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			<titleStmt><title level='a'>Quantum cosmology, eternal inflation, and swampland conjectures</title></titleStmt>
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				<publisher></publisher>
				<date>04/01/2023</date>
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				<bibl> 
					<idno type="par_id">10462648</idno>
					<idno type="doi">10.1088/1475-7516/2023/04/034</idno>
					<title level='j'>Journal of Cosmology and Astroparticle Physics</title>
<idno>1475-7516</idno>
<biblScope unit="volume">2023</biblScope>
<biblScope unit="issue">04</biblScope>					

					<author>Georgios Fanaras</author><author>Alexander Vilenkin</author>
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			<abstract><ab><![CDATA[Abstract                          In light of the recent swampland conjectures, we explore quantum cosmology and eternal inflation beyond the slow roll regime.  We consider a model of a closed universe with a scalar field              ϕ              in the framework of tunneling approach to quantum cosmology.  The scalar field potential is assumed to have a maximum at              ϕ              = 0 and can be approximated in its vicinity as              V              (              ϕ              )≈ 3              H              2              - 1/2              m              2              ϕ              2              .  Using the instanton method, we find that for              m              < 2              H              the dominant nucleation channel for the universe is tunneling to a homogeneous, spherical de Sitter space.  For larger values of              m              /              H              , the most probable tunneling is to an inhomogeneous closed universe with a domain wall wrapped around its equator.  We determine the quantum state of the field              ϕ              in the nucleated universe by solving the Wheeler-DeWitt equation with tunneling boundary conditions.  Our results agree with earlier work which assumed a slow-roll regime              m              ≪              H              .  We finally show that spherical universes nucleating with              m              < 2              H              undergo stochastic eternal inflation with inflating regions forming a fractal of dimension              d              > 2. For larger values of              m              the field              ϕ              is unstable with respect to formation of domain walls and cannot be described by a perturbative stochastic approach.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1">Introduction</head><p>It is a widely held view that in order to understand how the universe originated we should treat the universe quantum mechanically and describe it by a wave function rather than by a classical spacetime. The picture that has emerged from this approach is that a small closed universe can spontaneously nucleate out of nothing, where 'nothing' refers to a state with no classical space and time <ref type="bibr">[1]</ref><ref type="bibr">[2]</ref><ref type="bibr">[3]</ref><ref type="bibr">[4]</ref><ref type="bibr">[5]</ref><ref type="bibr">[6]</ref>. The cosmological wave function can be used to calculate the probability distribution for the initial states in the ensemble of nucleating universes. At least some of these universes are expected to go through a period of inflation, driven by the potential energy V (") of the inflaton field ". This energy is eventually thermalized, inflation ends, and from then on the universe follows the standard hot cosmological scenario. Inflation is a necessary ingredient in this kind of scheme, since it provides the only way to get from a tiny nucleated universe to the large universe we live in today.</p><p>The wave function of the universe satisfies the Wheeler-DeWitt (WDW) equation</p><p>where H is the Hamiltonian operator. To solve this equation, one has to choose some boundary conditions for . The most developed proposals for this choice are the Hartle-Hawking <ref type="bibr">[2]</ref> and the tunneling <ref type="bibr">[7,</ref><ref type="bibr">8]</ref> boundary conditions. The predictions resulting from the two proposals have mostly been studied assuming a slowly varying potential V ("), 1</p><p>in reduced Planck units (8fiG = 1). Then the Hartle-Hawking wave function predicts that the universe is most likely to nucleate with the lowest (positive) value of V (") and thus</p><p>We assume for simplicity that the potential depends on a single scalar field ". An extension to multiple fields is briefly discussed in section 2.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>disfavors inflation. The tunneling wave function, on the other hand, predicts nucleation with " near the maximum of V ("), which is a favorable initial condition for (hilltop) inflation. Here we shall adopt the tunneling proposal.