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			<titleStmt><title level='a'>On the Kinetic Theory of Subauroral Arcs</title></titleStmt>
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				<publisher></publisher>
				<date>08/01/2022</date>
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				<bibl> 
					<idno type="par_id">10439509</idno>
					<idno type="doi">10.1029/2022JA030667</idno>
					<title level='j'>Journal of Geophysical Research: Space Physics</title>
<idno>2169-9380</idno>
<biblScope unit="volume">127</biblScope>
<biblScope unit="issue">8</biblScope>					

					<author>Evgeny Mishin</author><author>Anatoly Streltsov</author>
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			<abstract><ab><![CDATA[East-west-aligned, mauve "ribbons" equatorward of the auroral zone have long been known under a quaint name "Steve." Those are related to subauroral ion drifts (SAID) with the westward speeds of |v, elevated electron temperatures, T e , up to ∼10 4 K, and deep density troughs, n e ≤ 10 4 cm -3 (e.g., Archer, Gallardo-Lacourt, et al., 2019;MacDonald et al., 2018). Due to large velocities and strongly elevated T e , the Steve arcs were dubbed strong thermal emission velocity enhancement (STEVE). An extensive account of earlier works prior to the "STEVE era" is given in Henderson (2021) and Hunnekuhl and MacDonald (2020).]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><p>Plain Language Summary Subauroral arcs radically different from usual aurora occur inside subauroral flows (SAID) with depleted density and high electron temperature. Their interpretation requires specific local distributions of electrons and vibrationally excited neutrals. In Picket Fence at &#8764;130-140 km, the electron distribution function (EDF) is enhanced at energies &lt;18.75 eV. The ionospheric feedback instability within SAID generates small-scale field-aligned currents and electric fields nonlinearly increasing with the SAID and depletion magnitude. Via the EDF, these fields control the power going to the excitation of neutrals (the energy balance). Because the EDF deviates from a Maxwellian, we use a rigorous solution of the Boltzmann kinetic equation with the modeled fields. The resulting energy balance at &#8764;130-140 km corresponds to the EDF and excited neutral species required for Picket Fence. The theory predictions qualitatively agree with the STEVE features above 200 km. Besides, inside SAID with deep depletions the EDF contains many ionizing electrons at &#8764;170-200 km. Additional ionization changes the initial density profile and the instability development will likely be saturated when the generated fields in the whole altitude range reduce below the ionization threshold. In other words, subauroral arcs might have the transient phase with typical aurora-like emissions that fade out afterward.</p><p>During a STEVE-Picket Fence event captured in the northern hemisphere (NH) on 8 May 2016, <ref type="bibr">Nishimura et al. (2019)</ref> used DMSP F17, THEMIS-E (TH-E), and Swarm A in the southern hemisphere (SH) close to the NH track of Swarm-B. The Swarm satellites detected similar SAID channels, typical of the SAID events, including particle distributions near the magnetic equator (e.g., <ref type="bibr">Mishin, 2013)</ref>. The F17 and TH-E electric fields exhibited a double-SAID structure. The outermost SAID was magnetically conjugate to Picket Fence and nearly collocated with enhanced energetic electron precipitation ("bump"), &#8764;10 keV, in the plasmasphere and top ionosphere. The innermost SAID channel without energetic electrons was conjugate to STEVE. Thus, <ref type="bibr">Nishimura et al. (2019)</ref> concluded that Picket Fence is, in fact, a rayed subauroral aurora.</p><p>On the other hand, auroral emissions produced by collisional degradation of energetic electrons exhibit the well-defined spectrum. It is formed mainly by the so-called degradation spectrum of suprathermal electrons (e.g., <ref type="bibr">Banks et al., 1974;</ref><ref type="bibr">Konovalov &amp; Son, 2015)</ref>: 4.5 at &#120576;&#120576;&#119888;&#119888; &#8804; &#120576;&#120576; &#8804; &#120576;&#120576; * &#119888;&#119888; (&#120576;&#120576;&#119888;&#119888;&#8725;&#120576;&#120576; * &#119888;&#119888; ) 4.5 (&#120576;&#120576; * &#119888;&#119888; &#8725;&#120576;&#120576;) 3.5 at &#120576;&#120576; * &#119888;&#119888; &lt;&#120576;&#120576;&lt;300 eV</p><p>(1)</p><p>Here &#119860;&#119860;&#119860;&#119860; &#119888;&#119888; = &#8730; 2&#120576;&#120576;&#119888;&#119888;&#8725;&#119898;&#119898;&#119890;&#119890;, &#949; c &#8776; 5 eV, &#119860;&#119860;&#119860;&#119860; * &#119888;&#119888; &#8776; 20 eV, n s &#8776; (25-30)n b , n b is the density of precipitating energetic electrons with the omnidirectional differential number flux &#934; e (&#949;).