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			<titleStmt><title level='a'>Toughness arising from inherent strength of polymers</title></titleStmt>
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				<publisher></publisher>
				<date>10/01/2022</date>
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				<bibl> 
					<idno type="par_id">10399309</idno>
					<idno type="doi">10.1016/j.eml.2022.101819</idno>
					<title level='j'>Extreme Mechanics Letters</title>
<idno>2352-4316</idno>
<biblScope unit="volume">56</biblScope>
<biblScope unit="issue">C</biblScope>					

					<author>Travis Smith</author><author>Chaitanya Gupta</author><author>Zehao Fan</author><author>Gregory J. Brust</author><author>Russ Vogelsong</author><author>Caleb Carr</author><author>Shi-Qing Wang</author>
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			<abstract><ab><![CDATA[This study carries out spatial-resolved optical birefringence observations to quantify, for mode I (tensile opening) loading, the stress intensification at crack tip of brittle and ductile glassy polymers (polymethyl methacrylate-PMMA, polyethylene terephthalate-PET) as well as one type of elastomer: (ethylene propylene diene monomer-EPDM). We measure the stress buildup in a precut specimen by correlating retardation with the corresponding tensile stress. Given the adequate spatial resolution under 10 µm and natural bluntness of intentional through-cuts, we are able to show that (a) during drawing at different stages up to the onset of fracture in precut PMMA and EPDM, the local stress saturates, namely, ceases to increase as r -1/2 upon approaching the cut tip (with r reaching r ss in a range of 0.05-0.15 mm), (b) tip stress σ tip , i.e., the tensile stress in the stress saturation zone (r ≤ r ss ), linearly grows with (operationally defined) stress intensity factor K I until fracture, reaching a level below the breaking stress σ b observed of uncut specimen. Thus, the inherent strength σ F(inh) under plane strain, taken to be the tip stress at fracture is only comparable to σ b . Moreover, a characteristic length P, involved in the observed linearity between K I and σ tip , i.e., in K I = σ tip P 1/2 , is found to be comparable to 2π r ss . Here r ss appears to depend on the tip sharpness, which may be characterized by a radius of curvature ρ tip . Thus, toughness given by the critical stress intensity factor K Ic is determined by the product of σ F(inh) and ρ 1/2 tip , and the critical energy release rate G Ic is given by the product of specific work of fracture w F = [σ F(inh) ] 2 /2E and ρ tip .]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Introduction</head><p>Mechanical characteristics of polymeric materials are unique relative to other materials in several ways. Polymers, in either plastic or elastomeric form, can tolerate high strain without fracture because of the global structural connectivity through chain network. For polymers to find more applications and for new, more sustainable polymers to replace conventional polymers, a detailed relationship between polymer structure and mechanical behavior needs to be worked out. However, despite decades of extensive research, a quantitative and predictive chain-level description of key mechanical features of polymers such as ductility, brittle-ductile transition, and toughness against fracture remains intractable to derive from first principles. Specifically, it is still formidable to theoretically estimate the inherent fracture strength &#963; F(inh) of a glassy polymer or an elastomer (made of a crosslinked melt). The upper theoretical bound of inherent strength in excess of 10 GPa for glassy polymers (achievable in polymer fibers) has led researchers to speculate that the observed brittle stress &#963; b may not reflect the inherent strength. Similarly, it is elusive that elastomers typically only show tensile strength on the order of 10 MPa, far lower than a theoretical estimate of several GPa that assumes all load-bearing strands to undergo scission at the same time.</p><p>Like the case of silica glasses treated by Griffith <ref type="bibr">[1]</ref>, for brittle polymers presence of crack of length a lowers the critical far-field stress &#963; c for fracture according to &#963; c &#8764; a -1/2 . As a decreases, &#963; c increases until &#963; b , which is the fracture strength (breaking stress) of cut-free samples. In the polymer literature, summarized in several monographs, <ref type="bibr">[2]</ref><ref type="bibr">[3]</ref><ref type="bibr">[4]</ref> brittle fracture of cut-free specimen is usually explained by assuming existence of intrinsic flaws of size a * so that the Griffith style energy balance argument can be applied to relate the critical energy release rate G Ic (i.e., loss of stored energy per unit area upon fracture) to &#963; b as &#963; b = (EG Ic /&#960;a * ) 1/2 .</p><p>(1)</p><p>While &#963; b can be directly measured in a tensile test, neither G Ic nor a * is known a priori. In practice, a large through-cut of length a is intentionally introduced for the same material so that its toughness G Ic can be determined from its operational definition:</p><p>where E is the Young's modulus. For brittle PMMA <ref type="bibr">[5]</ref> and PS <ref type="bibr">[6]</ref>, precut specimens were drawn by Berry to fracture and shown to have G Ic = 0.6 kJ/m 2 and 3.4 kJ/m 2 respectively. Given &#963; b = ca. 60 and 45 MPa, and E = 1.7 GPa and 2 GPa for PMMA and PS respectively, the unknown length scale a * becomes known from Eq. ( <ref type="formula">1</ref>): a * = EG Ic /&#960; &#963; 2 b = 0.09 mm for PMMA and 1.0 mm for PS. When intentional through-cut decreases in size to a * , fracture has been observed <ref type="bibr">[4]</ref><ref type="bibr">[5]</ref><ref type="bibr">[6]</ref> to