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			<titleStmt><title level='a'>Accurate prediction of thermal conductivity of &lt;math&gt;&lt;mrow&gt;&lt;msub&gt;&lt;mi&gt;Al&lt;/mi&gt;&lt;mn&gt;2&lt;/mn&gt;&lt;/msub&gt;&lt;msub&gt;&lt;mi mathvariant='normal'&gt;O&lt;/mi&gt;&lt;mn&gt;3&lt;/mn&gt;&lt;/msub&gt;&lt;/mrow&gt;&lt;/math&gt; at ultrahigh temperatures</title></titleStmt>
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				<publisher>American Physical Society</publisher>
				<date>02/01/2024</date>
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				<bibl> 
					<idno type="par_id">10505860</idno>
					<idno type="doi">10.1103/PhysRevB.109.075201</idno>
					<title level='j'>Physical Review B</title>
<idno>2469-9950</idno>
<biblScope unit="volume">109</biblScope>
<biblScope unit="issue">7</biblScope>					

					<author>Janak Tiwari</author><author>Tianli Feng</author>
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			<abstract><ab><![CDATA[Many complex crystals show a flattening or even increasing lattice thermal conductivity at high temperatures, which deviates from the traditional 1/T decay trend given by conventional phonon theory. In this work, we predict the thermal conductivity of Al2O3 that matches with experimental data from room temperature to near melting point (2200 K). The lattice thermal conductivity is found to be composed of contributions of phonon, diffuson, and radiation. Phonon particle thermal conductivity decays approximately as ~T-1.14 after considering four-phonon scattering as well as finite temperature corrections to lattice constant, harmonic, and anharmonic force constants.Diffuson (inter-band tunneling) thermal conductivity increases roughly as ~T0.43 . Radiation thermal conductivity increases as ~T2.51 , being slightly smaller than ~T3 due to the increase of phonon linewidth with temperature, which increases photon extinction coefficient and reduces photon mean free path. At room temperature, phonon, diffuson, and radiation contribute about 99%, 1%, and 0, respectively. At 2200 K, the contributions change to 61%, 20%, and 19%, respectively. Four-phonon scattering is important at ultra-high temperature, decreasing the phonon thermal conductivity by a maximum of 24%. The finite-temperature softening effects of harmonic and anharmonic force constants increase the phonon thermal conductivity by a maximum of 36% at ultra-high temperatures. We also verify that Green-Kubo MD can capture phonons' both particle and wave natures, similar to the Wigner formalism. At ultra-high temperatures, the photon mean free path is found to be in the order of 100 nm, which should be considered for experimental measurement of thin films. This study aims to enhance the understanding of lattice thermal conductivity in complex crystals at ultra-high temperatures, potentially spurring further exploration of materials suitable for such extreme conditions.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>I. INTRODUCTION</head><p>Thermal conductivity of complex crystals at high temperatures is critical for many applications, such as thermal barrier coatings <ref type="bibr">[1,</ref><ref type="bibr">2]</ref>, refractory materials <ref type="bibr">[3,</ref><ref type="bibr">4]</ref>, crucibles, and high-temperature thermal insulation <ref type="bibr">[5,</ref><ref type="bibr">6]</ref> However, current state-of-the-art theoretical prediction based on phonongas model (PGM) <ref type="bibr">[7]</ref><ref type="bibr">[8]</ref><ref type="bibr">[9]</ref> could not explain their intriguing thermal conductivity (&#954;). At intermediate temperatures, &#954; decays with temperature (T), being consistent with typical crystal behavior. However, at high temperatures, &#120581; either increases or remains independent of temperature, displaying a peculiar and anomalous glass-like behavior. While the former behavior can be explained using PGM based on the Boltzmann transport equation (BTE), which primarily involves three-phonon (3ph) or four-phonon (4ph) scattering processes, the latter phenomenon remains a puzzle, presenting an unanswered question.</p><p>In this study, we take Al2O3 as an example to investigate the flatting or increasing trend of thermal conductivity at high temperatures for the following reasons. <ref type="bibr">(1)</ref> Al2O3 has excellent mechanical strength, high-temperature thermal and chemical stability <ref type="bibr">[10]</ref><ref type="bibr">[11]</ref><ref type="bibr">[12]</ref>, large band gap <ref type="bibr">[13]</ref>, high dielectric constant <ref type="bibr">[14]</ref>, high melting point <ref type="bibr">[15]</ref>, and is widely used in many high-temperature engineering applications. (2) It does not have an electronic contribution to heat transfer, leaving the theoretical lattice thermal conductivity readily comparable to experimental data. <ref type="bibr">(3)</ref> It can