</p><p>However, in the Picket Fence events <ref type="bibr">(Mende &amp; Turner, 2019;</ref><ref type="bibr">Mende et al., 2019)</ref> the blue-line emission at 427.8 nm from the N + 2 1N(0,1) level was lacking, while the first positive band (N 2 1P) &#8805;650-nm emissions via &#119860;&#119860;&#119860;&#119860; 3 &#928;&#119892;&#119892; &#8594; &#119860;&#119860; 3 &#931; + &#119906;&#119906; + &#8462;&#120584;&#120584; transition and the green line from O( 1 S) were abundant. That is, the suprathermal population significantly increased over F s (&#949;) (Equation <ref type="formula">1</ref>) between &#8764;&#949; c and the N + 2 1N threshold, &#949; b = 18.75 eV. Note, only &#8776;2.3% of the N 2 ionization radiates the blue line. Another possible source of the green-line emission is collisional quenching of the metastable &#119860;&#119860;&#119860;&#119860; 2 ( &#119860;&#119860; 3+</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>&#119906;&#119906;</head><p>) state by atomic oxygen leading to energy transfer to O( 1 S). This reaction leads mainly to the green color below &#8764;200 km because the metastable O( 1 D) state is strongly quenched. <ref type="bibr">Mishin and Streltsov (2019;</ref><ref type="bibr">henceforth, MS19)</ref> have shown that the presence of the energetic precipitating "bump," which enhances the Hall conductance (&#931; H ) over the Pedersen conductance (&#931; P ), leads to the Picket Fence structure. MS19 employed a three-dimensional (3D), model <ref type="bibr">(Jia &amp; Streltsov, 2014)</ref> of the ionospheric feedback instability (IFI) in the SAID channel. In a 2D system, without the Hall current, east-west-aligned "sheets" of small-scale upward and downward FACs carried by dispersive Alfv&#233;n waves are closed by the meridional Pedersen current. The characteristic scale of the resulting series of east-west-aligned strips is of the order of the most unstable wavelength. The Hall conductance (&#931; H &gt; &#931; P ) makes a 3D system by rotating the IFI-generated ionospheric currents and electric fields, which results in a chain of small-scale vortices resembling a series of "pickets" within the SAID channel (e.g., MS19, Figure <ref type="figure">3</ref>). Furthermore, contrary to the thermal excitation, the O( 1 D) redline emission in STEVE is on average less intense than in SAR arcs with significantly smaller temperatures. MS19 (Figure <ref type="figure">4</ref>) resolved this controversy using the kinetic solution <ref type="bibr">(Mishin et al., 2000</ref><ref type="bibr">(Mishin et al., , 2004))</ref>, which shows that the N 2 "vibrational barrier" practically eliminates the thermal excitation in STEVE because of the electron distribution function (EDF) "bite-out." The term "vibrational; barrier" designates a greatly enhanced cross-section of N 2 vibrational excitations, &#963; V (&#949;), in the energy range &#119860;&#119860;&#119860;&#119860;&#119860;1 = &#8730; &#119898;&#119898;&#119890;&#119890;&#119907;&#119907; 2 1 &#8776;1.9 eV and &#949; &#8804; &#949; 2 &#8776; 3.5 eV. Based on this electron kinetic effect, MS19 argued that the STEVE continuum is determined by the suprathermal electron population.</p><p>Therefore, the question arises about the source of suprathermal electrons at the STEVE and Picket Fence altitudes. It is known that suprathermal electrons, &#949; &#8764; 10-300 eV, in the SAID channel in the top ionosphere come from the turbulent plasmasphere boundary layer (e.g., <ref type="bibr">Mishin, 2013)</ref>. However, this population degrades along the path to the F region, not to mention the E region (see <ref type="bibr">Khazanov et al., 2017)</ref>. The obvious corollary to the above is that an unknown local source of low-energy, &#949; &lt; 18.75 eV, suprathermal electrons and N 2 excitation operates in the SAID channel below &#8764;270 km. <ref type="bibr">Mishin and Streltsov (2021, Chapter 5.3;</ref><ref type="bibr">hereafter MS21, Ch.5.3)</ref> suggested to invoke parallel electric fields, E || , resulting from an instability driven by intense FACs. This is most likely <ref type="bibr">(Voronkov &amp; Mishin, 1993)</ref> in a plasma density depletion (a so-called "valley") of &#119860;&#119860;&#119860;&#119860; (&#119907;&#119907;)  &#119890;&#119890; &#8764; 10 3 cm -3 between &#8805;120 and &#8804;200 km <ref type="bibr">(Titheridge, 2003)</ref>. In addition, E || is the intrinsic feature of the IFI-generated small-scale dispersive Alfv&#233;n waves.</p><p>This paper investigates the suprathermal electron population produced by small-scale parallel electric fields generated by the IFI inside a strong westward flow channel with a deep density trough. First, we numerically simulate the IFI development with the input parameters, such as the driving poleward electric field and the electron density, similar to those in the STEVE region in the top ionosphere. The density altitude profile in the STEVE region has not yet been determined, especially below the F 2 peak. Thus, we assume an arbitrary profile based on the nighttime values (e.g., <ref type="bibr">Titheridge, 2003)</ref> and do not attempt to address specific experimental details but rather focus on the basic features of the simulation. In any case, as noted by MS19, the equilibrium plasma and neutral density profiles in the SAID/STEVE region would be modified by the upwelling in the atmosphere due to enhanced ohmic heating.