</p><p>With this choice, and assuming that the conditions (1.2) are satisfied, most of the universes nucleate with " close to the maximum of V (") and immediately enter the regime of stochastic eternal inflation <ref type="bibr">[9]</ref><ref type="bibr">[10]</ref><ref type="bibr">[11]</ref>. The dynamics of the field " near the top of the potential is dominated by quantum fluctuations and is well approximated by a random walk. In any horizon region the field gradually drifts away from the top and eventually rolls down to the minimum of V ("), but in di erent regions this happens at di erent times, and at any time there are parts of the universe that are still inflating with " near the top. The inflating regions form a self-similar fractal <ref type="bibr">[12]</ref>, with their total volume growing exponentially with time.</p><p>This scenario, however, is now being seriously questioned. There is growing evidence that a wide class of quantum field theories do not admit a UV completion within the theory of quantum gravity, even though they look perfectly consistent otherwise. Such theories are said to belong to the swampland, as opposed to the landscape. A number of di erent criteria that the landscape potential V (") should satisfy have recently been suggested <ref type="bibr">[13,</ref><ref type="bibr">14]</ref>. One of them is the so-called refined swampland conjecture <ref type="bibr">[15,</ref><ref type="bibr">16]</ref>, which asserts that at any value of " with V (") &gt; 0 one of the two conditions has to be satisfied:</p><p>where c and c are positive constants of order one. This conjecture is clearly incompatible with the conditions (1.2). It is also in considerable tension with the inflationary scenario, which usually requires a slowly varying potential V (").</p><p>The swampland conjecture (1.3) as it stands may or may not be true. We take an agnostic attitude to this issue, but the above discussion motivates us to reconsider quantum cosmology and eternal inflation in the regime where the slow variation conditions (1.2) are not satisfied. This is our goal in the present paper. We start with quantum cosmology in section 2. The tunneling wave function is expected to be peaked near the maximum of the potential, where V (") can be approximated as</p><p>We have 2 , where H = (V 0 /3) 1/2 is the expansion rate of a de Sitter universe of vacuum energy density V 0 . The slow variation condition (1.2) is then m &#960; H.</p><p>Here we are mostly interested in the regime m &amp; H. We start in section 2 by discussing nucleation of the universe using the instanton method. For su ciently small values of the mass parameter, &#181; &#169; m/H &lt; 2, we find that nucleation is described by the homogeneous de Sitter instanton having the geometry of a 4-sphere. The initial state is then a spherical universe with " = 0, as usually assumed. On the other hand, for &#181; &gt; 2 the dominant instanton describes nucleation of a "domain wall universe." In this case the initial state still has the topology of a 3-sphere, but is inhomogeneous, having a domain wall centered on a 2-sphere (the 'equator') where " = 0. We briefly discuss possible scenarios of subsequent evolution of a domain wall universe, referring to appropriate literature for more detail.</p><p>Focusing on the spherical initial configuration, we then discuss the quantum state of the nucleated universe in section 3. We expand the scalar field "(x, t) in spherical modes on a 3-sphere and solve the WDW equation for the wave function (a, " n ), where a is the JCAP04(2023)034 scale factor and " n are the mode amplitudes. Of special interest is the homogeneous mode n = 1. We find that the probability distribution for " 1 is fully consistent with the instanton analysis. For small values of &#181; the wave function is peaked at " 1 = 0, while for &#181; &gt; 2 this behavior is modified and the top of the potential becomes a local minimum of | |. We argue that this marks a transition to a domain wall universe. For inhomogeneous modes, n &gt; 1, the quantum state is an analytic continuation of the standard Bunch-Davies vacuum to a tachyonic field (with a possible exception of the dipole mode n = 2).</p><p>We finally discuss under what conditions nucleation of the universe is followed by stochastic inflation. One expects that there is some value &#181; max above which stochastic inflation is not possible. Several attempts have been made to determine this threshold value in the literature with di erent results <ref type="bibr">[17]</ref><ref type="bibr">[18]</ref><ref type="bibr">[19]</ref>, so the question is still open at this time. We address this issue in section 4, with the conclusion that &#181; max = 2 -that is, stochastic inflation occurs for all values of &#181; that allow nucleation of a spherical universe.</p><p>Our conclusions are summarized and discussed in section 5.