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			<titleStmt><title level='a'>Low mechanical loss and high refractive index in amorphous &lt;math&gt;&lt;mrow&gt;&lt;msub&gt;&lt;mi&gt;Ta&lt;/mi&gt;&lt;mn&gt;2&lt;/mn&gt;&lt;/msub&gt;&lt;msub&gt;&lt;mi mathvariant='normal'&gt;O&lt;/mi&gt;&lt;mn&gt;5&lt;/mn&gt;&lt;/msub&gt;&lt;/mrow&gt;&lt;/math&gt; films grown by magnetron sputtering</title></titleStmt>
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				<publisher>Physical Review</publisher>
				<date>03/01/2024</date>
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				<bibl> 
					<idno type="par_id">10532485</idno>
					<idno type="doi">10.1103/PhysRevMaterials.8.035603</idno>
					<title level='j'>Physical Review Materials</title>
<idno>2475-9953</idno>
<biblScope unit="volume">8</biblScope>
<biblScope unit="issue">3</biblScope>					

					<author>M Molina-Ruiz</author><author>K Shukla</author><author>A Ananyeva</author><author>G Vajente</author><author>M R Abernathy</author><author>T H Metcalf</author><author>X Liu</author><author>A Markosyan</author><author>R Bassiri</author><author>M M Fejer</author><author>M Fazio</author><author>L Yang</author><author>C S Menoni</author><author>F Hellman</author>
				</bibl>
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		<profileDesc>
			<abstract><ab><![CDATA[The ability to observe astronomical events through the detection of gravitational waves relies on the qualityof multilayer coatings used on the optical mirrors of interferometers. Amorphous Ta2O5 (including TiO2:Ta2O5)currently limits detector sensitivity due to high mechanical loss. In this paper, mechanical loss measured atboth cryogenic and room temperatures of amorphous Ta2O5 films grown by magnetron sputtering and annealedin air at 500 ◦C is shown to decrease for elevated growth temperature. Films grown at 310 ◦C and annealedyield a mechanical loss of 3.1×10−4 at room temperature, the lowest value reported for pure amorphous Ta2O5grown by magnetron sputtering to date, and comparable to the lowest values obtained for films grown by ionbeam sputtering. Additionally, the refractive index n increases 6% for elevated growth temperature, which couldlead to improved sensitivity of gravitational-wave detectors by allowing a thickness reduction in the mirrors’coatings. Structural characterization suggests that the observed mechanical loss reduction in amorphous Ta2O5films with increasing growth temperature correlates with a reduction in the coordination number between oxygenand tantalum atoms, consistent with TaOx polyhedra with increased corner-sharing and reduced edge- and facesharingstructures.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>I. INTRODUCTION</head><p>The detection of gravitational waves (GWs) relies on the precise measurement of the optical phase difference between two light beams from a common source traveling back and forth between mirrors in the perpendicular arms of an interferometer <ref type="bibr">[1,</ref><ref type="bibr">2]</ref>. The optimal performance of these mirrors is achieved by the use of Bragg mirrors, which yield high reflectivity and low optical absorption, and consist of alternating low-and high-refractive index n amorphous dielectric layers <ref type="bibr">[3]</ref>. Thermal noise, a type of energy dissipation and currently the dominant source of noise in these mirrors, originates in the coatings of the intermeformeter mirrors and is the factor that limits the sensitivity of GW detectors, such as the Laser Interferometer Gravitational-Wave Observatory (LIGO), Virgo, and the Kamioka Gravitational Wave Detector (KAGRA) interferometers <ref type="bibr">[4,</ref><ref type="bibr">5]</ref>.</p><p>The large dimensions of the mirrors used in GW detectors favors the use of amorphous (a-)coatings, specifically, amorphous silica a-SiO 2 (as the low n layer) and amorphous tantala a-Ta 2 O 5 or titania-doped tantala a-TiO 2 :Ta 2 O 5 (as the high n layer) for KAGRA or LIGO and Virgo, respectively. The high n layer contributes more to the overall thermal noise of the mirrors <ref type="bibr">[6]</ref>. The lack of long-range order in amorphous materials enables additional dissipation mechanisms, such as in mechanical loss, that increase the mirrors' thermal noise <ref type="bibr">[4]</ref>. At low temperatures, below &#8764;10 K, mechanical loss is well described by the standard tunneling model <ref type="bibr">[7,</ref><ref type="bibr">8]</ref>, in which groups of atoms tunnel between nearby configurations with similar energies, i.e., two-level systems (TLSs) in their most simplified mathematical expression <ref type="bibr">[9]</ref>. At higher temperatures, TLSs become thermally activated and the transition between states happens by jumping over the energy barriers that separate different states <ref type="bibr">[10]</ref>. It was found that a-TiO 2 reduces the loss to 2 &#215; 10 -4 upon incorporation in the a-Ta 2 O 5 network <ref type="bibr">[11]</ref>. However, a deeper understanding of the connection between loss mechanisms and structure of a-Ta 2 O 5 will better guide further and improved versions of GW detectors.