take place at &#963; c that is comparable to &#963; b . Such evidence has allowed the textbook <ref type="bibr">[4]</ref> to conclude that there are intrinsic flaws of size a * . Although a * in the range of 0.1 to 1 mm is sufficiently large for optical inspection to detect, flaws on such a length scale are usually not observed, thus casting doubt on whether fracture behavior of PMMA and PS should be described in terms of Eq. ( <ref type="formula">1</ref>) and questioning the concept of a * for these polymers. Moreover, because G Ic is a thousand times higher than the surface fracture energy &#915; , fracture criterion can no longer be formulated as G Ic = &#915; . Thus, the Griffith-Irwin style energy balance argument seems to face a major dilemma for polymers, causing one to question whether Eq. ( <ref type="formula">2</ref>) is a useful fracture criterion for such polymers.</p><p>On the other hand, there is no difficulty to perceive brittle fracture in a uniform defect/flaw-free or flaw-tolerant solid. For example, it is a well-defined theoretical problem to estimate inherent fracture strength &#963; * under plane stress or &#963; &#8224; under plane strain of brittle glassy polymers in absence of any foreign inclusions or cracks-we will subsequently label the inherent strength as &#963; F(inh) when the type of deformation is unspecified.</p><p>Specifically, according to a recent chain-level phenomenological model <ref type="bibr">[7]</ref>, &#963; F(inh) at brittle-ductile transition (BDT) scales linearly with the areal density &#968; LBS of load-bearing strands (LBS) that characterizes the structure of chain networking: &#963; F(inh) = &#968; LBS f cp , where f cp represents the critical force for chain pullout by which (rather than chain scission <ref type="bibr">[8]</ref>) the chain network undergoes structural breakdown. Thus, the classic Vincent plot <ref type="bibr">[9]</ref> acquired a new interpretation: the breaking stress &#963; b at BDT is proportional to the bond areal density &#966; because &#968; LBS has the same scaling as &#966; = 1/pl K <ref type="bibr">[10]</ref>, where p and l K are the packing and Kuhn lengths respectively. Flaw-free uncut specimens show brittle fracture when the chain network is unable to retain its structural integrity during its attempt to bring about activation below BDT. Here f cp is plausibly only a small fraction of the bond breaking strength, which is on the order of several nano-Newtons, and &#968; LBS is plausibly only a small fraction of &#966;. Therefore &#963; * could only reach a level of 100 MPa, comparable to the experimental measurement of &#963; b . If this is the case, it would not require the machinery of fracture mechanics to understand brittle fracture of cut-free polymers.</p><p>The preceding discussion pertains to fracture of elastomers as well. Is the observed tensile strength an actual manifestation of their inherent strength? Why is their strength so low or what determines the strength? Has Lake-Thomas model <ref type="bibr">[11]</ref> for G Ic captured characteristics of elastomer fracture? Do all elastomeric materials also require us to apply fracture mechanics to describe fracture behavior by postulating existence of intrinsic flaws?</p><p>The present study applies birefringence measurements to probe the local stress field in front of a precut during tensile drawing of two glassy polymers and one elastomer, aiming to find out whether, how and why there is an alternative fracture criterion given in terms of explicit stress state at crack tip. Our birefringence observations of precut specimens indicate that (a) intentional through-cut causes stress buildup in linear proportion to the far-field stress &#963; 0 , e.g., the tip stress increasing linearly with &#963; 0 , (b) the tip stress at fracture is below the breaking stress &#963; b observed from cut-free specimens, (c) during drawing, i.e., at each value of &#963; 0 , the local stress tends to saturate upon approaching the tip, revealing a stress saturation zone of size r ss , which appears to be related to the cut sharpness characterized by the radius of curvature &#961; tip at the cut tip.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Experimental and technical backgrounds</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.1.">Sample preparation</head><p>Three polymer films were studied in this work: PET from Auriga Polymers Inc., PMMA from Professional Plastics. The ethylene propylene diene monomer (EPDM) sheets with thickness 2-2.5 mm were crosslinked at Lion Elastomers with Royalene 511 EPDM, tri-functional crosslinker SR-350 (1&#8764;3 phr), and peroxide DiCup R (3&#8764;4 phr), cured at 170 &#8226; C for 20 min.</p><p>Dogbone-and stripe-shaped specimens were prepared by first tracing a design onto the sheets and then, for PET, cutting with scissors and paper trimmer to carefully avoid introducing substantial edge defects; for PMMA, removing excess material with a coarse sanding belt and then smoothing the edges with a flat file; for EPDM, simply cutting with paper trimmer along the tracing marker. Dogbone-shaped specimens were employed to obtain the stress-optical relationship and stripe-shaped specimens to study the effect of single-edge notch (SEN).</p><p>SEN was introduced to specimens by several means. PET specimens were chilled in a freezer (-20 &#8226; C) for 15-30 min, then cut with a similarly chilled nail clipper while still in the freezer. Rapid application of force with the nail clipper generated a thin crack that spontaneously propagated further across the sheet. Crack was introduced in PMMA specimens at room temperature by hammering a glass-scrapper against the side of the sheet. Cut was made in EPDM stripes by pushing the edge of a thin razor blade into the specimens. Tensile extension of uncut and cut specimens was carried out at room temperature on an Instron 5969 tensile tester between crossed polarizer films from Polarization.com. The setup is illustrated in Fig. <ref type="figure">1</ref>. The reported draw ratio L/L 0 is based on the initial length L 0 of the narrow section of the dogbone specimens and the inter-clamp distance for the stripe specimens respectively.