</p><p>We show that the IFI driven by strong electric fields within a low-density trough leads to greatly enhanced E || and the parallel voltage below the nighttime F 2 peak. The presence of the valley further increases E || and the voltage.</p><p>The obtained electric fields are used as the input into the Boltzmann kinetic equation to find the EDF and the power going to excitation and ionization of neutral species. The simulation results show the feasibility of this mechanism for subauroral arcs. In particular, it creates the population of suprathermal electrons and N 2 excitation in good quantitative agreement with that required for Picket Fence. As far as the STEVE spectrum is concerned, the kinetic theory predictions are in a qualitative agreement with its basic features.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Ionospheric Feedback Instability in Strong SAID</head><p>We calculate the parallel electric field created by the IFI in a fast SAID channel with a deep density trough. The ionospheric feedback process amplifies small-scale Alfv&#233;n waves by virtue of over reflection from the ionosphere, which is caused by the shear convection flow due to the altitudinal dependence of ion-neutral collisions.</p><p>In particular, for E-region plasma densities, n 0E &#8804; 10 4 cm -3 , the IFI threshold for 1-10 km wavelengths is approximately Eth &#8776; 50&#937; ci /&#957; i0 mV/m <ref type="bibr">(Trakhtengerts &amp; Feldstein, 1991)</ref>. Here,&#957; i0 (&#937; ci ) is the ion-neutral collision (ion cyclotron) frequency at 105-110 km. In a 2D model, without the Hall current, the Pedersen (meridional) current, J P = &#931; P E &#8869; , has the form of a strip between the east-west aligned sheets of upward and downward FACs enclosing the flow channel. The IFI "splits" the initial strip into a series of small-scale strips determined by the most unstable wavelength. The resulting fine meridional structure of the FACs inside the STEVE channel is consistent with the Swarm-A FACs in the <ref type="bibr">Nishimura et al., 2019 (Figure 2j</ref>) event.</p><p>A two-fluid MHD model (e.g., <ref type="bibr">Streltsov &amp; Mishin, 2018;</ref><ref type="bibr">hereafter SM18;</ref><ref type="bibr">Streltsov et al., 2012</ref>) consists of the "magnetospheric" and "ionospheric" parts. The former describes dispersive Alfven waves in an axisymmetric dipole magnetic field using equations for the electron parallel momentum and continuity of the plasma density, n, and FACs, j || = -n e eu. Here u is the parallel component of the electron velocity.</p><p>We take a meridional (poleward) trapezoidal electric field, E x (x), centered at L = 4.9 and consider a 2D problem justified for azimuthally extended STEVE arcs. As in SM18, the computational domain represents a 2D slice of the axisymmetric dipole magnetic field between magnetic shells 4.7 and 5.1. The ionospheric boundaries of the domain are set at 110-km altitude. The vertical size of the conducting portion of the E-region ionosphere is much less than the parallel wavelength, so it is taken as a narrow layer with the uniform density and electric field. In this case, the simplest (so-called electrostatic) boundary conditions are derived by integrating the current continuity equation, &#8711;&#8901;j = 0, over the conducting (dynamo) layer with the effective thickness of h &#8776; 10-20 km</p><p>Here j ||,i is the FAC density on the top of the E region and the sign "+/-" in the right-hand side of Equation 2 is for the southern/northern hemisphere. The variation of the E-region density is derived by integrating the density continuity equation over the conducting layer</p><p>Here v E is the electric drift velocity;&#945;is the recombination coefficient; the term &#945;n 2 represents losses due to the recombination, and &#119860;&#119860;&#119860;&#119860; 2 0 represents all unspecified sources of the ionospheric plasma that provide the equilibrium state of the ionosphere n 0 . This system of equations forms a positive feedback loop: &#948;&#931; P (&#948;n e ) &#8594; &#948;j || &#8594; &#948;n e (see, e.g., SM18 for details).</p><p>The numerical procedure used to solve the model equations has been described in detail in several papers (e.g., <ref type="bibr">Streltsov et al., 2012;</ref><ref type="bibr">SM18;</ref><ref type="bibr">and references therein)</ref>. Here, we present only the simulation results. As in the case considered in SM18, we assume asymmetric plasma profiles in the hemispheres. The northern hemisphere has no valley and the plasma density between 110 km (E region) and 300 km (F 2 peak) increases from &#119860;&#119860;&#119860;&#119860; (N) E = 10 4 to n F = 9 &#215; 10 4 cm -3 . In the runs when the southern hemisphere has no valley, the density at 110 km is taken</p><p>E =3&#215;10 3 cm -3 . In the runs with the SH valley I, we assume that</p><p>E between 110 and 200 km and increases to n F between 200 and 300 km. In the case of the SH valley II, the E-region density at &#8804;110 km remains &#119860;&#119860;&#119860;&#119860; (S) E but between &#8776;110 and 200 km &#119860;&#119860;&#119860;&#119860; &#119890;&#119890; = &#119860;&#119860; (S) E &#8725;2 ; increasing to n F thereafter. The background plasma temperature is taken 1000 K.