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			<titleStmt><title level='a'>UGC 4211: A Confirmed Dual Active Galactic Nucleus in the Local Universe at 230 pc Nuclear Separation</title></titleStmt>
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				<publisher></publisher>
				<date>01/01/2023</date>
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				<bibl> 
					<idno type="par_id">10405751</idno>
					<idno type="doi">10.3847/2041-8213/aca8f0</idno>
					<title level='j'>The Astrophysical Journal Letters</title>
<idno>2041-8205</idno>
<biblScope unit="volume">942</biblScope>
<biblScope unit="issue">1</biblScope>					

					<author>Michael J. Koss</author><author>Ezequiel Treister</author><author>Darshan Kakkad</author><author>J. Andrew Casey-Clyde</author><author>Taiki Kawamuro</author><author>Jonathan Williams</author><author>Adi Foord</author><author>Benny Trakhtenbrot</author><author>Franz E. Bauer</author><author>George C. Privon</author><author>Claudio Ricci</author><author>Richard Mushotzky</author><author>Loreto Barcos-Munoz</author><author>Laura Blecha</author><author>Thomas Connor</author><author>Fiona Harrison</author><author>Tingting Liu</author><author>Macon Magno</author><author>Chiara M. Mingarelli</author><author>Francisco Muller-Sanchez</author><author>Kyuseok Oh</author><author>T. Taro Shimizu</author><author>Krista Lynne Smith</author><author>Daniel Stern</author><author>Miguel Parra Tello</author><author>C. Megan Urry</author>
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			<abstract><ab><![CDATA[Abstract                          We present multiwavelength high-spatial resolution (∼0.″1, 70 pc) observations of UGC 4211 at              z              = 0.03474, a late-stage major galaxy merger at the closest nuclear separation yet found in near-IR imaging (0.″32, ∼230 pc projected separation). Using Hubble Space Telescope/Space Telescope Imaging Spectrograph, Very Large Telescope/MUSE+AO, Keck/OSIRIS+AO spectroscopy, and the Atacama Large Millimeter/submillimeter Array (ALMA) observations, we show that the spatial distribution, optical and near-infrared emission lines, and millimeter continuum emission are all consistent with both nuclei being powered by accreting supermassive black holes (SMBHs). Our data, combined with common black hole mass prescriptions, suggest that both SMBHs have similar masses,                                                                                                  log                                                                                                              M                                                                          BH                                                                                            /                                                                                              M                                                                          ⊙                                                                                                                                                ∼ 8.1 (south) and                                                                                                  log                                                                                                              M                                                                          BH                                                                                            /                                                                                              M                                                                          ⊙                                                                                                                                                ∼ 8.3 (north), respectively. The projected separation of 230 pc (∼6× the black hole sphere of influence) represents the closest-separation dual active galactic nuclei (AGN) studied to date with multiwavelength resolved spectroscopy and shows the potential of nuclear (<50 pc) continuum observations with ALMA to discover hidden growing SMBH pairs. While the exact occurrence rate of close-separation dual AGN is not yet known, it may be surprisingly high, given that UGC 4211 was found within a small, volume-limited sample of nearby hard X-ray detected AGN. Observations of dual SMBH binaries in the subkiloparsec regime at the final stages of dynamical friction provide important constraints for future gravitational wave observatories.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>M</head><p>M log BH &#8764; 8.1 (south) and ( )</p><p>, respectively. The projected separation of 230 pc (&#8764;6&#215; the black hole sphere of influence) represents the closest-separation dual active galactic nuclei (AGN) studied to date with multiwavelength resolved spectroscopy and shows the potential of nuclear (&lt;50 pc) continuum observations with ALMA to discover hidden growing SMBH pairs. While the exact occurrence rate of close-separation dual AGN is not yet known, it may be surprisingly high, given that UGC 4211 was found within a small, volume-limited sample of nearby hard X-ray detected AGN. Observations of dual SMBH binaries in the subkiloparsec regime at the final stages of dynamical friction provide important constraints for future gravitational wave observatories.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Introduction</head><p>There is evidence for a strong connection between major galaxy mergers (&lt;3:1 stellar mass ratio) and supermassive black hole (SMBH) growth from theoretical models and computational simulations (e.g., Blumenthal &amp; Barnes 2018, and references therein) since they provide a very efficient mechanism to remove angular momentum and drive gas to the nuclear regions as the two black holes are dragged toward each other during the dynamical friction phase. The SMBH pairs can sometimes be seen as dual active galactic nuclei (AGN), which provide a unique signature of merger-driven black hole growth (e.g., <ref type="bibr">Van Wassenhove et al. 2012)</ref>.