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			<titleStmt><title level='a'>Evolution of the syrinx of Apodiformes, including the vocal-learning Trochilidae (Aves: Strisores)</title></titleStmt>
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				<publisher>Oxford Academic</publisher>
				<date>02/17/2024</date>
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					<idno type="par_id">10510640</idno>
					<idno type="doi">10.1093/zoolinnean/zlae001</idno>
					<title level='j'>Zoological journal of the Linnean Society</title>
<idno>0024-4082</idno>
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					<author>Lucas J Legendre</author><author>Carlos A Rodríguez-Saltos</author><author>Chad M Eliason</author><author>Julia A Clarke</author>
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			<abstract><ab><![CDATA[The vocal organ of birds, the syrinx, represents a key innovation in the evolutionary history of vertebrate communication. Three major avian clades: passerines, parrots, and hummingbirds, independently acquired both specialized syringeal structures and vocal-production learning, between which a functional relationship has been proposed but remains poorly understood. In hummingbirds, the syrinx has never been studied comparatively alongside non-learning relatives in the parent clade Strisores. Here we describe the anatomy of the syrinx in three swift species using enhanced-contrast computed tomography, which reveals structures previously unreported in the clade. We also tested for correlations between syringeal and acoustic traits in a sample of hummingbirds and swifts using phylogenetically informed regressions. The swift syrinx presents lateral labia located on the first pair of bronchial half-rings, which are present in hummingbirds and may be ancestral to Strisores. The further enlarged lateral labia of hummingbirds are found to be significantly correlated to the reduction in length of their trachea and m. tracheolateralis. Acquisition of intrinsic muscles and loss of the sternotrachealis muscle co-occur with these shifts. We recover a significant negative correlation between tracheal elongation and maximum vocalization frequency, suggesting that tracheal shortening in hummingbirds facilitated the acquisition of high-frequency vocalizing.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>INTRODUCTION</head><p>The syrinx, a vocal organ unique to birds that plays a prominent part in their evolution and life history, presents a wide range of morphological variation within Aves <ref type="bibr">(Ames 1971</ref><ref type="bibr">, King 1989</ref><ref type="bibr">, Clarke et al. 2016</ref><ref type="bibr">, D&#252;ring and Elemans 2016</ref><ref type="bibr">, Kingsley et al. 2018</ref>). In the 19th century, this variation was extensively described by anatomists in the context of avian taxonomy (e.g. <ref type="bibr">Cuvier 1795</ref><ref type="bibr">, Yarrell 1830</ref><ref type="bibr">, Garrod 1873</ref><ref type="bibr">, M&#252;ller 1878</ref><ref type="bibr">, Forbes 1880</ref><ref type="bibr">, 1882</ref><ref type="bibr">, Beddard 1886</ref><ref type="bibr">, 1898</ref><ref type="bibr">, Gadow 1892</ref><ref type="bibr">, Pycraft 1900)</ref>. Starting in the 1970s, a series of studies <ref type="bibr">(Gaunt and Wells 1973</ref><ref type="bibr">, Gaunt et al. 1982</ref><ref type="bibr">, Gaunt 1983</ref><ref type="bibr">, Gaunt and Gaunt 1985a</ref>) compared primarily external syringeal morphology of various avian species with acoustic data of their calls, hypothesizing a functional link between diversity in syrinx anatomy and vocal production.</p><p>The structure of the syrinx is defined by a series of anatomical modifications of the tracheobronchial junction <ref type="bibr">(Beddard 1898</ref><ref type="bibr">, Ames 1971</ref><ref type="bibr">, King 1989</ref><ref type="bibr">, Clarke et al. 2016</ref><ref type="bibr">, D&#252;ring and Elemans 2016</ref><ref type="bibr">, Kingsley et al. 2018)</ref>. These include the acquisition, between adjacent pairs of cartilagineous rings (tracheal or bronchial, depending on the clade- <ref type="bibr">Suthers 2001, Mindlin and</ref><ref type="bibr">Laje 2005)</ref>, of vocal folds, specialized tympaniform membranes, which in many birds are associated with labia <ref type="bibr">(King 1989</ref><ref type="bibr">, Baumel and Witmer 1993</ref><ref type="bibr">, D&#252;ring and Elemans 2016</ref><ref type="bibr">, Kingsley et al. 2018)</ref>. Labia are capable of generating sound through self-sustained oscillations induced by the airflow, analogous to laryngeal vocalizations in mammals <ref type="bibr">(Goller and Larsen 1997a</ref><ref type="bibr">, b, 2002</ref><ref type="bibr">, Elemans et al. 2008</ref><ref type="bibr">, 2015</ref><ref type="bibr">, Riede and Goller 2010a</ref><ref type="bibr">, D&#252;ring and Elemans 2016)</ref>. Properties of such vocalizations (e.g. frequency, amplitude, duration) are locally controlled by two tracheal paired muscles, the m. tracheolateralis (TL) and the m. sternotrachealis (ST), which can alter the length and cross-sectional shape of the trachea in antagonistic action, thus affecting the position and tension of the vibrating vocal folds <ref type="bibr">(Gaunt 1983</ref><ref type="bibr">, Brackenbury 1989</ref><ref type="bibr">, Mindlin and Laje 2005</ref><ref type="bibr">, Elemans et al. 2006</ref><ref type="bibr">, Riede et al. 2006</ref><ref type="bibr">, 2019</ref><ref type="bibr">, Riede and Goller 2010b)</ref>.</p><p>In addition to these mechanisms, which are probably ancestral to Aves <ref type="bibr">(Clarke et al. 2016</ref><ref type="bibr">, Kingsley et al. 2018)</ref>, three major avian clades-i.e. oscine songbirds (suborder Passeri), parrots (order Psittaciformes), and hummingbirds (family Trochilidae)-have independently acquired vocal learning, i.e. the cognitive ability to learn and reproduce vocalizations <ref type="bibr">(Kroodsma and Miller 1996</ref><ref type="bibr">, Nowicki and Searcy 2004</ref><ref type="bibr">, Podos and Warren 2007)</ref>, controlled by complex neural mechanisms <ref type="bibr">( Jarvis 2004</ref><ref type="bibr">, 2019</ref><ref type="bibr">, Beecher and Brenowitz 2005</ref><ref type="bibr">, Brenowitz and Beecher 2005)</ref>. These three clades present multiple pairs of syringeal intrinsic muscles (IM)-the number and position of which varies between clades-which have been experimentally shown to contribute to the 'fine tuning' of vocalizations through local modifications of syringeal transsectional geometry (complementing those of the ST and TL in the trachea) and abduction/adduction of the labia <ref type="bibr">(Goller and Suthers 1996a</ref><ref type="bibr">, b, Suthers 2001</ref><ref type="bibr">, Larsen and Goller 2002</ref><ref type="bibr">, Mindlin and Laje 2005</ref><ref type="bibr">, Elemans et al. 2008</ref><ref type="bibr">, 2009</ref><ref type="bibr">, Riede and Goller 2010b</ref><ref type="bibr">, D&#252;ring and Elemans 2016)</ref>. Over the past two decades, many studies have linked acoustic parameters of vocal production [e.g. fundamental frequency (F0), peak frequency, bandwidth, song duration] to morphoanatomical features in oscine passerines, including body mass <ref type="bibr">(Brumm 2009</ref><ref type="bibr">, Mason and Burns 2015</ref><ref type="bibr">, Pearse et al. 2018</ref><ref type="bibr">, Mej&#237;as et al. 2020</ref><ref type="bibr">, Demery et al. 2021)</ref>, beak gape <ref type="bibr">(Hoese et al. 2000</ref><ref type="bibr">, Goller et al. 2004</ref><ref type="bibr">, Podos et al. 2004</ref><ref type="bibr">, Riede et al. 2006</ref><ref type="bibr">, 2016</ref><ref type="bibr">, Ohms et al. 2010)</ref>, and beak dimensions <ref type="bibr">(Podos 2001</ref><ref type="bibr">, Podos and Nowicki 2004</ref><ref type="bibr">, Podos et al. 2004</ref><ref type="bibr">, Huber and Podos 2006</ref><ref type="bibr">, Derryberry et al. 2012</ref><ref type="bibr">, 2018</ref><ref type="bibr">, Langin et al. 2017</ref><ref type="bibr">, Garc&#237;a and Tubaro 2018</ref><ref type="bibr">, Porzio et al. 2019</ref><ref type="bibr">, Mej&#237;as et al. 2020</ref><ref type="bibr">, Demery et al. 2021)</ref>. By contrast, syringeal correlates of vocal production, acquired through histology or X-ray computed tomography (CT; <ref type="bibr">D&#252;ring et al. 2013</ref>)-e.g. tracheal length <ref type="bibr">(Daley and Goller 2004</ref><ref type="bibr">, Riede et al. 2006</ref><ref type="bibr">, 2019</ref><ref type="bibr">, Ohms et al. 2010)</ref>; labia size, volume, asymmetry, and inner structure <ref type="bibr">(Riede and Goller 2010a</ref><ref type="bibr">, 2014</ref><ref type="bibr">, Riede et al. 2010</ref><ref type="bibr">, D&#252;ring et al. 2017)</ref>-have only been studied in a select few passerine species through experimental stimulation/ablation of structures of interest to test their effect on acoustic patterns, and never in a comparative statistical framework. The impact of syrinx morphology and presence/absence of IM on fine tuning in vocal learners is thus poorly understood <ref type="bibr">(Riede and</ref><ref type="bibr">Goller 2014, D&#252;ring and</ref><ref type="bibr">Elemans 2016)</ref>.