</p><p>Figure <ref type="figure">1</ref> illustrates the simulation results for max(E X (x)) &#8801; E 0 = 100 mV/m or max(|v W |) &#8776; 3.3 km/s with the 2D spatial distribution in the computational domain shown in top frame. As typical (e.g., SM18), the IFI creates in both hemispheres a system of intense small-scale FACs, with downward currents (j &#8595; ) dominating their upward (j &#8593; ) counterparts. The current intensities of the order of 50-80 &#956;A/m 2 are comparable to those observed in the auroral ionosphere (e.g., <ref type="bibr">Akbari et al., 2022)</ref>.</p><p>It is not surprising that such intense currents are associated with enhanced parallel fields, creating a 0.5-1 kV voltage, |&#981; || |, between 110 and 200 km, as shown in Figure <ref type="figure">2</ref>. The resulting power consumption due to Joule heating (insets) amounts to Q J = j || E || = 100-900 nW/m 3 . The field magnitude, |E || |, and the voltage increase nonlinearly with the driving field, E 0 ; that is, |&#119864;&#119864;&#8214;| &#8733; &#119864;&#119864; &#119886;&#119886; 0 with a &#8776; 1.5 (without) and &#8776;1.9 (with) the valley. Overall, in the lower-density southern hemisphere the field magnitude,  E 0 = 100 mV/m without (with) the valley we have &#119860;&#119860;&#119860;&#119860; (SH) &#8214; &#8725;&#119860;&#119860; (NH) &#8214; &#8776;2 (&#8776;1.5) and &#119860;&#119860;&#119860;&#119860; (SH) &#8214; &#8725;&#119860;&#119860; (NH) &#8214; &#8776;0.7 (&#8776;0.23). Taking the symmetric hemispheres without the valley results in about the same amplitudes as in Figure 2c without the valley but quite low electric fields and currents in the runs with the valley I and II.</p><p>It is worth to note that the amplitude of the IFI-generated small-scale FACs in the Picket Fence, 3D geometry with the Hall current is little more than in the 2D case <ref type="bibr">(Jia &amp; Streltsov, 2014;</ref><ref type="bibr">MS19)</ref>. Thus, it is anticipated that simulations in a full 3D geometry for the same input conditions would give a little larger E || than shown in Figure <ref type="figure">2</ref>. Given that 3D simulations are much more time consuming but the resulting fields do not qualitatively differ from the 2D case, hereinafter we use the values of E || from Figure <ref type="figure">2</ref>. Two remarks are in order before describing the effect of enhanced parallel electric fields on the ionospheric electrons and excitation of neutral gas. First, with the obtained small-scale FAC intensities, the electron parallel drift u = |j || |/n e e, in the depleted plasma is a fraction of the electron thermal velocity and exceeds the ion sound speed, so the ion sound instability does develop (e.g., <ref type="bibr">Mikhailovskii, 1974)</ref>. However, the electron gyrofrequency, f ce &#8764; 1.4 MHz, exceeds the local plasma frequency in the trough, f pe &#8764; 0.3 MHz. In this case, the excited wave spectrum is one-dimensional so that, contrary to the dense plasma with f ce &lt; f pe , the anomalous resistivity is insignificant (e.g., <ref type="bibr">Galeev &amp; Sagdeev, 1984)</ref>.</p><p>Second, simulations exemplified in Figure <ref type="figure">2</ref> also reveal the effect of the valley on the structure of ULF waves and FACs generated by the ionospheric feedback mechanism. Namely, the valley decreases the effective conductivity of the ionosphere. Its existence only in one hemisphere makes asymmetrical ionospheric boundary conditions in the global magnetospheric resonator. This asymmetry enhances the natural tendency of the ionospheric feedback mechanism to generate non-symmetrical ULF waves and field-aligned currents <ref type="bibr">(Streltsov, 2018)</ref>. Specifically, simulations show that in a strongly nonlinear stage the IFI generates so-called ULF quarter-waves first suggested by <ref type="bibr">Allan and Knox (1979)</ref> and then confirmed by observations <ref type="bibr">(Allan, 1983;</ref><ref type="bibr">Budnik et al., 1998;</ref><ref type="bibr">Obana et al., 2008</ref><ref type="bibr">Obana et al., , 2015))</ref>. This problem is discussed in detail in the forthcoming paper (A. Streltsov and E. Mishin "Ionospheric feedback and the 'quarter-period' ULF waves") submitted elsewhere.