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2">Instanton analysis</head><p>We consider a model of a scalar field " minimally coupled to gravity. The action of the model is</p><p>We assume that the potential V (") has a maximum at " = 0, where it can be approximated as in eq. (1.4):</p><p>where &#181; = m/H. In the leading order of semiclassical approximation, nucleation of the universe can be described using the instanton method. According to the tunneling prescription, the nucleation probability is then given by</p><p>where S E is the action of the Euclidean instanton solution. The dominant instanton is the one with the smallest magnitude of the action |S E |. It is usually assumed <ref type="bibr">[1]</ref><ref type="bibr">[2]</ref><ref type="bibr">[3]</ref><ref type="bibr">[4]</ref><ref type="bibr">[5]</ref> that this is the homogeneous de Sitter instanton with " = 0 and the geometry of a 4-sphere of radius H &#8800;1 . The corresponding Euclidean action is</p><p>(2.4)</p><p>We will now argue that this assumption is valid only for su ciently small values of the mass parameter: &#181; &lt; 2. For larger values of &#181; the dominant instanton is an inhomogeneous domain wall instanton. Domain wall instantons were first discussed in refs. <ref type="bibr">[20,</ref><ref type="bibr">21]</ref> in the context of domain wall nucleation in the inflationary universe. They generally have O(4)&#9674;Z 2 symmetry and the topology of a 4-sphere. Here we will mostly be interested in the regime of &#181; &#165; 2, corresponding to the transition between de Sitter and domain wall instantons. In this case the instanton solution covers only a small range of " near " = 0, so we can use the approximate form of the potential (2.2) and the geometry is accurately described by the Euclideanized de Sitter metric</p><p>(2.5)</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>The domain wall instanton can be found with the ansatz " = "('). The field equation for " is then</p><p>with boundary conditions " &#213; (&#8800;fi/2) = " &#213; (fi/2) = 0. With &#181; &#165; 2, this equation has two solutions: " = 0 and "(') &#165; A sin ' (2.7)</p><p>with A = const. The first solution corresponds to de Sitter instanton and the second to domain wall instanton.</p><p>The constant A depends on the nonlinear terms in the potential V (") <ref type="bibr">[21]</ref>. Its particular value will not be important for our discussion, but as an illustrative example let us include in the potential (2.2) an additional quartic term:</p><p>Substituting this and the solution (2.7) into the Euclidean action</p><p>we find</p><p>This action is minimized by</p><p>for &#181; &gt; 2 and by A = 0 for &#181; &lt; 2. Note that the domain wall instanton solution (2.7), <ref type="bibr">(2.11)</ref> does not exist for &#181; &lt; 2. Note also that this threshold value depends only on &#181; and is not sensitive to the nonlinear part of the potential. A numerical calculation in ref. <ref type="bibr">[21]</ref> confirms that |S</p><p>2 Negative modes of the de Sitter instanton have been discussed in the appendix of ref. <ref type="bibr">[21]</ref>. It shows that a homogeneous negative mode " = const is always present for &#181; 2 &gt; 0, as it should be in a tunneling instanton. There are no other negative modes for &#181; &lt; 2, but for &#181; &gt; 2 additional, dipole negative modes of the form (2.7) appear. They signal that the de Sitter instanton is no longer dominant and that the leading instanton has a domain wall structure.</p><p>We conclude that the dominant nucleation channel in models with &#181; &gt; 2 is to a domain wall universe. Possible scenarios for subsequent evolution of such a universe depend on the shape of the potential V (") away from " = 0; they have been discussed in ref. <ref type="bibr">[25]</ref>. A few characteristic examples are illustrated in figure <ref type="figure">1</ref>.</p><p>In figure <ref type="figure">1</ref>(a) the potential is a double well with a maximum at " = 0 sandwiched between two symmetric de Sitter minima. Then at late times we have an approximately spherical expanding de Sitter universe with a domain wall on its equator. An important point is that domain walls of a fixed physical thickness exist in de Sitter space only for &#181; &gt; 2 <ref type="bibr">[26,</ref><ref type="bibr">27]</ref>. In the opposite case, wall-like configurations like eq. (2.7) are smeared by the 2 This is similar to Coleman-de Luccia instanton <ref type="bibr">[22]</ref> describing bubble nucleation in false vacuum. This instanton solution is dominant when it exists, but it disappears and is replaced by the Hawking-Moss instanton <ref type="bibr">[23]</ref> when the tunneling barrier becomes su ciently flat near the top <ref type="bibr">[24]</ref>.  expansion of the universe, evolving towards a homogeneous " = 0 solution. In figure <ref type="figure">1(b</ref>) the minima of the potential are at V = 0. The universe then evolves to an inflating domain wall solution with two asymptotically Minkowski regions bounded by an expanding domain wall <ref type="bibr">[28]</ref>. More precisely, the regions on the two sides of the wall have the geometry of open (k = &#8800;1) FRW universes. The minima of V (") do not have to be symmetric; an example is shown in figure <ref type="figure">1(c</ref>). Once again, the wall separates two regions containing open FRW universes evolving with " &gt; 0 and " &lt; 0 branches of the potential. With a suitable choice of parameters, the potential can have a flat portion which can lead to a long inflationary period; an example is discussed in <ref type="bibr">[25]</ref>. The potential minimum at " &lt; 0 in figure <ref type="figure">1(c</ref>) is at V &lt; 0.