</p><p>Among known vocal learners, hummingbirds in particular have been comparatively understudied, especially regarding the evolution of their distinctive syrinx morphology. Most hummingbird species studied in the context of vocal production (18 out of &gt;350- <ref type="bibr">Billerman et al. 2022</ref><ref type="bibr">, Duque and Carruth 2022</ref><ref type="bibr">, Monte et al. 2023)</ref> have been confirmed as vocal learners <ref type="bibr">(Nottebohm 1972</ref><ref type="bibr">, Gaunt et al. 1994</ref><ref type="bibr">, Ficken et al. 2000</ref><ref type="bibr">, Ferreira et al. 2006</ref><ref type="bibr">, Baptista and Schuchmann 2010</ref><ref type="bibr">, Araya-Salas and Wright 2013</ref><ref type="bibr">, Araya-Salas et al. 2019</ref><ref type="bibr">, Johnson and Clark 2020</ref><ref type="bibr">, 2022</ref><ref type="bibr">, Duque and Carruth 2022)</ref>. A recent literature review proposed song production as ancestral to hummingbirds, but found that 7 out of 78 species mentioned in this context were described as 'non-singing', which the authors interpreted as indicative of a potential loss of vocal learning <ref type="bibr">(Monte et al. 2023)</ref>. The cerebral cortex of at least four vocal-learning hummingbird species presents specialized vocal nuclei <ref type="bibr">(Gahr 2000</ref><ref type="bibr">, Jarvis et al. 2000)</ref> analogous to those associated with vocal learning in oscine passerines and parrots <ref type="bibr">( Jarvis 2004</ref><ref type="bibr">( Jarvis , 2019))</ref>. However, research on the acquisition of a specialized syrinx morphology associated with advanced control of vocal production has focused almost exclusively on passerines <ref type="bibr">(ten Cate 2021)</ref>, with a few studies also including parrots <ref type="bibr">(Nottebohm 1976</ref><ref type="bibr">, Gaunt and Gaunt 1985b</ref><ref type="bibr">, Larsen and Goller 2002)</ref>.</p><p>The first formal description of the general structure of the hummingbird syrinx, based primarily on four species <ref type="bibr">(Zusi 2013</ref>; see also <ref type="bibr">: M&#252;ller 1878)</ref>, described a number of diagnostic characters, several of them unique among birds (syrinx located in the neck rather than in the thoracic cavity; bronchi bound together by a surrounding evagination of the interclavicular air sac; absence of the ST; a medial labium with two embedded ossicles connected to the IM; enlarged, dorsally flattened first bronchial half-rings). Two subsequent studies <ref type="bibr">(Monte et al. 2020, Riede and</ref><ref type="bibr">Olson 2020</ref>) confirmed these results using high-resolution CT scans of syringes from one and four hummingbird species, respectively, and described three pairs of IM in all sampled species. Both studies hypothesized that the relative organization, synergetic action, and ossicle attachment of IM, combined with shortening of the trachea and increased collagen content of the labia, contributed to the ancestral acquisition of vocal learning in hummingbirds <ref type="bibr">(Monte et al. 2020, Riede and</ref><ref type="bibr">Olson 2020)</ref>. In both cases, however, the authors remained cautious regarding the evolutionary mechanisms and exact role of these traits in the acquisition of vocal learning.</p><p>One of the main difficulties of understanding the evolution of the specialized hummingbird syrinx comes from Trochilidae being one of eight families within Strisores, a large clade (~600 species- <ref type="bibr">Billerman et al. 2022</ref>) defined only comparatively recently in its modern phylogenetic sense <ref type="bibr">(Mayr 2010</ref><ref type="bibr">, 2011</ref><ref type="bibr">, Chen et al. 2019</ref><ref type="bibr">, Kimball et al. 2019)</ref>. Phylogenetic relationships within Strisores, and the position of Strisores within Aves, are still debated among ornithologists <ref type="bibr">(Chen et al. 2019</ref><ref type="bibr">, White and Braun 2019</ref><ref type="bibr">, Chen and Field 2020</ref><ref type="bibr">, Braun and Kimball 2021)</ref>, although there is a general consensus on the monophyly of Apodiformes <ref type="bibr">(hummingbirds, swifts, and treeswifts-Hackett et al. 2008</ref><ref type="bibr">, Jetz et al. 2012</ref><ref type="bibr">, Ksepka et al. 2013</ref><ref type="bibr">, Yuri et al. 2013</ref><ref type="bibr">, Prum et al. 2015</ref><ref type="bibr">, Reddy et al. 2017</ref><ref type="bibr">, Chen et al. 2019</ref><ref type="bibr">, Kimball et al. 2019</ref><ref type="bibr">, White and Braun 2019</ref><ref type="bibr">, Kuhl et al. 2021)</ref>. Furthermore, the syringeal morphology of most non-hummingbird Strisores has been poorly studied, whether entirely undocumented (potoos, treeswifts) or only described in 100+-year-old taxonomic descriptions for a handful of species <ref type="bibr">(frogmouths, owletnightjars: Beddard 1886;</ref><ref type="bibr">nightjars: Cuvier 1795</ref><ref type="bibr">, Beddard 1886</ref><ref type="bibr">, Marshall 1905</ref>). In the remaining two families, the oilbird (Steatornis caripensis Humboldt 1817) and the swifts (~110 species- <ref type="bibr">Billerman et al. 2022)</ref>, select species (oilbird, swiftlets Aerodramus spp. and Collocalia troglodytes Gray 1845) have been the subject of functional studies on vocal production due to their unique ability among birds to produce echolocation calls (review in: <ref type="bibr">Brinkl&#248;v et al. 2013)</ref>. In both groups, a sequence of antagonistic actions from two muscles-the ST to initiate phonation, and either the TL (swifts) or a pair of IM (oilbird) to terminate it-has been experimentally identified as the main sound-generating mechanism <ref type="bibr">(Suthers and</ref><ref type="bibr">Hector 1982, 1985)</ref>. In swifts, this model, determined from observations in one species <ref type="bibr">(Suthers and Hector 1982)</ref>, was later refined using a sample of nine species <ref type="bibr">(Thomassen 2005)</ref>. Clicks produced by echolocating swifts were described as distinct from calls of non-echolocating swifts, but no significant difference in labia morphology was found between echolocators and non-echolocators <ref type="bibr">(Thomassen 2005)</ref>, and the syrinx morphology of non-echolocating swifts has never been described. Since then, despite an increasing interest in Strisores' phylogeny <ref type="bibr">(Mayr 2010</ref><ref type="bibr">, P&#228;ckert et al. 2012</ref><ref type="bibr">, Ksepka et al. 2013</ref><ref type="bibr">, Chen et al. 2019</ref><ref type="bibr">, Chen and Field 2020)</ref> and the evolutionary radiation of Trochilidae <ref type="bibr">(McGuire et al. 2007</ref><ref type="bibr">, 2014</ref><ref type="bibr">, Bleiweiss 2009</ref><ref type="bibr">, Parra et al. 2010</ref><ref type="bibr">, Tripp and McDade 2013</ref><ref type="bibr">, Licona-Vera and Ornelas 2017</ref><ref type="bibr">, Barreto et al. 2023)</ref>, the combined lack of morphological data and phylogenetic comparative framework has prevented the study of the hummingbird syrinx in an evolutionary context within Apodiformes and Strisores.</p><p>In this study, we provide the first description of the internal, as well as external, morphology of syrinx in three species of swifts (Apodiformes: Apodidae) and analyse the variation/covariation of syringeal morphological characters in a sample of hummingbirds, swifts, and a nightjar-the latter two clades being closely and distantly related to hummingbirds among Strisores, respectively <ref type="bibr">(Chen et al. 2019)</ref>. We also test for correlations between these traits and acoustic parameters for these same species in a phylogenetic comparative framework, and propose functional hypotheses on characteristics of the vocal tract that may have influenced the variation of vocal production within Strisores. Finally, we discuss the evolution of these characters in the context of the ancestral Strisores syrinx and its impact on the diversification of life history strategies in hummingbirds.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>MATERIALS AND METHODS</head><p>All birds included in this study (N = 21; Supporting Information, Table <ref type="table">S1</ref>) are fluid-preserved specimens sampled from natural history collections at the Field Museum of Natural History (FMNH; Chicago, IL, USA) and the Texas Memorial Museum (TMM; Austin, TX, USA). Specimens of Oreotrochilus chimborazo Delattre and Bourcier 1846 were collected by Carlos A. Rodr&#237;guez-Saltos and Fernanda G. Duque under permit MAE-DNB-CM-2015-0017 by the Ecuadorian Ministry of Environment and transported to the US in accordance with appropriate protocols and United States Department of Agriculture permit (#129771) to be permanently reposited at the Center for Behavioral Neuroscience, Georgia State University. The sample includes 16 hummingbirds, four swifts, and one nightjar (Supporting Information, Table <ref type="table">S1</ref>). The dissection and fixation of excised syrinxes can cause damage to their structure and affect the validity of syringeal morphoanatomical measurements (e.g. tracheal diameter, bronchial length; <ref type="bibr">Bilger et al. 2020)</ref>. When possible (Supporting Information, Table <ref type="table">S1</ref>), we scanned whole-body specimens to create three-dimensional, high-resolution images of all syrinxes using diffusible iodinebased, contrast-enhanced computed tomography (diceCT) at the High-Resolution X-ray Computed Tomography Facility at The University of Texas at Austin (UTCT), following standard recommendations and guidelines <ref type="bibr">(Bilger et al. 2020</ref>; see also <ref type="bibr">: Gignac and Kley 2014</ref><ref type="bibr">, Li et al. 2015</ref><ref type="bibr">, 2016</ref><ref type="bibr">, Gignac et al. 2016)</ref>. All specimens were stained in I 2 E-100% EtOH with 0.5-3.75% iodine, depending on specimen size-for 7-10 days prior to being scanned and de-stained <ref type="bibr">(Gignac et al. 2016</ref><ref type="bibr">, Bilger et al. 2020)</ref>. Scans of swift specimens were processed and segmented in AVIZO 2022.2 (Thermo Fischer Scientific, Waltham, MA, USA) and DRAGONFLY 2022.2 (Object Research Systems, Montr&#233;al, QC, Canada) for specimen visualization and description. Quantitative traits were measured on all scans in ImageJ2 2.9.0/1.53t <ref type="bibr">(Schroeder et al. 2021)</ref>.