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			<titleStmt><title level='a'>Tetra‐ &lt;i&gt;tert&lt;/i&gt; ‐butyl‐ &lt;i&gt;s‐&lt;/i&gt; indacene is a Bond‐Localized &lt;i&gt;C&lt;/i&gt; &lt;sub&gt;2h&lt;/sub&gt; Structure and a Challenge for Computational Chemistry</title></titleStmt>
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				<publisher>Wiley-VCH</publisher>
				<date>09/04/2023</date>
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					<idno type="par_id">10483690</idno>
					<idno type="doi">10.1002/anie.202307379</idno>
					<title level='j'>Angewandte Chemie International Edition</title>
<idno>1433-7851</idno>
<biblScope unit="volume">62</biblScope>
<biblScope unit="issue">36</biblScope>					

					<author>Lucas J. Karas</author><author>Said Jalife</author><author>Renan V. Viesser</author><author>João V. Soares</author><author>Michael M. Haley</author><author>Judy I. Wu</author>
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			<abstract><ab><![CDATA[<title>Abstract</title> <p>Whether tetra‐<italic>tert</italic>‐butyl‐<italic>s</italic>‐indacene is a symmetric<italic>D</italic><sub>2h</sub>structure or a bond‐alternating<italic>C</italic><sub>2h</sub>structure remains a standing puzzle. Close agreement between experimental and computed proton chemical shifts based on minima structures optimized at the M06‐2X, ωB97X‐D, and M11 levels confirm a bond‐localized<italic>C</italic><sub>2h</sub>symmetry, which is consistent with the expected strong antiaromaticity of T<italic>t</italic>B‐<italic>s</italic>‐indacene.</p>]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><p>might be a "frozen transition state structure" resulting from solid-state packing and thus did not necessarily reflect its symmetry as a free molecule. We now show that TtB-sindacene indeed has a bond localized C 2h structure as expected by its antiaromaticity.</p><p>Although early H&#252;ckel molecular orbital theory and semiempirical calculations predicted a C 2h structure for unsubstituted s-indacene, <ref type="bibr">[5,</ref><ref type="bibr">11,</ref><ref type="bibr">12]</ref> Koch et al. concluded based on ab initio and density functional theory (DFT) calculations that agreement between the computed D 2h structure of s-indacene and the X-ray structure of TtB-s-indacene must mean that TtB-s-indacene is a "completely delocalized 12 &#960;electron system". <ref type="bibr">[6,</ref><ref type="bibr">7]</ref> MP2/6-31G(d) calculations for s-indacene found the C 2h structure to be lower in energy than the  [2]) and computed proton chemical shifts for H8 and H2 in A) TtB-s-indacene (H8: 6.90 ppm, H2: 5.29 ppm, expt.) and B) methyl-dihydro-TtB-s-indacene (H8: 7.56 ppm, H2: 6.36 ppm, expt.). Proton chemical shifts were computed at B97-2/6-311 + G(d,p) for minima geometries optimized at the B3LYP, M06-2X, &#969;B97X-D and M11/6-311 + G(d,p) levels and for a partially optimized X-ray structure (see footnote [e], Table <ref type="table">1</ref>). C) NICS-XY-scans for TtB-s-indacene at B97-2/6-311 + G(d,p), based B3LYP, M06-2X, &#969;B97X-D, and M11/6-311 + G(d,p) geometries. Note overlapping M06-2X and &#969;B97X-D scans. D 2h structure by 0.7 kcal/mol, but single point calculations at the CASPT2 level indicated a lower energy D 2h structure by 3.1 kcal/mol. <ref type="bibr">[6]</ref> At the LDA and LDA + BP levels, only a D 2h minimum could be located. <ref type="bibr">[6]</ref> Subsequent studies performed for unsubstituted s-indacene based on various DFT computations were indecisive. B3LYP/6-31G(d) calculations predicted a "quasi-delocalized" structure. <ref type="bibr">[8]</ref> The C 2h structure is a minimum and is 0.1 kcal/mol lower in energy than the D 2h form, which is a transition state structure; however, zeropoint energy correction reverses the relative energy, and the D 2h form becomes 0.6 kcal/mol lower. BLYP predicted a bond localized C 2h