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>As a result the FRW universe on that side of the wall develops a big crunch singularity <ref type="bibr">[29]</ref>. We finally briefly discuss multi-field models where the potential can be approximated near its maxima as</p><p>(2.12)</p><p>Instanton solutions for such models in the de Sitter background have been discussed in <ref type="bibr">[21]</ref> assuming that the potential has an O(N ) symmetry, so that all mass parameters m 2 i are equal to one another. For N = 2 the de Sitter instanton dominates if m i &lt; 2H. Otherwise, the dominant nucleation channel is to a 'global string universe', having a global string wrapped around its equator. Similarly, for N = 3 with m i &gt; 2H, the dominant tunneling is to a 'global monopole universe', having a global monopole and anti-monopole at its opposite poles. For models with lower symmetry the nucleated universe would have a more complicated defect structure. For example, in an N = 2 model with Z 2 &#9674; Z 2 symmetry we would have m 1 " = m 2 and the global string would be attached to four walls.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>3 Quantum state of the universe</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.1">General formalism</head><p>We shall first review the standard minisuperspace analysis of the tunneling wave function. It was originally performed in the slow-roll regime &#181; &#960; 1 (e.g., <ref type="bibr">[30,</ref><ref type="bibr">31]</ref>). Here we will extend this analysis, but we will keep &#181; 2 " 2 &#960; 1, so that the expansion about the maximum of the potential is justified.</p><p>The metric is assumed to be homogeneous, isotropic and compact:</p><p>where a(&#247;) is the scale factor, &#247; is the conformal time and d 3 is the metric on a unit 3-sphere. We expand our field " in spherical harmonics Q:</p><p>where (2fi 2 ) 1/2 is a normalization factor and n, l, m are harmonic numbers on a 3-sphere.</p><p>For further convenience we will denote all harmonic numbers as n.</p><p>The Wheeler-DeWitt (WDW) equation for the model is obtained through the quantization of the Hamiltonian constraint. In this case it recasts to</p><p>where we have neglected the factor ordering ambiguity and</p><p>where n oe {1, 2, 3, . . .}. The next step is to solve the WDW equation. We will treat the scalar field modes " n as small perturbations. Then a solution to (3.3) can be obtained with the ansantz , we have</p><p>The solution to (3.8) is straightforward and given by</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>where S &#177; 0 (a) correspond respectively to the decreasing and growing branches in the underbarrier region Ha &lt; 1. In the classically allowed region Ha &gt; 1 they are the contracting and expanding branches.</p><p>We now turn our attention to (3.9). We make a change of variables</p><p>where &#8226; is the Euclidean conformal time related to &#247; through &#247; = i&#8226; and</p><p>With this change (3.9) becomes</p><p>This is a Riccati equation and can be linearized via the transformation</p><p>The resulting ODE recasts to</p><p>where we substituted the explicit form of &#202; n .</p><p>The solutions to the above can be expressed in terms of the associated Legendre functions:</p><p>where</p><p>and A n , B n are constant coe cients. The functions &#8249; n correspond to the mode functions of a tachyonic field " of mass im in the de-Sitter background geometry. Selecting the integration constants in <ref type="bibr">(3.16</ref>) is equivalent to selecting the quantum state of the scalar field ".</p><p>The tunneling boundary conditions yield a total of three branches: growing and decaying under the barrier and expanding in the allowed region. The under the barrier components + and &#8800; are to be evaluated for &#8226; &lt; 0 and &#8226; &gt; 0 respectively. The expanding branch in the Lorentzian region can be found by analytically continuing &#8800; to imaginary conformal time &#247; = i&#8226; . The coe cients multiplying the exponentials in eq. (3.7) can then be determined by matching at the turning point &#8226; = &#247; = 0 <ref type="bibr">[30]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.2">Regularity conditions</head><p>In order to specify the tunneling wave function we will need to determine the arbitrary coe cients A n , B n in eq. <ref type="bibr">(3.16)</ref>. This can be done by requiring that the wave functions for the mode amplitudes " n in (3.7) for all three branches are Gaussian rather than inverse Gaussian:</p><p>Here, R + n and R &#8800; n are for the decaying and growing branches respectively and R n is for the expanding branch. (Note that R &#177; n are real.) Following earlier literature, we will call eq. (3.18) the regularity condition. It ensures that the wave function is peaked at " n = 0, so that field fluctuations are suppressed.</p><p>We begin by examining the behavior of the growing branch well inside the Euclidean region, Ha &#960; 1. 