</p><p>The seven morphoanatomical continuous traits (Fig. <ref type="figure">1</ref>; Supporting Information, Tables <ref type="table">S1,</ref><ref type="table">S2</ref>) included in statistical analyses are:</p><p>-Body mass (g), taken from <ref type="bibr">Dunning (2008)</ref>.</p><p>-Distance TL-labia (&#181;m): distance between the distal end of the TL on the trachea and the attachment point of the lateral labium on the tracheal wall, measured in coronal view and averaged for left and right side (Fig. <ref type="figure">1D</ref>). -TL cross-sectional area (&#181;m 2 ): average of six measurements of cross-sectional area (CSA)-three measurements taken at the proximal end, middle, and distal end of the TL, respectively, for both left and right side (Fig. <ref type="figure">1B</ref>). -Labia length (&#181;m), measured in coronal view from the attachment point of each lateral labium on the tracheal wall to its protruding tip in the tracheal lumen, averaged for left and right labium (Fig. <ref type="figure">1D</ref>). -Tracheal elongation ratio (%): ratio of the tracheal length (in &#181;m; Fig. <ref type="figure">1A</ref>) over the total length of the vocal tract (trachea + bronchi, in &#181;m; Fig. <ref type="figure">1A</ref>). -Tracheal diameter (&#181;m): average of three measurements at the proximal end, middle, and distal end of the trachea, respectively, of average diameter (i.e. average of major and minor axis of the tracheal cross-section as estimated by the 'Fit ellipse' routine in ImageJ-see Fig. <ref type="figure">1B</ref>). -IM CSA (&#181;m 2 ): average of six measurements of CSA-three measurements taken at the proximal end, middle, and distal end of IM, respectively, for both left and right side (Fig. <ref type="figure">1C</ref>); measured only in hummingbirds, as other species do not have IM.</p><p>Audio recordings of Strisores were automatically downloaded from xeno-canto (<ref type="url">http://www.xeno-canto.org/</ref>) using R package 'warbleR' (Araya-Salas and Smith-Vidaurre 2017). For each species in our morphological dataset, we downloaded all recordings rated ' A' (highest quality rating on xeno-canto) and that had no background species listed in their metadata. In each recording, we extracted vocalizations and measured acoustic features using the function threshold_detection in R package 'bioacoustics' <ref type="bibr">(Marchal et al. 2022)</ref>. We selected vocalizations that had a signal-to-noise ratio (SNR) of at least 10 dB <ref type="bibr">(Marchal et al. 2022)</ref>. Because xeno-canto instructs contributors to check that the focal species is found at the beginning of the recording, we extracted vocalizations only from the first 10 s of each recording. Furthermore, we removed vocalizations with a SNR lower than 5 dB of the SNR of the vocalization with the highest SNR. In a random sample of recordings, this threshold was sufficient to remove background vocalizations. Five acoustic variables (see full description in the 'Introduction to bioacoustics' R vignette) were used: note duration, peak frequency (i.e. the frequency at maximum amplitude), maximum vocalization frequency, minimum vocalization frequency, and vocalization frequency bandwidth, averaged for each specimen in the sample. While such a sample does not encompass the whole vocal repertoire of species in our sample, it includes the largest amount of acoustic data available for these species, allowing testing for correlations between these traits and syringeal morphological correlates.</p><p>A supertree of species in our sample was assembled in MESQUITE 3.70 <ref type="bibr">(Maddison and Maddison 2021)</ref> using the topology and calibrations of <ref type="bibr">Chen et al. (2019)</ref>  <ref type="bibr">Chen and Field (2020)</ref>. Our sample includes two species for which two specimens were sampled: one male and one female for O. chimborazo, and one adult and one subadult for Chaetura pelagica (L. 1758). High-frequency vocalizations are known to differ between sexes in O. chimborazo <ref type="bibr">(Duque and Carruth 2022)</ref>, and age has been proposed to influence syrinx structure in swifts <ref type="bibr">(Thomassen 2005)</ref>. In order to consider intraspecific variability in our analysis, we treated each specimen as a separate terminal taxon with a divergence time of 0.1 Myr between two specimens in the same species.</p><p>All statistical analyses were performed in R 4.3.1 (R Core Team 2023) on natural log-converted traits <ref type="bibr">(Gingerich 2000)</ref>. We analysed our set of morphoanatomical traits with phylogenetic generalized least squares (PGLS) regressions (e.g. Symonds and Blomberg 2014) using a lambda model <ref type="bibr">(Freckleton et al. 2002)</ref> in 'caper' <ref type="bibr">(Orme et al. 2023)</ref>. We performed simple regressions (i.e. one predictor per model), as our relatively low sample size would probaby result in overfitting for multiple regression models <ref type="bibr">(Mundry 2014)</ref>. To overcome this limitation and investigate causal relationships between our variables, we paired the response and predictive variables in each model to test explicitly stated functional hypotheses based on previous literature (18 simple regressions; Table <ref type="table">1</ref>). Normality and homoscedasticity of residuals in our models were checked using Shapiro-Wilk normality tests and residuals versus fitted values plots, respectively, following <ref type="bibr">Mundry (2014)</ref>. Visual representation of inferred causal relationships between pairs of variables (based on significant PGLS regressions; see Results) was made using a directed acyclic graph (DAG), a common tool in graph theory in which each vertex represents an individual variable and each edge represents an inferred causal relationship (i.e. a regression model), figured as an arrow directed at the response variable of each regression (e.g. <ref type="bibr">Pearl 2009</ref><ref type="bibr">, Laubach et al. 2021)</ref>.</p><p>We also investigated the effect of morphological variables on acoustic traits in a PGLS framework. To avoid model overfitting, and because several morphological traits were highly correlated (Fig. <ref type="figure">3</ref>; Table <ref type="table">2</ref>), we opted to perform principal component regressions. Prior to performing principal component analysis (PCA; e.g. Salgado <ref type="bibr">Kent et al. 2022)</ref>, we estimated missing data in the morphological dataset (7.8% missing) using imputePCA in 'missMDA' <ref type="bibr">( Josse and</ref><ref type="bibr">Husson 2012, 2016)</ref>. Given the small size of our dataset (N = 17) and recent problems identified with using individual PC scores obtained from phylogenetic PCA <ref type="bibr">(Uyeda et al. 2015)</ref>, we ran ordinary PCAs on the acoustic and completed morphological datasets using prcomp. Acoustic PC1 and PC2 explained 68% and 20% of the variance in our acoustic dataset, respectively, and morphological PC1 and PC2 explained 54% and 28% of the morphological variance, respectively (Supporting Information, Fig. <ref type="figure">S1</ref>). We performed PGLS regressions of each acoustic trait (acoustic PC1 and PC2) on each morphological trait (morphological PC1 and PC2), for a total of four PGLS regressions (see Table <ref type="table">3 for results</ref>). Traits that were identified as contributing to PCs for which regressions were significant (Supporting Information, Fig. <ref type="figure">S1B,</ref><ref type="figure">D</ref>) were then regressed on each other in individual PGLS regressions.</p><p>Ancestral state reconstructions (ASR) were compiled using contMap in 'phytools' <ref type="bibr">(Revell 2012</ref><ref type="bibr">(Revell , 2013) )</ref> for anatomical traits that showed a good fit for a Brownian Motion model; model fit was checked by estimating Pagel's lambda <ref type="bibr">(Pagel 1999)</ref> in 'phytools' and performing model selection using fitContinuous in 'geiger' <ref type="bibr">(Pennell et al. 2014)</ref>, following <ref type="bibr">Wilson et al. (2022)</ref>. For traits averaged for both sides of the body (distance TL-labia, TL CSA, labia length, IM CSA), difference between left and right measurements was tested using phylogenetic paired t-tests in 'phytools' to control for lateral asymmetry <ref type="bibr">(Riede and</ref><ref type="bibr">Goller 2010a, Prince et al. 2011)</ref>.</p><p>Table <ref type="table">1</ref>. List of causal relationships between pairs of morphoanatomical variables tested using PGLS in this study, with corresponding functional hypotheses. Abbreviations: BM, body mass; DTL, distance tracheolateralis-labia; IMCSA, intrinsic muscle cross-sectional area; LL, labia length; TD, tracheal diameter; TER, tracheal elongation ratio; TLCSA, tracheolateralis cross-sectional area (see text for definitions).