be grown to large-size single crystal with high purity, so grain boundary and defect scattering can be neglected. <ref type="bibr">(4)</ref> Extensive experimental data <ref type="bibr">[16]</ref><ref type="bibr">[17]</ref><ref type="bibr">[18]</ref><ref type="bibr">[19]</ref><ref type="bibr">[20]</ref><ref type="bibr">[21]</ref><ref type="bibr">[22]</ref><ref type="bibr">[23]</ref><ref type="bibr">[24]</ref><ref type="bibr">[25]</ref> are available to validate our study. This study looks into several possible improvements to the current state-of-the-art &#954; prediction to explain the flatting or increasing trend of thermal conductivity in complex crystals at ultra-high temperatures. One improvement is the temperature correction on lattice structure and phononphonon scattering. The current phonon theory relies on the ground state lattice structure and force constant, where 3ph &#8733; phonon population (n) &#8733; T and 4ph &#8733; n 2 &#8733; T 2 <ref type="bibr">[26,</ref><ref type="bibr">27]</ref>, resulting to phonon thermal conductivity (&#954;ph) decay with power law T -1 and T -2 respectively for 3ph and 4ph scattering. However, phonon renormalization at high temperatures due to lattice expansion and temperature dependence of harmonic force constant changes 3ph and 4ph scattering phase space <ref type="bibr">[28]</ref>, which may lead to an increase in the &#954;ph. Recently, it has been reported that temperature dependence of anharmonic force constant reduces the scattering probability (or scattering crosssection) <ref type="bibr">[28,</ref><ref type="bibr">29]</ref>, which increases &#954;ph. These make the thermal conductivity flatter at higher temperatures compared to ground state calculations.</p><p>The second improvement could be the incorporation of the diffuson thermal conductivity (&#954;dif or &#954;c) along with &#954;ph. In PGM and BTE, the primary heat carriers are propagating phonons (particlelike phonons), which account only for the diagonal terms of the velocity operator. This is a good approximation for simple crystals <ref type="bibr">[30]</ref>, where the phonon branches are well separate, i.e., interband spacings are much larger than the phonon linewidths. However, this approximation fails in the complex crystals and disordered regime <ref type="bibr">[31]</ref>, where phonon bands are not well separated and many phonon modes might overlap with each other. In this scenario, phonon shows wavelike transport properties i.e., they can tunnel from one mode into another and conduct heat. Recently, Simoncelli et. al. <ref type="bibr">[32,</ref><ref type="bibr">33]</ref> introduced the Wigner transport equation which encompasses particlelike and wavelike conduction mechanisms, providing a unified approach to heat-transport phenomena in solids, including simple crystals (where particle-like propagation dominates), glasses (where wavelike tunneling or diffusons dominates), and all intermediate cases (complex crystals where both particle-like and wavelike conduction mechanisms coexist). The significant &#954;dif is reported for many complex crystals <ref type="bibr">[34]</ref><ref type="bibr">[35]</ref><ref type="bibr">[36]</ref><ref type="bibr">[37]</ref> and used to explain the flattening of &#954; at higher temperatures.</p><p>The temperature effect on both &#954;ph and &#954;dif could also be studied using molecular dynamics (MD) simulations. In principle, MD should capture all orders of phonon-phonon interaction as well as diffuson, due to its ability to simulate the intricate behavior of individual atoms, thereby capturing all the underlying microscopic mechanisms governing lattice heat transfer. MD, while powerful, is limited by the accuracy of the interatomic potential functions they rely on. Classical potentials, based on empirical models, often involve approximations and force field parameters, leading to inherent inaccuracies in capturing the complex quantum mechanical behaviors of atoms and molecules. Machine learning interatomic potentials (MLIPs), on the other hand, have very high accuracy, comparable to that of density functional theory (DFT) calculations. In this study, we train moment tensor potential <ref type="bibr">[38]</ref><ref type="bibr">[39]</ref><ref type="bibr">[40]</ref> (MTP) from ab initio molecular dynamics (AIMD) snapshots and used it to run Green-Kubo molecular dynamic (GKMD) <ref type="bibr">[41,</ref><ref type="bibr">42]</ref> to calculate thermal conductivity (&#954;GKMD).