</p><p>Previous studies have identified many dozens to hundreds of dual AGN candidates based on several distinct and complementary methods, including optical spectroscopy with emission line ratios <ref type="bibr">(Liu et al. 2011)</ref>, hard X-ray emission (e.g., <ref type="bibr">Koss et al. 2011b</ref><ref type="bibr">Koss et al. , 2016a))</ref>, double-peaked narrow emission lines (e.g., <ref type="bibr">Smith et al. 2010)</ref>, and most recently astrometry, which is used to identify high-redshift double quasars (e.g., <ref type="bibr">Shen et al. 2021, and references therein)</ref>. All these methods have caveats and sometimes a significant fraction of false positives when further multiwavelength confirmational studies are performed (e.g., <ref type="bibr">Fu et al. 2012)</ref>.</p><p>The dawn of gravitational wave (GW) astronomy (LIGO Scientific <ref type="bibr">Collaboration &amp; Virgo Collaboration et al. 2016</ref>) and the possible imminent detection of nHz GWs with pulsar timing arrays (e.g., PTAs; <ref type="bibr">Verbiest et al. 2016</ref>) has increased the urgency for solving the long-standing problem of SMBH binary formation timescales. GW source predictions are largely based on parameterizations of theoretical and empirical galaxy merger rates (e.g., <ref type="bibr">Buchner et al. 2019)</ref>, and thus carry large systematic uncertainties, reaching orders of magnitude <ref type="bibr">(Bonetti et al. 2018)</ref>. Thus, the study of kiloparsec and subkiloparsec dual AGN provides a unique opportunity to study systems with two black holes in the final stage of merging.</p><p>However, kiloparsec and subkiloparsec dual AGN are both more rare and more challenging to study than systems at larger separations (e.g., &gt;3 kpc). This is likely due to enhanced obscuration in late-stage mergers (e.g., <ref type="bibr">Koss et al. 2016b;</ref><ref type="bibr">Ricci et al. 2021)</ref>, which are the likely hosts of such sources: the limits of spatial resolution, especially at subkiloparsec scales; the small fraction of radio-bright duals (Burke-Spolaor 2011), where the emission becomes optically thin; the inefficiency of optical selection techniques, such as double-peaked narrow emission lines, which suffer from a high rate of false positives <ref type="bibr">(Fu et al. 2011)</ref>. Based on the observed samples of dual AGN, there has been tantalizing evidence that AGN triggering peaks in advanced-stage mergers where stellar bulge separations are &lt;10 kpc (e.g., <ref type="bibr">Koss et al. 2010;</ref><ref type="bibr">Barrows et al. 2017;</ref><ref type="bibr">Fu et al. 2018;</ref><ref type="bibr">Stemo et al. 2021)</ref>, consistent with simulations that trace SMBH accretion rate evolution during such mergers (e.g., <ref type="bibr">Blecha et al. 2018)</ref>. A crucial step forward is to study dual AGN with 0.1-1.0 kpc separations in nearby galaxies <ref type="bibr">(Steinborn et al. 2016)</ref>. Despite intensive observational efforts to search for such subkiloparsec dual AGN (e.g., <ref type="bibr">Muller-Sanchez et al. 2018)</ref>, we still do not know how common they are, and we may very well be missing many such systems due to the aforementioned difficulties detecting them.</p><p>While there have been several claims of dual AGN on hundreds of parsec scales, typically based on a single data set or diagnostic, subsequent observations have often challenged their dual nature. Some notable examples include NGC 3393 <ref type="bibr">(Fabbiano et al. 2011</ref><ref type="bibr">), a third subkiloparsec AGN in NGC 6240 (Kollatschny et al. 2020)</ref>, and SDSS J101022.95 +141300.9 (Goulding et al. 2019), which were later challenged in subsequent studies (e.g., <ref type="bibr">Koss et al. 2015;</ref><ref type="bibr">Treister et al. 2020;</ref><ref type="bibr">Veres et al. 2021)</ref>. Ultimately, it is critical to identify subkiloparsec dual AGN using a multiwavelength analysis to confirm the nature of their nuclei.</p><p>High-spatial resolution near-infrared (NIR) adaptive optics (AO) observations have provided one of the best methods for confirming dual AGN as the technique can identify multiple stellar bulges using the NIR imaging (e.g.  <ref type="bibr">emitters, Fu et al. 2012)</ref>. The largest sample of nearby AGN observed using NIR AO is an imaging study of 96 nearby hard X-ray selected <ref type="bibr">AGN (Koss et al. 2018</ref>). That study did not focus on dual AGN candidates, but rather on conducting a blind survey of low-redshift AGN (z &lt; 0.075) detected in the ultrahard X-rays (&gt;10 keV) with Swift Burst Alert Telescope (BAT). A search for dual AGN signatures among pairs of NIR nuclei in this sample has the advantage of starting with confirmed advanced mergers, where spatially resolved observations and analysis can be utilized to study each nucleus for AGN activity.</p><p>Here we study UGC 4211 (also known as MCG +02-20 -013 or SWIFT J0804.6+1045), the closest-separation dual NIR nuclei found in this NIR AO study. The dual nuclei were identified using segmentation maps with the secondary extended northern nucleus being &#8764;4 &#215; (1.4 mag) fainter than the southern nucleus in &#162; K AO imaging. It was previously classified as an Sy 2 system at z = 0.03474 or &#8764;153 Mpc (Koss et al. 2022a) based on stellar absorption lines, and first identified as hosting an AGN based on optical spectroscopic follow-up of galaxies with warm far-infrared colors <ref type="bibr">(Keel et al. 1988)</ref>. The AGN was later detected in the hard X-rays as part of the Swift BAT 70 months catalog <ref type="bibr">(Baumgartner et al. 2013)</ref> &gt; 11.0) among the sample (e.g., <ref type="bibr">et al. 2013)</ref>. Throughout this study, we adopt &#937; m = 0.3, &#937; &#923; = 0.7, and H 0 = 70 km s -1 Mpc -1 , and a scale of 0 69 kpc -1 based on the redshift of the system.