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Electron Distribution and the Energy Balance</head><p>The power distribution over inelastic processes (the energy balance) is calculated via the electron distribution function (EDF), F e (&#949;), as follows</p><p>Here &#957; j (&#949;) = v&#963; j (&#949;)N j is the collision frequency of an inelastic process with the cross-section &#963; j and the excitation energy &#949; j , as exemplified in Figure <ref type="figure">3a</ref>. The EDF under action of the imposed electric field is a solution of the Boltzmann kinetic equation that includes elastic and inelastic processes (e.g., <ref type="bibr">Capitelli et al., 2000)</ref>. Figure <ref type="figure">3b</ref> shows a rigorous numerical solution <ref type="bibr">(Milikh &amp; Dimant, 2003)</ref>, which exemplifies the EDF bite-out in the E region. Figure <ref type="figure">3c</ref> shows the energy balance explicitly calculated by <ref type="bibr">Dyatko et al. (1989)</ref> with the composition typical of 110-120 km (e.g., <ref type="bibr">Picone et al., 2002)</ref> for the input values of &#119860;&#119860;&#119860;&#119860; &#8214;&#8725;&#119873;&#119873;&#119899;&#119899; &#8801; &#195;&#119860; in the Townsend units:</p><p>Here, the neutral density, N n , is the sum of the densities of N 2 (N N2 ), O(N O ), and O 2 (N O2 ). For reference, for N n = 10 12 cm -3 at &#8764;120 km, &#7868;&#119864; =1 Td yields</p><p>The power lost in vibrationally excited N 2 (P V ) exceeds 50% at &#7868;&#119864;&#119864; &#7868;&#119864;&#119881;&#119881; &#8776;5</p><p>Td and reaches a broad maximum &#8764;90% at &#7868;&#119864;(max)   &#119881;&#119881; &#8764; 20 Td. Excitation of the N 2 electronic levels at &#7868;&#119864; = &#7868;&#119864;&#119860;&#119860; &#8776; 40 and &#7868;&#119864;&#931; &#8776; 100 Td takes away the power, P A &#8776; 3% (mainly the &#119860;&#119860;&#119860;&#119860; 3 &#931; + &#119906;&#119906; state) and P &#931; &#8776; 50%, respectively. Of P &#931; &#8776; 50%, about 30% goes into the triplet &#119860;&#119860;&#119860;&#119860; 3 &#931; + &#119906;&#119906; ("A"), B 3 &#928; g ("B"), and C 3 &#928; u ("C"), with the excitation energies &#949; A = 6.17 eV, &#949; B = 7.35 eV, and &#949; C = 11.03 eV, respectively. At the same time, about 10% goes to the electronic levels of O 2 and O (not shown), mainly O( 1 D) with &#949; r = 1.96 eV and O( 1 S) with &#949; g = 4.17 eV. Note that the ionization of N 2 (curve 3) begins at &#7868;&#119864;&#119864;90 Td and amounts to P ion &#8764; 2% at 100 Td. That is, the ionizing population, &#949; &gt; &#949; ion = 15.6 eV, appears at &#7868;&#119864;&#119864; &#7868;&#119864;ion &#8776; 90 Td.</p><p>Note, the suprathermal tail at &#7868;&#119864;&#119860;&#119860; &#8804; &#7868;&#119864; &#8804; &#7868;&#119864;ion is confined within the energy range optimal for Picket Fence, &#949; 2 &lt; &#949; &#8804; &#949; ion , and a significant power is spent on the N 2 excitation, as well. At h &#8764; 120 km, the above values of &#7868;&#119864;&#119881;&#119881; , &#7868;&#119864;&#119860;&#119860;, and &#7868;&#119864;ion correspond to the magnitudes, E V = 5, E A = 40, and E ion = 90 mV/m, respectively, and thus the IFI generated fields in Figure <ref type="figure">2</ref> at E 0 &#8804; 150 mV/m excite mainly N 2 vibrational states. If the energy balance at higher altitudes remains the same as at 120 km, then the corresponding values will reduce as N n (h)/10 12 . Particularly, for N n = 10 11 (10 10 ) cm -3 , that is, h &#8776; 130-135 (170-175) km, we get E V = 0.5 (0.05), E A = 4 (0.4), and E ion = 9 (0.9) mV/m. Therefore, as one can see from Figure <ref type="figure">2</ref>, the generated fields in the trough exceed E ion at and above 130 km with the valley and at &#8805;170 km without the valley.</p><p>Most notably, for E 0 = 100 mV/m in the density trough without the valley, we get at h &#8764; 130 km E A &lt; E || &#8776; &#189;E ion , with P V &#8804; 80% and P &#931; &#8805; 10%. Further, the neutral density usually obeys the barometric law and hence decreases with altitude faster than |E || | in Figure <ref type="figure">2</ref>. Accordingly, the Picket Fence-required conditions, that is, the enhanced population between &#8764;&#949; c and &#949; b and the excited N 2 triplet, will be formed at altitudes 130 &#8804; h pf &#8804; 140 km. Here, collisional quenching of the metastable O( 1 D) state severely suppresses the redline emission (e.g., <ref type="bibr">Mishin et al., 2004, Figure 5)</ref>. Therefore, the green-line and N 2 1P emissions will make the Picket Fence-like color in accordance with the observations <ref type="bibr">(Mende &amp; Turner, 2019;</ref><ref type="bibr">Mende et al., 2019)</ref>. Yet, we have to ensure that the EDF and the corresponding energy balance at these altitudes remain close to those at 120 km. This assertion is addressed next.