation or purification of the oxime intermediate. In order to minimize the competing H 2 evolution reaction (HER), a Ti foil was employed as the cathode. As shown in Fig. <ref type="figure">3b</ref>, the blank linear sweep voltammogram was collected in 0.1 M LiClO 4 MeCN/H 2 O (v/v: 2/1) and the onset potential of HER on Ti was ca. -0.7 V vs. Ag/Ag + . Upon the addition of the oxime intermediate (20 mM), an apparent anodic shift of the onset potenital to -0.5 V vs. Ag/Ag + was observed, accompanied with a rapid cathodic current rise. Long-term electrolysis was performed at -1.0 V vs. Ag/Ag + . Fig. <ref type="figure">3c</ref> shows a comparison of the current and passed charge during electrolysis with and without the oxime intermediate. In the absence of oxime, very small background current and hence negligible accumulated charge were obtained. However, in the presence of the oxime intermediate, the catalytic current decreased from 6 to 1 mA within the first 200 minutes due to the conversion of the oxime intermediate. The passed charge was roughly 45 C at the end of this electrolysis. Proton NMR was performed to quantify 2-phenylglycine with 1,3,5-trimethoxybenzene as the internal standard. As shown in Fig. <ref type="figure">S9</ref>, &#8224; the yield of 2-phenylglycine was 93%, with 100% conversion of the starting compound and 93% faradaic efficiency.</p><p>The above batch electrolysis results proved the feasibility of our method for converting &#945;-hydroxyl acids to amino acids. With the aim of developing an electrochemical strategy suitable for practical application on a large scale, we sought to further explore the direct synthesis of amino acids from biomass-derived &#945;-hydroxyl acids in a flow electrolyzer. Electrosynthesis using a flow cell provides several advantages over batch reactors, such as efficient mass transfer, uniform distribution of potential and current, high and stable production rate, and hence convenient scalability. <ref type="bibr">39</ref> Following the same strategy in batch electrolysis, DL-mandelic acid was also used to optimize the condition for flow electrolysis. Carbon paper and Ti foil were utilized as the anode and cathode, respectively, in a two-electrode configuration which were separated by an organic anion exchange membrane (Fumasep Fab-PK-130). The schematic diagram of flow electrolysis was illustrated in Fig. <ref type="figure">S10</ref>, &#8224; wherein &#945;-hydroxyl acids were pumped into anodic chamber to form &#945;-keto acids, which later reacted with an external nitrogen source (e.g., NH 2 OH or NH 3 ) and flowed back to the cathodic chamber. Reaction steps from DL-mandelic acid to 2-phenylglycine are presented in Fig. <ref type="figure">4a</ref>. Firstly, DL-mandelic acid was oxidized to phenylglyoxylic acid, which reacted with NH   DL-mandelic acid shows an onset voltage water splitting at ca. 1.8 V. Once 20 mM DL-mandelic acid was added into the anode electrolyte, a rising current was observed beyond 1.5 V. Three electrolysis experiments were conducted with applied voltage of 2.6, 2.7, and 2.8 V. As expected, phenylglyoxylic acid and 2-phenylglycine were detected in the anode and cathode outlets, respectively (Fig. <ref type="figure">S11 &#8224;</ref>). The yields of these two compounds were compared in Fig. <ref type="figure">4c</ref>. It is apparent that the applied voltage of 2.7 V resulted in the highest yields for both phenylglyoxylic acid (89%) and 2-phenylglycine (87%). Notably, the yield of phenylglyoxylic acid was 89%, which was higher than that obtained from batch electrolysis (77%). By analysing the yield of phenylglyoxylic acid over time and comparing it with the yields obtained from batch electrolysis (Fig. <ref type="figure">4d</ref>), it is clear that flow electrolysis exhibits linear increase in the production of the desirable product as opposed to batch electrolysis which is limited by the starting concentration of the substrate. In the case of batch electrolysis, the reaction rate decreases dramatically when the starting material is being consumed.</p><p>The realization of electrochemical synthesis of 2-phenylglycine from DL-mandelic acid in a flow electrolyzer prompted us to expand the scope of biomass-derived &#945;-hydroxyl acids for the synthesis of natural amino acids. As shown in Fig. <ref type="figure">5</ref>, following the same electrochemical condition described above, another aromatic &#945;-hydroxy acid, DL-3-phenyllactic acid, could also be transformed to yield phenylpyruvic acid with a high yield of 92% (Fig. <ref type="figure">S12</ref> and S13 &#8224;), and the subsequent reductive amination using NH 3 (aq.) as the nitrogen source resulted in the natural amino acid phenylalanine (Phe) with a desirable yield of 100% (Fig. <ref type="figure">S14 &#8224;</ref>). Furthermore, aliphatic hydroxyl acids can also be equally converted to their corresponding natural amino acids in a similar fashion. For instance, three representative aliphatic hydroxyl acids, 2-hydroxyacetic acid, 2-hydroxypropanoic acid, and 2-hydroxy-4-methylpentanoic acid were explored, and their intermediate keto acids were produced with yields around 70% (Fig. <ref type="figure">S15</ref>-S17 &#8224;). Subsequent reductive amination led to glycine (Gly), alanine (Ala), and leucine (Leu) with yields of 70%, 80%, and 100%, respectively (Fig. <ref type="figure">S18</ref>-S20 &#8224;), superior to reported photocatalytic strategies.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Conclusion</head><p>In summary, we have reported an electrochemical strategy for the direct synthesis of amino acids, including four natural amino acids (Phe, Gly, Ala, and Leu), from biomass-derived and inexpensive &#945;-hydroxyl acids under ambient conditions (e.g., room temperature and atmospheric pressure). Low-cost ammonium hydroxide or ammonia was utilized as the nitrogen source. Our electrochemical approach consists of two steps: selective oxidation of &#945;-hydroxyl acids at the anode and reductive amination of the oxime (or imine) intermediates at the cathode using the same electrolyte. Such a strategy takes advantages of both oxidation and reduction reactions in one flow cell. Overall, this electrochemical synthetic strategy represents a greener approach for the production of amino acids using sustainable carbon source as the starting materials, which is also attractive for large-scale application. </p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" n="5" xml:id="foot_0"><p>mM mediator, 25 mM 2,6-lutidine and 20 mM substrates in each chamber with a flow rate of 0.8 mL min -1 . a NHPI as mediator, b TEMPO as mediator, c NH 2 OH&#8226;HCl as the nitrogen source, and d NH 3 (aq.) as the nitrogen source.</p></note>
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