</p><p>The third improvement could be the incorporation of radiation thermal conduction (&#954;rad) to overall thermal conductivity. Similar to phonon, photon also propagates inside and through the crystal and transports the heat, which contributes to apparent thermal conduction. Radiation contribution has been hypothesized as a primary reason for the increase in thermal conductivity at ultra-high temperatures in early literature <ref type="bibr">[18,</ref><ref type="bibr">21,</ref><ref type="bibr">24,</ref><ref type="bibr">[43]</ref><ref type="bibr">[44]</ref><ref type="bibr">[45]</ref><ref type="bibr">[46]</ref>. However, the radiation thermal conductivity has not been calculated rigorously from first principles. Here, we calculate the radiative properties using the Lorentz oscillator model <ref type="bibr">[47,</ref><ref type="bibr">48]</ref> and estimate the radiation thermal conductivity based on the Rosseland model. This study presents the thermal transport of Al2O3 from room temperature to melting point (2200K) by incorporating the temperature-dependent force constants in &#954;ph calculation and considering the &#954;dif and &#954;rad. &#954;ph and &#954;dif contributions are calculated using Wigner formalism and Green-Kubo molecular dynamics (GKMD) separately. The remaining section of the paper is structured as follows. In section II, we present the computations details and methodology used in the study. Section III and IV presents the main results and discussions respectively. Finally, section V presents the conclusions.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>II. METHODOLOGY</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Computational workflow</head><p>Figure <ref type="figure">1</ref> shows the computational workflow of the study. First of all, the structure is relaxed by using the Vienna Ab initio Simulation Package (VASP) <ref type="bibr">[49,</ref><ref type="bibr">50]</ref>, using generalized gradient approximational (GGA) <ref type="bibr">[51]</ref> method and Perdew-Burke-Ernzerhof revised for solids (PBEsol) functional <ref type="bibr">[52]</ref>. The plane-energy cutoff used in the calculations is 500 eV, and the energy and force convergence thresholds are 1&#215;10 -8 eV and 1&#215;10 -7 eV&#8226;&#8491; -1 , respectively. Al2O3 belongs to the trigonal lattice structure system (space group &#119877;3&#119888; &#773;&#773;&#773; ), with a rhombohedral primitive unit cell  For the ground state calculations, harmonic or 2 nd -order force constants (2FC) are extracted using Phonopy <ref type="bibr">[55]</ref> considering the 4 th nearest neighbors. The anharmonic force constants (AFC), including 3 rd (3FC) and 4 th order (4FC), are calculated using Thirdorder and Fourthorder packages built inside ShengBTE <ref type="bibr">[56]</ref>, considering the 4 th and 2 nd nearest atoms, respectively. For the finite temperature calculations, the structure is expanded using thermal expansion coefficient (TEC).</p><p>The ab initio molecular dynamics (AIMD) is computed and snapshots are recorded, from which moment tensor potential (MTP) <ref type="bibr">[39,</ref><ref type="bibr">40,</ref><ref type="bibr">57]</ref> based machine learning interatomic potential (MLIP) is trained. GKMD is performed by using the MLIP-LAMMPS package <ref type="bibr">[39,</ref><ref type="bibr">58]</ref> to calculate &#954;GKMD.</p><p>The temperature-dependent harmonic and anharmonic force constants are extracted using the temperature-dependent effective potential (TDEP) method <ref type="bibr">[59,</ref><ref type="bibr">60]</ref> and MPT. Using the force constants, the &#954;ph and &#954;dif are calculated by solving Wigner's formalism <ref type="bibr">[32,</ref><ref type="bibr">33]</ref> under ShengBTE.</p><p>Radiative properties are calculated using the Lorentz oscillator model, from which &#954;rad is calculated using the Rooseland model. Finally, the total thermal conductivity (&#954;tot or &#954;) is calculated by summing up &#954;ph, &#954;dif, and &#954;rad as well as &#954;GKMD and &#954;rad separately. The details of each step are explained below.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Thermal Expansion Coefficient</head><p>The linear thermal expansion coefficient (TEC) is calculated using quasi-harmonic approximation (QHA) with the following formalism <ref type="bibr">[61]</ref>:</p><p>Here, (&#119850;, &#119895;) stands for a phonon mode with wavevector &#119850; and dispersion branch &#119895;. &#119873; &#119850; is the number of phonon q points. &#119881; &#119888; is the volume of a primitive cell of Al2O3. &#119896; &#119861; is the Boltzmann constant. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>&#119861; = -&#119881;</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>&#120597;&#119881;</head><p>is the mode-dependent Gr&#252;neisen parameter. In this study, an 18&#215;18&#215;18 &#119850;-mesh is used in the TEC calculations. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Gr&#252;neisen parameter and bulk modulus obtained from different ways. The ground state (GS) bulk modulus is calculated by DFT, and temperature-dependent (TD) bulk modulus is taken from</head><p>Ref. <ref type="bibr">[17]</ref>. The DFT predicted data by Tohei et al. <ref type="bibr">[62]</ref> and different experimental data <ref type="bibr">[17,</ref><ref type="bibr">63,</ref><ref type="bibr">64]</ref> are included for comparison.