</p><p>Previous results show that elevated growth temperature reduces the mechanical loss due to tunneling (&lt;10 K) of amorphous silicon <ref type="bibr">[12,</ref><ref type="bibr">13]</ref>, as well as the mechanical loss due to thermally activated processes at room temperature of a-Ta 2 O 5 films grown by both magnetron sputtering (MS) and ion beam sputtering (IBS) <ref type="bibr">[14]</ref>. It has also been shown that the thermally activated mechanical loss of MS a-Ta 2 O 5 films, which is important above 100 K, increases with higher annealing temperatures <ref type="bibr">[15]</ref>. Previous work explored different ways to reduce the mechanical loss at room temperature of a-Ta 2 O 5 films for GW detectors <ref type="bibr">[16]</ref><ref type="bibr">[17]</ref><ref type="bibr">[18]</ref><ref type="bibr">[19]</ref>.</p><p>In this paper, we present a comprehensive study of structural, elastic, and optical properties of pure a-Ta 2 O 5 films grown by reactive DC MS. We report the effects of growth temperature and annealing at various temperatures on atomic density, surface roughness, and film strain, Raman-derived structural properties, refractive index, and extinction coefficient, mechanical loss measured at cryogenic and room temperatures, and shear and Young's modulus.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>II. EXPERIMENTAL METHODS</head><p>Amorphous Ta 2 O 5 films &#8764;600 nm thick were grown by reactive (80% Ar+20% O 2 mixed gas) MS from a 99.95% pure tantalum target, with the substrate temperature T S at 50, 160, 310, and 460 &#8226; C, chosen to be below 480 &#8226; C at which prior work on MS a-Ta 2 O 5 has shown crystallization <ref type="bibr">[14]</ref>. The chamber base pressure was &lt;8 &#215; 10 -8 Torr. During growth, the working gas pressure was maintained at 7.25 mTorr with a flow rate of 2 sccm pure O 2 (99.99%) introduced at the substrates and 8 sccm pure Ar (99.998%) introduced at the Ta target. The power at the tantalum source was maintained at 120 W with 380 V. In comparison to the previously studied a-Ta 2 O 5 films grown by MS <ref type="bibr">[14]</ref>, the films reported in this paper are grown at higher pressure, lower power, and lower rate. A quartz crystal monitor was used to monitor the growth rate, which was &#8764;1.0 &#197;/s. Annealing was performed ex situ in air at either 500 or 600 &#8226; C for 3 h. As grown, films were found to be near the desired stoichiometry (0.8 at. % O below the desired 71.4 at. % O) and nearly transparent for roomtemperature growth, but increasing growth temperature led to somewhat opaque films with up to 3 at. % O below stoichiometry (see details in Supplemental Material <ref type="bibr">[20]</ref>). Annealing in air enables oxygen to diffuse <ref type="bibr">[14]</ref> and led to full transparency and improved stoichiometry (within &#177;0.3 at. % of the desired Ta 2 O 5 composition) for all growth temperatures. The films showed the crystallization onset after annealing at 700 &#8226; C (no crystallization was observed for films annealed at 650 &#8226; C).</p><p>Structural, optical, and acoustic measurements were performed on all samples after annealing at different temperatures. Films for structural, optical, and acoustic characterizations were grown on either crystalline silicon, with the native oxide layer left intact, or silica substrates, as will be described below.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Structural characterization</head><p>Parallel beam x-ray diffraction (PB-XRD) was used to look for crystallinity in the a-Ta 2 O 5 films. Traditional x-ray diffraction (XRD) techniques use Bragg-Brentano geometry, which gives high resolution and high beam intensity analysis at the cost of requiring precise alignment of the coordinate position and angle of the sample. Misalignment of films, surface roughness, and a lack of clear crystalline directions lead to error and noise in XRD measurements. The grazing incidence angle of the PB-XRD experimental setup maximizes the signal from the film and minimizes substrate signal interference. Additionally, the parallel beam allows a larger surface of the sample to be probed, thereby reducing the noise from surface roughness. The PB-XRD employs an Cu K &#945; x-ray beam of 1.54 &#197; and continuously scans between 2&#952; values of 10.00 &#8226; and 60.00 &#8226; with a step size of 0.01 &#8226; and step time of 0.25 seconds.