3 In the limit &#8226; ae +OE the mode functions &#8249; n behave as 4</p><p>where we have absorbed numerical factors in &#195;n and Bn . For B n " = 0, the dominant term is the second one, so that &#8249; n &#195; e (n+1)&#8226; . This would give</p><p>The regularity condition can be satisfied if we set B n = 0; then</p><p>This suggests that we set</p><p>We next check regularity at the turning point (a = H &#8800;1 , &#8226; = 0). Continuity of the wave function at this point requires that lim</p><p>The Legendre functions and their derivatives are continuous at the origin. This implies that the constants A n and B n ought to be identical and the values of R n (&#8226; = 0) should be the same for all three branches. It is shown in ref. <ref type="bibr">[32]</ref> that with the mode functions <ref type="bibr">(3.22)</ref> the regularity condition at the turning point is satisfied for all inhomogeneous modes (n &gt; 1) with &#181; &lt; 2. Furthermore, it is shown in ref. <ref type="bibr">[33]</ref> that the regularity condition is satisfied in the entire classically allowed range Ha &gt; 1 if it is satisfied at the turning point. However, the homogeneous mode n = 1 has R 1 (a = H &#8800;1 ) &lt; 0 for all &#181; 2 &gt; 0. At smaller values of a it also develops a singularity on the dominant branch: R + 1 (a ae a 1 ) ae &#8800;OE at some point a 1 in the range 0 &lt; a 1 &lt; H &#8800;1 . This mode therefore requires a special treatment.</p><p>To find the mode function suitable for the homogeneous mode, we shall use the results of refs. <ref type="bibr">[7,</ref><ref type="bibr">31]</ref> for slow-roll potentials as a guide. They suggest that in the regime Ha &#960; 1 and &#181;" 1 &#960; 1, the relevant part of the decaying branch should behave as</p><p>3</p><p>Here we follow the analysis in ref. <ref type="bibr">[32]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>4</head><p>This expansion along with additional properties of Legendre functions which will be used throughout the paper can be found in DLMF or obtained with Mathematica. where we kept the leading terms in a and " 1 . Comparing this with (3.7) we have</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>where the second expression is valid for &#181; &#960; 1.</p><p>On the other hand, the homogeneous mode function at &#8226; ae &#8800;OE (or Ha &#960; 1) will generally behave as</p><p>where we defined</p><p>For C 1 " = 0 this gives</p><p>which disagrees with <ref type="bibr">(3.25</ref>). An agreement is achieved only if we set</p><p>so that C 1 = 0. The value of R + 1 (0) for the above choice of the homogeneous mode is plotted as a function of &#181; in figure <ref type="figure">2</ref>. We see that regularity is satisfied for &#181; &lt; 2 and violated in some range above &#181; = 2. This violation of regularity first occurs precisely at &#181; = 2, when the de Sitter instanton becomes subdominant. At still larger values of &#181;, R + 1 (0) becomes positive in some subregions. However, inhomogeneous modes with n &gt; 1 follow regularity patterns that interfere with the pockets of regularity of the homogeneous mode. This becomes clear from figure <ref type="figure">3</ref> where we plot R n (0) for a number of leading inhomogeneous modes. When the mode n = 1 becomes regular at &#181; &gt; 2, higher order modes violate regularity.</p><p>So far we have only verified the regularity condition at a ae 0 and a &#216; H &#8800;1 . By sampling di erent values of &#181; numerically, we convinced ourselves that regularity holds at &#181; &lt; 2 on JCAP04(2023)034 both growing and decaying branches in the entire classically forbidden range 0 AE a AE H &#8800;1 . There are however two exceptions to this rule.</p><p>The first exception is the homogeneous mode n = 1 on the growing branch, which has R &#8800; 1 (a) &lt; 0 in a range of a adjacent to a = 0 for all &#181; 2 &gt; 0. The other exception is the dipole mode n = 2, which violates regularity on the decaying branch for 1.9 . &#181; &lt; 2. These regularity violations are discussed in appendix A, where we argue that they are not necessarily dangerous.</p><p>Overall, our analysis suggests the following choice of the mode functions:</p><p>We note that inhomogeneous modes follow the usual Bunch-Davies prescription, the only di erence being that we are now dealing with a tachyonic field. As a result the modes with n &gt; 1 will be regular even if we analytically continue to a field with a positive mass (&#181; 2 &lt; 0). The same does not hold for the homogeneous mode which would yield</p><p>This is a clear characteristic of the tunneling wave function, for which the probability density is maximized at the maxima and minimized at the minima of the scalar potential. <ref type="foot">5</ref>On the other hand, the appropriate choice for the Hartle-Hawking state is to select the Bunch-Davies modes <ref type="bibr">(3.22</ref>) for all n. This gives a regular wave function for &#181; 2 &lt; 0 -that is,</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>for an ordinary (non-tachyonic) massive field. Note that the di erence between the tunneling and Hartle-Hawking approaches is limited only to the behavior of the homogeneous mode, and thus they predict the same quantum state for scalar field perturbations.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4">Condition for eternal inflation</head><p>Suppose now that the universe nucleates with " near the top of the potential, where V (") is well approximated by eq. ( <ref type="formula">2</ref>.2) with &#181; &lt; 2, and has initial geometry close to de Sitter. We want to determine the conditions under which the universe will then undergo stochastic eternal inflation.