</p><p>The bulk modulus at the ground state is calculated using VASP by finite difference method using</p><p>, which gives &#119861; = 249 GPa. It matches well with the experimental data of 248.7</p><p>GPa <ref type="bibr">[65]</ref> and 257 GPa <ref type="bibr">[17]</ref>. The Gr&#252;neisen parameters are obtained by two methods. One is using finite difference method, i.e., &#120574; &#119850;,&#119895; = -&#119881; &#120596; &#119850;,&#119895; &#120597;&#120596; &#119850;,&#119895;</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>&#120597;&#119881;</head><p>, implemented in Phonopy <ref type="bibr">[55]</ref>. The other method is to use the third-order anharmonic force constant to predict &#120574; &#120582; as implemented in ShengBTE <ref type="bibr">[56]</ref>.</p><p>As shown in Fig. <ref type="figure">2</ref>, the predicted TEC using the ground state bulk modulus (blue-dash curve with Gr&#252;neisen parameter from Phonopy and black-dash curves with Gr&#252;neisen parameter from ShengBTE) match experimental data at low to medium temperatures but deviates at ultra-high temperatures. This deviation has been reported to be corrected by using the temperature-dependent bulk modulus <ref type="bibr">[28]</ref>. With the temperature-dependent bulk modulus <ref type="bibr">[17]</ref>, the predicted TEC agrees with experimental data even at ultra-high temperatures <ref type="bibr">[17,</ref><ref type="bibr">63,</ref><ref type="bibr">64]</ref>. QHA generally tends to overestimate thermal expansivity at high temperatures, which has been attributed to anharmonicity at high temperatures <ref type="bibr">[66,</ref><ref type="bibr">67]</ref>. This deviation could be corrected by the phonon quasiparticle (PHQ) approach <ref type="bibr">[68,</ref><ref type="bibr">69]</ref> or accurate calculation of mode Gr&#252;neisen parameters using temperaturedependent force constants <ref type="bibr">[28]</ref>. TEC calculated using temperature-dependent force constants is shown in the dash-dot green line in Fig. <ref type="figure">2</ref>, which shows that this correction is small in the case of Al2O3.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>C. Machine Learning Interatomic Potential</head><p>We employ a moment tensor potential (MTP) <ref type="bibr">[39,</ref><ref type="bibr">40,</ref><ref type="bibr">57]</ref> based machine learning interatomic potential (MLIP) to characterize the temperature-dependent potential surface of Al2O3. The accuracy and effectiveness of this method have been demonstrated in previous studies <ref type="bibr">[29,</ref><ref type="bibr">70]</ref>. A potential is trained for each temperature of study, i.e., at 500, 800, 1000, 1200, 1500, 1600, 1700, 1800, 1900, 2000, 2100, and 2200 K. The temperature interval is kept small at higher temperatures as the focus of the study is to study the flattening trend of &#954; at higher temperatures. The training database for each potential is prepared by AIMD with NVT ensemble for 500 steps with time step of 5 fs. The lattice structure for particular temperatures is expanded using TEC. A supercell of 3&#215;3&#215;3 primitive cell containing 270 atoms is used in the simulation domain. Four independent AIMDs with randomly displaced initial atomic positions are performed at each temperature to better sample the potential energy surface. Energies, forces, and stresses are recorded together with corresponding atomic configurations to construct the training and testing database. The database is separated randomly maintaining 75% (1500 snapshots) for training and 25% (500 snapshots) for testing. The initial MTP of level 22 is selected to train potential based on the accuracy and computational demand. The selected initial potential is trained for 1000 iteration steps with the minimum and maximum atomic interaction cutoff of 1.2 &#197; and 5.5 &#197;, respectively.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>D. Green-Kubo molecular dynamics</head><p>Once the MTP with a small error is developed, GKMD is performed by using the MLIP-LAMMPS package <ref type="bibr">[39,</ref><ref type="bibr">58]</ref>. GKMD calculates the lattice thermal conductivity by integrating the heat current autocorrelation function based on the Green-Kubo formula <ref type="bibr">[41,</ref><ref type="bibr">42]</ref>:</p><p>where &#119896; &#119861; is the Boltzmann constant, &#119881; is volume of total simulation domain, &#119879; is temperature, &#119869; &#8401; (&#119905;) is the heat current, and the angular bracket represents an autocorrelation. In LAMMPS, the heat current vector is calculated by the energy and forces of the system, which is obtained from the MTP.