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.2.">Birefringence methods</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.2.1.">Setups</head><p>The birefringence setup in Fig. <ref type="figure">1</ref> allows us to observe the evolution of colors or fringe orders due to increasing birefringence at various corresponding stresses. Given the weak strain-induced birefringence in PMMA a negative retardation plate of 600 nm places the PMMA at retardance of 600 nm at L/L 0 =1 so that the retardance travels to higher order in the Michel-Levy chart-PMMA shows negative birefringence at room temperature <ref type="bibr">[12,</ref><ref type="bibr">13]</ref>. Because PET is highly birefringent, a negative retardation plate is similarly placed between the polarizer and the sample to avoid color saturation. EPDM shows more than ten orders of retardance. Thus, it is more effective and accurate to use a monochromatic light source (low pressure sodium lamp) and count the order of fringes.</p><p>During drawing, the development of birefringence is captured by video recording, involving a variety of cameras and lenses: for PMMA, in order to capture videos at high resolution, a 4K video camera (Mokose C100) was used with a zoom lens (Edmund Industrial Optics) that was employed at 2.5&#215; magnification; for PET, a generic CCD camera was outfitted with the same variable magnification lens at 2.5&#215; magnification; for EPDM, the same 4K video camera was used along with a C-mount zoom-lens (Hayear Fig. <ref type="figure">1</ref>. Sketch of a birefringence setup based on white light for measurement of spatial retardance field, involving two crossed polarizers and a retardation plate that is either arranged to cancel or add to the emergent retardance due to drawing along y axis. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.) model HY-180XA) set at 4.5&#215;. Color information in such videos is digitally stored in an 8-bit Red-Green-Blue (RGB) color space, where every color can be described as a unique combination of R, G and B values, each bearing a value between 0-255.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.2.2.">Stress-optical relation</head><p>In glassy polymers and elastomers, there generally exists an explicit (linear) relationship between stress and birefringence arising from the molecular orientation that has a one-to-one correspondence with the stress. Consequently, we can quantify the stress through quantitative measurement of birefringence to obtain tensile stress &#8710;&#963; = &#8710;n/C, where C is stress-optical coefficient. For example, Fig. <ref type="figure">2a</ref> and Fig. <ref type="figure">2b</ref> show such a correlation between the retardation (RGB) and corresponding stress during drawing of uncut PMMA and PET respectively. Similarly, the order of fringes N represents the birefringence &#8710;n through</p><p>that is directly related to the principal stress difference &#8710;&#963; . In Eq. (3), t is the specimen thickness and &#955; is the wavelength of the monochromatic light. By subjecting an uncut EPDM specimen to uniaxial drawing and counting N at the corresponding Cauchy stress we can use Eq. ( <ref type="formula">3</ref>) to establish a relationship between &#8710;n and &#8710;&#963; as shown in Fig. <ref type="figure">2c</ref>. Fig. <ref type="figure">2c</ref> confirms a linear stress-optical relation (SOR)</p><p>with C = 2.2 &#215; 10 -9 (Pa -1 ) for EPDM. Fracture in this specimen occurs when N reaches 14, corresponding to the last data point in Fig. <ref type="figure">2c</ref> and in its inset. Video-uncut EPDM in the Supporting Information recorded the birefringence as a function of time and revealed that the birefringence actually turned somewhat inhomogeneous along the specimen length at the last stage of extension before fracture. For the present purpose to establish the SOR, Fig. <ref type="figure">2c</ref> provides adequate information although the extension was terminated by the fracture initialized by an internal inclusion (impurity). Based the results presented in Sections 3 and 4, we think that the fracture in uncut EPDM specimens occurs plausibly either because of impurities (larger than 50 &#181;m) in the specimen interior or because the ribbon-like specimen preparation introduced edge roughness on the order of 50 &#181;m or higher. Consequently, Cauchy stress &#963; yy = &#8710;&#963; at fracture is below 2 MPa, as is the case shown in Fig. <ref type="figure">2c</ref>. Under rare circumstances, a more impurity-free specimen with more careful sample preparation could reach &#8710;&#963; = 3 MPa.