structure. <ref type="bibr">[7]</ref> Heilbronner and Yang, <ref type="bibr">[3]</ref> and later Salvi et al., <ref type="bibr">[5]</ref> recognized that TtB-s-indacene exhibits a stronger tendency towards bond delocalization than the parent s-indacene, but neither provided conclusive evidence for a D 2h geometry. Since X-ray structures can be influenced by crystal packing as well as static and dynamic disorders even at low temperatures, agreement with X-ray data does not provide decisive evidence for the structure of TtB-sindacene. Proton chemical shifts, however, can show large responses even to subtle geometric variations.</p><p>Excellent agreement between computed and experimental proton chemical shifts can be found only when the expected geometries are correct. B&#252;hl and Schleyer examined the reported chemical shifts for many boranes, carboranes, and nonclassical carbocations, revealing numerous structural misassignments and finding that computed and experimental proton chemical shifts match only when the assigned geometries were correct. <ref type="bibr">[13]</ref> For example, [18]annulene was expected to have a symmetric D 6h structure for over four decades; however, experimental match to ab initio NMR data identified the correct C 2 symmetry. <ref type="bibr">[14]</ref> Whereas the computed proton chemical shifts of D 6h [18]annulene structures at various DFT levels were in gross disagreement with experiment, <ref type="bibr">[15,</ref><ref type="bibr">16]</ref> the computed averaged proton chemical shifts of C 2 minima geometries of [18]annulene at the KMLYP (outer: 8.9 ppm, inner: &#192;2.5 ppm) and BHLYP (outer: 9.2 ppm, inner: &#192;2.8 ppm) levels matched closely with experiment (outer: 9.3 ppm, inner: &#192;3.0 ppm). Using the same approach, computed proton chemical shifts for a partially optimized X-ray geometry of TtB-s-indacene (H8: 6.61 ppm, H2: 4.70 ppm, black dashed line, see also Table <ref type="table">1</ref>, footnote [e]) shows signals far upfield from the reported experimental 1 H NMR shifts (H8: 6.90 ppm, H2: 5.29 ppm, black solid line, Figure <ref type="figure">1A</ref>). <ref type="bibr">[1,</ref><ref type="bibr">2]</ref> TtB-s-indacene cannot have a symmetric D 2h structure! Proton chemical shifts computed at B97-2/6-311 + G(d,p) for minima geometries of TtB-s-indacene obtained at the B3LYP (H8: 6.20 ppm, H2: 4.60 ppm, D 2h ), M06-2X (H8: 6.62 ppm, H2: 4.97 ppm, C 2h ), &#969;B97X-D (H8: 6.59 ppm, H2: 4.93 ppm, C 2h ), and M11 (H8: 6.81 ppm, H2: 5.20 ppm, C 2h ) levels spread over a range of 0.61 ppm for H8 and 0.60 ppm for H2 (cf. H8: 6.90 ppm, H2: 5.29 ppm, expt., see Figure <ref type="figure">1A</ref>). Computed proton chemical shifts based on B3LYP-D3 geometries are close to the B3LYP values and are included in the Supporting Information. The M11 structure displays the most bond length alternation (&#916;r = 0.086 &#197;, see footnote [c] in Table <ref type="table">1</ref>, cf. values for other functionals) and the computed proton chemical shifts match best with experiment. The D 2h minimum geometry of B3LYP (&#916;r = 0) most closely resembles the X-ray structure of TtB-s-indacene (&#916;r = 0.001 &#197;), but the computed proton chemical shifts are significantly upfield shifted and far off from the experimental 1 H NMR data. Accordingly, NICS-XY-scans <ref type="bibr">[17]</ref> computed for the D 2h B3LYP geometry of TtB-s-indacene show a higher paratropicity (more positive NICS values) compared to results obtained with the C 2h minimum geometries of M06-2X, &#969;B97X-D, and M11 (Figure <ref type="figure">1C</ref>). Notably, the delocalization errors of B3LYP are less severe for a nonaromatic analogue of TtB-s-indacene. Computed proton chemical shifts for methyl-dihydro-TtB-s-indacene (Figure <ref type="figure">1B</ref>) show a narrow spread (0.17 ppm for H8 and 0.11 ppm for H2) and the computed proton chemical shifts match better with 1 H NMR data for all functionals: B3LYP (H8: 7.41, H2: 6.40 ppm), M06-2X (H8: 7.49 ppm, H2: 6.34 ppm), &#969;B97X-D (H8: 7.47 ppm, H2: 6.30 ppm), and M11 (H8: 7.58 ppm, H2: 6.41 ppm) (cf. H8: 7.56 ppm, H2: 6.36 ppm, expt.).