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			<titleStmt><title level='a'>Creation of Neuronal Ensembles and Cell-Specific Homeostatic Plasticity through Chronic Sparse Optogenetic Stimulation</title></titleStmt>
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				<publisher>Journal of Neuroscience</publisher>
				<date>01/04/2023</date>
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				<bibl> 
					<idno type="par_id">10472044</idno>
					<idno type="doi">10.1523/JNEUROSCI.1104-22.2022</idno>
					<title level='j'>The Journal of Neuroscience</title>
<idno>0270-6474</idno>
<biblScope unit="volume">43</biblScope>
<biblScope unit="issue">1</biblScope>					

					<author>Benjamin Liu</author><author>Michael J. Seay</author><author>Dean V. Buonomano</author>
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			<abstract><ab><![CDATA[<p>Cortical computations emerge from the dynamics of neurons embedded in complex cortical circuits. Within these circuits, neuronal ensembles, which represent subnetworks with shared functional connectivity, emerge in an experience-dependent manner. Here we induced ensembles in<italic>ex vivo</italic>cortical circuits from mice of either sex by differentially activating subpopulations through chronic optogenetic stimulation. We observed a decrease in voltage correlation, and importantly a synaptic decoupling between the stimulated and nonstimulated populations. We also observed a decrease in firing rate during Up-states in the stimulated population. These ensemble-specific changes were accompanied by decreases in intrinsic excitability in the stimulated population, and a decrease in connectivity between stimulated and nonstimulated pyramidal neurons. By incorporating the empirically observed changes in intrinsic excitability and connectivity into a spiking neural network model, we were able to demonstrate that changes in both intrinsic excitability and connectivity accounted for the decreased firing rate, but only changes in connectivity accounted for the observed decorrelation. Our findings help ascertain the mechanisms underlying the ability of chronic patterned stimulation to create ensembles within cortical circuits and, importantly, show that while Up-states are a global network-wide phenomenon, functionally distinct ensembles can preserve their identity during Up-states through differential firing rates and correlations.</p> <p><bold>SIGNIFICANCE STATEMENT</bold>The connectivity and activity patterns of local cortical circuits are shaped by experience. This experience-dependent reorganization of cortical circuits is driven by complex interactions between different local learning rules, external input, and reciprocal feedback between many distinct brain areas. Here we used an<italic>ex vivo</italic>approach to demonstrate how simple forms of chronic external stimulation can shape local cortical circuits in terms of their correlated activity and functional connectivity. The absence of feedback between different brain areas and full control of external input allowed for a tractable system to study the underlying mechanisms and development of a computational model. Results show that differential stimulation of subpopulations of neurons significantly reshapes cortical circuits and forms subnetworks referred to as neuronal ensembles.</p>]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>INTRODUCTION</head><p>Cortical computations rely on the neural dynamics that emerge from local cortical microcircuits <ref type="bibr">(Douglas et al., 1995;</ref><ref type="bibr">Yuste, 2015;</ref><ref type="bibr">Barack and Krakauer, 2021)</ref>. While it is not known how the appropriate connectivity between the tens of thousands of neurons within local circuits emerges through development, it is known that experience and patterned activity shape cortical circuits into functional neuronal ensembles <ref type="bibr">(Hebb, 1949;</ref><ref type="bibr">Gerstein et al., 1989;</ref><ref type="bibr">Buzs&#225;ki, 2010;</ref><ref type="bibr">Carrillo-Reid and Yuste, 2020)</ref>.</p><p>Neuronal ensembles are often defined as subgroups of coactive and interconnected neurons that underlie numerous neural computations, from encoding memories to guiding behavior <ref type="bibr">(Cossart et al., 2003;</ref><ref type="bibr">Stringer et al., 2019;</ref><ref type="bibr">Perez-Ortega et al., 2021)</ref>. It has been shown that patterned stimulation of subpopulations of neurons alters the functional connectivity of local microcircuits and leads to the formation of neuronal ensembles <ref type="bibr">(Johansen et al., 2010;</ref><ref type="bibr">Carrillo-Reid et al., 2016;</ref><ref type="bibr">Kim et al., 2016;</ref><ref type="bibr">Mendez et al., 2018;</ref><ref type="bibr">Sadeh and Clopath, 2021)</ref>.</p><p>Neuronal ensembles are often identified based on high degrees of correlated activity between neurons within an ensemble, and decorrelated activity between ensembles. This neural signature, however, appears to be at odds with other dynamic regimes which are characterized by network-wide or global patterns of activity. The best-studied example of such global activity regimes is Up-states, in which highly correlated transitions from a quiescent state to a depolarized state occur simultaneously in all neurons within a local microcircuit <ref type="bibr">(Sanchez-Vives and McCormick, 2000;</ref><ref type="bibr">Neske et al., 2015;</ref><ref type="bibr">Bartram et al., 2017)</ref>. Up-states seem to comprise a fundamental and intrinsic cortical dynamic regime because they are observed during anesthesia, slow-wave sleep, quiet wakefulness <ref type="bibr">(Steriade et al., 1993;</ref><ref type="bibr">Timofeev et al., 2000;</ref><ref type="bibr">Beltramo et al., 2013;</ref><ref type="bibr">Hrom&#225;dka et al., 2013)</ref>, as