</p><p>Rutherford backscattering spectrometry (RBS) was used to determine the stoichiometry and the areal density depth profile of the a-Ta 2 O 5 films. Elastic recoil detection analysis (ERDA) was used to quantify the hydrogen within the films. RBS and ERDA were performed in a NEC model 5SDH Pelletron tandem accelerator, with &#945; particles beam energy tuned to show oxygen resonance at the surface of the films (&#8764;3 MeV). The thickness of the films was measured by profilometry using a KLA-Tencor Alpha-Step IQ profilometer. RBS and profilometry measurements were combined to obtain the atomic density and from that the mass density of the a-Ta 2 O 5 films.</p><p>Raman spectroscopy was performed using a Renishaw in-Via with a 488 nm 488 nm argon-neon laser linearly polarized to probe the local bonding environment. The substrate background was subtracted based on a bare substrate measurement (accounting for the intensity reduction after the laser goes through the film).</p><p>A Digital Instruments Dimension 3100 atomic force microscope was used to measure the roughness and topography of the a-Ta 2 O 5 films.</p><p>Substrate curvature measurements were taken using a Tencor FLX-2320 thin-film stress instrument to measure the macroscopic stress within the films and their corresponding strain. The stress was obtained using Stoney's equation <ref type="bibr">[22]</ref> with no corrections, since the thickness ratio for the tantala films grown on 100-&#181;m-thick crystalline silicon wafers is 0.006 1 <ref type="bibr">[23]</ref>, which allowed the assumption that all strain is accommodated in the film. The macroscopic strain therefore is given by &#949; = -&#963; i (1 -&#957;)/E , where &#963; i and E are the measured internal stress and Young's modulus of the film, respectively, and &#957; = E /2G -1 is the Poisson's ratio determined from the measured values of E and G, where G is the shear modulus. The measured total stress &#963; is corrected by the thermal stress &#963; th induced when the film preparation and the substrate curvature measurement are done at different temperatures. The film internal stress &#963; i is given by</p><p>where &#945; f = 3.6 &#215; 10 -6 &#8226; C -1 <ref type="bibr">[24]</ref> and &#945; s = 2.6 &#215; 10 -6 &#8226; C -1 <ref type="bibr">[25]</ref> are the film and substrate thermal expansion coefficients, respectively, and T M is the temperature at which the substrate curvature is measured.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Optical characterization</head><p>The refractive index n and extinction coefficient k of the a-Ta 2 O 5 films were determined by measuring light intensity and its phase in reflection and transmission for an incident angle of 60 &#8226; using a Horiba UVISEL ellipsometer in a spectral range of 0.64 eV to 4.50 eV, with a resolution of 0.01 eV. The analysis of the phase shift of the light beam traveling through the a-Ta 2 O 5 film was performed using the DeltaPsi2 software and a Cody-Lorentz optical model <ref type="bibr">[26]</ref>. The films were deposited on 2-in.-diameter fused silica wafers 0.5 mm thick.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>C. Acoustic characterization</head><p>The mechanical loss and elastic moduli of the films was determined through the energy dissipation caused by atomic motion in the films, which is measured by determining the ring-down time of two different types of resonators: a double-paddle oscillator (DPO) and a gentle nodal suspension (GeNS) system.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Double-paddle oscillator</head><p>The DPO technique measures the films' transverse (shear) acoustic properties as a function of temperature, specifically both dissipative loss and shear modulus. Films were deposited on DPOs, butterfly-winged high-resistivity 300-&#181;mthick (100) crystal silicon devices, which measure, through the shift in the devices' resonant frequency, the shear modulus G and the transverse mechanical loss Q -1 (T ) in the temperature range from 300 mK to 120 K <ref type="bibr">[27]</ref>. The error associated to Q -1 measurements is &#8764;5%. Each DPO was annealed at 450 &#8226; C under vacuum and measured prior to deposition to give an accurate background loss and shear modulus <ref type="bibr">[28]</ref>. The high values of the quality factor of the bare DPO (Q &#8764; 1 &#215; 10 8 ), obtained for the second antisymmetric vibrational mode at &#8764;5500 Hz, provides high mechanical loss and resonance frequency sensitivity <ref type="bibr">[29,</ref><ref type="bibr">30]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Gentle nodal suspension</head><p>The GeNS technique used in this paper determines the Young's modulus E and mechanical loss at room temperature</p><p>RT <ref type="bibr">[31]</ref>. The films were deposited on 2-in.