</p><p>Strictly speaking, the EDF and the energy balance at any given altitude should be calculated with the pertinent neutral composition. Such a formidable task is beyond the scope of this paper aimed at the basic qualitative outcomes of the IFI-generated electric fields in a given density profile. Nonetheless, we can make ballpark estimates with the aid of an analytic solution of the Boltzmann kinetic equation. In the N 2 vibrational barrier,</p><p>, where the energy quantum &#949; V &#8776; 0.29(V + 1/2) eV. This inequality allows using the discrete losses approximation for the collision integral, St dl (F e ) &#8776; -&#957; il (&#949;)F e &#8776; -v&#963; V (&#949;)N N2 F e , yielding (cf. <ref type="bibr">Gurevich, 1978, Equation 2.154</ref>)</p><p>Here</p><p>Here &#961; 1(2) &#8776; N 1(2) /(N 1 + N 2 ) is the abundance of molecular nitrogen ("1") and atomic oxygen ("2") and the corresponding transport cross-sections &#119860;&#119860;&#119860;&#119860; &#119895;&#119895; = 10 -16 &#771;&#119860;&#119860; &#119895;&#119895; cm 2 ; the energy &#949; is in eV. The contribution of molecular oxygen-a minor species at h &gt; 120 km-is neglected, as well as Coulomb collisions. As max (&#120590;&#120590;&#119881;&#119881; ) = &#120590;&#120590; (vb)   &#119881;&#119881; &#8776;4&#215;10 -16 cm 2 exceeds the O( 1 D) excitation cross-section, &#119860;&#119860;&#119860;&#119860; &#119863;&#119863; (3eV) &#8801; &#119860;&#119860; (vb)  &#119863;&#119863; by a factor of &#8764;30 (Figure <ref type="figure">3a</ref>), the vibrational barrier remains the key feature that shapes the EDF at altitudes with &#961; 2 /&#961; 1 &lt; 30, that is, below &#8764;300 km (e.g., <ref type="bibr">Mishin et al., 2000)</ref>.</p><p>Disregarding inelastic collisions yields a stationary solution of Equation 5 with the constant flux of heated electrons into the suprathermal tail</p><p>Inelastic losses prevent the tail stretching toward large energies, viz., "bite out" the tail population. This process is usually described considering the kinetic equation as the stationary Schr&#246;dinger equation in the velocity space, where inelastic collisions represent a potential barrier. The effective "potential" is</p><p>, where &#948; il (&#949;) is the coefficient of inelastic losses. The tail expansion slows down when</p><p>Owing to this condition, Equation 5 can be solved in the quasi-classical approximation (cf. Gurevich, 1978, Equation <ref type="formula">2</ref>.166)</p><p>The constant C t is defined by the matching condition, F t (v 1 ) = F 0 (v 1 ), with the EDF of the bulk electrons at &#949; &lt; &#949; 1 .</p><p>Outside the barrier, at &#949; &lt; &#949; 1 and &#949; &gt; &#949; 2 (but &lt;&#949; ion ), the lost energy quanta are small, &#916;&#949; j &#8810; &#949;, so the continuous loss approximation is applicable:</p><p>is the loss function and &#957; j is the excitation rate, which is determined at &#949; ion &gt; &#949; &gt; &#949; 2 mainly by excitation of the N 2 triplet, as well as O( 1 D) and O( 1 S) (Figure Substituting St cl (F e ) for ST dl (F t ) in Equation 5 yields a steady state solution</p><p>Figure <ref type="figure">4</ref> presents the dependence of the key variables on the electric field at various altitudes. The reduced transport frequency in the vibrational barrier decreases with altitude as &#961; 1 (h) (1 + &#947; 2 &#961; 2 (h)/&#961; 1 (h)), where &#947; 2 = &#963; 2 /&#963; 1 &#8776; &#8531; at &#949; &#8764; 2-3 eV. The contribution of &#961; 2 (h) (&#963; D + &#963; S ) increases with altitude, while the triplet contribution, &#8764;&#961; 1 (h)&#963; &#931; , decreases. This makes the depth of the local minimum of &#948; il (h) at 6-7 eV decrease with h and, similarly, the rise at &gt;10 eV slow down. Figure <ref type="figure">4b</ref> shows the variation of &#119860;&#119860;&#119860;&#119860; vb&#120581;&#120581;&#119860;&#119860; ( &#7868;&#119864;) with &#7868;&#119864; = &#7868;&#119864;vb &#8776; 350&#120588;&#120588;1 &#8730; 1+&#120574;&#120574;2&#120588;&#120588;2&#8725;&#120588;&#120588;1 Tdthe upper limit for the "bite-out" approximation. Here, &#7868;&#119864;vb(&#8462;) is determined from the violation of Equation 8, as illustrated the evolution of the EDF, F e (&#949;), and number flux, &#934;&#119890;&#119890;(&#120576;&#120576;)=2&#120576;&#120576;&#120576;&#120576;&#119890;&#119890;(&#120576;&#120576;)&#8725;&#119898;&#119898; 2 &#119890;&#119890; , at &#7868;&#119864; = &#7868;&#119864;&#119860;&#119860; , &#7868;&#119864;ion , and &#7868;&#119864;vb(&#8462;) (cf. <ref type="bibr">Gurevich, 1978</ref>, Figure <ref type="figure">8</ref>).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>&#120576;&#120576;&#120576;</head><p>The most important conclusion for the Picket Fence mechanism is that for a broad range of the electric field magnitudes the curves for 120 and 135 km in Figure <ref type="figure">4c</ref> are close. Accordingly, we can deduce that the energy balance at 135 km remains nearly the same as at 120 km, which was to be demonstrated to explain the Picket Fence color near h pf . Notwithstanding that the perturbed atmosphere's upwelling might change the conditions, the estimated altitude range is also consistent with the observations (e.g., <ref type="bibr">Archer, St.-Maurice, et al., 2019;</ref><ref type="bibr">Liang et al., 2019)</ref>.