well as in acute slices <ref type="bibr">(Sanchez-Vives and McCormick, 2000;</ref><ref type="bibr">Shu et al., 2003;</ref><ref type="bibr">Fanselow and Connors, 2010;</ref><ref type="bibr">Sippy and Yuste, 2013;</ref><ref type="bibr">Xu et al., 2013;</ref><ref type="bibr">Sadovsky and MacLean, 2014;</ref><ref type="bibr">Neske et al., 2015;</ref><ref type="bibr">Bartram et al., 2017)</ref>. Indeed, Up-states even emerge over the course of ex vivo development <ref type="bibr">(Plenz and Kitai, 1998;</ref><ref type="bibr">Seamans et al., 2003;</ref><ref type="bibr">Johnson and Buonomano, 2007;</ref><ref type="bibr">Kroener et al., 2009;</ref><ref type="bibr">Motanis and Buonomano, 2020)</ref>. While Up-states have been reported to have some spatiotemporal structure <ref type="bibr">(MacLean et al., 2005;</ref><ref type="bibr">Sadovsky and MacLean, 2014;</ref><ref type="bibr">Motanis and Buonomano, 2020)</ref>, a defining property of Up-states is that they are characterized by a global shift in activity, in which virtually all excitatory and inhibitory neurons become depolarized and increase their firing rate simultaneously. The global nature of Up-states poses a paradox regarding how distinct functional connections within ensembles of neurons are maintained and whether the identity of the ensembles can be preserved during Up-states. Here we examined both the ability for patterned stimulation to shape local microcircuits and induce ensembles, as well as whether the induced ensemble identities are preserved during network-wide Up-states.</p><p>Our approach was to chronically optogenetically stimulate sparse populations of pyramidal neurons and record spontaneous Up-states. The use of ex vivo cortical cultures allowed us to preserve the defining microcircuitry of local cortical networks while unambiguously ascertaining that the observed dynamics emerge locally within the circuit being studied-i.e., in the absence of influences from downor up-stream circuits. This approach also allowed us to develop a spike-based computational model of network dynamics that captures the "stand-alone" results of an isolated cortical circuit.</p><p>We first show that, consistent with previous results, chronic global stimulation induces a dramatic homeostatic decrease in Up-state frequency <ref type="bibr">(Motanis and Buonomano, 2015)</ref>. In contrast, the same amount of optical stimulation to a sparse subpopulation of neurons did not abolish spontaneous Upstates, but induced intrinsic homeostatic plasticity of the optogenetically stimulated neurons. Critically, these units formed a local ensemble, and during Up-states the identity of this ensemble was preserved through differences in firing rate and pairwise correlations. Mechanistically, these alterations were associated with subpopulation specific changes in connectivity and intrinsic excitability. When incorporated into a spiking neural network model, these mechanistic changes were able to account for the differential ensemble activity during simulated Up-states.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>METHODS</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Organotypic Cultures</head><p>Cortical organotypic slices were prepared and transduced as described previously <ref type="bibr">(Motanis and Buonomano, 2015;</ref><ref type="bibr">Goel and Buonomano, 2016)</ref>. Slices were obtained from postnatal day 6-7 wildtype FVB mice. Organotypic cultures were prepared using the interface method <ref type="bibr">(Stoppini et al., 1991)</ref>. Coronal slices (400 &#181;m thickness) containing primary somatosensory and auditory cortex were sliced using a vibratome (Leica VT1200) and bisected before being placed on filters (Millipore) with 1 mL of culture media. Culture media was changed at 1 and 24 hours after cutting and every 2-3 days thereafter. Cutting media consisted of MEM (Corning 15-010-CV) plus (final concentration in mM): <ref type="bibr">MgCl2,</ref><ref type="bibr">3;</ref><ref type="bibr">glucose,</ref><ref type="bibr">10;</ref><ref type="bibr">HEPES,</ref><ref type="bibr">25;</ref><ref type="bibr">10</ref>. Culture media consisted of MEM (Corning 15-010-CV) plus (final concentration in mM): glutamine, 1; CaCl2, 2.6; MgSO4, 2.6; glucose, 30; HEPES, 30; ascorbic acid, 0.5; 20% horse serum, 10 units/L penicillin, and 10 &#956;g/L streptomycin. Slices were incubated in 5% CO2 at 35&#176;C.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Viral Transduction</head><p>For the dense transduction optogenetic experiments, slices were transduced with AAV9-CamKIIa-hChR2(H134R)-mCherry [1x10 13 ], whereas for the sparse experiments, slices were transduced with diluted AAV9-CamKIIa-Cre [1x10 9 ] and non-diluted AAV9-DIO-ChR2-mCherry [5x10 12 ]. Each slice received a total of 1 uL of viral solution gently delivered via a sterilized pipette above the cortex. All viral transductions were performed at day-in-vitro (DIV) 7 and recordings were performed between DIV 21 -30 to allow sufficient time for viral expression.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Chronic optogenetic stimulation.</head><p>To reduce variability, experiments relied on "sister" slices, i.e. experimental groups were derived from the same batch of animals (littermates), maintained with the same culture medium and serum, placed in the same incubator, and virally transduced in the same session. For the fully transduced slices, both stimulated and unstimulated sister slices were simultaneously placed into the stimulation incubator to ensure identical culture environments and experimental conditions. The optical stimulation protocol consisted of 50 ms pulses of blue light (465 nm) delivered every 5 seconds for either 24-or 48-hours.</p><p>The sparsely transduced slices underwent an identical stimulation protocol for 48-hours.