</p><p>Figs. <ref type="figure">2d-e</ref> show the examples of the retardance buildup at cut tips for PMMA and PET respectively. To determine the local stress in notched specimens, the RGB variations with distance r to the cut tip in PMMA and PET are compared to the images in Figs. 2a and 2b respectively. Since color is influenced by the choice of light and camera, images in Fig. <ref type="figure">2a-b</ref> and<ref type="figure">2d</ref>-e are from the same pair of light and camera. Here locations of maxima, minima, and intersections of RGB values provide straightforward identification of stress. Using PMMA as an example, at location A in Fig. <ref type="figure">2d</ref> the G-B intersection in the second order is readily discerned from the same feature in the SOR, marked A in Fig. <ref type="figure">2a</ref>. At low loads where RGB variation are less distinctive, we estimate the local stress based on the approximate ranking and trends of the RGB curves. For example, at location B in Fig. <ref type="figure">2d</ref> the R value in RGB is somewhat saturated over the rest of the distance from the notch tip. The red curve lies atop the green curve, as green steadily increases towards red. The stress value at point B in Fig. <ref type="figure">2a</ref> may be an adequate estimate of point B in Fig. <ref type="figure">2d</ref>. The error introduced to the assignment of local stress by this pseudo-quantitative assignment is on the order of 0.4 to 2 MPa, corresponding to an uncertainty in the measurement of retardance on the order of 10 to 50 nm. Similarly, for PET near an elastic-yielding transition (EYT), the intersections, maxima, and positions marked A-G in Fig. <ref type="figure">2e</ref> were matched to similar features marked A-G in Fig. <ref type="figure">2b</ref>.</p><p>Accurate determination of local stress as a function of distance r from the notch tip requires the correct identification of the notch edge. With 4K CCD camera attached to a microscope objective lens a resolution in the range of r b =1-4 &#181;m per pixel may be achieved. However, because of imperfections due to the cutting procedure, the polymers' mechanical response to the cutting, and slight misalignment of the camera relative to the cut opening, the notch edge usually appears blurry to various degrees. This limits the available spatial resolution to, at best, r b &#8764;20-40 &#181;m for the thick PMMA specimens, and 20 &#181;m for PET and EPDM sheets.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.3.">Theoretical analysis</head><p>Tensile extension of precut stripes (along y-axis) produces several non-zero stress components. It is straightforward to diagonalize the stress tensor, i.e., to identify the principal stresses &#963; 1 and &#963; 2 <ref type="bibr">[14]</ref>. Spatial-resolved birefringence measurements to determine &#8710;n(r) are ideally suitable to quantify &#8710;&#963; = &#963; 1 -&#963; 2 = &#8710;n/C around cut tip. In presence of a non-zero shear stress &#963; xy the principal stress direction rotates away from the drawing direction to an angle &#945; given by tan2&#945; = 2&#963; xy /(&#963; yy -&#963; xx ). The principal stress difference is given by &#8710;&#963; = [(&#963; yy -&#963; xx ) 2  + 4(&#963; xy ) 2 ] 1/2 .</p><p>(</p><p>The Westergaard's solution <ref type="bibr">[15,</ref><ref type="bibr">16]</ref> establishes one foundational pillar for linear elastic fracture mechanics (LEFM) <ref type="bibr">[17,</ref><ref type="bibr">18]</ref> by prescribing the following explicit form for the quantities in Eq. ( <ref type="formula">5</ref>) in presence of an embedded crack of length 2a as</p><p>&#963; zz = 0 (plane stress), &#957;(&#963; xx + &#963; yy ) (plane strain) with</p><p>where &#952; is the angle formed between the crack propagation direction and the line between cut tip and the observation point. Eq. ( <ref type="formula">6</ref>) along with Eq. ( <ref type="formula">9</ref>) is the near-tip limit of the full solution <ref type="bibr">[15,</ref><ref type="bibr">18]</ref>. A numerical comparison between the full solution and Eq. ( <ref type="formula">6</ref>) shows that Eq. ( <ref type="formula">6</ref>) accurately reproduces the full solution for r &lt; a/4. The stress fields for single edge notch of size a, which is the experimental configuration of the present study, obey the same expressions in the limit where specimen width W &gt;&gt; a, except for a small correction <ref type="bibr">[17]</ref> to Eq. ( <ref type="formula">8</ref>), with</p><p>The tensile stress field T(r, &#952;) = &#963; yy -&#963; xx at crack tip can be solved in terms of the principal stress difference &#8710;&#963; given in Eq. ( <ref type="formula">5</ref>)</p><p>where A(&#952; ) is given by</p><p>Since T is an explicit function of &#8710;&#963; , we can determine T based on the one-to-one correspondence that exists between &#8710;&#963; and &#8710;n via Eq. ( <ref type="formula">4</ref>). At &#952; = &#960; /3, A(&#952; ) = 0 so that Eq. ( <ref type="formula">11</ref>) simply reads</p><p>where the second equality follows from Eq. ( <ref type="formula">4</ref>). When monochromatic light is employed, T equals N(r)f &#963; /t, where the fringe-stress coefficient f &#963; = &#955;/C = 0.27 MPa mm in the case of EPDM. For r &lt; a/4, we can apply Eqs. ( <ref type="formula">6</ref>) through <ref type="bibr">(10)</ref> to provide an explicit expression for the functional dependence of T on r as sin(&#960; /3)K I /(2&#960;r) 1/2 + &#963; 0 = T(r, &#952; = &#960; /3).</p><p>(</p><p>Such a prediction is to be compared with T in Eq. ( <ref type="formula">13</ref>), which can be determined from the birefringence measurements.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Results</head><p>At room temperature PMMA can undergo brittle fracture without crazing <ref type="bibr">[4,</ref><ref type="bibr">19]</ref> when the drawing rate is relatively high. Relative to cut-free specimens, PMMA containing a large precut becomes weaker in presence of a through-cut that causes strain localization. The stress buildup at the cut tip can be quantified using the birefringence observation, based on the setup shown in Fig. <ref type="figure">1</ref>. Fig. <ref type="figure">3a</ref> contains a collection of snapshots at different moments from the video recording (video-PMMA in Supporting Information) of a precut PMMA being drawn until fracture. We can present the RGB values as a function distance from the cut tip, as shown in Fig. <ref type="figure">3b</ref>, in order to describe the stress field according to the