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.1">From Fokker-Planck equation</head><p>We shall first review the case of a small mass, &#181; &#960; 1, which has been extensively studied in the literature. The scalar field dynamics in this case is accurately described by the Fokker-Planck equation <ref type="bibr">[11]</ref> &#710;fl &#710;t =</p><p>The field " here should be understood as its average over a horizon volume &#8805; H &#8800;3 , and the quantity fl(", t)d" has the meaning of the probability for " to be in the range [", " + d"] at time t. The first term on the right-hand side of (4.1) accounts for quantum di usion of the field and the second term for the classical drift due to the potential. Comparing the two terms and using V (") from eq. ( <ref type="formula">2</ref>.2) and 'naive' estimates like &#710;V /&#710;" &#8805; V /", we find that quantum fluctuations dominate at</p><p>The eternally inflating region (EIR) of spacetime can be defined as the region where " is in this range. We note that for such values of "</p><p>where the last inequality assumes that the potential energy density at the top of the potential is small compared to Planck density. It follows from eq. ( <ref type="formula">4</ref>.3) that the geometry of EIR is well approximated by de Sitter space of energy density V 0 . Outside of EIR scalar field dynamics is nearly classical, so " rolls down from the top of the potential and the geometry significantly deviates from de Sitter. However, this exterior region can a ect the geometry of EIR only within a small distance &#8805; H &#8800;1 from its boundary. The 3-volume of EIR at a late time t can be estimated as</p><p>where &#376; &#8747; 1, V 0 = 2fi 2 H &#8800;3 is the initial volume at nucleation and exp(3Ht) is the volume expansion factor of inflating regions. The parameter &#376; depends on our definition of EIR; its precise value is not important for our discussion here, while the condition &#376; &#8747; 1 ensures that the integration range in (4.4) covers the region where quantum fluctuations of " are non-negligible.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>With initial condition fl(", 0) = "("), the solution of the Fokker-Planck equation is given by a Gaussian distribution</p><p>In the limit of large t it approaches a "-independent form</p><p>and eq. ( <ref type="formula">4</ref>.4) gives</p><p>where</p><p>It was shown in ref. <ref type="bibr">[12]</ref> that the eternally inflating region in this case is a self-similar fractal of fractal dimension d.</p><p>The solution (4.5), (4.6) was used by Rudelius <ref type="bibr">[17]</ref> to determine the condition for eternal inflation (see also references in <ref type="bibr">[17]</ref> for earlier attempts in this direction). Requiring that the inflating volume grows with time, he found from eq. (4.8) the condition &#181; &lt; 3. We note however that the Fokker-Planck equation on which the above solution is based is applicable only for slowly varying potentials satisfying the conditions (1.2), which in our case correspond to &#181; &#960; 1. Here we need to explore the regime of &#181; &#8805; 1, so we cannot rely on the Fokker-Planck approximation.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.2">From quantum cosmology</head><p>Our approach will be based on quantum cosmology. The wave function of the universe in the classically allowed region Ha &gt; 1 is given by eq. (3.7)</p><p>with</p><p>where a(&#247;) = &#8800;1/H&#247; and the mode functions &#8249; n (&#247;) are obtained by analytic continuation &#8226; ae i&#247; from eq. <ref type="bibr">(3.16)</ref>. In this section it will be more convenient to use the proper time t = &#8800;H &#8800;1 ln(&#8800;H&#247;) instead of the conformal time &#247;. The mode amplitudes " n behave as independent Gaussian variables; hence the probability distribution for " n can be written as</p><p>where</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>From eq. (4.10) it is clear that the variances &#8225; n (t) are given by &#8225;</p><p>The mode variances &#8225; n are calculated in appendix B. The total field ", comprising all the modes, depends linearly on the mode amplitudes; hence its probability distribution is also Gaussian:</p><p>where</p><p>and n 2 is the mode degeneracy factor. As it stands, the sum in eq. (4. <ref type="formula">16</ref>) is divergent at large n. This is not surprising: quantum fluctuations of " on scale l grow as l is decreased, so a calculation of the expectation value of " 2 at a point always gives a divergent result. This divergence can be regulated by smoothing the field operator "(x, t) over horizon-size regions (l &#8805; H &#8800;1 ). We can do this using a Gaussian window function, or more conveniently by cutting o the summation over n in (4.16) at some n &#250; &#8805; e Ht .