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Electrophysiology</head><p>Culture filters were transferred to the recording rig and perfused with oxygenated ACSF composed of (mM): 125 NaCl, 5 KCl, 2.5 MgSO4, 25 NaHCO3, 1 NaH2PO4, 25 glucose, 2.5 CaCl2 (ACSF was formulated to match the standard culture media). Temperature was maintained at 32-33&#61616;C and perfused at 5 mL/min. Whole-cell solution was be composed of (mM): 100 K-gluconate, 20 KCl, 4 ATP-Mg, 10 phosphocreatine, 0.3 GTP, 10 HEPES (adjusted to pH 7.3 and 300 mOsm). For the dense transduction experiments, whole-cell current-clamp recordings were performed on pyramidal neurons in both stimulated and non-stimulated slices. For the sparse transfection experiments, simultaneous whole-cell current-clamp recordings were performed on one ChR -and one ChR + pyramidal neuron or two ChR - neurons. In both paradigms, transduced cells were identified by the presence of mCherry expression and additionally confirmed by the presence of a direct light-evoked response.</p><p>Intrinsic excitability was measured as the number of action potentials evoked during a 250 ms current step at intensities of (0.05, 0.1, 0.15, 0.2, 0.25, 0.3 nA). For each neuron, a minimum of 5 minutes of spontaneous activity was recorded. Connectivity between stimulated and non-stimulated pyramidal neurons was assessed through simultaneous current clamp recordings where alternating trains of current were applied to each cell. A connection was considered to exist if the average excitatory post-synaptic potential (EPSP) amplitude was at least 3 times the baseline standard deviation.</p><p>In the sparse transduction experiments, we fit the mean spike frequency x intensity (F-I) curve to a threshold-linear activation function.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Up-state Quantification/Analysis</head><p>A minimum of 5 min of spontaneous activity was recorded for each neuron. Recordings were sampled at 10 kHz. Spontaneous network events and Up-states were quantified based on previously defined criteria <ref type="bibr">(Johnson &amp; Buonomano, 2007;</ref><ref type="bibr">Goel &amp; Buonomano, 2013)</ref>. The first criterion for Up-states was voltage deflections of 5 mV above the resting membrane potential. However, during network events, the membrane potential would often make multiple crossings above and below the 5 mV threshold before returning to the resting potential. Thus we defined Up-states as events that remained above threshold for at least 500 ms, allowing for drops below threshold that lasted less than 100 ms. We also calculated the standard deviation of the voltage during spontaneous activity (vSTD) to provide an assumptionindependent measure of overall spontaneous activity.</p><p>Up-state pairwise correlations were calculated with median-filtered traces (25 ms window) to remove the spikes during Up-states. For each Up-state the median-filtered voltage was taken from 50 ms after its detected onset to 50 ms before its detected offset in order to exclude the transitions between Downand Up-states. The set of resulting Up-state voltage segments (representing the same time indices in each cell's recording) were then concatenated for each cell in a paired recording, and the two concatenated voltage time series were correlated in order to yield a single correlation coefficient for each simultaneously recorded pair of cells, either (ChR -/ChR -) or (ChR + /ChR -).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Statistics</head><p>Comparisons between stimulated and unstimulated slices were performed with unpaired two-tailed ttests, comparisons that used paired recordings of ChR + and ChR -cells in the same slice were performed with paired two-tailed t-tests. To compare the F-I curve results, we used a two-way repeated measures ANOVA with factors of Cell (ChR -, ChR + ) and Intensity (0.05, 0.1, 0.15, 0.2, 0.25, 0.3 nA). Mann-Whitney tests were used to compare the experimental Up-state voltage correlations, EPSP amplitudes, and EPSP slopes because the data were not normally distributed. To compare the proportion of connected vs.</p><p>unconnected pairs of pyramidal neurons, a Chi-squared test was used. Wilcoxon Signed Rank Tests were used to compare the model units' mean pairwise Up-state voltage correlations across simulations.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Computational model</head><p>Elaborating on previous work <ref type="bibr">(Jercog et al., 2017)</ref> we modeled a network of 2000 units (1600 Ex and 400 Inh) that were sparsely connected (25%) by current-based synapses. Units in the model were leaky integrate-and-fire (IAF) neurons with an adaptation current whose membrane potential was governed by the following equations:</p><p>The noise term &#120590;&#8730;&#120591; &#119898; &#120578;(&#119905;) represents an Ornstein-Uhlenbeck process with zero mean, standard deviation &#120590; , and a time constant equal to the membrane time constant &#120591; &#119898; = &#119862; &#119898; /&#119892; &#119871; . When &#119881;(&#119905;) &#8805; &#119881; &#119905;&#8462;&#119903;&#119890;&#119904;&#8462; , the unit emitted a spike, its voltage was reset to &#119881; &#119903;&#119890;&#119904;&#119890;&#119905; , and its adaptation current &#119868; &#119860;&#119889; was incremented by &#120573;/&#120591; &#119860;&#119889; . After spiking, the unit entered an absolute refractory period &#120591; &#119903;&#119890;&#119891;&#119903;&#119886;&#119888;&#119905;&#119900;&#119903;&#119910; , during which time it could not emit spikes. In some simulations (Figure <ref type="figure">5</ref>), the unit parameters for 200 of the 1600 Ex units were modified based on empirical observations to create a subpopulation we refer to as</p><p>Ex+. Default values for unit parameters based on their type can be found in Table <ref type="table">1</ref>.