combination of Figs. <ref type="figure">2a</ref> and<ref type="figure">2d</ref> that correlates RGB and stress. By analyzing images like those in Fig. <ref type="figure">3b</ref> the actual stress field T around the tip at &#952; = &#960; /3 can be evaluated according to Eq. ( <ref type="formula">13</ref>) and plotted as a function of r -1/2 , as shown in Fig. <ref type="figure">3c</ref>. The linearity between T(r) and r -1/2 shows the experimental data to be in a qualitative agreement with the approximate expression for T in Eq. ( <ref type="formula">14</ref>), apart from the fact that the slopes in Fig. <ref type="figure">3c</ref> reveal an experimental K exp smaller than K I of Eq. ( <ref type="formula">8</ref>). The origin of the discrepancy arises from the experimental fact that the stress buildup ceases near the cut tip for all values K I . The emergence of a stress saturation zone (SSZ) of size r ss , ranging from 0.08 to 0.2 mm, limits the range of the r -1/2 scaling of T under the condition of r &lt; a/4. As a consequence, the experimental data in Fig. <ref type="figure">3a</ref> is mostly in the transitional regime where K exp is Besides the discovery of SSZ, there are three more features to note: First, the intercepts reveal a stress level in the far-field that matches the nominal load &#963; 0 . Second, the local stress level grows with &#963; 0 in the range from 5 to 21 MPa. Third, the tip stress, i.e., &#963; tip = T(r = r ss ) increases linearly with K I of Eq. ( <ref type="formula">8</ref>) until the point of fracture, as shown in Fig. <ref type="figure">3d</ref>. For completeness, Fig. <ref type="figure">3e</ref> provides the stress vs. strain curves from tensile drawing of the uncut and precut specimens.</p><p>The linear relation between &#963; tip and K I in Fig. <ref type="figure">3d</ref> reveals a characteristic length scale P = 0.9 mm. Phenomenologically, we can simply define their relation as</p><p>Detailed analysis shows <ref type="bibr">[20]</ref> that in the limit of P &lt;&lt; a P would be 2&#960; r ss independent of the cut length a. Data in Fig. <ref type="figure">3d</ref> show P to be not far from 2&#960; r ss , given the range of the r ss indicated in Fig. <ref type="figure">3c</ref>.</p><p>It is necessary to point out that the theoretical expression Eq. ( <ref type="formula">14</ref>) does not anticipate such stress saturation (SS). Since the SS as well as the linearity between &#963; tip and K I both take place well before the onset of fracture, the SSZ seems to involve a different concept from Irwin's plastic zone concept. In order to find out whether or not these two features are universal for glassy polymers, we investigate a ductile polymer, i.e., amorphous PET, because we expect LEFM to apply before the onset of yielding at the cut tip.</p><p>In presence of sizable precut with a=4.6, PET specimen of length L 0 =100 mm is drawn at a speed of V 0 =10 mm/min. Video recording captures the birefringence buildup due to the cut, as shown in video-PET in Supporting Information that produces the images in Fig. <ref type="figure">4a</ref>. Referring to Figs. <ref type="figure">2b</ref> and<ref type="figure">2e</ref>, the local stress field can be determined relative to the distance r from the cut 15 MPa that corresponds to the second point after the kink in Fig. <ref type="figure">4c</ref>. Moreover, the emergence of stress plateau before the EPT further indicates that the SSZ for PET with &#963; 0 &#8804; 12.4 MPa as well as for PMMA before fracture is not associated with the Irwin's concept of plastic zone. In other words, since no yielding occurs at the tip below 12 MPa, the observation is in contradiction with Dugdale model <ref type="bibr">[21]</ref> that predicts emergence of tip yielding to start at a vanishingly low load &#963; 0 .</p><p>Similar to Fig. <ref type="figure">3d</ref>, the first slope in Fig. <ref type="figure">4c</ref> corresponds to P = 0.71 mm according to Eq. ( <ref type="formula">15</ref>), in quantitative agreement with 2&#960; r ss identified in Fig. <ref type="figure">4b</ref>. For completeness, the stress vs. strain curves of both uncut and precut specimens are presented in Fig. <ref type="figure">4d</ref>. The birefringence method for determination of local stress field near crack tip is also useful in a study of fracture of elastomers. In the present study, we examine a crosslinked rubber based on EPDM. Given the high level of retardance in the thick EPDM sheets, monochromatic sodium (low pressure) lamp was employed to avoid color saturation. Specifically, we quantify the stress field T(r) by reading the fringe orders (N or N + 1  2 ) at the cut tip from video recording (Video-EPDM in Supporting Information). The values of N(r) for different r at various levels of &#963; 0 , as those shown in the photos in Fig. <ref type="figure">5a</ref>, are inserted in Eq. ( <ref type="formula">13</ref>) via Eqs. ( <ref type="formula">3</ref>)-( <ref type="formula">4</ref>) to obtain T. The spatial variation of birefringence is explicitly displayed in Fig. <ref type="figure">5b</ref>, analogous to Fig. <ref type="figure">3b</ref>, showing that there is no higher order beyond N = 11 within a distance of 20 &#181;m from the tip. At different stages of drawing, we obtain a family of corresponding curves showing how T varies with r -1/2 as shown in Fig. <ref type="figure">5c</ref>. The most significant feature revealed in Fig. <ref type="figure">5c</ref> is that the r -1/2 scaling of T terminates upon approaching the tip, i.e., there also exists a kink in the plot of T vs. r -1/2 . This character of stress saturation is similar to that shown in Fig. <ref type="figure">3c</ref> and Fig. <ref type="figure">4b</ref>, with r ss around 0.05 mm, i.e., about half of that seen in PMMA and PET. Since unloading test reveals no discernible residual birefringence, as can be expected from an elastomer (rather than a glassy polymer), the emergence of the SS zone in EPDM is not a plastic zone suggested in Irwin's theory to cope with the stress singularity.