-diameter fused silica wafers 0.5 mm thick, then measured at several frequencies (between 500 Hz and 33 kHz) that have both shear and bulk mode contributions <ref type="bibr">[32]</ref>. Prior to deposition, the wafers were annealed at 900 &#8226; C to improve their quality factor Q and measured to determine their loss background <ref type="bibr">[14]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>III. RESULTS</head><p>The as-deposited a-Ta 2 O 5 films showed a gray coloration, which was shown by RBS measurements to be due to oxygen deficiency in the films and ranged from 0.8 at. % O, for films grown at 50 &#8226; C, to 3.0 at.% O, for films grown at 460 &#8226; C (see further details in the Supplemental Material <ref type="bibr">[20]</ref>). After annealing at 500 &#8226; C in air for 3 h, the films became completely transparent, with a density of 7.4 &#177; 0.2 g/cm 3  and RBS confirmed that the desired 2:5 stoichiometry (within 0.3 at. % O, the limit of the RBS resolution) was achieved <ref type="bibr">[20]</ref>. The density of our films after annealing at 500 &#8226; C is compatible with previously reported values of annealed a-Ta 2 O 5 films grown by MS and IBS, which range from 7.3 to 7.8 g/cm 3  <ref type="bibr">[14,</ref><ref type="bibr">33,</ref><ref type="bibr">34]</ref>. No further changes were observed in the transparency or stoichiometry of the films after additional annealing at 600 &#8226; C in air for 3 h. Annealed films showed small amounts of Ar and H incorporation: up to 1 at. % Ar and up to 3.4 at.% H. Argon is commonly incorporated into films grown by sputtering <ref type="bibr">[35,</ref><ref type="bibr">36]</ref>, and the 1 at. % Ar seen in these films is relatively low and comparable to other a-Ta 2 O 5 films also grown by MS <ref type="bibr">[37]</ref>. Hydrogen can be incorporated into the films during growth due to gas impurities, and also after growth through water absorption from air. In this paper, we did not perform ERDA on capped films, which can absorb hydrogen during growth but not after exposure to air via water molecules, and therefore we cannot quantify the at. % H from each process. The atomic hydrogen concentration in the as-deposited a-Ta 2 O 5 films reduces with increasing growth and annealing temperatures <ref type="bibr">[20]</ref>; in films grown from 50 to 460 &#8226; C and annealed at 500 &#8226; C, it reduces from 3.4 to 0.6 at. % H, respectively. Subsequent annealing at 600 &#8226; C further reduces the hydrogen concentration an additional &#8764;25%. The films' stoichiometry values previously discussed are obtained, assuming that hydrogen atoms are not bonded to oxygen atoms. It is also possible that some of the hydrogen atoms are forming water molecules, and therefore some of the oxygen detected by RBS belongs to water rather than to the a-Ta 2 O 5 films. The stoichiometry values, shown in detail in the Supplemental Material <ref type="bibr">[20]</ref>, can be adjusted considering that a fraction of the hydrogen atoms are forming water molecules. In this case, the annealed films show an oxygen deficiency up to 0.5 at. % O when grown at 50 &#8226; C, and up to 0.1 at. % O when grown at 460 &#8226; C.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Structural properties</head><p>The XRD results presented in Fig. <ref type="figure">1</ref> show that a-Ta 2 O 5 films grown up to 460 &#8226; C are amorphous even after being annealed at 600 &#8226; C, which has been observed for a-Ta 2 O 5 films grown by IBS <ref type="bibr">[38]</ref>. We observe two broad features centered around 26</p><p>&#8226; and 35 &#8226; . Similar results were reported for other MS a-Ta 2 O 5 films grown up to 400 &#8226; C [14]. The RMS surface roughness R q of the a-Ta 2 O 5 films, annealed at 500 &#8226; C, decreases from 3.4 nm to 1.8 nm with increasing growth temperature.</p><p>Figure <ref type="figure">2</ref> shows the Raman spectra of 600 &#8226; C annealed a-Ta 2 O 5 films grown at different temperatures, along with the spectrum for crystalline Ta 2 O 5 . The significant observable features have been associated with specific bond deformations <ref type="bibr">[39]</ref>. The broad plateau observed from 100 to 300 cm -1 corresponds to bending and rocking vibrations of O-2Ta bonds (oxygen atoms bonded to two tantalum atoms each), and increases its intensity with increasing T S . The peak observed at &#8764;680 cm -1 corresponds to the bending and stretching of O-3Ta bonds (oxygen atoms bonded to three tantalum atoms each), and reduces its intensity as T S increases. The inset in Fig. <ref type="figure">2</ref> shows that the ratio of intensities between the &#8764;680 cm -1 peak and the 100 to 300 cm -1 broad plateau, i.e., the intensities associated with O-3Ta and O-2Ta bonds, decreases with increasing growth temperature. These observations therefore suggest that films grown at higher temperatures show an increase of O-2Ta bonds, and a reduction of O-3Ta bonds.