</p><p>Total synaptic current &#119868; &#119904;&#119910;&#119899; (&#119905;) was summed across each unit's incoming synapses with distinct synaptic weights determined by matrices J EE , J EI , J IE , and J II . Thus, for example, the total synaptic current to the i th excitatory unit was given by:</p><p>Note that we use "post-pre" notation for the weight matrices &#119869; &#119883;&#119884; such that the weights from presynaptic population Y onto postsynaptic population X. The kinetics of synaptic currents were determined by the function &#119904; &#119904;&#119910;&#119899; (&#119909;, &#119910;, &#119905;) for each presynaptic unit y and postsynaptic unit x. When a presynaptic spike occurred in unit y at time &#119905; * , &#119904; &#119904;&#119910;&#119899; (&#119909;, &#119910;, &#119905;) was incremented by an amount described by a delayed difference of exponentials equation <ref type="bibr">(Brunel and Wang, 2003)</ref>:</p><p>where &#120591; &#119898; indicated the postsynaptic membrane time constant. Thus, the temporal envelope of a synaptic current was determined by the synaptic delay &#120591; &#119897; , the synaptic rise time &#120591; &#119903; , and the synaptic decay time &#120591; &#119889; , which differed for excitatory and inhibitory synapses (see Table <ref type="table">2</ref>). Normalization constants were chosen so that varying synaptic time constants would not affect the time integral of the synaptic current.</p><p>The synaptic delay &#120591; &#119897; was uniformly distributed between 0 and 1 ms (0 and 0.5 ms) across all excitatory (inhibitory) synapses. Default values for synaptic parameters can be found in Table <ref type="table">2</ref>. Weight matrices J EE , J EI , J IE , and J II were pre-defined to contain normally-distributed weights that were capable of supporting stable Up-states with empirically observed firing rates <ref type="bibr">(Soldado-Magraner et al., 2021)</ref>. The average value of the non-zero elements of J EE , J EI , J IE , and J II are shown in Table <ref type="table">2</ref>. Neither J EE nor J II had non-zero diagonal elements; in other words, there were no autapses (self-connections). In some simulations (Figure <ref type="figure">6</ref>), the weight matrix J EE was modified based on empirical observations. Specifically, E units were first divided into two populations (Ex-and Ex+) consisting of 1400 and 200 units respectively, and 50% of the mutual connections between the Ex-and Ex+ units were randomly deleted, which reduced the probability of connection between the Ex-and Ex+ populations from 25% to 12.5%. In order to prevent a large imbalance of excitation and inhibition from causing spurious model behavior, J EI was also modified by deleting a number of inhibitory connections equivalent to the deleted excitatory connections of that same postsynaptic population.</p><p>In order to model the stochastic process by which Up-states are initiated, we simulated 60 second trials in which external "kicks" <ref type="bibr">(DeWeese and Zador, 2006;</ref><ref type="bibr">Jercog et al., 2017)</ref> were applied to a subpopulation of 100 Ex units (these units were always Ex-units for simulations with subpopulations of Ex+ units). Table 2. Synaptic parameters.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>RESULTS</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Homeostatic regulation of Up-states following chronic optical stimulation</head><p>To confirm the effectiveness of chronic optogenetic stimulation ex vivo, we first densely expressed channelrhodopsin-2 (ChR) using AAV9-CamKIIa-ChR2-mCherry in excitatory neurons of mouse cortical organotypic slices. We stimulated the transduced slices at 0.2 Hz with 50 ms pulses of 465 nm blue light in the incubator for 24-or 48-hrs (Fig. <ref type="figure">1A</ref>). Using whole-cell patch clamp recordings we confirmed that each 50 ms pulse of light was sufficient to elicit 1-2 action potentials in ChR + pyramidal neurons, and consistent with previous results observed that optical stimulation often triggered Up-states. We quantified spontaneous Up-state activity using three measures: standard deviation of the membrane potential (STDVm), Up-state frequency, and Up-state duration (Fig. <ref type="figure">1B</ref>, see Methods). There was a significant decrease in both STDVm (Fig. <ref type="figure">1C</ref>) at 24-hrs (t70=5.6, p=&lt;10 -4 , unpaired t-test) and 48-hrs (t78=5.9, p=&lt;10 -4 ). We also observed a decrease in spontaneous Up-state frequency following both 24-hrs (t69=5.8, p=&lt;10 -4 ) and 48-hrs (t77=6.6, p=&lt;10 -4 ) of light stimulation (Fig. <ref type="figure">1D</ref>). There was no change in the observed Up-state duration (Fig. <ref type="figure">1E</ref>). These data demonstrate that chronic stimulation of excitatory neurons produced a pronounced homeostatic down-regulation of Up-states-consistent with the notion that neural circuits seek out "setpoint" levels of activity <ref type="bibr">(Turrigiano, 2008a;</ref><ref type="bibr">Turrigiano, 2012;</ref><ref type="bibr">Slomowitz et al., 2015;</ref><ref type="bibr">Hengen et al., 2016)</ref>), which in control slices are achieved through internally generated spontaneous Up-states. But in the stimulated slices, these setpoints are achieved through external inputs, resulting in the internal activity being down-regulated.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Chronic stimulation of a sparse subpopulation of pyramidal neurons generates a decorrelation of activity between stimulated and non-stimulated populations</head><p>To determine if we could induce distinct ensembles or "clustering" through differential stimulation of neurons, we next expressed ChR in a sparse population of pyramidal neurons using a Cre-dependent ChR and a diluted Cre expressing AAV (see Methods). This approach led to sparse (~10%) transduction of cortical pyramidal neurons (Fig. <ref type="figure">2A</ref>). We next used the same 48-hr chronic stimulation protocol used above. In contrast to the effect of stimulation on densely transduced circuits, robust spontaneous Upstates were present in the sparsely transduced slices.