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Tested causal relationships</head><p>Proposed hypotheses</p><p>Body mass has a strong, albeit differential influence on acoustic parameters and morphoanatomical measurements of vocal folds (and associated muscles) in vertebrates (e.g. <ref type="bibr">Riede and</ref><ref type="bibr">Brown 2013, Riede and</ref><ref type="bibr">Goller 2014)</ref>. We expect morphoanatomical traits to be positively correlated with body mass <ref type="bibr">(Riede and Brown 2013)</ref> and acoustic traits to be negatively correlated with it <ref type="bibr">(Mason and Burns 2015</ref><ref type="bibr">, Pearse et al. 2018</ref><ref type="bibr">, Mej&#237;as et al. 2020)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>DTL~TLCSA TLCSA~TER DTL~TER IMCSA~TLCSA</head><p>Hummingbirds have been suggested to use interclavicular air sac, TL, and IM to stabilize the syrinx <ref type="bibr">(Monte et al. 2020)</ref>. This might result in a TL that is thicker to increase stability, but also shorter to make room for the large IM, resulting in a positive correlation between TLCSA and TL shortening, as well as a link between IMCSA and TLCSA. In this hypothesis, a short trachea (high TER) would result in high TLCSA and a higher DTL.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>LL~DTL LL~IMCSA IMCSA~DTL</head><p>In hummingbirds, IM ensure abduction and adduction of the labia (Riede and Olson 2020), so we expect LL and IMCSA to be correlated. A higher DTL may allow for larger IM, which in turn affects LL; we also test for a direct effect of DTL on LL as a control for that hypothesis.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>TLCSA~TD LL~TD IMCSA~TD</head><p>A wider trachea with larger tracheal rings may require a thicker TL to modify its length during vocalization and stabilize its position <ref type="bibr">(Riede et al. 2006, Riede and</ref><ref type="bibr">Olson 2020)</ref>. Since LL and IM are involved in fine song tuning in hummingbirds <ref type="bibr">(Monte et al. 2020, Riede and</ref><ref type="bibr">Olson 2020)</ref>, TD may also affect their biomechanical resistance through allometric constraints.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IMCSA~TER LL~TER</head><p>Tracheal shortening in hummingbirds has been proposed to be an adaptation for high frequency vocalizing associated with well-developed intrinsic musculature for fine modulation of fundamental frequency <ref type="bibr">(Riede and Olson 2020)</ref>. The high tensile forces required by this mechanism could constrain the structure of the vocal folds, resulting in thicker and longer lateral labia.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>RESULTS</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>General description of the swift syrinx</head><p>Syrinx morphology shows very little variation between all three sampled species of swifts (Table <ref type="table">1</ref>)-Apus affinis (Gray 1830), Co. pelagica, and Collocalia esculenta (L. 1758); therefore, the following anatomical description applies to all of them unless mentioned otherwise. Syrinx anatomical terminology generally follows <ref type="bibr">King (1989)</ref>, <ref type="bibr">D&#252;ring and Elemans (2016)</ref>, <ref type="bibr">Kingsley et al. (2018)</ref>, <ref type="bibr">Monte et al. (2020)</ref>, and <ref type="bibr">Riede and Olson (2020)</ref>; colour codes for segmented syrinx scans in Figures 1-6 follow <ref type="bibr">Kingsley et al. (2018)</ref>. The general structure of the syrinx in all sampled hummingbird species matches previously published descriptions of hummingbird syrinxes <ref type="bibr">(Zusi 2013</ref><ref type="bibr">, Monte et al. 2020</ref><ref type="bibr">, Riede and Olson 2020)</ref>.</p><p>The swift syrinx is located at the tracheobronchial junction (TBJ), which occurs within the thoracic cavity at the level of the sternum, as documented in most birds (e.g. <ref type="bibr">D&#252;ring and Elemans 2016)</ref>. The trachea has an elliptical cross-sectional shape that remains constant in size and aspect ratio through its entire length (Figs 1A, B, 2A-C, J-L; Supporting Information, Table <ref type="table">S1</ref>). Cartilaginous tracheal rings are highly contiguous, making them hard to distinguish from one another in the scans (Fig. <ref type="figure">2M-O</ref>); their cross-sectional shape is elongated along their anteroposterior axis, but progressively becomes more even for the last four to five tracheal rings above the TBJ. The tympanum (i.e. a series of contiguous, partially fused tracheal rings above and at the TBJ; e.g. <ref type="bibr">King 1989</ref>) differs between species. In A. affinis and Co. esculenta, it consists of two enlarged tracheal rings (T0 and T1) with an elongated, slightly triangular cross-sectional shape, well distinct from each other in cross-section (Fig. <ref type="figure">2A,</ref><ref type="figure">C,</ref><ref type="figure">D,</ref><ref type="figure">F,</ref><ref type="figure">M,</ref><ref type="figure">O</ref>). Conversely, the tympanum in Ch. pelagica is less conspicuous, with the last tracheal rings being more similar to more craniad rings in both cross-sectional shape and degree of fusion, and a well-defined membrane separates the last tracheal ring from the first bronchial half-rings (Fig. <ref type="figure">2B,</ref><ref type="figure">E,</ref><ref type="figure">N</ref>). In their medial portion, the rings that constitute the tympanum fuse to form a well-developed pessulus (Fig. <ref type="figure">2D-F, J-O</ref>).</p><p>In Co. esculenta, the pessulus protrudes slightly more cranially than in the other two species (Fig. <ref type="figure">2O</ref>), giving it a pointed cross-sectional shape in coronal view that resembles the elongated pessulus found in some hummingbirds <ref type="bibr">(Riede and Olson 2020)</ref>. In our sample, four hummingbird species not closely related to each other-Mellisuga minima (L. 1758), O. chimborazo, Selasphorus heloisa Lesson and Delattre 1839, and Topaza pella (L. 1758)present such an elongated pessulus (Fig. <ref type="figure">1C</ref>), suggesting that this trait appeared several times independently among Apodiformes and does not correspond to a major evolutionary shift in vocal production mechanism or learning for either swifts or hummingbirds.</p><p>The two bronchi are tubular structures with an elliptical cross-sectional shape, the major axis of which is oriented towards the ventral end of the pessulus (Fig. <ref type="figure">2J-L</ref>). In transverse view, this results in an angle between the two elliptical bronchi, which varies between species (A. affinis: 72.59&#176;; Ch. pelagica:  ). Unlike tracheal rings, bronchial half-rings are separated from each other and have a well-defined round-toelliptical cross-sectional shape (Fig. <ref type="figure">2M-O</ref>). Half-rings are adjacent to each other along the anteroposterior axis, but in Ch. pelagica the first four half-rings (B1-B4) in each bronchus form a cluster that aligns in the mediolateral axis on each side, resulting in each bronchus slightly protruding laterally before going back to an anteroposterior orientation in an L-shaped arrangement (Fig. <ref type="figure">2B,</ref><ref type="figure">E,</ref><ref type="figure">H</ref>). All half-rings look similar to one another except for the first pair (B1), which is slightly larger and more triangular in cross-sectional shape than subsequent ones (Fig. <ref type="figure">2M-O</ref>).</p><p>One angle in this triangular shape protrudes towards the bronchial lumen and supports one lateral labium on each first halfring (Fig. <ref type="figure">2M-O</ref>).</p><p>Both lateral labia are long, thin membranes of soft tissue that protrude into the bronchial lumen, and their attachment site consists of the entire inner side of their respective half-ring (Fig. <ref type="figure">2D-L</ref>). The medial portion of both bronchi is occupied by an evenly thin medial tympaniform membrane (MTM) that attaches to the pessulus and bronchial half-rings (Fig. <ref type="figure">2M-O</ref>). No medial labia are present, but in A. affinis the MTM shows conspicuous local folding that forms a pair of laterally protruding sections that strongly resemble labia (Fig. <ref type="figure">2M</ref>). These folded sections, however, are located below the lateral labia, at the level of the second pair of bronchial half-rings, and it is not clear whether they would come in contact with the labia during phonation. The interbronchial ligament connects the two bronchi on the caudal end of the MTM at the level of half-rings B5-B6 (Fig. <ref type="figure">2M,</ref><ref type="figure">N</ref>).</p><p>The musculature in the swift syrinx is similar to that of other birds that do not have vocal production learning: IM are absent and the TL and ST muscles are well-developed. The TL consists of two laterally flattened muscle bands that run on the left and right sides of the trachea, respectively, through its entire length (Figs 1A, B, 2A-C); its distal ends are located right above the TBJ, one to two rings away from the tympanum (Figs <ref type="figure">1A, 2A-C,  G-I</ref>). The ST attaches on top of the TL on each side of the trachea 10-12 rings away from the tympanum and drifts away from the trachea to insert on the craniolateral processes of the sternum (Figs <ref type="figure">1A,</ref><ref type="figure">G,</ref><ref type="figure">I</ref>). The ST is on average five to seven times thicker than the TL in cross-section, which is also the case in the nightjar species in our sample and congruent with previous descriptions of both muscles in other Strisores, e.g. swifts <ref type="bibr">(Suthers and</ref><ref type="bibr">Hector 1982, Thomassen et al. 2005)</ref>, oilbird <ref type="bibr">(Suthers and Hector 1985)</ref>, and nightjars <ref type="bibr">(Cuvier 1795</ref><ref type="bibr">, Marshall 1905)</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Statistical analyses</head><p>Twelve out of the 18 regressions between anatomical traits were recovered as significant (Table <ref type="table">2</ref>), allowing us to map inferred causal relationships as a DAG between all seven variables (detail in Fig. <ref type="figure">3</ref>). Significant correlates of labia length, a key parameter in hummingbird vocal innovation <ref type="bibr">(Riede and Olson 2020)</ref>, were identified as body mass (pseudo R 2 = 0.167; P = .038; positive correlation), tracheal elongation ratio (pseudo R 2 = 0.359; P = .007; negative correlation), and IM CSA (pseudo R 2 = 0.601; P &lt; .001; positive correlation). No significant lateral asymmetry was detected for distance TL-labia (t = 0.471; P = .644), TL CSA (t = 0.571; P = .575), or IM CSA (t = 1.866; P = .083). A significant lateral asymmetry was detected for labia length (t = 2.209; P = .041), but that difference was recovered as non-significant when tested only in hummingbirds (t = 0.682; P = .509) or in swifts (t = 0.522; P = .694), suggesting it to be driven by the difference in labia length between hummingbirds and swifts in our sample.