</p><p>The apparent lack of correlation between Raman spectra for amorphous and crystalline Ta 2 O 5 , shown in Fig. <ref type="figure">2</ref>, is caused by changes in the phonon density of states combined to the breaking of the Raman selection rules in the amorphous phase <ref type="bibr">[40]</ref>. Differences between the amorphous and crystalline structures originate in their short-range order due to fluctuations in the interatomic distances and coordination numbers of TaO x polyhedra <ref type="bibr">[41,</ref><ref type="bibr">42]</ref>. In the crystalline structure, these polyhedra are organized systematically providing long-range order. In the amorphous counterpart, the small differences in shape and random orientation of the polyhedra described above cause variations in medium-range order and the loss of long-range order <ref type="bibr">[39,</ref><ref type="bibr">43]</ref>. FIG. <ref type="figure">3</ref>. Strain &#949; of a-Ta 2 O 5 films annealed at 600 &#8226; C as a function of growth temperature T S . The quantities used to determine the strain given by &#949; = -&#963; i (1 -&#957;)/E , are &#963; i that is obtained from wafer curvature measurements, and &#957; and E that are obtained from acoustic property measurements (see Sec. III C 2). Black arrows show the regions of compressive (&#963; i &lt; 0) and tensile (&#963; i &gt; 0) stress.</p><p>The substrate curvature measurements (corrected for differential thermal contraction, as described in Sec. II A) provide the strain of annealed films at room temperature and how it depends on growth temperature. Figure <ref type="figure">3</ref> shows that films grown at 50 &#8226; C exhibit tensile strain, which is reduced with increasing growth temperature. We observe a crossover to compressive strain for films grown at 310 &#8226; C and higher. The differential thermal contraction between substrate and films that are grown above room temperature has a moderate effect on the measured films strain; we quantify a thermal strain of -0.11, -0.23, and -0.35%, for films grown at 160, 310, and 460 &#8226; C, respectively.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Optical properties</head><p>The index of refraction n and the extinction coefficient k of a-Ta 2 O 5 films are shown in Figs. <ref type="figure">4(a</ref>) and 4(b), respectively. Figure <ref type="figure">4</ref>(a) shows n from 0.64 to 4.50 eV for films grown at various growth temperatures and annealed at 500 &#8226; C. At 1.2 eV (1064 nm), the energy at which LIGO, Virgo, and KAGRA presently operate, n increases from 2.08 to 2.21 with T S , more than a 6% increase. Other a-Ta 2 O 5 films grown by IBS at room temperature and annealed at 500 &#8226; C report n values ranging from 2.03 to 2.09 <ref type="bibr">[19,</ref><ref type="bibr">34]</ref>, consistent with our results.</p><p>Figure <ref type="figure">4</ref>(b) shows k from 0.64 to 4.50 eV for the same films. Below 3.4 eV for the films grown at 460 &#8226; C, and below 3.7 eV for all other films, k &lt; 10 -4 , which implies that the optical absorption of these films is low. However, our technique does not have enough resolution to determine the optical absorption in parts per million of these films. The optical band gap E g of the a-Ta 2 O 5 films is determined from linear fits of the high-energy range of the Tauc plot shown in the inset of Fig. <ref type="figure">4</ref> in agreement with E g = 4.0 eV obtained for other amorphous tantala films grown by MS <ref type="bibr">[44,</ref><ref type="bibr">45]</ref>, and similar to IBS films that range from 4.0 to 4.3 eV <ref type="bibr">[46,</ref><ref type="bibr">47]</ref>. The slight reduction in E g for films grown at 460 &#8226; C, as opposed to those grown at lower temperatures, may be attributed to subtle structural variations, potentially observable in the Raman results shown in Fig. <ref type="figure">2</ref>, or compositional distinctions below the 0.3 at. % resolution for oxygen.