</p><p>Up-states correspond to global changes in network activity which are believed to recruit all excitatory neurons in a circuit. Thus, as expected, there was no difference in Up-state frequency between ChR + and ChR -subpopulations. Interestingly, however, there were differences in the voltage dynamics during the Up-state between the ChR + and ChR -subpopulations. First, the amplitude of Up-states was significantly reduced (t18=6.3, p=&lt;10 -4 , paired t-test) in the ChR + compared to the ChR -neurons (Fig. <ref type="figure">2B</ref>).</p><p>To control for the possibility that the amplitude differences could be driven by the changes in the intrinsic properties of ChR + and ChR -neurons (see below), such as resting membrane potential, we also compared Up-state amplitude of simultaneously recorded ChR -pairs grouped by lowest and highest membrane potential. These analyses revealed that Up-state amplitude was not affected by baseline Vm (Fig. <ref type="figure">2B</ref>, <ref type="figure">right</ref>). The average firing rate during Up-states was also significantly lower (t13=3.1, p=0.008, paired t-test) in ChR + neurons (Fig. <ref type="figure">2C</ref>), although there was no difference in the firing rate between ChR - pairs with low and high membrane potential (t15=0.2, p=0.85). Importantly, the pairwise correlation of Upstate activity between simultaneously recorded ChR -/ChR -pairs was significantly greater (U=41, n1 = n2  <ref type="bibr">(right)</ref>. B, Spontaneous Up-state amplitude was significantly reduced in ChR + compared to ChR -pyramidal neurons. Up-state amplitude was not significantly different between simultaneously recorded ChR + pyramidal neurons grouped according to their resting membrane potential (ChR -pyramidal neurons with the lower resting membrane potential of the pair was plotted on the left). C, Spontaneous Up-state firing rate was significantly reduced in ChR + vs ChR pyramidal neurons. Up-state firing rate was not significantly different between simultaneously recorded ChR -pyramidal neurons grouped according to their resting membrane potential. D, The correlation between the Up-state voltage dynamics of ChR + and ChR -neurons was significantly less than ChR - and ChR -pairs, indicating a decorrelation between the shared inputs to the ChR + and ChR -subpopulations. = 14, p=0.008, Mann-Whitney test) than in ChR + /ChR -pairs (Fig. <ref type="figure">2D</ref>). These findings suggest that chronic patterned stimulation of a sparse population of pyramidal neurons in a cortical network led to the formation of distinct clusters or neuronal ensembles, whereby the ChR + is decoupled from ChR - subpopulation as indicated by the differences in firing rate and correlations during Up-states.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Differential input-output functions between stimulated and non-stimulated neurons</head><p>The differential activity during Up-states is somewhat surprising given that Up-states are a global network-wide phenomena. To begin to understand whether this decoupling may be accounted for by intrinsic and/or network properties we analyzed the intrinsic neuronal properties of the ChR + and ChR - subpopulations including the F-I curve, that is, the input-output function as defined by the relationship between spike frequency and injected current (Fig. <ref type="figure">3A</ref>). Consistent with previous studies of intrinsic homeostatic plasticity <ref type="bibr">(Desai et al., 1999;</ref><ref type="bibr">Karmarkar and Buonomano, 2006)</ref>, chronic stimulation of the ChR + neurons resulted in significantly different F-I curves (F1,86=20.5, p&lt;10 -4 ; Fig. <ref type="figure">3B</ref>). To quantify the source of these differences, and to incorporate the differences in intrinsic excitability in a neurocomputational model (see below) we fit the F-I curve of each neuron to a rectified linear function defined by a threshold and gain <ref type="bibr">(Romero-Sosa et al., 2021)</ref>. Results revealed that the differences in F-I curve could be accounted for by a significant increase (t109=2.8, p=0.006, paired t-test) in the threshold from &#61553;=0.10&#61617;0.06 nA in the ChR -population to &#61553;=0.13&#61617;0.04 nA in ChR + neurons (Fig. <ref type="figure">3C</ref>). There was also a trend (t109=1.8, p=0.07) for an accompanying decrease in the gain (the slope of the F-I curve) in the ChR + subpopulation. Additionally, there was a small difference in resting Vm between ChR + and ChR - cells (-65.6&#61617;5.3 and -67.5&#61617;3.2 mV, respectively; p=0.05), and input resistance (236&#61617;54 and 202&#61617;63 M&#61527;, respectively; p=0.01). Overall these results establish that there are significant changes in intrinsic excitability that could contribute to the subpopulation differences. Specifically, the intrinsic plasticity may account for the observed decrease in Up-state firing rate observed in the ChR + neurons (Fig. <ref type="figure">2C</ref>), however it is less clear if the changes in intrinsic excitability could account for the decoupling of the correlation in activity (Fig. <ref type="figure">2D</ref>).