</p><p>Phylogenetic principal component regressions revealed a significant negative correlation between morphological PC2 and acoustic PC1 (pseudo R 2 = 0.2249; P = .031; see Fig. <ref type="figure">7</ref>; Table <ref type="table">3</ref>). Variables that contributed most to morphological PC2 were identified as tracheal elongation ratio (41%) and tracheal diameter (32%), while those that contributed most to acoustic PC1 were identified as maximum vocalization frequency (28%), peak frequency (26%), and vocalization frequency bandwidth (22%-see Supporting Information, Fig. <ref type="figure">S1B,</ref><ref type="figure">D</ref>). However, out of the six PGLS regressions of individual acoustic traits on individual morphological traits, only one was recovered as significant: that of maximum vocalization frequency on tracheal elongation ratio (pseudo R 2 = 0.2417; P = .036; see Table <ref type="table">2</ref>).</p><p>Pagel's lambda was high (&#955; &#8805; 0.99) and significant (P &lt; .05) for five out of seven anatomical traits: body mass, TL CSA, tracheal diameter, tracheal elongation ratio, and labia length. A Brownian Motion model was selected as the best fit for tracheal elongation ratio and tracheal diameter, while a lambda model was selected for labia length, an Ornstein-Uhlenbeck model for body mass, and a rate trend model for TL CSA (Supplementary Code). We performed Brownian Motion ASR on all five traits with significantly high lambda values (Fig. <ref type="figure">4</ref>), since more complex models might be overparameterized for our sample size <ref type="bibr">(Mundry 2014</ref><ref type="bibr">, Cooper et al. 2016a</ref><ref type="bibr">, b, Wilson et al. 2022)</ref>. Evolutionary patterns are most conspicuous in major clade comparisons: a strong dichotomy of ancestral states between hummingbirds and swifts can be observed for body mass (decrease in hummingbirds; Fig. <ref type="figure">4A</ref>), tracheal elongation ratio (decrease in hummingbirds; Fig. <ref type="figure">4C</ref>), TL CSA (increase in hummingbirds; below the TBJ) down to the posterior end of the bronchi. A-C, whole syrinx in ventral view. D-F, close-up of the tympanum in ventral view, rendered slightly transparent to show the labia; the tympanum of Co. esculenta in (F) is shown in dorsal view, as the angle of insertion of the labia on the first bronchial half-rings prevents their visualization in ventral view. G-I, lateral view (right side) of the syrinx, rendered slightly transparent to show the labia; the syrinx of C pelagica in (H) is shown in anteromedial view so that the labia are not hidden by the laterally protruding bronchial half-rings (see text). J-L, anterior view of the two bronchi, rendered slightly transparent to show the labia and pessulus; cross-section of the overlying trachea is shown by white dashed lines. M-O, coronal section of syrinxes in ventral view; the contour of tracheal rings is delimited in dark red. Abbreviations: Br., bronchi; IBL, interbronchial ligament; ITW, inner tracheal wall; L.Br., left bronchus; L.L., left labium; MTM, medial tympaniform membrane; OTW, outer tracheal wall; Pes., pessulus; R.Br., right bronchus; R.L., right labium; ST, sternotrachealis; TL, tracheolateralis; Tr., trachea; Ty, tympanum. Scale bar: 0.5 mm. Fig. <ref type="figure">4E</ref>), and labia length (increase in hummingbirds; Fig. <ref type="figure">4F</ref>). ASR confirm our results for PGLS regressions on body mass (Fig. <ref type="figure">3</ref>; Table <ref type="table">2</ref>): traits significantly influenced by body mass (tracheal diameter, TL CSA, and labia length) all show an evolutionary pattern very similar to that of body mass (Fig. <ref type="figure">4A</ref>)particularly within hummingbirds, with an increase of trait value in the largest sampled species Eutoxeres condamini (Bourcier 1851), Patagona gigas (Vieillot, 1824), and T. pella (Fig. <ref type="figure">4B,</ref><ref type="figure">E,</ref><ref type="figure">F</ref>; Supporting Information, Table <ref type="table">S1</ref>). Conversely, tracheal elongation ratio, a dimensionless trait not influenced by body mass (Fig. <ref type="figure">3</ref>), does not show any conspicuous pattern within hummingbirds (Fig. <ref type="figure">4C</ref>), but does exhibit a significant difference between swifts and hummingbirds (t = 11.47; P &lt; .001; Fig. <ref type="figure">4D</ref>), probably independent of that found in body mass for the same groups (t = 3.291; P = .022).</p><p>Patterns at less inclusive levels of the tree can also be observed: bee hummingbirds (Mellisugini) show a decrease in body mass compared to other hummingbirds (Fig. <ref type="figure">4A</ref>), which is recovered for tracheal diameter (Fig. <ref type="figure">4B</ref>), TL CSA (Fig. <ref type="figure">4E</ref>), and, to a lesser extent, labia length (Fig. <ref type="figure">4F</ref>), but not for tracheal elongation ratio (Fig. <ref type="figure">4C</ref>). The ' Andean clade' (sensu <ref type="bibr">McGuire et al. 2009</ref>) also shows a conspicuous decrease in tracheal diameter and TL CSA (Fig. <ref type="figure">4B,</ref><ref type="figure">E</ref>). Finally, all three sampled species in genus Phaethornis show much shorter labia than all other hummingbirds, comparable in length to those of swifts and nightjars (Fig. <ref type="figure">4F,</ref><ref type="figure">G</ref>; Supporting Information, Table <ref type="table">S1</ref>). A t-test for difference in labia length between swifts and hummingbirds is only marginally significant (t = 2.520; P = .045). When correcting for body mass by performing the test on the ratio (labia length/ body mass), the difference between swifts and hummingbirds is much more pronounced (t = 6.371; P &lt; 0.001); all Phaethornis species are grouped with other hummingbirds, but still show lower values of the ratio compared to them (Fig. <ref type="figure">4H</ref>).</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>DISCUSSION</head><p>The swift syrinx and the evolution of the syrinx in Strisores</p><p>The structure of the swift syrinx is similar to that documented for several non-hummingbird Strisores, and many of its characteristics are probably ancestral to the clade: a conspicuous medial tympaniform membrane present between bronchial half-rings, lateral labia on the first pair of bronchial half-rings,   The oilbird-the only non-Apodiformes Strisores' clade for which functional syrinx morphology has been documentedshows a bilaterally asymmetrical syrinx with a pair of IM, with sound sources consisting of two lateral tympaniform membranes located further down the bronchi <ref type="bibr">(Suthers and Hector 1985)</ref>. This represents an autapomorphic specialization linked with their use of echolocation for nocturnal foraging, as well as, potentially, intraspecific communication <ref type="bibr">(Suthers and</ref><ref type="bibr">Hector 1985, Brinkl&#248;v et al. 2013)</ref>. Conversely, the presence of a welldefined tympanum with partial ring fusion, some of which completely fused as observed in Ch. pelagica (Fig. <ref type="figure">2B</ref>, N), seems to be unique to Apodiformes, as is the shortening of the TL to insert right above it. The variable degree of tympanal ring fusion among swifts might be an important factor to understand the acquisition of a highly fused tympanum in hummingbirds, and quantitative analysis of tympanum cartilage development is likely to clarify the ontogenetic and phylogenetic significance of this trait in the context of vocal production.