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>C. Acoustic properties</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Mechanical loss</head><p>Figure <ref type="figure">5</ref> shows the mechanical loss, from 0.3 to 120 K, Q -1 of a-Ta 2 O 5 films as a function of measurement temperature T (measured by and the mechanical loss, at room temperature, Q -1 RT of a-Ta 2 O 5 films as a function of growth T S (measured by GeNS). Q -1 decreases, on average over the measured temperature range, 7% and 2% with increasing annealing temperature for films grown at 50 and 460 &#8226; C, respectively. This reduction is systematic but within errors. Q -1</p><p>RT decreases with increasing annealing temperature for samples grown at 50 and 160 &#8226; C, and increases for samples grown at 310 and 460</p><p>RT with increasing RT as a function of substrate temperature T S measured at room temperature using GeNS technique, where each Q -1 data point is obtained by averaging measurements done between 500 Hz and 33 kHz.</p><p>annealing temperature, however, are within errors except for the film grown at 460 &#8226; C.</p><p>The mechanical loss Q -1 between 1 and 10 K (top panel in Fig. <ref type="figure">5</ref>), where energy dissipation is due to tunneling <ref type="bibr">[9]</ref>, is lower for films grown at 50 &#8226; C, for both 500 and 600 &#8226; C annealed states, with a lowest value of 5.5 &#215; 10 -4 for the a-Ta 2 O 5 film grown at 50 &#8226; C and annealed at 600 &#8226; C. At room temperature (bottom panel in Fig. <ref type="figure">5</ref>), where energy dissipation is due to thermal activation <ref type="bibr">[48]</ref>, Q -1</p><p>RT decreases with increasing T S , with a lowest value of 3.1 &#215; 10 -4 for a-Ta 2 O 5 film grown at 310 &#8226; C and annealed at 500 &#8226; C. This is the lowest value measured at room temperature for pure a-Ta 2 O 5 films grown by MS, and comparable to a-Ta 2 O 5 films grown by IBS <ref type="bibr">[14]</ref>. Figure <ref type="figure">5</ref> shows a crossover in the mechanical loss with growth temperature, i.e., Q -1 is lower (higher) for films grown at lower (higher) temperature while Q -1</p><p>RT is lower (higher) for films grown at higher (lower) temperature. Previous work reported a similar crossover in the mechanical loss of a-Ta 2 O 5 films with annealing temperature <ref type="bibr">[15,</ref><ref type="bibr">49]</ref>. The mechanical loss at room temperature Q -1 RT of films deposited at 460 &#8226; C and annealed is slightly larger than that of films deposited at 310 &#8226; C and annealed, as already reported in previous studies of a-Ta 2 O 5 films <ref type="bibr">[14]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Elastic properties</head><p>The shear modulus G and Young's modulus E of the a-Ta 2 O 5 films measured by DPO and GeNS is shown in Figs. <ref type="figure">6(a</ref>) and 6(b), respectively, as a function of growth temperature (after annealing at 500 and 600 &#8226; C). G and E do not show any significant variation with annealing temperature. For all films, G is 38 to 39 GPa and E varies between 91 to 116 GPa. We experimentally determine the Poisson's ratio of the films grown at 50 and 460 &#8226; C using the relationship &#957; = E /2G -1, and obtain 0.28 &#177; 0.03 and 0.21 &#177; 0.07 for the a-Ta 2 O 5 films annealed at 500 and 600 &#8226; C, respectively. These results are comparable to the Young's modulus value of 118 GPa and the Poisson's ratio value of 0.28 reported for IBS a-Ta 2 O 5 films <ref type="bibr">[19]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IV. DISCUSSION</head><p>In this paper, a-Ta 2 O 5 films are grown by reactive DC MS using lower energy incident atoms (lower power and higher working gas pressure) in comparison to previous work <ref type="bibr">[14,</ref><ref type="bibr">19]</ref>. Under these conditions, the energy of the atoms arriving at the substrate is significantly reduced by collisions with Ar atoms at these higher gas pressures, resulting in less densification and less subsurface damage <ref type="bibr">[50,</ref><ref type="bibr">51]</ref>. The reduced energy gives molecules and atoms adsorbed on the film surface time to diffuse and find lower energy equilibrium positions with increasing growth temperature. By contrast, with higher energy atoms, growth temperature is less important <ref type="bibr">[52]</ref>. The decreased incident energy prevents subsurface embedding, and elevated substrate temperature further increases the surface diffusion of adatoms and molecules on the surface of the film.