</p><p>The probability distribution for a smoothed field is still given by the Gaussian distribution <ref type="bibr">(4.15)</ref>. To analyze the regime of eternal inflation, we will be interested in this distribution in the limit of t ae OE. We found in appendix B that in this limit the time dependence of &#8225; n is the same for all n:</p><p>where</p><p>as before. Hence</p><p>The dimensionless constant C is estimated in appendix B:</p><p>In principle, C should depend on the cuto n &#250; . However, we show in appendix B that large-n terms in eq. (4.16) make a negligible contribution to the series, making C e ectively independent of n &#250; . This indicates that &#8225; 2 is not sensitive to the size of the smoothing region. We note that C is divergent at " = 1 (&#181; = 2) when the modes become unstable. Another divergence is observed in the massless limit " ae 0 (&#181; ae 0) which corresponds to the infrared singularity in de-Sitter space (see <ref type="bibr">[35]</ref><ref type="bibr">[36]</ref><ref type="bibr">[37]</ref>).</p><p>We can now estimate the volume of EIR in the same way as we did in the preceding subsection:</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>The result depends on the definition of EIR (parameter &#376;), but the fractal dimension d of the inflating region depends only on the time dependence of the inflating volume:</p><p>V EIR &#195; e (3&#8800;")Ht &#169; e dHt . <ref type="bibr">(4.22)</ref> This gives</p><p>It follows that for &#181; &lt; 2 we have stochastic inflation with fractal dimension d &gt; 2. As &#181; approaches 2 from below, the fractal dimension approaches that of a domain wall, d = 2.</p><p>And as we discussed in section 2, for &#181; &gt; 2 the dominant instanton describes nucleation of a domain wall universe. We derived the fractal dimension (4.23) assuming that the universe originated by quantum nucleation from nothing. This result, however, is more general; it is not sensitive to the assumption about the initial state. For example, Guth and Pi <ref type="bibr">[38]</ref> calculated the scalar field variance in de Sitter space with flat spatial sections assuming a thermal initial state. They found the same asymptotic time dependence of &#200;" 2 &#205; as in <ref type="bibr">(4.19)</ref>, and this would give the same fractal dimension of EIR as in <ref type="bibr">(4.23)</ref>. 6 This conclusion would formally also apply for &#181; &gt; 2, suggesting d &lt; 2. However, in this case de Sitter space admits stable domain wall solutions, so fluctuations of the field " are unstable with respect to formation of domain walls. These are nonlinear structures; they inflate along the wall surfaces and keep a fixed thickness in the transverse direction. Thus a description in terms of stochastic inflation is appropriate only for &#181; &lt; 2.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5">Conclusions</head><p>In this paper we studied quantum cosmology and eternal inflation in the regime where the slow-roll conditions are violated. Our approach was based on the wave function of the universe with tunneling boundary conditions. We considered a model of a closed universe with a scalar field ", focusing on the range of " near the top of its potential, where the potential can be approximated as V (") &#165; 3H 2 &#8800; (1/2)m 2 " 2 . We were mostly interested in the regime m &amp; H. Our analysis shows that the physics of both nucleation of the universe and eternal inflation undergo a sharp transition at the critical value of m = 2H.</p><p>We first used the instanton method in section 2 to study nucleation of the universe from nothing. For small values of the steepness parameter &#181; = m/H we find that the dominant nucleation channel is to a spherical de Sitter universe with the scalar field at the top of the potential, " = 0. As the value of &#181; increases and reaches the threshold &#181; = 2, another possible nucleation channel appears -to an inhomogeneous domain wall universe having a domain wall wrapped around its equator. This channel, when it exists, always dominates the nucleation probability. These conclusions are largely based on the work <ref type="bibr">[21]</ref> in the context of domain wall nucleation in de Sitter space (which is described by the same instanton as nucleation of a domain wall universe). This earlier work, however, did not make a connection to quantum cosmology. The subsequent evolution of a domain wall universe depends on the nature of the vacua separated by the wall (which are generally di erent). We discussed 6</p><p>We note that &#181; &lt; 2 was also suggested as the condition for topological inflation in which inflation takes place inside the cores of domain walls <ref type="bibr">[39,</ref><ref type="bibr">40]</ref>. For numerical simulations of the fractal structure of such models see <ref type="bibr">[41]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head><p>possible scenarios for the cases of (A)dS and Minkowski vacua, following earlier discussion in ref. <ref type="bibr">[25]</ref>.</p><p>The quantum state of a nucleated spherical universe is discussed in section 3, where we extend earlier treatments which assumed a slow-roll potential. To this end, we expand the field in spherical harmonics and solve the Wheeler-DeWitt equation for the wave function of the universe (a, " n ) with tunneling boundary conditions. The tunneling prescription instructs us to impose the regularity condition, ensuring that | | decreases as the mode amplitudes " n are increased. We find a regular quantum state for &#181; &lt; 2, while for larger values of &#181; such states do not exist. These results are consistent with the instanton approach.