</p><p>In this study, we employ a 7&#215;4&#215;3 supercell of the conventional cell, containing 5042 atoms. The size effect is studied. Periodic boundary conditions are implemented in all three dimensions. The time step of GKMD is set to 1 fs. First, an NVT ensemble is run for 200,000 steps (0.2 ns) to fully stabilize the temperature of the system. Then, an NVE ensemble is run for 200,000 steps (0.2 ns) to fully stabilize the system. Finally, another NVE ensemble is run for 800,000 steps with a correlation time of 200 ps, during which the heat current correlation is recorded. To mitigate the noise and intrinsic statistical error of GKMD, we conduct 16 independent runs with different initial velocities for each temperature. The ratio between the total running time and the correlation time is maintained larger than 300, which has been reported to be sufficient <ref type="bibr">[71]</ref>. Since the temperatures in this study are relatively high, the difference between a classical statistic and a quantum statistic is neglected.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>E. Temperature correction to force constants</head><p>The temperature-dependent harmonic and anharmonic force constants are extracted using the temperature-dependent effective potential (TDEP) method <ref type="bibr">[59,</ref><ref type="bibr">60]</ref> at 500, 1000, 1500, and 2000K.</p><p>The TDEP method extracts effective force constants at a certain temperature by fitting the potential energy of a series of atomic trajectory images at that temperature to the 2 nd , 3 rd , and 4 th orders.</p><p>1000 randomly displaced configurations are generated at each temperature to sample the potential surface. The forces, stress, and energies of these configurations are obtained from MTP at each temperature. The effect of the temperature is factored in by a thermal expansion, a temperaturedependent MTP trained from AIMD simulations at different temperatures, and a temperaturedependent displacement of atoms in the generated supercells.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>F. Phonon and diffuson thermal conductivity by Wigner formalism</head><p>Using the force constants, the thermal conductivity is calculated by solving the Wigner's formalism <ref type="bibr">[32,</ref><ref type="bibr">33]</ref>:</p><p>&#120581; &#119901;&#8462; &#120572;&#120573; = &#8463; 2 &#119896; &#119861; &#119879; 2  </p><p>&#120591; &#119850;,&#119895; -1 = &#120591; 3&#119901;&#8462; -1 + &#120591; 4&#119901;&#8462; -1 + &#120591; &#119901;&#8462;-&#119894;&#119904;&#119900; -1</p><p>.</p><p>(</p><p>Here &#120572; and &#120573; are cartesian directions. &#120581; &#119901;&#8462; &#120572;&#120573; is the phonon particle thermal conductivity (or Peierls thermal conductivity), obtained from ShengBTE. &#120581; &#119889;&#119894;&#119891; &#120572;&#120573; is the diffuson thermal conductivity, calculated using an in-house code. &#119895; and &#119895; &#8242; are phonon branches, &#120596; is the angular frequency, &#119907; is the group velocity, and &#120591; -1 is the phonon scattering rates, including three-phonon, four-phonon, and phonon-isotope scatterings. The convergence of ShengBTE at various q-mesh densities is tested. Specifically, the 3ph calculation converges at a q-mesh density of 18&#215;18&#215;18, and the 3ph + 4ph calculation converges at 6&#215;6&#215;6. The iterative solution to three-phonon and phonon-isotope scattering is included, as implemented in ShengBTE. Four-phonon scattering is taken at the relaxation time approximation (RTA) level. The formalism of 3ph and 4ph scattering rates can be found in Ref. <ref type="bibr">[27]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>G. Radiation thermal conductivity</head><p>Similar to phonon, photon can also transport in materials. Analogous to phonon creation and annihilation (i.e., phonon scattering events), which limit phonon mean free path, photon absorption and re-emission also limit photon mean free path inside a material. When a material's size is much larger than phonon mean free path, phonon transports diffusively, and the phonon thermal conductivity is approximately proportional to phonon mean free path. Similarly, when a material's size is much larger than its photon mean free path, the material is optically thick, and its radiation contribution to thermal conductivity is proportional to photon mean free path. Based on the Rosseland model, the radiation contribution to thermal conductivity (&#954;rad) of an optically thick material <ref type="bibr">[18,</ref><ref type="bibr">72,</ref><ref type="bibr">73]</ref> is:</p><p>where &#119899;(&#119879;) and &#120573;(&#119879;) are the temperature-dependent refractive index and extinction coefficient, respectively. &#120573;(&#119879;) gives the attenuation of the electromagnetic waves inside the material and is the inverse of photon mean free path. &#119899;(&#119879;) and &#120573;(&#119879;) are given by</p><p>&#120590; &#119878;&#119861; is the