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Synaptic decoupling between stimulated and non-stimulated pyramidal neurons</head><p>To examine whether network-level changes contribute to the observed differential effects in firing rate and activity correlation we next asked if there is a synaptic decoupling between the ChR + and ChR - subpopulations. We assessed the connection probability and strength of the connections between ChR + and ChR -. Connectivity between nearby pyramidal neurons (&lt;50 um) was measured through paired whole-cell current clamp recordings. Trains of action potentials were alternatively elicited in one cell while measuring any corresponding excitatory post-synaptic potentials (EPSPs) in the other (Fig. <ref type="figure">4A</ref>). We recorded from ChR + /ChR -and ChR -/ChR -pairs. Because of the sparseness of the ChR expression it was not feasible to record from nearby ChR + /ChR + pairs-and recording from distant pairs dramatically decreased the connectivity likelihood.</p><p>Among the connected pairs both the unitary EPSP amplitudes (U=20, n1=8, n2=19, p=&lt;0.002, Mann-Whitney test) and slopes (U=24, n1=8, n2=19, p=&lt;0.004) were dramatically smaller in ChR + /ChR - compared to ChR -/ChR -pairs (Fig. <ref type="figure">4B</ref>). In addition to weaker synaptic connections between the subpopulations, there was a significant difference in connection probability (&#120594; 1,158 2 = 5.1, p=0.02, Chisquare) between pairs of ChR -/ChR -(0.24) compared with ChR + /ChR -(0.10) (Fig. <ref type="figure">4C</ref>). There was not a significant difference in the likelihood in the proportion of reciprocal connections (&#120594; 1,21 2 = 1. <ref type="bibr">1, p=0.31)</ref> between the ChR -/ChR -(4/15 pairs) and the ChR + /ChR -(3/6 pairs), nor was there any detectable asymmetry in the direction of the ChR + &#61611;ChR -connections. Together these results establish that chronic stimulation of sparsely transduced pyramidal neurons resulted in a rewiring of the local cortical circuit in the form of a synaptic decoupling between ChR + and ChR -subpopulations.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Synaptic decoupling between subpopulations accounts for the experimental observations.</head><p>In order to determine if either, or both, the empirically observed changes in intrinsic excitability and synaptic decoupling, could account for the observed changes in Up-state firing rate we next implemented an empirically informed spike-based computational model of Up-states (see Methods). Previous computational and mathematical models of Up-states and inhibition-stabilized networks have carefully characterized the constraints that must be met in order for networks to exhibit transiently stable Up-and Down-states <ref type="bibr">(Tsodyks et al., 1997;</ref><ref type="bibr">Destexhe, 2009;</ref><ref type="bibr">Ozeki et al., 2009;</ref><ref type="bibr">Jercog et al., 2017;</ref><ref type="bibr">Maes et al., 2020)</ref>. Key among these, is the appropriate balance of excitation and inhibition in both the excitatory and inhibitory populations. The model was composed of 1600 excitatory (Ex) and 400 inhibitory (Inh) integrate-and-fire units. We first established that in the baseline network, in which all Ex units had the same input-output function and a uniform connection probability, the network exhibited global transitions between a quiescent Down-state and depolarized Up-states (Fig <ref type="figure">5A</ref>). This provided the opportunity to directly model and evaluate the influence of the empirically observed cell-specific and connectivity changes to account for the observed changes in firing rates during Up-states. Our approach allowed us to independently adjust both the input-output function as well as the connection probability between populations in the spiking neural network model to approximately match the empirically observed changes following chronic optogenetic stimulation.</p><p>We first created two subpopulations of excitatory units (Ex+ and Ex-), as defined by the F-I curves of the ChR + and ChR -neurons (Fig. <ref type="figure">3</ref>), respectively. Simply adjusting the input-output function of the Ex+ population to match the empirically derived F-I curves was sufficient to account for the population-specific changes in Up-state firing rate (Fig <ref type="figure">5B-E</ref>). Specifically, we modified the intrinsic parameters of 200 (12.5%) Ex units so that they had a higher spike threshold and lower gain (Ex+) while leaving the intrinsic parameters of the remaining 1400 Ex units untouched (Ex-). We then ran ten 60-second simulations with the manipulated intrinsic parameters and shuffled the weights within each weight class for each simulation. Across simulations, the Up-state median firing rate of the Ex+ population was significantly reduced to 1.9 Hz compared to the Ex-population's median of 4.2 Hz (t9 = 100.2, p &lt; 10 -10 ). To determine whether changes in intrinsic excitability could account for the decrease in voltage correlation during Upstates between the ChR + and ChR -populations (Fig. <ref type="figure">2D</ref>), we also measured the pairwise correlation of model units' voltage during Up-states using the same methodology used to quantify the experimental data. We found that across simulations there was no significant difference in the median pairwise correlations during Up-states between or within ChR + and ChR -populations ( We next modified the model to incorporate only the empirically observed changes in connectivity, while leaving the intrinsic excitability unchanged (i.e., as in the baseline model all Ex units in this simulation have the same input-output function) (Fig. <ref type="figure">6</ref>). According to our observation that the connection probability between ChR + and ChR -neurons decreased (symmetrically) from 24% to 10% (Fig. <ref type="figure">4C</ref>), we deleted half of the connections between Ex+ (200 units) and Ex-(1400 units) populations (reciprocally), decreasing their probability of connection from 25% to 12.5%. However, due to the model's sensitivity to the balance of excitation and inhibition, we found that deleting a portion of excitatory connections without an accompanying decrease in inhibition resulted in unbalanced dynamics and implausible behavior in the model. We thus made an additional assumption that there was an excitatory/inhibitory rebalancingimplemented by decreasing the inhibitory connections onto each of the two populations (Fig. <ref type="figure">6A</ref>). Across simulations, the Up-state median firing rate of the Ex+ population was significantly reduced compared to the Ex-population (Fig. <ref type="figure">6B</ref>; t9 = 8.5, p &lt; 10 -4 ). Importantly, we also observed a marked decrease in the voltage correlation between Ex+/Ex-pairs during Up-states (Fig <ref type="figure">6C</ref>), compared to the Ex-/Ex-(n = 10, W = 55, p = 0.002) and the Ex+/Ex+ populations (n = 10, W = 55, p = 0.002).