</p><p>If Eq. ( <ref type="formula">14</ref>) accurately depicts the data in Fig. <ref type="figure">5c</ref>, the intercepts should be &#963; 0 . We find that the intercept is indeed numerically close to &#963; 0 . We can also evaluate K exp from the initial slope based on the data in Fig. <ref type="figure">5c</ref>. Fig. <ref type="figure">5d</ref> shows a close agreement between K exp and the operational K I of Eq. ( <ref type="formula">8</ref>), suggesting that Eq. ( <ref type="formula">14</ref>) is a good approximation to the full Westergaard solution <ref type="bibr">[20]</ref>. EPDM also confirms another important characteristic in Fig. <ref type="figure">5e</ref> that has been seen in Figs. <ref type="figure">3d</ref> and<ref type="figure">4c</ref>, i.e., the tip stress as well as birefringence increases linearly with the stress intensity factor K I . According to Eq. ( <ref type="formula">15</ref>), the linearity in Fig. <ref type="figure">5e</ref> defines a length scale P = 0.16 mm, not far from 2&#960; r ss identified in Fig. <ref type="figure">5c</ref>. An examination of kink location in Fig. <ref type="figure">5c</ref> and inset in Fig. <ref type="figure">5d</ref> shows that the variation of r ss originates from that of the radius of curvature &#961; tip at the cut tip, which monotonically increases with load. We had a similar observation of P &#8764;2&#960; r ss for PMMA and PET.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Discussion</head><p>Since EPDM undergoes large strain, the data in Fig. <ref type="figure">5c</ref> require clarification. Theoretical studies <ref type="bibr">[22,</ref><ref type="bibr">23]</ref> in the literature indicate more complicated stress fields near the crack tip in presence of large deformation than those prescribed by Eqs. ( <ref type="formula">6</ref>) through <ref type="bibr">(10)</ref>.</p><p>The position given by (r, &#952; = &#960; /3) refers to the tip, i.e., r = 0 at the tip. Thus, at the different loads from 39 to 175 kPa, we did not report the birefringence of the various material points. If Fig. <ref type="figure">5c</ref> is to be compared with theoretical description based on the deformed configuration, there would be small errors. Using particle-tracking, we confirmed that within a distance of 1 mm from the cut tip, the material points along &#952; = &#960; /3 did not move by more than 10%. Thus, the data in Fig. <ref type="figure">5c</ref> could be stated to be accurate with 10% error, leaving our conclusion completely unaffected.</p><p>Because of the stress saturation on length scales well resolvable by our optical observation, the spatial variation of birefringence near crack tip at different stages including the point of fracture has been conveniently characterized. Since our PMMA and EPDM specimens are rather thick, over 5 and 2 mm respectively, the condition at precut tip is certainly plane strain. Since the polarized light was sent along Z axis the emergence of triaxial stress state does not obscure the birefringence measurements. However, since the stress-optical relation (SOR) acquired from uniaxial extension of uncut specimen involves plane stress, the use of SOR to convert tip birefringence to tensile stress is imprecise. At fracture, we have taken &#963; tip (K Ic ) as the inherent strength &#963; F(inh) .</p><p>Taking the last data points in Fig. <ref type="figure">3d</ref> and Fig. <ref type="figure">5e</ref> as &#963; F(inh) we note that in either case &#963; F(inh) might be lower than &#963; b , which is the fracture strength or breaking stress of uncut specimen, given by the last point of Fig. <ref type="figure">3e</ref> showing 70 MPa for PMMA and the last point of the inset in Fig. <ref type="figure">2c</ref> showing 1.7 MPa for EPDM. The assumption of &#963; F(inh) &lt; &#963; b (under plane stress) is reasonable because &#963; F(inh) is upper-bounded by the inherent strength &#963; * under plane stress and &#963; b is also upper bounded by &#963; * . Fracture in PMMA and EPDM requires higher stress in plane stress because the chain network (associated with either intermolecular uncrossability or crosslinking) is free to contract along the specimen thickness direction (Z axis) -the lack of contraction under plane strain may either lower the threshold for chain pullout in PMMA or cause more chain stretching towards scission in EPDM.</p><p>The linear increase of the tip stress with K I , as shown in Fig. <ref type="figure">3d</ref> and Fig. <ref type="figure">5e</ref>, holds true all the way to the onset of crack propagation, i.e., Eq. ( <ref type="formula">15</ref>) is valid at fracture. Equating &#963; tip (K Ic ), i.e., the tip stress at fracture, with &#963; F(inh) , the following expression shows that the critical stress intensity factor K Ic K Ic = &#963; F(inh) P 1/2 <ref type="bibr">(16)</ref> is determined by two material parameters. Here &#963; F(inh) should be regarded as a material constant. Thus, K Ic would be as a material constant if P in Eq. ( <ref type="formula">16</ref>) is material-characteristic. It can be shown by making a large number of precut PMMA specimens that K Ic varies <ref type="bibr">[5]</ref> from 0.8 to 1.4 MPa m 1/2 , corresponding to P in Eq. ( <ref type="formula">16</ref>) varying from 0.6 to 1.2 mm, given &#963; F(inh) = 40 MPa from Fig. <ref type="figure">3d</ref>. In other words, the variation in K Ic for PMMA can be traced to that in P. Fig. <ref type="figure">5c</ref> and inset in Fig. <ref type="figure">5d</ref> shows the variation to arise from the cut characteristic, i.e., radius of curvature &#961; tip . It is reasonable to assert that P in Eq. ( <ref type="formula">16</ref>) is given by the geometric characteristics of the tip, e.g., the tip being partially through-thickness in the case of thick PMMA, or the tip turning blunter during drawing in the case of EPDM.