</p><p>a-Ta 2 O 5 films prepared by MS grown at 310 &#8226; C and subsequently annealed at 500 &#8226; C in air yield a mechanical loss at room temperature of 3.1 &#215; 10 -4 , which is comparable to the lowest value of (2.7 &#177; 0.8) &#215; 10 -4 measured for films grown by IBS, and 30% lower than the previous lowest loss for a-Ta 2 O 5 films grown by MS <ref type="bibr">[14]</ref>. Therefore, high n films, those used in LIGO, Virgo, and KAGRA GW detectors, prepared under these conditions could potentially further reduce the detectors' thermal noise. These results demonstrate that lower power and higher gas pressure, both of which cause the adatoms to have lower kinetic energy, is more effective at producing films with lower mechanical loss than roomtemperature growth at higher power and lower gas pressure, which cause higher adatom kinetic energy. Elevated growth temperature further enhances the ability of MS to produce a-Ta 2 O 5 films with lower Q -1 RT . By contrast, Fig. <ref type="figure">5</ref>(a) shows that Q -1 , and specifically the plateau Q -1 0 where tunneling dominates, increases with increasing growth temperature, and decreases slightly with increased annealing temperature.</p><p>Raman characterization shows that higher growth temperature yields a-Ta 2 O 5 films with increased O-2Ta bonds, and reduced O-3Ta bonds. Corner-sharing structures in a-Ta 2 O 5 have been associated with O-2Ta bonds, while edge-and facesharing structures have been associated with O-3Ta bonds <ref type="bibr">[53]</ref>. Therefore, our results in Fig. <ref type="figure">7</ref>(a) show that the reduction of edge-and face-sharing structures and the increase in corner-sharing structures, i.e., the reduction of the coordination number between oxygen and tantalum atoms, correlates with the reduction of Q -1</p><p>RT in a-Ta 2 O 5 films. Prasai et al. <ref type="bibr">[54]</ref> measured the mechanical loss and the pair distribution function of zirconia-doped tantala films and found that Q -1 RT correlated with face-and edge-sharing polyhedra, while Q -1 below 120 K was dominated by corner-sharing polyhedra. Since the ratio of these types of polyhedra must obey a sum rule, the decrease in Q -1</p><p>RT , e.g., with growth temperature, would be accompanied by the increase in Q -1 below 120 K, and vice versa. In the present paper, we provide further evidence that this correlation is supported.</p><p>Perhaps most significantly, growth temperature has a noticeable effect on the refractive index n and the extinction coefficient k measurements on annealed a-Ta 2 O 5 films. It is remarkable that n increases with increasing growth temperature even after annealing at 500 or 600 &#8226; C. This result cannot be explained by changes in stoichiometry nor by an increase in density (within the resolution limits of the techniques used); in the annealed state, all films are completely transparent, the RBS measurements yield the expected 2:5 ratio between Ta and O atoms, and their mass density is independent of growth temperature <ref type="bibr">[20]</ref>. This result, however, could be explained by the reduction in hydrogen concentration at. % H as growth temperature increases. It has been shown that the refractive index of silicon dioxide decreases as the hydrogen content in the films increases <ref type="bibr">[55]</ref>; perhaps hydrogen has a similar effect in tantalum pentoxide films. Our results in <ref type="bibr">Fig 7(b)</ref> show an inverse correlation between n and at. % H as the growth temperature increases. Increased growth temperature is responsible for the reduction in at. % H, but the correlation between n and at. % H is stronger than that between n and T S , seen most clearly in the growths at 160 and 310 &#8226; C, where both n and at. % H do not change. Similarly, while the ratio of O-3Ta to O-2Ta bonds and</p><p>RT also both depend on growth temperature, they are nonmonotonic in T S , such that the correlation between these two is much stronger than the correlation with growth temperature, and the correlation of either of these with n or at. % H is poor.</p><p>For years, there has been speculation that mechanical loss may be influenced by local strain, which modifies the barrier height or potential well asymmetry of TLSs. This local strain arises from atomic changes in the lattice structure, and some experimental evidence of its effect on mechanical loss has been reported <ref type="bibr">[56]</ref>. Our results shown in Fig. <ref type="figure">8(a)</ref> show a correlation between macroscopic strain and mechanical loss at room temperature, in which Q -1</p><p>RT decreases as the strain within the films increases, i.e., as the strain changes from tensile to compressive. We also note a similar and perhaps surprising correlation between macroscopic strain and O-3Ta and O-2Ta bonds, shown in Fig. <ref type="figure">8(b)</ref>, in which the ratio of bonds decreases as the strain increases. We suggest that the correlation seen in Fig. <ref type="figure">8</ref>(a) reflects an underlying correlation of Q -1 RT with bond ratio, shown