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Koss</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Observations and Data Reduction</head><p>Our analysis is based on multiwavelength observations obtained with multiple facilities. A summary of the observations including the observation dates, programs, spatial resolution, and exposure times is provided in Table <ref type="table">1</ref>, with more details regarding the observing conditions and data reduction provided in Appendix A. We utilize new optical observations from the Hubble Space Telescope (HST) Imaging Spectrograph (STIS), optical AO-assisted integral field spectroscopic (IFS) observations from the Multi Unit Spectroscopic Explorer (MUSE; Bacon et al. 2010) instrument in narrow-field mode (NFM) at the Very Large Telescope (VLT), NIR IFS from the OH Suppressing InfraRed Imaging Spectrograph (OSIRIS; <ref type="bibr">Larkin et al. 2006</ref>) at the W. M. Keck Observatory with the AO system in laser guide star mode, and millimeter observations from the Atacama Large Millimeter/ submillimeter Array (ALMA). The HST UV data that was nondetection, archival HST optical imaging data, as well as the NuSTAR, Chandra, and 22 GHz Karl G. Jansky Very Large Array (JVLA) data, which all have insufficient spatial resolution to resolve the two nuclei, are presented in Appendix B.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Analysis and Results</head><p>We focus in this Letter on the dual AGN nature of the two NIR nuclei. In this section we describe our imaging and line emission analysis, along with stellar kinematics and AGN properties. Additional analysis of the NuSTAR, Chandra, and VLA data are presented in Appendix B. A detailed study of the distribution of the molecular gas observed with ALMA and the ionized gas and stellar populations with VLT/MUSE will be presented in a companion paper <ref type="bibr">(E. Treister et al. 2022, in preparation)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.1.">Imaging Analysis</head><p>Figure <ref type="figure">1</ref> shows the UGC 4211 system at a range of scales, from the nuclear region (i.e., &lt;800 pc or 1&#8243;) at high resolution, to tens of kiloparsecs. On scales of &#8764;30 kpc, likely tidal tails can be seen, along with dust lanes extending roughly 10 kpc in the north-south direction. The MUSE/NFM grz pseudoimage shows that the nuclear region hosting the two nuclei is significantly reddened compared to the surrounding (stellar) emission.</p><p>In the central region of the system, both nuclei become prominent in the reddest NIR imaging (i.e., the &#162; K band), consistent with being highly obscured. In the [ ] l O 5007 III image from MUSE, two prominent emission areas are seen, while in H&#945; the southern nucleus possibly shows a more complicated structure at small scales (&lt;0 1) at the center of the nucleus.</p><p>The nuclear ALMA 231 GHz continuum emission (&lt;200 pc), has been found to be a good proxy of the AGN luminosity, with a tight correlation with the 14-150 keV(0.36 dex; <ref type="bibr">Kawamuro et al. 2022</ref>). This emission is shown in the bottom right panel of Figure <ref type="figure">1</ref> from a high resolution &#8764;0 07 (49 pc) map, with a brighter southern source detected at an S/N of 116 and fainter northern source at an S/N of 6.2 based on the peak flux. Both sources are unresolved at this resolution, and remain unresolved on a higher resolution, &#8764;0 04 (28 pc), map obtained using a Briggs robust parameter of -0.5. Using the CASA imfit task to fit model Gaussians spatially, we find two sources of continuum emission consistent with the northern and southern nuclei (both in separation and position angle). The positions of the two emitters are R.A. = 08:04:46.3902, decl. = +10:46:35.9407, for the brighter southern source, with a flux density of 1.705 &#177; 0.037 mJy, and R. <ref type="bibr">A. = 8:04:46.3921, decl. = +10:46:36.2723</ref> for the fainter northern one, with a flux density of 0.140 &#177; 0.032 mJy. This corresponds to a separation of 0 33 &#177; 0 01 or 229 &#177; 7 pc at a position angle (PA) of 4&#176;.8 &#177; 3&#176;. The brighter southern source had a spectral index (S &#957; &#8733; &#957; -&#945; ) of &#945; = 0.02 &#177; 0.26, which is consistent with other hard X-ray selected AGN (&#945; mm = 0.5 &#177; 1.2; <ref type="bibr">Kawamuro et al. 2022</ref>). The secondary is too faint to derive meaningful constraints on &#945;.</p><p>Using the brightest pixel in the NIR &#162; K emission for each of the two nuclei, we find a separation of 0 32 &#177; 0 03, with a PA of 7&#176;.5 &#177; 5&#176;. The NIR positions are R.A. = 08:04:46.3917, decl. = +10:46:35.926, for the brighter southern source, with an offset of 0 03 from the southern ALMA source, and R.A. = 8:04:46.3946, decl. = +10:46:36.244, for the fainter northern one, with an offset of 0 05 from the northern ALMA source. Therefore, the position, separation, and PA of the NIR nuclei closely match the 2 mm sources given the relative astrometric and centroiding errors (&#8764;0 1).</p><p>In the optical imaging in F814W and the emission lines, however, there is a small shift to the E in the peak emission of the southern nucleus, compared to the J and &#162; K NIR nuclei. There is a small shift (&#8764;0 04 to the E) in the [ ] O III emission as well. The F814W and H&#945; images, both show some enhanced emission between the two nuclei, but this is not seen in the [ ] O III image. In summary, we find the northern nucleus to be closely aligned in the optical to the NIR and emission line region, while the optical emission of the southern nucleus shows a small shift (0 04) relative to the NIR and millimeter peaks. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.2.">Nuclear Emission Line Analysis</head><p>The combination of HST/STIS, VLT/MUSE in AO, and Keck/OSIRIS in AO, provide a high-spatial resolution (&#8764;0 1) spectral study of the nuclear region from 0.3 to 2.4 &#956;m.  ] O III (top row) and the H&#945; spectral region (middle row). The spectroscopy is from a 0 2 long slit, aligned with the two NIR nuclei in the N-S direction. The vertical axis is spatial (north-south) and the horizontal axis is spectral (&#955; increasing to the right). Bottom row: STIS spectra of the northern and southern sources in the [ ] O III and H&#945; spectral regions (extracted from 0 2 wide apertures; first two panels), along with OSIRIS NIR spectra of the two nuclei (extracted from 0 3 diameter aperture; last three panels).</p><p>that any contamination due to extended emission from the point-spread function (PSF) will not overlap in the two regions.</p><p>To examine the potential AGN nature of the nuclei, Figure <ref type="figure">2</ref> shows the HST/STIS spectra extracted at the northern and southern nuclei. We extracted a 5 pixel (0 25) spectrum along the N-S direction across the nuclei peak [ ] O III emission in HST/STIS, which is at similar separation to the two NIR nuclei (0 3). HST/STIS has a slit width of 0 2 and is aligned in the N-S direction. With Keck/OSIRIS (Figure <ref type="figure">2</ref>), we extract a spectrum with a 0 3 diameter aperture around each nuclei (Appendix D).</p><p>The northern source is brighter in [ ] O III , while the southern source is brighter in [N II] consistent with the spatially resolved 2D spectroscopy. No H&#946; is detected in either nucleus. The [Fe II] &#955;1.257 and [Fe II] &#955;1.644 &#956;m NIR lines are seen in both nuclei, along with H 2 1-0 S(1) and H 2 1-0 S(2) rovibrational emission lines at 2.03 and 2.12 &#956;m, (respectively), which trace warm molecular gas. The southern nucleus shows a sharp brightening in the continuum redward of 1 &#956;m, likely due to a contribution from AGN heated dust (Lyu &amp; Rieke 2018), commonly seen in broad-line AGN. A hidden broad-line component (&gt;1000 km s -1 ) is also found in the NIR hydrogen recombination lines (e.g., Pa&#946;, FWHM = 1996 &#177; 180 km s -1 ; Br&#947;, FWHM = 2530 &#177; 160 km s -1 ) of the southern nucleus, but no broad-line region is found in the northern nucleus. The [Si VI] &#955;1.9640 coronal line is not detected in either nucleus, consistent with the majority of BAT Sy 2 AGN (Lamperti et al.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2017).</head><p>The  <ref type="bibr">(2006)</ref>, we find that all three regions are classified as AGN-(or "Seyfert-")powered, rather than H II, or composites. The MUSE data suggest that the northern nucleus is powered by a harder radiation field (i.e., the distance from the "composite" or "H II" lines), compared to the southern or middle regions consistent with the [ ] O III /H&#946; map. Overall, the Balmer decrement for the N, S, and M apertures are consistent with each other with 15.1 &#177; 2.1, 15.0 &#177; 2.1, and 16.2 &#177; 3.5, for the N, S, and M regions, respectively. A Balmer decrement of &#8764;15 is consistent with some of the highest levels of extinction seen in hard X-ray selected AGN from the BAT sample (e.g., &gt;99%; Oh et al. 2022).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.3.">Redshift and Kinematics of the Nuclei</head><p>The emission line and stellar absorption velocities of the northern and southern nuclei are derived from MUSE using the [ ] l O 5007 III emission and Ca II &#955;8498, 8542, 8662 triplet absorption region (CaT, 8350-8900 &#197;). A map of the [ ] O III velocity is shown in Figure <ref type="figure">3</ref>. The [ ] O III velocity structure follows that found in HST/STIS, with the northern nucleus showing a &#8764;150 km s -1 offset compared to the southern nucleus and a gradual drop in velocity between the two. Some higher velocities are seen in a region to the east of the northern nucleus.</p><p>A map of the measured nuclear velocities of the stellar absorption lines is shown in Figure <ref type="figure">4</ref> along with the 12 CO J = 2-1 transition line velocities from ALMA. <ref type="foot">30</ref> Overall the absorption line maps match the emission line distribution, showing a velocity decrease toward the southern nucleus. The CO velocity map also shows a similar decreasing velocity gradient between the two nuclei, together with a very clear velocity gradient around the position of the northern continuum emitter, where significant CO emission is concentrated.</p><p>We also can compare the velocities from the three MUSE regions (N, S, and M) used for measuring emission lines. A summary of these velocities is provided in Table <ref type="table">2</ref>. The [ ] O III and absorption line velocities match within error for each of the three apertures and also show a similar offset between the two nuclei, with an offset of 132 &#177; 22 km s -1 based on [ ] O III , and 168 &#177; 36 km s -1 based on the stellar absorption lines in CaT. The CO velocities also show a similar offset between the two nuclei, though the southern continuum emitter is too weak to measure the gas velocity at its immediate location (&lt;0 15).</p><p>The northern nucleus has somewhat higher CaT velocity dispersion than the southern nucleus (&#963; * = 200 &#177; 14 versus &#963; * = 165 &#177; 17 km s -1 , respectively). In Keck/OSIRIS, the 2.29 &#956;m stellar velocity dispersion from the CO bandheads of the northern nucleus (&#963; * = 204 &#177; 20 km s -1 ) are consistent with the CaT region (the southern nucleus is dominated by the NIR AGN continuum).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.4.">AGN Bolometric Luminosity, Black Hole Mass, and Eddington Ratio</head><p>We estimate the AGN bolometric luminosity, using the tight correlation (&#8764;0.5 dex scatter) between the nuclear peak millimeterwave luminosity and the hard X-ray emission (Kawamuro et al. ). In a study of nearby dual AGN detected in the X-ray band (Koss et al. 2012), the average ratio of X-ray luminosities was &#8776;11, while some dual pairs have X-ray ratios greater than &#8776;1000 (e.g., IRAS 05589+2828 and UGC 8327), so the predicted ratio of 32 suggested by their millimeter emission is not extreme.