Stefan-Boltzmann constant. The spectral refractive index &#119899;(&#120582;, &#119879;) and spectral absorption coefficient &#120572;(&#120582;, &#119879;) can be calculated from the dielectric function &#120598;(&#120582;, &#119879;) as:</p><p>&#120598; &#119903;&#119890; is the real part of &#120598;. &#119896;(&#120582;, &#119879;) is the spectral extinction coefficient given by</p><p>The dielectric function &#120598;(&#120596;, &#119879;) can be predicted using the four-parameter Lorentz oscillator model <ref type="bibr">[47,</ref><ref type="bibr">48]</ref> as:</p><p>where &#915; is the same as phonon scattering rate, i.e., &#915; = &#120591; -1 . &#120596; is the phonon or photon angular frequency, i.e., &#120596; = 2&#120587;&#119891;. &#119895; runs through all the infrared active transverse optical (TO) and longitudinal optical (LO) branches. &#119894; is the imaginary unit number. &#120598;(&#8734;) is the dielectric function at the high-frequency limit which is calculated from the density-functional-perturbation-theory (DFPT) <ref type="bibr">[74]</ref>. The calculated values are 3.21 and 3.23 for ordinary and extraordinary rays, which match well with the experimental values of 3.2 and 3.1 <ref type="bibr">[75]</ref>. The details of the calculation of &#120598;(&#120596;, &#119879;) is similar to that of Ref. <ref type="bibr">[76]</ref>. The MTP potential is trained by using the stress, forces, and energies obtained from AIMD calculations. The training and testing errors are less than 5% for each potential trained at various temperatures. To further verify the accuracy of the trained potentials, we extracted the forces and energies of the test dataset using MTP potential. Note that, this test dataset is not used to train the potential and is selected randomly. The extracted forces and energy from MTP are plotted against the forces and energies obtained from DFT calculations. As seen in Fig. <ref type="figure">3</ref>, all the points lie along the diagonal with low root mean square error (RMSE) of 0.0426 eV/&#197; and 0.0664 eV for forces and energies respectively. This shows that MTP could accurately reproduce the forces and energies of the configurations and represent the actual potential surface with accuracy comparable to DFT calculation.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>III. RESULTS</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Machine learning interatomic potential and Green-Kubo MD</head><p>Using the MTP, GKMD is conducted to calculate the lattice thermal conductivity (&#954;GKMD) as shown in Fig. <ref type="figure">4</ref>. The average thermal conductivity is obtained by integrating the auto-correlated heat flux with correlation time. As seen in the inset of Fig. <ref type="figure">4</ref>, the average thermal conductivity converges, suggesting that the parameters used in our calculations are appropriate. The &#954;GKMD shows a flatting and slight increasing trend at ultra-high temperatures, which agrees reasonably well with experimental data. This further demonstrates the high accuracy of the trained MTP.</p><p>However, the experimental data shows much increasing thermal conductivity at ultra-high temperature, which could not be captured by the GKMD. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Phonon, diffuson, and radiation thermal conductivity</head><p>In the following, we track the changes of &#954; at low temperature (300 K), high temperature (1200 K), and ultra-high temperature (2200 K) when we gradually increase the calculation comprehensivity and include the contributions of phonon (&#954;ph), diffuson (&#954;dif), and radiation (&#954;rad).</p><p>First, we calculate the basic 3ph thermal conductivity using ground-state force constants (GSFC),</p><p>shown in the blue-dash line in Fig. <ref type="figure">5</ref>(a), which follows &#954;~T -1 law. The &#954;ph is 28.59, 6.26, and 3.4   One interesting phenomenon seen in Fig. <ref type="figure">5</ref>(a) is that the &#954;ph using GSFC and 3ph rates (dash-blue line) and &#954;ph using TDFC and 3ph+4ph rates (solid-blue line) agree with each other with reasonable accuracy at high temperatures. This is due to the competing effect of 4ph scattering and TDFC in thermal conductivity, considering 4ph rates decrease &#954;ph while TDFC increases it. In the case of Al2O3, these two opposite effects are found to cancel each other. This also introduces the possibility of an error-cancellation effect on other complex materials, where the effect of TDFC and 4ph rates cancel each other, and &#954;ph computed using GSFC and 3ph scattering matches with experimental data.