</p><p>A caveat the above analysis is the behavior of the dipole mode which violates regularity in the narrow range 2 &gt; &#181; &amp; 1.9. This feature is discussed in appendix A, where we argue that it is not necessarily problematic. We note that the origin of this behavior remains enigmatic for us and it should, perhaps, be further investigated.</p><p>Eternal inflation in the nucleated universe is discussed in section 4. The standard treatment using the Fokker-Planck equation is not applicable beyond the slow-roll regime. Our approach here is based on quantum cosmology and does not su er from this limitation. The wave function of the universe provides Gaussian probability distributions for individual modes " n . We use this to find the distribution for the total field " (comprising all the modes) smoothed over horizon regions, and then use it in turn to estimate the volume of the eternally inflating region (EIR). We find that for &#181; &lt; 2 this volume grows exponentially with time, indicating that eternal inflation does occur in this range of &#181;. The rate of volume growth is related to the fractal dimension d of EIR, and we find that d &gt; 2 and that d ae 2 from above as &#181; ae 2 from below. For &#181; &gt; 2 stable domain wall solutions exist in de Sitter space, and fluctuations of the field " are unstable with respect to formation of walls. A description in terms of stochastic inflation is not appropriate in this regime.</p><p>As a final remark, we comment on the status of inflation in relation to swampland conjectures. Inflationary cosmology has impressive observational support and at this time there seem to be no viable alternatives. It seems reasonable therefore to assume that the swampland criteria, whatever their final form will be, must be consistent with slow-roll inflation. It is possible for example that the constants c, c &#213; in eq. (1.3) have somewhat smaller values, e.g., &#8805; 0.1 &#8800; 0.01 <ref type="bibr">[42]</ref>. This would be compatible with slow-roll inflation, even though the possible form of the inflaton potential would be strongly restricted. Depending on the values of c and c, quantum random walk of the inflaton field and the associated eternal inflation may or may not be excluded <ref type="bibr">[43]</ref><ref type="bibr">[44]</ref><ref type="bibr">[45]</ref>. Some authors have even suggested that regardless of the validity of any specific form of the swampland conjecture, eternal inflation may be forbidden by some fundamental principle <ref type="bibr">[17,</ref><ref type="bibr">46,</ref><ref type="bibr">47]</ref>. As stated in the introduction we take an agnostic approach towards these views. However, let's assume for a moment that stochastic eternal inflation is forbidden. The most probable scenario is then a domain wall universe whose walls will inflate indefinitely spawning new inflationary regions <ref type="bibr">[25]</ref>. It would be interesting to explore the issues related to anthropic selection and to the measure problem in this new kind of multiverse.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>JCAP04(2023)034</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B Field variance</head><p>In this section we will calculate the individual variances for each mode and the total variance of the field by determining the values of Re(R n (a)). We will first consider the inhomogeneous modes n &gt; 1. An explicit calculation yields:</p><p>where the functions h i , i = 1, 2, 3 are given respectively by:</p><p>where we factored out O(1) terms independent of n and a.</p><p>For n &#8747; 1 we can use the asymptotics of Gamma functions to find Since " &gt; 0, successive terms in the sum of eq. (4.16) decrease faster than n &#8800;1 , and thus the sum is not sensitive to the cuto n &#250; . For n &#8805; n &#250; , we have h 1 &#8805; h 2 &#8805; h 3 , but this does not change the estimate (B.7) by order of magnitude. In any case, the estimate of &#8225; n at large n is unimportant, since the large-n terms give a negligible contribution to the sum. Including now O(1) factors, we find &#8225; 2 n = fi (" + 2 + n)</p><p>where the absolute value is necessary to include the homogeneous mode n = 1. To a good approximation we can extend the summation in eq. (4.16) to n ae OE. This gives &#8225; 2 &#165; CH 2 (Ha) 2" , (B.9) where C = 2 1+2" sin("fi) </p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" n="5" xml:id="foot_0"><p>Note that this conclusion di ers from that in ref.<ref type="bibr">[34]</ref> which discussed a free massive scalar field (&#181; 2 &lt; 0) model using the Bunch-Davies mode function for the homogeneous mode. This mode function is regular for a non-tachyonic field discussed in that paper, but would exhibit pathological behavior in more general models that would include tachyonic fields at the maxima of the potential.</p></note>
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