</p><p>Further, in photochemical equilibrium, the volume emission rate (VER), &#951; &#955; , is calculated from</p><p>Here [X &#955; ] stands for the density of the excited species in cm -3 ; A &#955; , q &#955; , and L &#955; are the Einstein transition probabilities (in s -1 ), excitation, and loss rates, respectively. For the B 3 &#928; g state, we have &#119860;&#119860;&#119860;&#119860; &#931; &#119861;&#119861; = &#119860;&#119860;&#119861;&#119861; &#8811;&#119871;&#119871;&#119861;&#119861; yielding &#951; B &#8776; q B . For O( 1 S) green line ("g") with</p><p>&#119860;&#119860;&#119860;&#119860; &#931; &#119892;&#119892; &#8776;1.1&#119860;&#119860;&#119892;&#119892; &#8811;&#119871;&#119871;&#119892;&#119892; at h &#8805; h pf , we obtain &#951; g &#8776; 0.9q g . For the metastable O( 1 D) state ("r") with &#119860;&#119860;&#119860;&#119860; &#119903;&#119903; &#8776; 7 9 &#119860;&#119860;&#931;&#119903;&#119903; &#8776;0.007 s -1 and the collisional quenching rate L r (h pf ) &#8805; 1 s -1 (e.g., <ref type="bibr">Mishin et al., 2004, Figure</ref>  <ref type="figure">5</ref>), we get &#951; r &#8804; 0.007q r . At &#7868;&#119864; &#8594; &#7868;&#119864;ion , the flux &#934; e (&#949;) tends to a quasi-plateau between &#949; 2 &lt; &#949; &#8804; &#949; C (Figure <ref type="figure">4c</ref>). The abrupt decrease thereafter is due to the excitation of the C 3 &#928; u state.</p><p>Thus, the excitation rates, q &#955; &#8764; N n &#961; &#955; &#8747;&#934; e (&#949;,h)&#963; &#955; (&#949;)d&#949;, are determined by the area integral &#8747;&#963; &#955; (&#949;)d&#949; over the "plateau." Calculating that one with the cross-sections in Figure <ref type="figure">3a</ref> gives q r &#8776; 20q g and q A &#8776; q B &#8776; 2(&#961; 1 /&#961; 2 )q g , such that &#951; r &#8804; 0.16&#951; g and &#951; B &#8776; 2(&#961; 1 /&#961; 2 )&#951; g . Integrating &#951; &#955; (h) Equation 11 along the line of sight gives the surface brightness</p><p>(1 Rayleigh = 10 6 photon/cm 2 s). It can be estimated using the power density obtained in Figure <ref type="figure">2c</ref>, as follows.</p><p>The average total power consumed near h pf is of the order of Q J &#8764; 0.3 &#956;W/m 3 . A fraction of that, Q tot &#8764; 0.2Q J , splits between the N 2 triplet and O( 1 D) and O( 1 S) states, with each state taking the share Q j &#8776; &#949; j q j . Using the obtained relation between the excitation rates yields</p><p>With &#961; 1 (h pf ) &#8764; 2&#961; 2 (h pf ) &#8764; 2/3, Equation 13 yields the excitation rates q g &#8764; 4 &#215; 10 3 cm -3 s -1 and q A &#8776; q B &#8776; 4q g . Then, for the emitting layer of &#916;h &#8764; 5-km thick, we get the brightness of the green-line and N 2 1P band emissions of I (&#119890;&#119890;) &#119892;&#119892; &#8764; q g &#916;h &#8764; 2 kR and I (&#119890;&#119890;) 1&#119875;&#119875; &#8764; 4I (&#119890;&#119890;)  &#119892;&#119892; &#8764; 8 kR, respectively. However, in addition to electron impact, O( 1 S) appears via collisional quenching of the &#119860;&#119860;&#119860;&#119860; 2 ( &#119860;&#119860; 3+</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>&#119906;&#119906;</head><p>) state by atomic oxygen</p><p>The rate coefficient at V'' = 0 is k 1S &#8776; 2&#8226;10 -11 cm 3 /s <ref type="bibr">(Piper, 1992)</ref>. In addition to the direct excitation at q A &#8776; 4q g , the N 2 1P source, &#119860;&#119860;&#119860;&#119860; 3 &#928;&#119892;&#119892; &#8594; &#119860;&#119860; 3 &#931; + &#119906;&#119906; + &#8462;&#120584;&#120584; , adds the rate q B &#8776; q A . Given that the metastable &#119860;&#119860;&#119860;&#119860; 3 &#931; + &#119906;&#119906; state has &#119860;&#119860;&#119860;&#119860; &#931; &#119860;&#119860; = &#119860;&#119860;&#119860;&#119860; &#8776;0.4 s -1 and L A &#8776; 8 &#215; 10 -11 &#961; 2 N n &#8776;1.5 s -1 at h pf , Equations 11 and 14 yield the O( 1 S) excitation rate twice as much as the electron impact rate, q g . Thus, the total green-line brightness amounts to I (tot) &#119892;&#119892; &#8764; 3I (&#119890;&#119890;)  &#119892;&#119892; &#8764;6 kR &#8764; 0.75 I (&#119890;&#119890;) 1&#119875;&#119875; . That is, in agreement with the <ref type="bibr">Mende et al. (2019)</ref> and <ref type="bibr">Mende and Turner (2019)</ref>  However, such a quantitative comparison with the energy balance in Figure <ref type="figure">2c</ref> is less reliable for STEVE in the F 2 region. Here, an accurate account of the effect of electron-electron collisions on the EDF should be taken, such as in, for example, <ref type="bibr">Mishin et al. (2000)</ref> approximate solution after swapping &#119860;&#119860;&#119860;&#119860; 2 &#119864;&#119864; 2 &#8214; &#8725;&#119898;&#119898;&#119860;&#119860;&#120584;&#120584; 2 &#119860;&#119860; for W/n 0 . Even so, we anticipate this effect in a low-density trough to become significant only near &#8764;300 km and above. We plan to explore that in the future. At present, we can draw some qualitative conclusions based on nearly the same shape of F e (&#949;,h) and &#934; e (&#949;,h) in Figure <ref type="figure">4</ref> at higher and lower altitudes, as follows. At &#7868;&#119864;&#119864; &#7868;&#119864;vb(&#8462;) , the N 2 excitation remains dominant but the electron population permeating the barrier and forming a quasi-plateau increases with altitude. This makes the portion going to the excitation of the N 2 triplet and oxygen states increase. The latter, as follows from Equation <ref type="formula">13</ref>, dominates at altitudes where &#961; 1 &lt; 1.7&#961; 2 , viz., above &#8764;200 km. Here, the O( 1 D) quenching rate reduces (e.g., <ref type="bibr">Mishin et al., 2004, Figure</ref>  <ref type="figure">5</ref>) so that the redline emission dominates the green line, that is, &#951; r &gt; &#951; g . At the same time, as discussed by MS19, transitions between vibrationally excited triplet states facilitate the STEVE continuum, which makes its mauve color <ref type="bibr">(Gillies et al., 2019)</ref>.