</p><p>The diffuson thermal conductivity (&#954;dif) increases with temperature at low and intermediate temperatures and becomes flat at ultrahigh temperatures as shown in Fig. <ref type="figure">5</ref>(a). Using GSFC, the &#954;dif is around 0.44 W&#8226;m -1 &#8226;K -1 at 300K which increases to 0.95 and 1.28 W&#8226;m -1 &#8226;K -1 at 1200 and 2200 K respectively. At high temperatures, the phonon linewidth increases, which increases the phonon tunneling probability and increases &#954;dif. Using TDFC, the &#954;dif decreases by 13%, 7%, and 16% to 0.38, 0.89, and 1.08 at 300,1200 and 2200 K respectively. Adding &#954;dif to &#954;ph makes &#954; flatter at high temperatures as shown in dash-orange line in Fig. <ref type="figure">7</ref>. &#954;ph + &#954;dif matches experimental data at intermediate to high temperatures but could not explain the increase in thermal conductivity at ultra-high temperatures.</p><p>Also, &#954;ph + &#954;dif obtained from the Wigner formalism matches with the GKMD results throughout the temperatures. This alignment underscores the capability of both GKMD and the Wigner formalism to effectively capture &#954;ph and &#954;dif. Further, the good agreement between these two different approaches supports the Wigner formalism as well as the accuracy and consistency of our calculations. Experimental thermal conductivity data from Refs. <ref type="bibr">[16]</ref><ref type="bibr">[17]</ref><ref type="bibr">[18]</ref><ref type="bibr">[19]</ref><ref type="bibr">[20]</ref><ref type="bibr">[21]</ref><ref type="bibr">[22]</ref><ref type="bibr">[23]</ref><ref type="bibr">[24]</ref><ref type="bibr">[25]</ref> are also shown for comparison.</p><p>The radiation thermal conductivity (&#954;rad) is negligibly small at room temperature, but it increases with the third power of temperature and reaches 0.22 and 1.05 Wm -1 K -1 at 1200 and 2200 K, respectively. The partial contributions of &#954;ph, &#954;dif, and &#954;rad are shown in Fig. <ref type="figure">5</ref> </p><p>300, 1200, and 2200K respectively. This is shown in the solid-magenta line in Fig. <ref type="figure">7</ref>, which matches well with the experimental data. This shows that the total thermal transport comes from the contribution of &#954;ph, &#954;dif, and &#954;rad. The red points in the graph show the &#954; obtained by summing up &#954;GKMD and &#954;rad, which also matches with experimental data.</p><p>The scaling laws of &#954;ph, &#954;dif, and &#954;rad with respect to temperature are shown in Fig. <ref type="figure">5</ref>. For Al2O3, we find that &#954;ph decays approximately as ~T-1.14 after considering four-phonon scattering as well as finite temperature corrections to lattice constant, harmonic, and anharmonic force constants.</p><p>This is slightly different from &#954;ph~T -1.19 obtained from using ground state force constants. &#954;dif increases roughly as ~T0.43 . &#954;rad increases as ~T2.51 , being slightly smaller than ~T3 due to the increase of phonon linewidth with temperature, which increases photon extinction coefficient and reduces photon mean free path. These scaling laws are of interest when interpreting or predicting the thermal conductivity trends of other materials as well. Details of power law fittings can be found in the Supplemental Material <ref type="bibr">[77]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IV. DISCUSSION</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Phonon lifetime and mean free path</head><p>Based on the diffuson theory, the phonons are characterized as either normal phonons or diffusonlike phonons based on Ioffe-Regel limit criteria <ref type="bibr">[78,</ref><ref type="bibr">79]</ref>. The first criterion compares the lifetime (&#964;) of phonons with their period (P), stating that phonon modes with their &#964; smaller than P cannot be treated as particles anymore and should be treated as diffusons. In this condition, phonon modes exhibit wavelike nature, which allows them to tunnel between close eigenstates and transport heat diffusively. Figure <ref type="figure">6</ref>(a) shows the 3ph and 4ph rates, along with P -1 (shown in the black-solid line).</p><p>As seen, both 3ph and 4ph rates, even at the higher temperature of 2000K are smaller than P -1</p><p>(equivalently &#964; &gt; P) showing that all the phonon modes are normal phonons. Similarly, the second criterion states that phonon modes with mean free path (MFP) smaller than the minimum interatomic distance (&#119871; &#119886; ) become diffusons or diffuson-like phonons. As seen in Fig. <ref type="figure">8</ref>   </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Radiation heat transfer</head><p>To look into the reason behind the radiation heat transfer, we calculate the spectral radiative properties of Al2O3 using the Lorentz oscillator model, which uses the frequency and damping of IR active phonon modes at the &#915; point. Based on symmetry analysis <ref type="bibr">[80]</ref><ref type="bibr">[81]</ref><ref type="bibr">[82]</ref>, the phonon modes on Al2O3 are 2A1g + 2A1u + 3A2g + 2A2u + 4Eu+ 5Eg. Among these modes, the A2u (extraordinary ray with the electric field