</p><p>These findings indicate that either decreases in the intrinsic excitability of the ChR + subpopulation or synaptic decoupling of the ChR + and ChR -subpopulations can account for the observed decreases in firing rate during Up-states, but only the manipulation of synaptic connectivity accounted for the decrease in Up-state voltage correlations. Our results are consistent with the hypothesis that parallel forms of plasticity cooperate in a synergistic and redundant manner to implement homeostatic adjustments and experience-dependent neuronal ensembles, and that each plasticity loci can produce distinct or shared phenotypes <ref type="bibr">(Burrone et al., 2002;</ref><ref type="bibr">Maffei and Turrigiano, 2008;</ref><ref type="bibr">Tetzlaff et al., 2011;</ref><ref type="bibr">Turrigiano, 2012;</ref><ref type="bibr">Slomowitz et al., 2015;</ref><ref type="bibr">Wefelmeyer et al., 2016;</ref><ref type="bibr">Gainey and Feldman, 2017)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>DISCUSSION</head><p>Cortical circuits must carefully balance opposing neuronal and circuit properties, including the balance of excitation and inhibition <ref type="bibr">(Froemke, 2015;</ref><ref type="bibr">Hennequin et al., 2017)</ref>, and overall levels of neuronal activity so that cells are neither under-or over-active <ref type="bibr">(Turrigiano, 2008a;</ref><ref type="bibr">Goold and Nicoll, 2010;</ref><ref type="bibr">Pozo and Goda, 2010)</ref>. Additionally, cortical circuits must balance the degree to which interconnected neurons function as independent groups or as globally co-active networks. On one hand distinct neuronal ensembles must operate independently during cortical processing, but also remain a part of a larger network during global dynamic regimes including Up-states and sleep states. Here we have begun to address this balance between local versus global dynamic regimes by showing that while chronic stimulation of subsets of neurons induces a decoupling from other neurons in the circuit, it remains the case that both populations of neurons participate in global Up-state dynamics. Critically, however, in contrast to the prevailing view in computational models of Up-states in which all neurons participate equally in Up-state dynamics <ref type="bibr">(Destexhe, 2009;</ref><ref type="bibr">Jercog et al., 2017)</ref>, we observed that functionally distinct ensembles can preserve their identity during Up-states through differential firing rates and decreased cross-ensemble correlations.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Homeostatic plasticity of Up-states</head><p>Up-states have been proposed to have multiple functional roles, including memory consolidation and synaptic homeostasis <ref type="bibr">(Tononi and Cirelli, 2003;</ref><ref type="bibr">Marshall et al., 2006;</ref><ref type="bibr">Sirota and Buzs&#225;ki, 2007;</ref><ref type="bibr">Vyazovskiy et al., 2008;</ref><ref type="bibr">Diekelmann and Born, 2010)</ref>. Consistent with previous studies, our results suggest that Up-states also play a role in the homeostatic regulation of neural activity <ref type="bibr">(Goel and Buonomano, 2013;</ref><ref type="bibr">Motanis and Buonomano, 2015)</ref>. Specifically, in densely-transduced cortical circuits, chronic optical stimulation dramatically reduced the frequency of spontaneous Up-states-in many cases no Up-states were observed in stimulated slices-suggesting that in the presence of an external source of neural activity, networks down-regulated spontaneous network-wide Up-states to adjust their activity Figure <ref type="figure">6</ref>. Empirically observed changes in probability of connection is sufficient to account for cluster-specific differences in firing rates and correlations. A, Schematic of the changes made to the weight matrix in comparison with the baseline network in Figure <ref type="figure">5a</ref>. B, Sample Up-states following manipulation of the synaptic coupling between Ex+ and Ex-populations. C, Average firing rates of Ex-and Ex+ units during Up-states were significantly different. D, There was a significant decrease in the mean pairwise Ex-/Ex+ correlations compared to the Ex-/Ex-and Ex+/Ex+ correlations, as well as a weaker correlation in the Ex+/Ex+ compared to Ex-/Expairs. Note that because the correlations are bounded between -1 and 1, we are using nonparametric sign-rank statistics, thus all p values can be the same despite the differences in the group values.</p><p>setpoints. We note that while the concept of an activity setpoint is generally interpreted as an ontogenetically determined target level of activity as measured by the mean levels of Ca 2+ , the existence and potential mechanisms of these hypothesized setpoints remains an open question <ref type="bibr">(Turrigiano, 2008b;</ref><ref type="bibr">Pozo and Goda, 2010;</ref><ref type="bibr">Trojanowski et al., 2021)</ref>.