</p><p>Errors in predicting 1 H NMR shifts based on B3LYP geometries have been reported previously. <ref type="bibr">[14,</ref><ref type="bibr">[18]</ref><ref type="bibr">[19]</ref><ref type="bibr">[20]</ref><ref type="bibr">[21]</ref><ref type="bibr">[22]</ref><ref type="bibr">[23]</ref> Choi and Kertesz noted that the proton chemical shifts of many higher annulenes, computed using geometries optimized at the B3LYP/6-31G(d) level, disagree with experiment. <ref type="bibr">[15]</ref> Proton chemical shifts computed using B3LYP geometries for a porphyrin nanobelt structure reported by Anderson and Peeks in 2017 matched poorly with experimental 1 H NMR data. <ref type="bibr">[21]</ref><ref type="bibr">[22]</ref><ref type="bibr">[23]</ref><ref type="bibr">[24]</ref> The cause of this discrepancy is the large delocalization error of B3LYP. <ref type="bibr">[25]</ref> Functionals like B3LYP have a low percentage of HF exchange at long interelectronic ranges and are prone to overestimating electron delocalization. <ref type="bibr">[25]</ref> Such errors compromise theoretical inter-Table <ref type="table">1</ref>: Computed C&#192;C bond length difference (&#916;r), and relative free energies (&#916;G rel ) between the C 2h and D 2h structures of TtB-s-indacene at the B3LYP, M06-2X, &#969;B97X-D, and M11/6-311 + G(d,p) levels.</p><p>Level HF <ref type="bibr">[a]</ref> [%] pretations of the structures of large annulenes and extended &#960;-conjugated macrocycles. We show here that the delocalization errors of B3LYP apply also to &#960;-expanded antiaromatic systems and worsen for strongly antiaromatic species. We chose to examine the performance of M06-2X, &#969;B97X-D, and M11 because they represent a selection of the most commonly used DFT functionals in computational organic chemistry. These functionals are relatively efficient and suitable for studying large sets of expanded &#960;-conjugated systems, and the increasing percentage of HF exchange in this set allows us to scrutinize the importance of long-range electron correlations for properly describing the geometries of antiaromatic compounds.</p><p>Besides computed NMR evidence, M06-2X, &#969;B97X-D, and M11 all predict a C 2h minimum structure for TtB-sindacene that is, respectively, 0.30, 0.57, and 1.49 kcal/mol lower in relative free energy (&#916;G rel ) than the D 2h transition state structure (Table <ref type="table">1</ref>). No Some electron-correlated methods predict a lower energy D 2h minimum for TtB-s-indacene. Single-point energies computed at DLPNO-CCSD(T)/def2-TZVP//M11/6-311 + G(d,p) predict a lower energy D 2h vs. C 2h structure (&#916;E rel = 1.01 kcal/mol). Geometry optimizations at MP2/def-TZVP led to a D 2h structure; no C 2h structure was located. MP2/ Def2-SVP computations also led to a single D 2h minimum structure; the lowest frequency corresponding to distortion towards C 2h symmetry is 145.9 cm &#192;1 . Computed proton chemical shifts for the MP2/def-TZVP geometry matched poorly with experimental values (H8: 6.63 ppm, cf. 6.90 ppm, expt.; H2: 4.84 ppm, cf. 5.29 ppm, expt.).</p><p>Indeed, the structure of TtB-s-indacene is a computational challenge. The small energy difference between the C 2h and D 2h structures are below the accuracy of many of the calculations reported above. Yet, a matched proton chemical shifts value for the C 2h structure provides definitive evidence. TtB-s-indacene may have a "quasi-delocalized" structure <ref type="bibr">[8]</ref> with a competitive D 2h form, but the structure captured by Hafner's NMR experiments must have a C 2h symmetry.