vector parallel to the z-axis) and Eu (ordinary ray with the electric field vector perpendicular to the z-axis) species are IR-active modes, A1g and Eg are Raman-active modes, and A2g and A1u are spectroscopically inactive. The details on determining TO and LO branch indexes of IR active modes are discussed in Ref. <ref type="bibr">[76,</ref><ref type="bibr">83]</ref>. The experimental data from Querry <ref type="bibr">[84]</ref> are also shown for comparison, which shows a close agreement. The reflectance is calculated from the dielectric function or refractive index as:</p><p>The spectral reflectance is shown in Fig. <ref type="figure">9</ref> (e), which matches well with the experimental data <ref type="bibr">[48,</ref><ref type="bibr">75]</ref>.</p><p>Extinction coefficient measures the attenuation of radiative waves inside the medium and is inversely correlated to photon MFP. It depends on the imaginary part of the dielectric function and is sensitive to the damping factor or phonon linewidth. Thus, temperature-dependent phonon linewidth is used to accurately calculate the extinction coefficient at higher temperatures. Note that the value for the extinction coefficient varies with the size of the material and was reported from 0.02 for bulk material <ref type="bibr">[84]</ref> to 0.00008 for the thin film of 500 nm <ref type="bibr">[85]</ref> at 1 &#956;m wavelength. This results in significantly different &#954;rad on bulk materials and thin film. The present calculation is based on the bulk material and is compared with the experimental data reported for bulk material by Querry <ref type="bibr">[84]</ref>. From the spectral extinction coefficient, we can see that the Al2O3 is nearly transparent in the near-IR range, with a penetration depth of around 110 &#956;m for ordinary rays and 60 &#956;m for extra-ordinary rays in this range (Fig. <ref type="figure">9</ref>(f)). In the case of thin film, the photon might pass through the material instead of interacting with it.</p><p>The present calculation is based on the Rosseland model, which assumes the materials to be optically thick, where the photon gets absorbed in the medium and re-emitted and re-absorbed. In this scenario, the medium behaves as a participating medium and leads to the radiation thermal transport, as discussed in the previous papers <ref type="bibr">[18,</ref><ref type="bibr">21,</ref><ref type="bibr">24,</ref><ref type="bibr">[43]</ref><ref type="bibr">[44]</ref><ref type="bibr">[45]</ref><ref type="bibr">[46]</ref>. The dominant radiation in the high-temperature region lies in the near-infrared range, as per Wein's law (&#120582; &#119889;&#119900;&#119898; &#119879; = 2898 &#956;m &#8901; K), for which the penetration depth is in the order of ~100 &#956;m. Since the experimental sample are in mm or higher <ref type="bibr">[18,</ref><ref type="bibr">19,</ref><ref type="bibr">75,</ref><ref type="bibr">84]</ref>, the optically thick medium approximation used in our calculations is justified. NAC consideration decreases &#954;ph from 30.58, 5.95, and 2.90 Wm -1 K -1 to 26.30, 5.09, and 2.48</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>C. Effect of Non-Analytical correction</head><p>Wm -1 K -1 at the temperature of 300, 1200, and 2200 K respectively. Whereas &#954;dif changes from 0.48, 0.90, and 1.24 to 0.44, 0.95, and 1.28 Wm -1 K -1 respectively. Overall, the &#954; is overestimated if the NAC is not considered. This overestimation is due to the higher group velocities without NAC (Fig. <ref type="figure">10(c</ref>)). The phonon scattering rates are not affected significantly. The change of group velocities is understandable since NAC causes TO-LO branch splitting, which flattens some branches in phonon dispersion as shown in Fig. <ref type="figure">10 (c</ref>) and (d), and then reduces the group velocities.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>V. Conclusions</head><p>In conclusion, this work presents the accurate first-principles prediction of the thermal conductivity of Al2O3 from room temperature to near melting point (2200 K). The lattice thermal conductivity is found to be composed of contributions of phonon, diffuson, and radiation. The nm at 300 K and 2200 K, respectively, indicating that it does not suffer from size effect for most experimental samples. <ref type="bibr">(9)</ref> The photon penetration depth is about 100 nm, indicating that the ballistic effect of photon transport needs to be considered in the measurement of thermal conductivity of Al2O3 thin films when the film thickness is in the order of 100 nm at high temperatures. We hope this study has deepened the understanding of lattice thermal conductivity at ultra-high temperatures for complex crystals and will lead to more materials exploration for ultra-high temperature applications.</p></div></body>
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