</p><p>In sparsely transduced slices, network-wide Up-states were observed in both ChR -and ChR + neurons; however the firing rate during Up-states was significantly reduced in the directly stimulated population. This indicates that all neurons participated in Up-states at the same time, but that ChR + neurons down-regulated their spiking-again consistent with the notion that they reached their activity setpoints through direct optical stimulation and down-regulated their activity during Up-states to achieve activity homeostasis. To the best of our knowledge this is the first result suggesting that, based on activation history, different subpopulations of the same neuron class may have distinct activity signatures during Up-states.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Ensembles maintain identity within Up-states</head><p>It is widely accepted that the formation of functionally distinct sub-circuits embedded within larger local cortical networks is of fundamental importance to cortical computations <ref type="bibr">(Hebb, 1949;</ref><ref type="bibr">Yuste, 2015;</ref><ref type="bibr">Carrillo-Reid and Yuste, 2020;</ref><ref type="bibr">Sadeh and Clopath, 2021)</ref>. This functional specialization has been observed in many in vivo and in vitro studies <ref type="bibr">(Dechery and MacLean, 2017;</ref><ref type="bibr">Carrillo-Reid et al., 2019;</ref><ref type="bibr">DeNardo et al., 2019;</ref><ref type="bibr">Marshel et al., 2019;</ref><ref type="bibr">Sugden et al., 2020)</ref>. Furthermore, in vivo studies have shown that it is possible to artificially induce the formation of ensembles by direct co-activation of cortical neurons <ref type="bibr">(Carrillo-Reid et al., 2016;</ref><ref type="bibr">Kim et al., 2016)</ref>, consistent with the theory that Hebbian plasticity contributes to this functional specialization. Here, we demonstrate that the co-activation of a subset of pyramidal neurons also reconfigures cortical circuits ex vivo, resulting in a synaptic decoupling between directly activated ChR + neurons and the ChR -subpopulation, and the formation of neuronal ensembles.</p><p>One might have predicted that our stimulation protocol would have resulted in ChR + neurons becoming hubs of a rich-club network architecture, in which ChR + neurons asymmetrically drive ChR - neurons-a prediction that might be expected based on STDP or reports of rich-club networks in the cortex <ref type="bibr">(Nigam et al., 2016)</ref>. We did not observe any enhanced connectivity from ChR + to ChR -neurons, however, given the relatively low inter-population connectivity it is possible that a small degree of ChR + &#61611;ChR-asymmetry could have been missed. Nevertheless, our results suggest that the differential stimulation of different subpopulations of neurons favors the formation of neural ensembles rather than rich-club networks While neuronal ensembles refer to functionally interconnected subpopulations of neurons, it is recognized that they are not fully isolated functional units. Ensembles are composed of overlapping subpopulations of neurons, but during some cortical regimes most, if not all, neurons within a local circuit undergo synchronous shifts between inactive Down-states to depolarized Up-states. This tension between compartmentalized and global activity regimes raises the question of if, and how, ensemble identity is maintained during Up-states. Here we show that ensemble identity is preserved during Upstates. Specifically, in addition to the lower firing rates during Up-states, the cross-ensemble correlations are weaker. At the mechanistic level this is likely to be a result of the decreased cross-ensemble connectivity.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Mechanisms underlying the formation of neuronal ensembles and homeostasis</head><p>The experience-dependent reconfiguration of cortical subnetworks observed here must be mediated through specific learning rules and plasticity mechanisms. Part of the observed changes are attributed to well-defined homeostatic mechanisms: activity-dependent up-and down-regulation of intrinsic excitability <ref type="bibr">(Desai et al., 1999;</ref><ref type="bibr">Maffei et al., 2004;</ref><ref type="bibr">Karmarkar and Buonomano, 2006;</ref><ref type="bibr">Grubb and Burrone, 2010;</ref><ref type="bibr">Wefelmeyer et al., 2016;</ref><ref type="bibr">Debanne et al., 2019)</ref>. Homeostatic plasticity by itself, however, cannot fully account for our results as it would not account for the selective decrease in cross-ensemble connectivity (e.g., the decrease in ChR + to ChR -connectivity). Thus, associative Hebbian mechanisms that capture the correlational structure of neuron pairs are likely to operate in parallel with homeostatic plasticity <ref type="bibr">(Watt and Desai, 2010;</ref><ref type="bibr">Turrigiano, 2011;</ref><ref type="bibr">Walcott et al., 2011;</ref><ref type="bibr">Zbili et al., 2021)</ref>.</p><p>A limitation of our study was that we were not able to specifically contrast the connectivity between ChR + pairs and ChR -pairs because of the challenges in performing paired ChR + recordings in sparsely transduced slices in which the ChR + neurons were distant from each other. Thus, future studies should specifically determine if the connectivity within ChR + pairs is the same, or perhaps higher, than between ChR -pairs. However, our computational model allowed us to demonstrate that synaptic decoupling was sufficient to account for the observed cross-ensemble decreases in correlations, as well as for the lower firing rates in ChR neurons. Overall, our experimental and computational results support the notion that the nervous system engages multiple synergistically operating plasticity loci in parallel in order to robustly implement experience-dependent cortical reorganization.</p></div></body>
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