</p><p>During the course of this study, Cheng and Tobe et al. reported a series of substituted hexaaryl-s-indacenes with C 2h , D 2h , and C 2v symmetries, as evidenced by X-ray measurements and calculations at the B3LYP level. <ref type="bibr">[26]</ref> We computed the symmetrically substituted hexaxylyl-s-indacene (compound f in reference 26) and found that while hexaxylyl-s-indacene exhibits a D 2h s-indacene core at the B3LYP level, minimum geometries at the M06-2X, &#969;B97X-D, and M11 levels show a C 2h s-indacene core. Computed proton chemical shifts based on M11 geometries give the best match with experiment (Figure <ref type="figure">2</ref>). Some of us recently published a joint experimental and theoretical study of indacenodibenzofurans (IDBFs). <ref type="bibr">[27]</ref> We found that syn-IDBF shows a high degree of paratropicity exceeding that of the parent s-indacene, while anti-IDBF exhibits weaker paratropicity. Indeed, experimental 1 H NMR signals for the hydrogens on the central six-membered ring of syn-IDBF are shifted upfield (H syn : 5.60 ppm, Figure <ref type="figure">3A</ref>) compared to those of anti-IDBF (H anti : 6.15 ppm, Figure <ref type="figure">3B</ref>). Computed proton chemical shifts reproduce these trends, indicating a more antiaromatic syn-isomer. However, proton chemical shifts based on M11 geometries (H syn : 5.51 ppm, H anti : 6.04 ppm) are in much better agreement with experiment than those based on B3LYP geometries (H syn : 4.74 ppm, H anti : 5.74 ppm, note greater mismatch for the more antiaromatic syn-isomer) (see Figures <ref type="figure">3A&#192;3B</ref> and<ref type="figure">results</ref> for M06-2X and &#969;B97X-D in the SI). These results suggest that M11 geometries most properly capture the degree of bond localization in syn-and anti-IDBF. Note the more bond alternated structures predicted by M11 (&#916;r syn = 0.100 &#197;, r anti = 0.081 &#197;) compared to B3LYP geometries (&#916;r syn = 0.047 &#197;, &#916;r anti = 0.004 &#197;).</p><p>In our previous study, NICS-XY-scans were computed using optimized B3LYP geometries of syn-and anti-IDBF. We now contrast these results to NICS-XY-scans obtained using M11 geometries. Figure <ref type="figure">3C</ref> reproduces the published results <ref type="bibr">[27]</ref> showing a higher paratropicity for syn-IDBF and a lower paratropicity for anti-IDBF, compared to the parent sindacene. NICS XY-scans based on M11 geometries (Figure <ref type="figure">3D</ref>) confirm that syn-IDBF is more antiaromatic than anti-IDBF, but show in contrast to B3LYP results, that anti-IDBF is as antiaromatic as s-indacene based on comparisons of the NICS values at the five membered rings. Computations for indacenodibenzothiophenes (IDBT) and their sulfone analogues (IDBT-sulfone) are included in the SI, and further illustrate the limitations of predicting the 1 H NMR shifts and paratropicities of antiaromatic compounds based alone on B3LYP geometries.</p><p>M11 stands out as an especially suitable functional for the study of expanded &#960;-conjugated [4n] antiaromatic systems. Comparisons of experimental 1 H NMR measurements to ab initio NMR calculations for expanded pentalene cores also show that M11 geometries performs the best for describing the degree of bond localization in antiaromatic systems and therefore gives the closest match for proton chemical shifts. Tri-t-butyl-pentalene <ref type="bibr">[28]</ref> shows a clear tendency for bond length alternation and experimental 1 H NMR measurements show highly shielded signals for the equivalent H1 and H3 protons and for H5 (H1/H3 avg : 5.07 ppm, H5: 4.72 ppm, Figure <ref type="figure">4A</ref>). Computed proton chemical shifts based on M11 geometries (H1/H3 avg : 5.15 ppm, H5: 4.67 ppm) give a closer match with experiment compared to results based on B3LYP geometries (H1/ H3 avg : 4.93 ppm, H5: 4.39 ppm). London et al. recently reported a series of substituted benzopentalenes (BP) <ref type="bibr">[29,</ref><ref type="bibr">30]</ref> that can have two unique olefinic protons on the pentalene core. Computed proton chemical shifts for a selected BP structure are shown in Figure <ref type="figure">4B</ref>. Again, results based on M11 geometries (H1: 5.89 ppm, H5: 6.12 ppm) agree best with experimental 1 H NMR data (H1: 6.12 ppm, H5: 6.36 ppm), while computations based on B3LYP geometries give a poor match (H1: 5.68 ppm, H5: 5.94 ppm).