</p><p>The decrease of the IFI generated field above &#8764;250 km (Figure <ref type="figure">2</ref>) places the upper limit of the altitude range for STEVE. Similar to Picket Fence, though with the possible atmosphere's upwelling, these predictions are consistent with the observations (e.g., <ref type="bibr">Archer, St.-Maurice, et al., 2019;</ref><ref type="bibr">Liang et al., 2019)</ref>.</p><p>A final remark is in order. A valley is a common feature of the premidnight subauroral ionosphere (e.g., <ref type="bibr">Titheridge, 2003)</ref>, which is further deepened inside the SAID channel. As one can see from Figure <ref type="figure">2</ref>, the generated fields in the trough exceed E ion at and above 130 km with the valley and at &#8805;170 km without the valley. Therefore, we expect that ionization by the suprathermal electrons will swiftly increase the plasma density at these altitudes. That is, a strongly depleted density profile is not sustainable inside strong flow channels. It is reasonable to assume that the IFI development in the evolving density profile will be saturated when the generated fields in the whole altitude range reduce to |E || | &#8804; E ion . Therefore, we suggest that the subauroral arc has the transient phase. Namely, the initial "adjustment" of the density profile features also the N + 2 1N blue-and violet-line emissions of the intensity fading out with time. In other words, the initial subauroral emission spectrum consisting of all typical auroral lines gradually reduces to the subauroral arc spectrum discussed above. Such a transition can be revealed in dedicated high-temporal resolution observations.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Conclusions</head><p>The focus of this paper is the suprathermal electron population inside SAID channels with deep density troughs. This is typical for the STEVE and Picket Fence arcs whose interpretation requires a local source of low-energy, &#8804;15.6 eV, suprathermal electrons, and N 2 vibrational and electronic excitation. We have numerically simulated the ionospheric feedback instability in strong SAID flows with depleted density profiles. The simulations show that the IFI generates strong, small-scale field-aligned currents and enhanced parallel electric fields, E || , below the F 2 peak. The magnitude of E || nonlinearly increases with the SAID flow velocity and the density depletion. The generated field controls the electron distribution function (EDF), which determines the power going to the excitation and ionization of neutral gas (the energy balance). Because at altitudes below &#8764;250 km the EDF strongly deviates from a Maxwellian distribution, we employed a rigorous numerical solution of the Boltzmann kinetic equation in the whole range of the E || magnitudes. The resulting energy balance at altitudes of 130-140 km corresponds to the suprathermal electron population and excited neutral species in good quantitative agreement with that required for Picket Fence. The theory predictions are also consistent with the STEVE enhanced continuum and redline emissions above 200 km. Moreover, inside SAID channels with strongly depleted density, the IFI-generated fields create many ionizing electrons at altitudes of &#8764;150-200 km. Because of additional ionization, the initial density profile changes with time. It is anticipated that the IFI development in the evolving density profile will be saturated when the generated fields in the whole altitude range reduce below the ionization threshold. In other words, subauroral arcs might have the transient phase with typical aurora-like emissions that fade out afterward.</p><p>Approved for public release; distribution is unlimited. Public Affairs release approval #AFRL-2022-2640. The views expressed are those of the authors and do not reflect the official guidance or position of the United States Government, the Department of Defense or of the United States Air Force. The appearance of external hyperlinks does not constitute endorsement by the United States Department of Defense (DoD) of the linked websites, or the information, products, or services contained therein. The DoD does not exercise any editorial, security, or other control over the information you may find at these locations.</p></div></body>
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