</p><p>Apart from the work of <ref type="bibr">Suthers and</ref><ref type="bibr">Hector (1982, 1985)</ref> and <ref type="bibr">Thomassen (2005)</ref>, previous studies on the vocal organ of nonhummingbird Strisores did not describe its internal syringeal anatomy nor the microstructure of its membranes (e.g. Beddard <ref type="formula">1886</ref>), meaning that the sound sources of Strisores outside hummingbirds have only been documented in the oilbird and echolocating swiftlets. <ref type="bibr">Thomassen (2005)</ref>, using a sample of four echolocating and five non-echolocating swift species, did report a variation in thickness of the MTM: very thin in echolocating Aerodramus species and the non-echolocating Hydrochous gigas <ref type="bibr">(Hartert and Butler 1901)</ref> and Raphidura leucopygialis (Blyth 1849), and much thicker in non-echolocating Collocalia species and Apus apus (L. 1758), with a denser layer of collagen and elastin. <ref type="bibr">Thomassen (2005)</ref> suggested that a thin MTM might, therefore, be advantageous for echolocation, but not necessary, since the oilbird can produce echolocating clicks and shows a thick MTM <ref type="bibr">(Suthers and Hector 1985)</ref>. In our sample, A. affinis and Ch. pelagica present a thin MTM (Fig. <ref type="figure">2M,</ref><ref type="figure">N</ref>), while Co. esculenta shows the denser and thicker MTM described by <ref type="bibr">Thomassen (2005)</ref> in this species (Fig. <ref type="figure">2O</ref>). Our results confirm that among described swift species, a thicker MTM microstructure is only present in Collocalia and A. apus, while a thin MTM is found in all other swifts. This suggests that the thinner MTM documented in echolocating swiftlets is probably not an adaptation to echolocation and may instead be ancestral to Apodidae, which would be congruent with the lack of phylogenetic signal in swiftlet echolocating calls <ref type="bibr">(Thomassen and Povel 2006)</ref>   two independent acquisitions of the trait. Such a structure could provide a structural advantage for sustained high-frequency vocalization, since A. apus and other species in the same genus have been documented to produce relatively long calls (~400 ms) at 5.6 kHz <ref type="bibr">(Malacarne et al. 1989</ref><ref type="bibr">, Grieve and Kirwan 2012</ref><ref type="bibr">, Marais et al. 2021)</ref>, i.e. within the frequency range of echo clicks produced by echolocating swiftlets <ref type="bibr">(Thomassen and Povel 2006)</ref>. Accordingly, in hummingbirds, local thickening of the MTM to form a medial labium with tympanic ossicles has been proposed to facilitate high-frequency vocalizing through increased stiffness <ref type="bibr">(Monte et al. 2020</ref>). However, it is worth noting that the bronchial morphology of swifts can show extensive intraspecific variation <ref type="bibr">(Thomassen 2005)</ref>, which might also affect differences in MTM thickness. Furthermore, the phylogeny of Apodidae is unresolved and has not been critically reassessed in over a decade <ref type="bibr">(Lee et al. 1996</ref><ref type="bibr">, Price et al. 2004</ref><ref type="bibr">, Thomassen and Povel 2006</ref><ref type="bibr">, P&#228;ckert et al. 2012</ref><ref type="bibr">, Tietze et al. 2015)</ref>. Preliminary assessments of the ancestral condition for syringeal traits in swifts and associated functional hypotheses regarding vocalization are highly conditional on future results regarding topology and calibration of the Apodidae tree. We document for the first time the presence of well-developed labia (range of 113.7-299.6 &#181;m; Supporting Information, Table <ref type="table">S1</ref>) in three species of swifts, each belonging to one of the three tribes in subfamily Apodinae: Apodini (A. affinis), Chaeturini (Ch. pelagica), and Collocaliini (Co. esculenta). This is congruent with the results of <ref type="bibr">Thomassen (2005)</ref>, who reported a wide range for labia volume in nine species of swifts (N = 16). <ref type="bibr">Zusi (2013)</ref>, referring to the lateral labia of hummingbirds as lamellae, considered them to be distinct from those of swifts and coded them as absent in A. affinis and Ch. pelagica. However, while the structure of hummingbird lateral labia-enriched in collagen and supported by a highly modified first bronchial half-ring [B1 in <ref type="bibr">Riede and Olson (2020)</ref>]-is distinct from that of other Strisores, their position and attachment in the syrinx are similar to those of swifts in our sample and in <ref type="bibr">Thomassen (2005)</ref> [although the lateral labia in Aerodramus spodiopygius (Peale 1848) are positioned slightly more craniad and partially attach to the posterior end of the tympanum- <ref type="bibr">Suthers and Hector (1982)</ref>], and lateral labia could thus be homologous structures in swifts and hummingbirds. Conversely, the medial labium with embedded ossicles found in hummingbirds is absent in swifts, and is probably an autapomorphy of Trochilidae among Strisores.</p><p>The inner structure of hummingbird labia (a lamina propria composed mostly of collagen, lined by a thin outer epithelium; Riede and Olson 2020) is very similar to the thickened MTM described in Co. esculenta and A. apus <ref type="bibr">(Thomassen 2005)</ref>. Despite these two anatomical structures being involved in different vocalization mechanisms during sound production, their similar microstructure shows that the acquisition of collagenenriched laminae in sound-producing structures is not exclusive to hummingbirds among Strisores, and thus might not necessarily be linked to high-frequency vocalizing, as was previously proposed in songbirds <ref type="bibr">(Riede and</ref><ref type="bibr">Goller 2010a, 2014)</ref> and hummingbirds <ref type="bibr">(Riede and Olson 2020)</ref>. Additionally, Chordeiles minor (Forster 1771), the nightjar sampled in the present study, also presents conspicuous lateral labia on the inner side of the first two pairs of bronchial half-rings (Fig. <ref type="figure">5</ref>), very similar in structure to those of swifts. Considering that nightjars (Caprimulgidae) are the earliest-diverging family within Strisores (e.g. <ref type="bibr">Chen et al. 2019)</ref>, a pair of lateral labia on the first pair of bronchial half-rings probably represents the ancestral sound source in Strisores, which would then have been lost in the oilbird and highly modified in hummingbirds. Further descriptions of syrinx anatomy in other Strisores families are required to test this hypothesis. The relationship between acoustic PC1 and morphological PC2 is significant (slope = -0.75, lambda &lt; 1e-7, sig2 = 0.04, P = .03) while that between other PC traits pairs was not (P &gt; 0.05; see Table <ref type="table">3</ref> for detail). Morphological PC1 explained variation in labia length, IM CSA, TL CSA, and distance TL-labia (see text for definitions), while PC2 primarily explained variation in tracheal diameter and tracheal elongation ratio. Acoustic PC1 primarily explained variation in maximum vocalization frequency, vocalization frequency range, and peak frequency (see Supporting Information, Fig. <ref type="figure">S1</ref>).</p><p>In addition to their sound sources, the similarity in extrinsic syringeal musculature between swifts and nightjars suggests that the documented sequence of syringeal muscular activity for sound production in swifts may also be similar between the two clades, and possibly ancestral to Strisores. The general model of alternate action of ST ('on' muscle, first click) and TL ('off ' muscle, second click) proposed by <ref type="bibr">Gaunt and Gaunt (1985a)</ref> for avian vocalization is similar to the vocalization sequence described by <ref type="bibr">Suthers and Hector (1982)</ref> and refined by <ref type="bibr">Thomassen (2005)</ref> for swiftlet echolocation calls, and could thus be generalized to other Strisores groups. Unusual call types requiring fast oscillations of the labia have been documented in non-hummingbird Strisores, such as long, fast trills (up to 8 min) in the nightjar Caprimulgus europaeus L. 1758 <ref type="bibr">(Hunter 1980)</ref>, or high-frequency repetition of echolocation clicks in the oilbird <ref type="bibr">(Suthers and Hector 1985)</ref>. Such calls have been proposed to require very fast antagonistic action of ST and TL, as documented for 'mini-breath' mechanisms found in several songbirds and in the oilbird <ref type="bibr">(Brackenbury 1978</ref><ref type="bibr">(Brackenbury , 1989))</ref>. While the fast trills identified in Ca. europaeus are not associated with a 'mini-breath' mechanism <ref type="bibr">(Hunter 1980)</ref>, such a rapid production of trills can be associated with superfast vocal muscles <ref type="bibr">(Elemans et al. 2008)</ref>, a mechanism probably widespread in birds, including clades unable to use mini-breaths (e.g. doves- <ref type="bibr">Elemans et al. 2004</ref>). The ancestral presence of an enlarged ST in Strisores may thus have facilitated fast muscular contraction cycles that quickly increase and decrease airflow by abducting and adducting the lateral labia <ref type="bibr">(Thomassen 2005)</ref>, which is crucial for echolocation in oilbird and swiftlets <ref type="bibr">(Brinkl&#248;v et al. 2013)</ref>.</p><p>In this context, the thin labia visible in Chordeiles minor and most swifts would be capable of sustaining moderately fast oscillations and produce simple calls for extended periods of time, but could not produce complex calls at higher F0 that require a wider vocal range (as documented in hummingbirds; <ref type="bibr">Duque and Carruth 2022)</ref>. Such calls can be achieved by layering the inner structure of the labia, with a lamina propria composed of fibrous proteins (collagen and/or elastin) and glycosaminoglycans that help to reduce mechanical stress, and a surrounding thinner epithelium that can oscillate independently to reach higher frequencies <ref type="bibr">(Riede and Goller 2010a)</ref>. A significant positive relationship between layering of the labia and F0 range was documented for the medial labia of passerines <ref type="bibr">(Riede and Goller 2014)</ref>. Such a mechanism is generally associated with fine muscular control by IM for precise abduction of the labia into the lumen to reach specific oscillating frequencies, as documented in vocal learners. While this strategy has been hypothesized to be present in hummingbirds based on similar layering of their labia and precise control of their abduction by IM <ref type="bibr">(Monte et al. 2020, Riede and</ref><ref type="bibr">Olson 2020)</ref>, the ancestral presence of such structures in non-learning avian clades and its role in the subsequent acquisition of vocal learning has not been assessed. The thick, layered structure of the MTM in some swifts, as documented by <ref type="bibr">Thomassen (2005)</ref> and in the present study, even though not used in high-frequency vocalizing, suggests that such specialized structures were probably acquired at more inclusive levels of the avian tree than previously suggested. Future studies documenting the histological structure of labia in non-learning avian clades might improve our understanding of the acquisition of vocal learning and high-frequency vocalizing among Aves.