</p><p>An X-ray spectral analysis using Chandra (from 2019) and NuSTAR (from 2017) data assuming a single nucleus suggested a moderate column density of , which is lower than the sum of the ALMA-based estimates by about 0.7 dex. The separation of the two NIR nuclei (&#8764;0 3) is below the limiting resolution of Chandra (&#8764;0 5) to possibly resolve the nuclei, and we find no evidence of two sources (see Appendix B). A previous analysis &#61617; 42.7 0.2, 0.6 dex below the later Chandra and NuSTAR data indicating significant X-ray variability. The Swift/XRT observations also show a &#8764;5.3&#215; increase in 2-10 keV count rate between 2010 May (0.0068 &#177; 0.0014ct s -1 ) and 2017 March (0.036 &#177; 0.005 ct s -1 ). We do not find evidence (e.g., &lt;5% chance) of variability within NuSTAR data within the observation (less than 1 day). For Chandra, an &#967; 2 test of the probability of constancy within the observation is only 1.8%, suggesting possible variability. Therefore, it seems probable that the large 0.7 dex offset between the millimeter-predicted X-ray emission (from 2022) and the measured fluxes (from 2017 and 2019), may be related to source variability.</p><p>For the southern nucleus, hydrogen Pa&#946; can be used for black hole mass estimation (Pa &#945; is unobservable due to telluric absorption). We use the Pa&#946; M BH relation from den Brok et al.</p><p>for the southern nucleus. We can also roughly estimate the M BH based on M BH -&#963; * relation with &#963; * from the two NIR nuclei, which is critical for the northern nucleus that has no broad lines for M BH estimation. While velocity dispersions could in principle be affected by the complex stellar dynamics in the two progenitor galaxies during the merger, detailed simulations (e.g., Stickley &amp; Canalizo 2012) suggest that the &#963; * values are much more likely to fall near the equilibrium value. However, dust attenuation associated with the merger may increase the scatter, though the northern nucleus has the benefit of a K-band CO bandhead measurement, which is less affected by dust, and largely agrees with the CaT value. ) yields a r SOI &#8764; 40 pc given the black hole masses. Thus the projected separation is roughly 6&#215; the black hole sphere of influence&#61600;(a lower limit given the line-of-sight distance is unknown).</p><p>Using the ALMA continuum to estimate the bolometric luminosity of both sources, and with the black hole masses above from the velocity dispersion for the northern source and broad lines for the southern source, we find Eddington ratios of L bol /L Edd = 0.002 and L bol /L Edd = 0.1 for the northern and southern nucleus, respectively.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Implications for Gravitational Waves</head><p>Since dual AGN such as UGC 4211 would be progenitors to SMBH binaries (SMBHBs), we can use the observed properties of this system to approximate key evolutionary timescales. From largest to smallest separation, the orbital evolution of an SMBH pair is thought to be driven by (1) dynamical friction (&#8764;10 kpc-100 pc); (2) stellar hardening (&#8764;100-0.1 pc); (3) GW emission (&#8764;0.1 pc-coalescence; e.g., Izquierdo-Villalba et al. 2022a, and references therein). If sufficient gas is present there may also be a gas-driven phase near &#8764;1-0.01 pc.</p><p>In Figure <ref type="figure">5</ref>, we present estimates of binary hardening rates due to each of these mechanisms following the methodology outlined in <ref type="bibr">Goulding et al. (2019)</ref>. We have also included the separations of other "bona fide" dual or binary AGN including NGC 6240 (Gallimore &amp; Beswick 2004) and 0402+379 <ref type="bibr">(Rodriguez et al. 2006)</ref>. These estimated hardening rates were obtained as follows, using the observed properties of UGC 4211 and assuming 230 pc separation. UGC 4211 is nearing the end of its dynamical friction (DF) phase, which drives evolution until the binary hardens with semimajor axis <ref type="bibr">2008)</ref>, where M 1 is the mass of the heavier SMBH, M 2 is the lighter SMBH mass, and &#963; * is the stellar velocity dispersion, which we estimate from the virial theorem. We estimate UGC 4211 will harden in &#61576;1 Myr. Once hard, the SMBH pair sheds energy primarily via stellar three-body interactions, i.e., stellar hardening (SH). If there are too few stellar interactions at this stage the SMBH pair evolution can stall, taking longer than a Hubble time to reach the GW emission phase <ref type="bibr">(Yu &amp; Tremaine 2003)</ref>. We estimate that, in the absence of efficient gas-driven inspiral, it will take UGC 4211 &#8764;1 Gyr to reach GW dominated evolution, but significantly shorter than the merger timescale for "stalled" binaries (e.g., <ref type="bibr">Kelley et al. 2018)</ref>. If enough gas is present it can reduce this time, reaching milliparsec scales in &#8764;200 Myr, by which point they will have formed a gravitationally bound SMBH binary (SMBHB) emitting nHz GWs in the PTA band. We note however, that some studies suggest circumbinary gas disks may not actually be that effective at driving BHs to efficiently merge (e.g., <ref type="bibr">Munoz et al. 2019)</ref>. For GW emission, an SBMHB merger with similar black hole masses as UGC 4211, would be at the edge of LISA's sensitivity (see Figure <ref type="figure">4</ref> in Kaiser &amp; McWilliams 2021), but could be detected up to z = 1.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.">Conclusions</head><p>We find that our multiwavelength observations confirm the presence of two active nuclei in the center of UGC 4211, separated by 230 pc (projected) and &#8764;150 km s -1 (along our line-of-sight) based on the following lines of evidence:</p><p>1. The detection of NIR broad lines associated with the southern nucleus. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">The copious unresolved nuclear millimeter emission at</head><p>the location of the two nuclei, coincident with the unresolved emission-line emitters. While this could be due to star formation, the fact that they are spatially extremely compact, &lt;30 pc, and (at least the south nucleus) consistent with a flat, nonthermal, spectrum, strongly suggests that these signals arise from millimeter wave emission, as seen in X-ray selected AGN (see the discussion in <ref type="bibr">Kawamuro et al. 2022)</ref>. Furthermore, the millimeter continuum luminosity is consistent with the expected value for bright nearby X-ray selected AGN emission following the Kawamuro et al. (2022) correlation, and is significantly higher than the values expected for star formation processes in such a small size. Furthermore, a non-AGN origin would require an extremely compact and dense star-forming region, which at the same time shows strong AGN-ionized BPT emission line ratios, and is in the center of an NIR nucleus tracing old stellar populations. 4. Using the CO(2-1) emission line as a tracer of the molecular gas, the velocity map shows a clear velocity gradient centered on the positions of the northern and southern continuum emitters. A similar gradient is also seen in the Ca II &#955;8498, 8542, 8662 stellar absorption lines. This demonstrates that both sources are UGC 4211 is likely nearing the end of its dynamical friction phase (DF, orange region). Once it forms a hard binary at a Hard (dashed line) its evolution will be driven by stellar hardening (SH, yellow region), then gas (green region), and finally gravitational waves (GW, blue region) until coalescence. They light gray region shows the semimajor axis scale where UGC 4211 will emit &#8764;nHz GWs.</p><p>kinematically independent nuclei, while rules out other possibilities, such as a jet knots.</p><p>The single AGN scenario, where the narrow emission-line region associated with the northern NIR nucleus is photoionized by the broad-line AGN in the southern nucleus, seems highly unlikely, given the [ ] O III emission peaks on the center of the northern nucleus where the ALMA continuum source also confirms the AGN nature. The southern nucleus is also highly obscured in the optical-UV, so it is hard to understand how the northern nucleus would be strongly photoionized. While shocks may sometimes move H II regions on the BPT diagram it is only into the composite or LINER region on the [ ] l N 6583 II BPT diagram (e.g., <ref type="bibr">Rich et al. 2011)</ref>. Although there are some cases in which a non-AGN can be found in this region, these are mostly extended sources (e.g., <ref type="bibr">Keel et al. 2012;</ref><ref type="bibr">Treister et al. 2018;</ref><ref type="bibr">Finlez et al. 2022)</ref>, and not distinct nuclear emitters as it is the case here, which lie directly in the center of two extended NIR regions tracing old stellar populations.</p><p>Our analysis and findings clearly demonstrate the benefits of multiwavelength, high-spatial resolution observations (&lt;0 1). The ability of ALMA to identify other subkiloparsec dual AGN candidates is also promising, given the large number of high-resolution archival observations of BAT AGN (e.g., N &gt; 100; Kawamuro et al. 2022), though requiring further investigation.</p><p>While the exact occurrence rate of close-separation dual AGN (i.e., &lt;300 pc, like UGC 4211) is not yet known, it may be surprisingly high, given that UGC 4211 was found within a small, volume-limited sample of nearby hard X-ray detected AGN (e.g., z &lt; 0.075; <ref type="bibr">Koss et al. 2018)</ref>. This AGN was specifically found among a population of only 34 luminous obscured AGN (i.e., lacking broad H&#946; and L bol &gt; 10 44 erg s -1 ) observed in the NIR at a high-spatial resolution (e.g., &lt;200 pc) within this survey and there are five other candidates at &lt;3 kpc separation among this sample of 34 (one being NGC 6420, which is a known dual AGN). While luminous AGN like UGC 4211 are rare in the nearby universe and require large, multiwavelength observational efforts to confirm their nature, the luminosities are typical of most AGN found in higher redshift surveys (e.g., see Figure <ref type="figure">1</ref> in, <ref type="bibr">Koss et al. 2022c</ref>). Among the more numerous nearby low-luminosity AGN, such as optical BPT selected AGN, the frequency is likely significantly lower, consistent with what has been found with dual AGN at larger separations (&gt;5 kpc; Koss et al. 2012) and therefore lower luminosity analogs of UGC 4211 may be even more difficult to find.</p><p>Our observations and analysis of UGC 4211, combined with an extrapolation of our current knowledge of binary evolution suggest that close SMBHBs in the very nearby universe could be observed through their electromagnetic emission as dual AGN, and detected with future GW facilities such as PTAs and LISA as discrete GW sources. These results also inform simulations of likely SMBHBs hosts. For example, the host morphologies of parsec-scale SMBHBs are thought to be dominated by inactive galaxies, unlike UGC 4211, with only 0.5%-5%, showing a bolometric luminosity of ( ) <ref type="bibr">Villalba et al. 2022b</ref>). In the nearby universe, among massive galaxies, likely SMBHBs hosts are thought to be massive ellipticals, in contrast to the less massive system studied here, which is relatively gas rich. This underscores the importance of more observations and confirmations of a near-coalescence dual system to complement upcoming GW observations with PTAs and prepare for future GW observatories, such as LISA.</p><p>VLT/MUSE pipeline in the ESO Reflex environment <ref type="bibr">(Freudling et al. 2013)</ref>. Sky-subtracted individual 600 s frames were coadded and manually aligned using the [ ] l O 5007 III emission before stacking using QFitsView. Assuming that the northern nucleus is spatially unresolved, we measure an FWHM of 0 09 at [ ] O III . While there are no sources that we can assume unresolved spatially, according to the MUSE user manual and commissioning data<ref type="foot">foot_2</ref> we expect the resolution at &#8764;9000 &#197; to be &#8764;0 05.