in Fig. <ref type="figure">7</ref>(a), and that the correlation between Q -1 RT and strain seen in Fig. <ref type="figure">8</ref>(a) is caused by the effect of the macroscopic strain on the bond ratio seen in Fig. <ref type="figure">8(b)</ref>. We note again that the bond ratio can be directly related to the fraction of face-and edge-sharing to corner-sharing polyhedra discussed in Ref. <ref type="bibr">[54]</ref>. The GW detectors' thermal noise is proportional to the total thickness of the coating, which implies that a GW detector with thinner coatings has lower thermal noise and, therefore, enhanced sensitivity. Our results show an increase in n by &#8764;6% with increased growth temperature, which allows for a similar reduction in thickness, and hence a significant decrease of the GW detectors' thermal noise. Recent work shows that n increases by adding titania to tantala <ref type="bibr">[57]</ref>, which effectively reduces the thermal noise by decreasing the necessary number of layers, but the idea of increasing n by growth conditions has not yet been explored by the GW community. These results thus present a strategy not explored by the GW community yet to improve the resolution of GW detectors, albeit with the significant cost of growth at elevated temperature. The largest increase in n was seen for films deposited at 460 &#8226; C, but even films deposited at 160 &#8226; C showed a &#8764;4% increase at 1064 nm.</p><p>Previous work on a-Ta 2 O 5 films, grown by both MS and IBS at different temperatures, reported that after annealing, Q -1 RT does not depend on growth temperature <ref type="bibr">[14]</ref>, i.e., that the growth history is eliminated after annealing. In this paper, by contrast, we show that increased growth temperature improves the properties (increases n and reduces Q -1 RT ) of annealed films. After annealing at 600 &#8226; C, Q -1 decreases for a-Ta 2 O 5 films grown at 50 and 460 &#8226; C, while Q -1 RT decreases for films grown at 50 and 160 &#8226; C, and increases it for films grown at 310 and 460 &#8226; C. These variations, however, are within errors for films grown at all temperatures except for the Q -1 RT of films grown at 460 &#8226; C. We also observe that higher growth temperature yields a-Ta 2 O 5 films with higher Q -1 below 120 K, contrary to what was previously observed in our work in MS a-Si and evaporated a-Ge, where higher growth temperature yields films with lower Q -1 from 0.3 to 100 K <ref type="bibr">[58,</ref><ref type="bibr">59]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>V. CONCLUSIONS</head><p>We have studied the structural, optical, and acoustic properties of amorphous tantala films prepared by reactive DC MS and grown and annealed at various temperatures. Compared to prior work on tantala, the a-Ta 2 O 5 films presented in this paper are grown with lower energy of adatoms, which causes growth temperature to matter more. Annealed films measured at room temperature show increasing refractive index and decreasing mechanical loss with increasing growth temperature. Mechanical loss measured at cryogenic temperatures, however, increases with higher growth temperature. Differences in films' strain, corner-, edge-and face-sharing structures, refractive index, and mechanical loss due to increased annealing temperature are small compared to their differences due to increased growth temperature. Mechanical loss results correlate with Raman data on the ratio of O-3Ta to O-2Ta bonds, which are related to the fraction of face-and edge-sharing to corner-sharing polyhedra.</p><p>Contrary to commonly held belief, annealing does not always eliminate the material growth history; the lowest mechanical loss, the highest shear, and Young's moduli, and an increase in the refractive index reported in this paper are found for a-Ta 2 O 5 films grown at 310 &#8226; C and subsequently annealed in air at 500 &#8226; C. Significant improvement is found even in films grown at 160 &#8226; C relative to those grown at 50 &#8226; C, which may be important for commercial coating systems, although noting that higher energy growth systems such as IBS may be less impacted by growth temperature than MS. These results suggest that the high refractive index layer used in LIGO, Virgo, and KAGRA GW detectors, could be further improved to reduce the detectors' thermal noise and, therefore, to improve their sensitivity. This improvement may be achieved if IBS a-TiO 2 :Ta 2 O 5 films can be prepared with a lower ratio of O-3Ta to O-2Ta bonds, leading to lower mechanical loss, and with a lower hydrogen concentration, leading to higher refractive index.</p></div></body>
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