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>Implications for the evolution of the hummingbird syrinx</head><p>The significant relationships we identified between pairs of syringeal traits in our sample provide a framework to describe the possible evolutionary pathway for the acquisition of the hummingbird syrinx (Fig. <ref type="figure">5</ref>). The main direct predictors of increased labia length in hummingbirds are lower body mass, higher IM CSA, and tracheal shortening. This is consistent with the hypothesis of displacement of the syrinx in the neck through tracheal shortening being a major factor for the acquisition of three pairs of well-developed IM, which finely abduct/adduct larger, more rigid labia adapted to complex high-frequency vocalizations <ref type="bibr">(Monte et al. 2020, Riede and</ref><ref type="bibr">Olson 2020)</ref>.</p><p>Interestingly, tracheal shortening is also correlated with a higher distance of TL-labia (which in turn correlates with IM CSA; Fig. <ref type="figure">3</ref>) and with a higher maximum vocalization frequency (Table <ref type="table">2</ref>; Fig. <ref type="figure">7</ref>; Supporting Information, Fig. <ref type="figure">S1</ref>). Tracheal length has long been known to be a major influence on the fine-tuning of bird song: a longer vocal tract can be 'tuned' by adjusting its length and diameter through combined action of <ref type="bibr">ST and TL (and IM, if present)</ref> to match its resonance frequency with the F0 produced by the sound sources <ref type="bibr">(Daley and Goller 2004</ref><ref type="bibr">, Riede et al. 2006</ref><ref type="bibr">, 2019)</ref>. Tracheal shortening is associated with an increase in F0 in chickens and budgerigars (associated with syringeal muscle control in the latter), but not in zebra finches, in which it only causes an increase in nonlinear phenomena (i.e. subharmonics, frequency jumps- <ref type="bibr">Riede et al. 2019)</ref>. The authors hypothesized that the stronger control of F0 in zebra finches was due to the layered structure of their labia <ref type="bibr">(Riede et al. 2019)</ref>, which is also present in hummingbirds <ref type="bibr">(Riede and Olson 2020)</ref>. Therefore, the peculiar strategy of hummingbirds to reduce tracheal length by displacing the syrinx craniad should, in theory, result in a decreased ability to match formants with F0 and increased nonlinear phenomena, which is not the case <ref type="bibr">(Riede and</ref><ref type="bibr">Olson 2020, Duque and</ref><ref type="bibr">Carruth 2022)</ref>. Instead, the shortening of the trachea and loss of the ST provide additional space for an increased tracheal diameter and a thicker, shorter TL, resulting in an increase in available space on the surface of the tympanum. This available space allows for the development of large dorsoventrally oriented IM, which (i) stabilize the syrinx in the throat (in conjunction with the invaginated interclavicular air sac) and (ii) finely adjust the position of lateral labia through ligaments. Additionally, embedded tympanic ossicles in the medial labia locally control their tension and help to adjust the frequency of their oscillations <ref type="bibr">(Monte et al. 2020)</ref>. Therefore, the hummingbirds compensate for the shortening of their vocal tract by developing extreme stabilization of their sound sources and highly specialized labia structure and motor control, resulting in decreased 'acoustic chaos' and increased vocal range that facilitates high-frequency vocalizing. This is further supported by the significant correlation between maximum vocalization frequency and tracheal elongation ratio.</p><p>This strategy of simplifying the anatomy of the vocal tract (shorter trachea and TL, loss of ST) to achieve greater song complexity is analogous to the loss of air sacs and vocal membranes in the human larynx, which suppressed the generation of subharmonics and chaos used by non-human primates to produce louder calls, but shifted vocal production to a more stable sound source (the vocal folds) that enhanced production of formant frequencies through more complex motor control <ref type="bibr">(Fitch et al.</ref> Syrinx evolution in apodiformes &#8226; 15 2002, <ref type="bibr">Riede and</ref><ref type="bibr">Brown 2013, Nishimura et al. 2022)</ref>. The reduction of anatomical structures involved in producing pseudoformants ('chaos') can thus give rise to vocal complexity through acquisition of specialized structure and motion control of the sound sources. The advantages of producing complex tonal songs can represent a strong selection pressure for such morphological changes in vocal learners, as recently shown in both hummingbirds and passerines, although the importance of the upper vocal tract filter and its potentially less prominent role in hummingbirds due to trachea shortening remains to be investigated <ref type="bibr">(Fai&#223; et al. 2022)</ref>.</p><p>This proposed evolutionary scenario, however, is far from complete and requires further testing, as shown by the almost complete lack of significant relationships between anatomical and acoustic traits in our dataset (only one significant correlation). While this could be due to our relatively low sample size, it could also be explained by the influence on acoustic traits of other anatomical parameters we did not account for, especially those associated with the specialized physiological strategy of hummingbirds. To sustain the energetically expensive hovering flight strategy associated with their nectarivorous diet, hummingbirds have acquired the highest known metabolic rates among vertebrates <ref type="bibr">(Bicudo et al. 2002</ref><ref type="bibr">, Hargrove 2005</ref><ref type="bibr">, Shankar et al. 2020)</ref>, achieved through increased muscular heat production from highly hypertrophied pectoral muscles (~30% of body mass-Suarez 1992) and heart (2.1-2.5% of body mass-McNab 2019), the largest of any bird in relation to body mass. Additionally, these enlarged pectoral muscles show very high vascularization and mitochondria content <ref type="bibr">(Mathieu-Costello et al. 1992)</ref>, resulting in increased aerobic capacity <ref type="bibr">(Suarez et al. 1990</ref><ref type="bibr">, Nespolo et al. 2018)</ref>. The increased space occupied by the hypertrophied heart and highly vascularized lungs, associated with constraints on the size of the rib cage to support the enlarged pectoral musculature, may have been major selective pressures on syrinx displacement into the throat, which could be tested in future studies by adding quantitative traits measured on the heart and pectoral muscles of Strisores to our phylogenetic framework. We also did not consider the effect of confounding variables (e.g. body mass for labia length ~IM CSA-Fig. <ref type="figure">3</ref>; Table <ref type="table">1</ref>, 2), since our low sample size precluded the use of multimodel causal inference, e.g. through structural equation modelling <ref type="bibr">(von Hardenberg and</ref><ref type="bibr">Gonzalez-Voyer 2013, Thorson et al. 2023</ref>). Performing such analyses on a larger sample of Strisores syrinxes would improve and clarify causal inferences made from our DAG <ref type="bibr">(Uyeda et al. 2018</ref><ref type="bibr">, Laubach et al. 2021)</ref>.</p><p>Additionally, our sample does not account for the high ecological disparity of hummingbirds, a clade that experienced accelerated diversification <ref type="bibr">(McGuire et al. 2014</ref>) associated with colonization of new habitats and subsequent adaptation to highly varied ecological niches (e.g. linked with altitudinal gradient; <ref type="bibr">Parra et al. 2010</ref><ref type="bibr">, Licona-Vera and Ornelas 2017</ref><ref type="bibr">, Duque et al. 2021</ref><ref type="bibr">, Barreto et al. 2023)</ref>. These habitat-specific adaptations resulted in many specialized call types and strategies, as exemplified by high-frequency vocalizing species with specialized hearing <ref type="bibr">(Duque et al. 2018</ref><ref type="bibr">, 2020</ref><ref type="bibr">, 2021</ref><ref type="bibr">, Duque and Carruth 2022)</ref>, clades that repeatedly evolved complex song patterns associated with elaborate courtship displays <ref type="bibr">(Clark 2011</ref><ref type="bibr">, Clark et al. 2018)</ref>, or even potential loss of singing abilities <ref type="bibr">(Monte et al. 2023)</ref>. In this context, morphological adaptations of syringeal structure that would reflect these evolutionary strategies are probably specific to less inclusive hummingbird clades, and would require much more comprehensive sampling within Trochilidae to be adequately tested for and characterized. Future studies are likely to identify such patterns by investigating specific hummingbird clades known for specialized vocal production strategies (review in: Duque and Carruth 2022) using a rigorous quantitative phylogenetic framework. Such studies would require comprehensive sampling of vocal repertoires for each sampled species in order to identify vocalization patterns associated with vocal learning, which only represent a fraction of the vocal production in vocal learners and can be highly variable between populations of a given species (e.g. Araya-Salas and Wright 2013, <ref type="bibr">Lattenkamp et al. 2021)</ref>. While some acoustic traits (e.g. F0, bandwidth, tonality) have been documented to vary through ontogeny in vocal-learning vertebrates (e.g. bats- <ref type="bibr">Prat et al. 2017</ref><ref type="bibr">, Lattenkamp et al. 2021)</ref>, additional acoustic data are needed to adequately characterize this variation and to identify correlates of vocal learning in hummingbirds.