</p><p>We use the MUSE python data analysis framework <ref type="bibr">(MPDAF, Bacon et al. 2016)</ref> to extract cubes and perform a 3 pixel median filter due to improve S/N. To measure the equivalent width, line emission, and BPT ratio, we performed a first-order polynomial fit to nearby line-free regions to measure and subtract the continuum on a spaxel-by-spaxel basis.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A.3. NIR IFU Spectroscopy</head><p>UGC 4211 was observed using OSIRIS. We used the 0 05 scale with an field of view (FOV) of 0 8 &#215; 3 2 in the classical object-sky-object dithering pattern, with an exposure of 600 s and a sky offset of 20&#8243; in each of the Jbb, Hbb, and Kbb filters.</p><p>Due to the rectangular nature of the FOV, the galaxy was observed in the N-S direction (i.e., PA = 0), approximately corresponding to the alignment of the two nuclei. The data were reduced using the OSIRIS data reduction pipeline (version 4.2) to preform dark-frame subtraction, crosstalk removal, sky subtraction, rectification, data cube assembly, and the wavelength solution manually refined based on OH lines. The spectra were telluric corrected and flux calibrated using the software xtellcor (Cushing et al. 2004) using the A0V star HD 65158. Based on fitting the broad-line regions in the southern source with a Gaussian; the PSF FWHM is 0 2 and 0 1, in Jbb and Kbb, respectively.</p><p>A.4. ALMA UGC 4211 was observed by ALMA on 2021 October 24 and 2022 August 19 in band 6 (&#8776;230 GHz; program ID 2021.1.01019.S, PI: Treister), aimed to study the molecular gas contents of nearby major galaxy mergers in the BAT AGN sample. The observations were made combining C-5 with C-8 configurations at two different epochs, reaching baselines up to &#8764;8 km, yielding a minimum beam size of 0 06, for a total of 31 minutes on source in C-8 with 46 12 m antennas, and for 7 minutes on target with 44 12 m antennas in the C-5 configuration with baselines ranging from 15 m to 1.3 kms. Data reduction was carried out using the ALMA pipeline v2021.2.0.128 based on Common Astronomy Software Applications package <ref type="bibr">(CASA, v.6.2.1.7;</ref><ref type="bibr">McMullin et al. 2007</ref>). As it is usually done, four spectral windows were defined, two covering the 12 CO(2-1) emission line at an observed frequency of 222.78 GHz with a velocity range of &#177;1000 km s -1 , and two in the surrounding continuum. The continuum map analyzed here was computed coadding emission in line-free regions in four ALMA spectral windows ranging from 221 to 240 GHz, while a cube covering the 12 CO(2-1) emission line was generated with a spectral width of 15 km s -1 , and a Briggs robust parameter of 0.5, resulting in a beam size of 0 061 &#215; 0 073. Additional details about the CO map will be provided in a companion paper <ref type="bibr">(E. Treister et al. 2022, in preparation)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A.5. Emission and Absorption Line Fitting</head><p>We use PySpecKit to fit the optical emission lines from HST/STIS, the MUSE [ ] l O 5007 III map, and the NIR emission lines from Keck/OSIRIS, which uses a Levenberg-Marquardt algorithm for spectral fitting (version 1.0.2; Ginsburg &amp; Mirocha 2011) with Gaussians following the approach of <ref type="bibr">Koss et al. (2017)</ref>. For the MUSE data from the three spatial regions corresponding to the two nuclei and a region between them (N, S, and M), we include a galaxy template and emission line fitting to appropriately measure the H&#946; emission lines following the approach of <ref type="bibr">Oh et al. (2022)</ref>.</p><p>For velocity dispersion measurements, we follow <ref type="bibr">(Koss et al. 2017</ref><ref type="bibr">(Koss et al. , 2022b))</ref>, using the penalized PiXel Fitting (pPXF) software (version 7.4.3; Cappellari 2017) to measure stellar kinematics and the central stellar velocity dispersion (&#963; * ). We used the X-Shooter Spectral Library (specifically DR2; <ref type="bibr">Gonneau et al. 2020)</ref>.</p><p>Unbiased measurements of stellar kinematics require a minimum S/N, so for an adaptive spatial-binning scheme we use the Voronoi algorithm as implemented in vorbin <ref type="bibr">(version 3.1.5;</ref><ref type="bibr">Cappellari &amp; Copin 2003)</ref>, requiring an S/N of 35 for each bin. For measurements of the [ ] l O 5007 III emission line velocity, we also use Voronoi binning before fitting, requiring an S/N of 10.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A.6. Relative Astrometric Alignment</head><p>Due to the small separation of the two nuclei, we have aligned the different wavelength images. The broad emission line region traced in the NIR in the Keck/OSIRIS pseudoimage is consistent with the center of the southern Keck/ NIRC2 nucleus. Using Gaia DR1 data the Keck/NIRC2 AO and HST/F814W images have numerous stars that have been aligned with an expected astrometric error of 0 1. To align the MUSE data to the larger HST F814W data, we use MPDAF, to generate an image at the same spectral region and weighting as the F814W and align the MUSE cube using the northern nucleus.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Appendix B Additional Data</head><p>Here we discuss the data and analysis of additional UV, optical, and NIR imaging as well as X-ray, and radio data for this system. This includes Chandra, NuSTAR, and 22 Ghz VLA data, which all have insufficient spatial resolution to resolve the two nuclei, and were thus not discussed in detail in the main text. positions were used, yielding a typical image alignment error of 0 1. In the F225W UV HST imaging, no host galaxy emission is detected, which is consistent with considerable dust attenuation in the galaxy center and across the galaxy.</p><p>The Near Infrared Camera 2 (NIRC2)+AO imaging in the J and &#162; K bands (0 04 pix -1 ) of nearby (z &lt; 0.075) hard X-ray selected AGN from the Swift BAT is described in <ref type="bibr">Koss et al. (2018)</ref>. For both the optical and NIR imaging, guide stars with Gaia DR1 positions were used, yielding a typical image alignment error of 0 1.