</p><p>In LEFM, K Ic is usually determined from specimens containing through-cuts and is therefore a function of how the precut is made. Some cuts have more blunt tips than others so that the local curvature at the tip is a variable. Theoretical analyses and finite-element calculations <ref type="bibr">[24]</ref><ref type="bibr">[25]</ref><ref type="bibr">[26]</ref><ref type="bibr">[27]</ref> have shown that the local stress saturates upon approaching the tip due to the finite curvature. The SS zone revealed by our experiments on PMMA and EPDM has little in common with the concept of Irwin plastic zone that is commonly invoked within the second pillar of fracture mechanics to cope with the mathematical stress singularity. For polymers under current investigation, the intentional cut is never sharp enough to call for Irwin's remedy-plastic zone formation.</p><p>For a given cutting method, the value of &#961; tip is inherent to the material. It is in this sense that P is also characteristic of the material under study. In passing, we note that the effect of tip bluntness on impact strength is well documented, and such effect has been suggested to imply that tip stress is a controlling parameter for fracture <ref type="bibr">[4]</ref>.</p><p>Energy balance argument of Griffith <ref type="bibr">[1]</ref> and Irwin <ref type="bibr">[28]</ref> prevails because little is generally known about the stress state at crack tip. The stress intensification approach <ref type="bibr">[15,</ref><ref type="bibr">29]</ref> resorts back to the energy balance argument because the prediction of stress singularity at cut tip forces one <ref type="bibr">[30]</ref> to give up any attempt to arrive at a local fracture criterion based on the stress state at the tip. Specifically, the second pillar suggests that fracture is controlled by the stress intensity factor K I in Eq. <ref type="bibr">(8)</ref>. Since G I and K I are related as G I = K 2 I /E, stating that fracture occurs at K Ic is equivalent to saying Eq. ( <ref type="formula">2</ref>) is the condition for fracture. Therefore, G Ic is usually the only parameter evaluated at fracture and is taken as the fracture criterion: G I needs to exceed G Ic for fracture to take place. On the other hand, Eq. ( <ref type="formula">2</ref>) only indicates how to measure G Ic by examining a precut specimen with cut length a and by recording its fracture stress &#963; c . But we do not know what determines G Ic and why G Ic is of the value as revealed by experiment of polymers. This is in sharp contrast to materials such as silica glasses where one could argue G Ic is given by surface fracture energy &#915; .</p><p>When G Ic varies by a factor of three for PMMA as shown by Berry <ref type="bibr">[5]</ref>, we are at loss about the origin of this variation. Eq. ( <ref type="formula">16</ref>) shows how G Ic is actually dependent on local conditions at crack tip as</p><p>where the quantity inside the curled brackets may be regarded as the work density of fracture w F for an uncut specimen if &#963; F(inh) &#8764;&#963; b . Eq. ( <ref type="formula">17</ref>) points at the origin of toughness G Ic , as Eq. ( <ref type="formula">16</ref>) does for K Ic . Since the radius of curvature of cut tip &#961; tip prescribes the magnitude of P, we can conclude that toughness defined either in terms of G Ic or K Ic is characterized by inherent strength &#963; F(inh) and cut characteristic &#961; tip . Specifically, the spread of G Ic by a factor of three for PMMA 5 is plausibly due to a variation in P.</p><p>Finally, it is instructive to combine the operational definition Eq. ( <ref type="formula">8</ref>) for K I with Eq. ( <ref type="formula">16</ref>) and indicate the relation between global and local stress states, i.e., to ''predict'' the fracture stress in a precut specimen as</p><p>revealing the proportionlity constant in &#963; c &#8733; a -1/2 is determined by &#963; F(inh) and P. This expression also reveals the meaning of &#963; c . At &#963; c the stress at the crack tip has intensified by a factor of (&#960; a/P) 1/2   to reach the level of inherent strength.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.">Summary and conclusion</head><p>Using spatial-resolved birefringence measurements of polymers in either amorphous glassy or elastomeric state, we have demonstrated the elusive connection between global and local mechanical characteristics during fracture. For example, toughness given in terms of global features (i.e., far-field stress and cut length) is shown to relate to the material physics at the crack tip of given sharpness, i.e., the tip stress reaching inherent strength. Thus, for brittle plastics such as PMMA and elastomers in the example of EPDM, we have provided a much needed and longwaited explanation for why toughness appears to be a material constant, or more broadly, why linear elastic fracture mechanics can successfully capture the essence of fracture, e.g., the critical load &#963; c for fracture in a precut specimen scaling with the cut length a as a -1/2 . In other words, for polymers we have identified pertinent parameters that quantify the magnitude of toughness so that the prefactor in &#963; c &#8764;a -1/2 can be prescribed. Specifically, toughness (cf. Eq. ( <ref type="formula">16</ref>) or ( <ref type="formula">17</ref>)) is given by a combination of inherent strength and radius of curvature of intentional cut. Related to this conclusion is the finding, for brittle polymers, that the breaking strength (stress) &#963; b of cut-free polymers is on the same order of magnitude as the inherent strength &#963; F(inh) , provided inherent strength does not vary greatly between plane stress (&#963; * ) and plane strain (&#963; &#8224; ).