</p><p>Other aspects of syrinx evolution in Strisores are also difficult to assess due to the lack of data for other families within the clades. A well-defined tympanum associated with a short TL, for example, can be hypothesized as a synapomorphy of Apodiformes, since oilbird, frogmouths, owlet-nightjars, and most nightjars do not present a conspicuous tympanum and their TL comes directly in contact with the tympaniform membranes or first bronchial half-rings <ref type="bibr">(Cuvier 1795</ref><ref type="bibr">, Beddard 1886</ref><ref type="bibr">, Marshall 1905</ref>; Fig. <ref type="figure">5</ref>). If correct, this hypothesis would support the apomorphic tympanum of Apodiformes as having facilitated the later acquisition of a highly fused tympanum and even shorter TL in hummingbirds. Similarly, descriptions and drawings in <ref type="bibr">Beddard (1886)</ref> suggest that the sound sources in frogmouths and owlet-nightjars might be located further down the bronchi than those of Apodiformes (Fig. <ref type="figure">5</ref>). If correct, this hypothesis would imply that Vanescaves ancestrally had labia further down the bronchi, meaning that the position of the labia on the first bronchial half-rings in Apodiformes would be apomorphic and non-homologous to that of nightjars. This would also suggest that the facilitating mechanisms to increase available space on the syrinx for development of IM are opposite between oilbird (displace the sound sources further down the bronchi to make space below the TBJ) and hummingbirds (shorten the TL to make space above the TBJ). However, apart from the oilbird, available descriptions of the syrinx in non-Apodiformes Strisores are from 100+-year-old references with inconsistent terminology, scarce illustrations, and no information on the structure and location of the sound sources. Furthermore, the lack of data for potoos and treeswifts, two clades with crucial phylogenetic positions within Strisores <ref type="bibr">(Chen et al. 2019;</ref><ref type="bibr">Fig. 5)</ref>, prevent any ASR of such traits for the whole group. A reassessment of syrinx morphology in non-Apodiformes Strisores is required to further understand syringeal synapomorphies of Apodiformes.</p><p>The presence of a well-defined tympanum with paired IM in the hummingbird syrinx has recently been proposed as evolutionary convergence with the passerine syrinx (e.g. <ref type="bibr">Riede and Olson 2020)</ref>. The morphology of syringeal muscles in passerines, however, is distinct from that of hummingbirds. Within passerines, the TL usually inserts on the tympanum or first bronchial half-rings <ref type="bibr">(Ames 1971;</ref><ref type="bibr">Fig. 6C, D insert)</ref>, in contrast to the much more cranial termination in hummingbirds (Fig. <ref type="figure">6B</ref>). The high diversity in number and position of IM in passerines <ref type="bibr">(Ames 1971</ref><ref type="bibr">, Warner 1972</ref><ref type="bibr">, King 1989</ref>; Fig. <ref type="figure">6C,</ref><ref type="figure">D</ref>) further contrasts with their highly conserved and distinct morphology in the hummingbird syrinx (three pairs of IM in a craniocaudal sequence-Zusi 2013, <ref type="bibr">Monte et al. 2020, Riede and</ref><ref type="bibr">Olson 2020;</ref><ref type="bibr">Fig. 6B)</ref>. This may be due to the well-documented recent (~20 Mya) and rapid (average of 0.23 species/Myr) diversification of hummingbirds, most of which occurred in its initial 10 Myr burst <ref type="bibr">(McGuire et al. 2014)</ref>. Highly specialized ancestral innovations of the hummingbird syrinx (Fig. <ref type="figure">5</ref>) were probably acquired during this short initial burst, with limited subsequent diversification in less inclusive clades <ref type="bibr">(McGuire et al. 2014</ref><ref type="bibr">, Harvey et al. 2017</ref><ref type="bibr">, Barreto et al. 2023)</ref>. Conversely, estimated time-trees for extant passerines (Passeriformes: ~85-47 Mya; Passeri: ~60-38 Mya- <ref type="bibr">Ericson et al. 2014</ref><ref type="bibr">, Oliveros et al. 2019</ref>) recover low early diversification rates, with most major rate shifts occurring over the last 10 Myr <ref type="bibr">(Oliveros et al. 2019)</ref>. This lower initial selective pressure may have resulted in the many syringeal morphologies found in passerines (Fig. <ref type="figure">6C</ref>, D), with independent selective pressures on vocal production in less inclusive clades. This hypothesis, however, requires further anatomical and bioacoustic comparisons to properly assess similarities and differences in the independent acquisition of complex intrinsic syringeal muscles and vocal learning between songbirds and hummingbirds <ref type="bibr">(Riede and</ref><ref type="bibr">Olson 2020, Fai&#223; et al. 2022)</ref>.</p><p>We did not focus on describing the syrinx anatomy of hummingbirds in our sample for this study, as their characteristics did not differ from the general descriptions available in the literature. The surprisingly short labia of species in genus Phaethornis (Fig. <ref type="figure">4F-H</ref>; Supporting Information, Table <ref type="table">S1</ref>), however, suggests that departures from this classic model might be present in some groups. When looking at the morphology of their labia in coronal view, all Phaethornis specimens show labia with a more rounded outer shape and relatively minimal protrusion into the bronchial lumen, and the first pair of bronchial half-rings is reduced and less laterally elongated compared to other hummingbirds (Fig. <ref type="figure">5</ref>). We do not observe these differences in E. condamini, the other hermit species in our sample. While this distinct morphology could also be explained by post-mortem deformation, as previously hypothesized for some configurations of hummingbird labia <ref type="bibr">(Riede and Olson 2020)</ref>, the high similarity between all three species suggests that it might be a real pattern, potentially corresponding to distinct vocal production strategies in Phaethornis. A previous study on another species in this genus, P. longirostris (Delattre 1843), reported a high turnover of simple single-note songs produced by males during lekking behaviour (Araya-Salas and Wright 2013), but did not document song patterns specific to Phaethornis among hermits, a clade in which lekking is widespread (Araya-Salas and Wright 2013), and song learning reported in all documented species <ref type="bibr">(Monte et al. 2023)</ref>. Investigating the inner structure of the labia and bronchial half-rings in this genus and other hermit hummingbirds using histology and microscopy may help to characterize this potential difference in syrinx morphology and to expand our understanding of the diversification of vocal production strategies in hummingbirds.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>CONCLUSION</head><p>The swift syrinx highlights several structural characteristics that probably represent the ancestral vocal production strategy for Strisores, but it also showcases structures that probably represent synapomorphies of Apodiformes, particularly its tympanum and vocal folds. Our statistical analyses also suggest that the shortening of the trachea and TL observed in hummingbirds (probably in conjunction with their displacement of the syrinx in the throat) facilitated their acquisition of high-frequency vocalizing.</p><p>The influence of such traits on the acquisition of vocal learning in hummingbirds, however, remains to be investigated in a comparative context. A comprehensive analysis of all major Strisores' groups in a morphoanatomical and acoustic context, to reconstruct detailed evolutionary scenarios for each of them, is yet to come and would benefit from the combined use of diceCT imaging and phylogenetic comparative methods, as used in the present study. Additional methods, such as comparative histology and advanced microscopy techniques that complement CT data <ref type="bibr">(Riede and Goller 2010a</ref><ref type="bibr">, 2014</ref><ref type="bibr">, Riede and Olson 2020)</ref>, or direct observation of syringeal movements through endoscopy <ref type="bibr">(Goller and</ref><ref type="bibr">Larsen 1997b, Larsen and</ref><ref type="bibr">Goller 2002)</ref>, could also be used in such a framework to investigate evolutionary innovations and to provide a more detailed picture of the evolution of syrinx anatomy in both learning and non-learning Strisores. Such studies are greatly needed to bridge the gap between morphological diversity of sound sources and known patterns of acoustic diversification, particularly in non-learning avian species, and will represent the next step in deciphering the evolution of vocal production in birds.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>SUPPLE MEN TARY DATA</head><p>Supplementary data are available at Zoological Journal of the Linnean Society online.</p></div><note xmlns="http://www.tei-c.org/ns/1.0" place="foot" xml:id="foot_0"><p>&#169; The Author(s) 2024. Published by Oxford University Press on behalf of The Linnean Society of London. All rights reserved. For permissions, please e-mail: journals.permissions@oup.com Downloaded from https://academic.oup.com/zoolinnean/advance-article/doi/10.1093/zoolinnean/zlae001/7609951 by Serials Acquisitions Unit PCL 2.302 user on 19 February 2024</p></note>
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