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B.2. X-Ray Data</head><p>Chandra observed UGC 4211 on axis in a cool attitude program study BAT AGN (PI: Koss). Standard reductions with CIAO, v4.14 using the chandra_repro task were done. Subpixel event repositioning (at 0 25 pix -1 ) was applied to improve the resolution of the image beyond the native 0 5 pix -1 sampling. The reported astrometric accuracy of Chandra is only &#8764;0 71 at the 95% level based on the Chandra Source Catalog. We use the Chandra X-ray spectra of the source to estimate the PSF using Chandra Ray Tracer (ChaRT) v2. We fit the X-ray emission using the PSF model and a 2D Gaussian to estimate the centroid position and possible extended emission. To create a lightcurve, we binned to 500 s bins.</p><p>When fitting the Chandra data with the PSF and a 2D Gaussian, we find evidence of an extended emission (FWHM = &#61618; - + 1. 82 0.38 0.93 ). However, there is no constraints on the ellipticity or position angle. We then used BAYMAX (Bayesian Analysis of Multiple AGN in X-rays, Foord et al. 2019) to search for the presence of two X-ray point sources. BAYMAX calculates the likelihood (Bayes factor, calculated in natural log space, hereafter BF log 2 1 ) that Chandra observations are composed of two versus one point source. We analyze the 0.5-8 keV counts within a 20&#8243; &#215; 20&#8243; (40 &#215; 40 sky pixel) box centered on UGC 4211. We run BAYMAX on the data within this field of view twice, using different prior distributions on the locations of the primary and secondary X-ray point source. We first allow &#956; primary and &#956; secondary to be anywhere within this field of view (represented by x, y, priors that are uniform distributions across the full extent of the sky x, y range). We find that the data do not strongly support the dual point-source hypothesis, with = BF log 2 1 -0.8 &#177; 1.5. We then rerun our analysis constraining the &#956; primary and &#956; secondary via x, y priors that are uniform and constrained to a 1 &#215; 1&#8243; (2 &#215; 2 sky pixel) box centered on the observed locations of each resolved IR stellar core. Although the resultant BF log 2 1 is marginally higher, the data still do not significantly support the dual point-source hypothesis at the 95% confidence interval, with = &#61617; BF log 1.5 1.9 2 1 . On average, for separations below 0 35, BAYMAX will not necessarily be sensitive to detecting dual AGN. Analyzing a suite of dual AGN simulations across a range of separations and count ratios with BAYMAX, it was previously found that with &gt;700 0.5-8 keV counts (UGC 4211 has 1163 cts) BAYMAX is, on average, sensitive to correctly identifying dual AGN at separations 0 30 &lt;r &lt; 0 35 with count ratios f 0.8 (assuming similar X-ray spectral shapes for the primary and secondary <ref type="bibr">AGN;</ref><ref type="bibr">Foord et al. 2019)</ref>. Thus, in the probable case of the dual AGN in UGC 4211 having a count ratio less than 0.8, or a secondary AGN that has high levels of nuclear obscuration, we do not expect to find strong evidence for a dual X-ray point source. Future, deeper X-ray observations may aid in pushing our sensitivity to lower count ratios.</p><p>NuSTAR data was also used to look for source variability. The data was processed to extract spectra and light curves using NUPRODUCTS from the NuSTARDAS (version 1.9.7) software package and CALDB (version 20220608). For spectral extraction, we used circular regions 50&#8243; in radius centered on the point-source peak. A background spectrum was extracted from a polygonal region surrounding both sources on the same chip. The light curves were background corrected using lcmath and were split into the 3-10 keV and 10-40 keV range. We then combined background-corrected light curves from focal plane module A and focal Plane module B using lcmath.</p><p>To search for the hard X-ray variability within observations in Chandra and NuSTAR, we use lcstats task from the XRONOS (version 6.0) package to analyze the light curves.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B.3. JVLA</head><p>We observed UGC 4211 with the JVLA in the K band with C-array configuration giving 1&#8243; spatial resolution as part of our 22 GHz radio survey of the BAT <ref type="bibr">AGN (Smith et al. 2020</ref>). This was observed on 2018 December 4 (PI: Smith). The total onsource integration time was 9 minutes and 10 s, yielding a 1&#963; sensitivity of 22 &#956;Jy per beam. The sources peak brightness of 2.259 mJy beam -1 enables us to perform self-calibration using CASAs gaincal command, which calibrates the antennabased gains as a function of time. We impose a solution interval of 180 s, and apply the these temporal gains to the data set using applycal. Using CASA task imfit the centroid position of the single detection is R.A. = 08:04:46.391, decl. = +10:46:36.01 with a flux of 3.74 &#177; 0.017 mJy within 6&#8243; and 3.2741 &#177; 0.0072 mJy. The absolute astrometric accuracy for the VLA &lt; 0 01. The VLA detection is 0 07 at position angle of 12&#176;.6 &#177; 4&#176;from the brighter southern ALMA source (Figure <ref type="figure">6</ref>). This places it along the line between the the northern and southern ALMA sources, but closer to the brighter southern millimeter source detected with ALMA. It is however, unclear whether this middle position is due solely to the unresolved 22 Ghz emission from the two nuclei, or from some other emission. </p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_0"><p>The Astrophysical Journal Letters, 942:L24 (15pp), 2023 January 1 Koss et al.</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" n="30" xml:id="foot_1"><p>Hereafter, we simply refer to 12 CO J = 2-1 as CO.</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" n="31" xml:id="foot_2"><p>https://www.eso.org/sci/facilities/paranal/instruments/muse/doc/ESO-261650_MUSE_User_Manual.pdf</p></note>
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