</p><p>Another noteworthy example to examine is the dicyclopenta[b,g]naphthalene (DCN) derivative recently reported by Chi et al. <ref type="bibr">[31]</ref> DCN is a core expanded s-indacene  , reference [28]), B) H1 and H5 in benzopentalene (H1: 6.12 ppm, H5: 6.36 ppm, expt., reference [29]), C) H9 and H10 in DCN (H9: 7.25 ppm, H10: 6.72 ppm, expt., reference [31]), and D) H1, H2, and H10 in anthracene (H1: 7.98 ppm, H2: 7.44 ppm, H10: 8.39 ppm, expt., reference [32]).</p><p>isomer with pronounced open-shell singlet character (y 0 = 0.30). Geometries of DCN were optimized with an unrestricted broken symmetry approach. As shown in Figure <ref type="figure">4C</ref>, computed chemical shifts at the M11 geometry (H9: 7.23 ppm, H10: 6.68 ppm) match best with experimental 1 H NMR data (H9: 7.25 ppm, H10: 6.72 ppm). B3LYP geometries continue to perform poorly (H9: 6.92 ppm, H10: 6.34 ppm).</p><p>In contrast to their antiaromatic congeners, polycyclic aromatic hydrocarbons have bond delocalized &#960;-systems and thus are not subject to the same problems inflicted by use of B3LYP geometries for studying magnetic properties. Computed proton chemical shifts for anthracene, based on geometries optimized at the B3LYP (H1: 8.06 ppm, H2: 7.47 ppm, H10: 8.51 ppm) and M11 (H1: 7.95 ppm, H2: 7.40 ppm, H10: 8.37 ppm) levels both show perfect agreement with experimental data (H1: 7.98 ppm, H2: 7.44 ppm, H10: 8.39 ppm) (Figure <ref type="figure">4D</ref>). <ref type="bibr">[32]</ref> Results for M06-2X and &#969;B97X-D are included in the SI.</p><p>Polycyclic antiaromatic hydrocarbons like the &#960;-expanded indacenes, indenofluorenes, pentalenes, cyclooctatetraenes, and cyclobutadienes <ref type="bibr">[30,</ref><ref type="bibr">31,</ref><ref type="bibr">[32]</ref><ref type="bibr">[33]</ref><ref type="bibr">[34]</ref><ref type="bibr">[35]</ref><ref type="bibr">[36]</ref><ref type="bibr">[37]</ref><ref type="bibr">[38]</ref><ref type="bibr">[39]</ref><ref type="bibr">[40]</ref><ref type="bibr">[41]</ref> can show bond length alternation, strong paratropicity, and small HOMO-LUMO energy gaps, making them interesting candidates for organic electronics applications. <ref type="bibr">[35,</ref><ref type="bibr">[42]</ref><ref type="bibr">[43]</ref><ref type="bibr">[44]</ref><ref type="bibr">[45]</ref><ref type="bibr">[46]</ref> Yet, theoretical studies of these emerging antiaromatic species continue to rely largely on computations performed using the B3LYP functional. Herein we have shown that B3LYP geometries poorly capture the bond localizing features of polycyclic antiaromatic systems, and the errors are especially severe for highly antiaromatic systems. Highly electron-correlated methods like MP2 also can give over delocalized geometries for extended antiaromatic &#960;-systems like the TtB-s-indacene.</p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_0"><p>Angew. Chem. Int. Ed. 2023, e202307379 (2 of 6) &#169; 2023 Wiley-VCH GmbH</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_1"><p>Angew. Chem. Int. Ed. 2023, e202307379 (3 of 6) &#169; 2023 Wiley-VCH GmbH</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_2"><p>Angew. Chem. Int. Ed. 2023, e202307379 (4 of 6) &#169; 2023 Wiley-VCH GmbH</p></note>
			<note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_3"><p>Angew. Chem. Int. Ed. 2023, e202307379 (5 of 6) &#169; 2023 Wiley-VCH GmbH</p></note>
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