</p><p>We resort to fracture mechanics whenever we inquire about mechanical behavior in presence of large cracks. When crack tip is blunt, as is often the case for intentional through-cuts that experimenters routinely make, the tip stress is rather low at early stage when nominal load &#963; 0 is low, unlike the assumption of LEFM, and grows approximately linearly with &#963; 0 . Moreover, the local stress tends to plateau as the tip is approached within a distance r ss that is comparable to the radius of curvature &#961; tip of the tip. Such features allow us to determine the maximum stress at crack tip upon fracture through birefringence observations and demonstrate an explicit relationship in Eq. ( <ref type="formula">16</ref>) for toughness. For both glassy polymers (PMMA and PET) and elastomeric EPDM, r ss is in the range of 0.04 to 0.2 mm, which prescribes K Ic because P in Eqs. ( <ref type="formula">16</ref>)-( <ref type="formula">17</ref>) seem to be controlled by r ss , which is dependent on the geometric characteristics of the crack tip. In other words, Eq. ( <ref type="formula">17</ref>) shows why toughness G Ic is of a certain magnitude, set by the value of P. Although P varies to a degree, it is material specific. Because of the observed stress saturation at the tip, we conclude that PMMA and EPDM may be flaw tolerant as long as defects or impurities are appreciably below r ss &#8764;50 &#181;m. At this juncture, it is necessary to indicate the cuts of other sizes in PMMA and EPDM have been introduced and the corresponding precut specimens have been found to produce data that collapse onto Fig. <ref type="figure">3c</ref> and Fig. <ref type="figure">5e</ref> respectively, suggesting that brittle fracture commences when the tip stress reaches a common value independent of cut length a. It remains unknown whether this conclusion applies to all brittle polymers. Only further investigation can begin to address such a question.</p><p>At the present, while we have relatively good theoretical understanding of how &#963; F(ihn) may be related to the structure of the chain networking and how to increase &#963; F(inh) for glassy polymers <ref type="bibr">[7]</ref>, it is less clear how to increase &#963; F(inh) for crosslinked rubbers.</p><p>Separately, toughness can also increase according to Eq. ( <ref type="formula">16</ref>) and Eq. ( <ref type="formula">17</ref>) if P increases. The introduction of a sacrificial network <ref type="bibr">[31,</ref><ref type="bibr">32]</ref> to construct double-network in hydrogels <ref type="bibr">[33]</ref><ref type="bibr">[34]</ref><ref type="bibr">[35]</ref> may have partially achieved the goal by increasing P. It remains to be demonstrated whether strain-induced crystallization actually causes tip blunting to increase the toughness of vulcanized natural rubbers by increasing P in Eq. ( <ref type="formula">16</ref>)- <ref type="bibr">(17)</ref>. Future studies may also explore fatigue failure of polymers in light of the present results. Since available phenomenology suggests G I to be a pertinent parameter controlling fatigue, it is desirable to find out in the case of elastomers whether a threshold G I0 &lt; G Ic can also be expressed in a way similar to Eq. ( <ref type="formula">17</ref>) for G Ic . As an activated processes, we expect fatigue to be understood in terms of the relationship between the barrier lowering and induction time. For example, more cycles are required for crack growth under a lower load. Finally, we remark that for EPDM elastomer G Ic is conventionally evaluated from the Rivlin-Thomas formula <ref type="bibr">[36]</ref><ref type="bibr">[37]</ref><ref type="bibr">[38]</ref>: G Ic(RT) = 6w(&#955; c )a/ &#8730; &#955; c , where &#955; c is the critical draw ratio at fracture, and w is the strain energy density, obtainable from the area under the stress vs. strain curve, e.g., inset of Fig. <ref type="figure">2c</ref>. We found G Ic(RT) = 6 &#215; (0.07 &#215; 0.174/2) &#215; 10 3 &#215; 3.46 &#215; 1.07 -1/2 = 122 J/m 2 . On the other hand, Eq. ( <ref type="formula">17</ref>) gives G Ic = [(0.58) 2 /2.7] &#215; 10 3 = 125 J/m 2 .</p><p>Such an excellent agreement may be taken to imply that Eq. ( <ref type="formula">17</ref>) holds true for this elastomer. This is unsurprising given the fact that the fracture strain of &#955; c = 1.07 is rather small. In other words, the agreement takes place because the present EPDM is not highly stretchable, and tip blunting is insignificant. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>CRediT authorship contribution statement</head><note type="other">Travis</note></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Declaration of competing interest</head><p>The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.</p><p>Video-PET: Taken with a micro-lens (2.5&#215;) mounted on CCD camera based on a setup sketched in Fig. <ref type="figure">1</ref> to provide the images used in Fig. <ref type="figure">4</ref> to quantify the local stress field around cut tip. The field of view is 2.65 &#215; 1.77 mm 2 .</p><p>Video-EPDM: Taken with a C-mount zoom-lens (Hayear model HY-180XA) at 4.5&#215; mounted on a digital camera (Mokose C100) based on a setup sketched in Fig. <ref type="figure">1</ref> to provide the images at 4K resolution, used in Fig. <ref type="figure">5</ref> to quantify the local stress field around cut tip. The field of view is 3.13 &#215; 1.76 mm 2 .</p></div></body>
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