skip to main content
US FlagAn official website of the United States government
dot gov icon
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
https lock icon
Secure .gov websites use HTTPS
A lock ( lock ) or https:// means you've safely connected to the .gov website. Share sensitive information only on official, secure websites.


Title: Flat Spectra of Energetic Particles in Interplanetary Shock Precursors
Abstract The observed energy spectra of accelerated particles at interplanetary shocks often do not match the diffusive shock acceleration (DSA) theory predictions. In some cases, the particle flux forms a plateau over a wide range of energies, extendingupstream of the shockfor up to seven fluxe-folds before submerging into the background spectrum. Remarkably, at and downstream of the shock we have studied in detail, the flux falls off in energy asϵ−1, consistent with the DSA prediction for a strong shock. The upstream plateau suggests a particle transport mechanism different from those traditionally employed in DSA models. We show that a standard (linear) DSA solution based on a widely accepted diffusive particle transport with an underlying resonant wave–particle interaction is inconsistent with the plateau in the particle flux. To resolve this contradiction, we modify the DSA theory in two ways. First, we include a dependence of the particle diffusivityκon the particle fluxF(nonlinear particle transport). Second, we invoke short-scale magnetic perturbations that are self-consistently generated by, but not resonant with, accelerated particles. They lead to the particle diffusivity increasing with the particle energy as ∝ϵ3/2that simultaneously decreases with the particle flux as 1/F. The combination of these two trends results in the flat spectrum upstream. We speculate that nonmonotonic spatial variations of the upstream spectrum, apart from being time-dependent, may also result from non-DSA acceleration mechanisms at work upstream, such as stochastic Fermi or magnetic pumping acceleration.  more » « less
Award ID(s):
2109103
PAR ID:
10541501
Author(s) / Creator(s):
; ;
Publisher / Repository:
DOI PREFIX: 10.3847
Date Published:
Journal Name:
The Astrophysical Journal
Volume:
973
Issue:
1
ISSN:
0004-637X
Format(s):
Medium: X Size: Article No. 27
Size(s):
Article No. 27
Sponsoring Org:
National Science Foundation
More Like this
  1. The possibility that charged particles are accelerated statistically in a “sea” of small-scale interacting magnetic flux ropes in the supersonic solar wind is gaining credence. In this Letter, we extend the Zank et al. statistical transport theory for a nearly isotopic particle distribution by including an escape term corresponding to particle loss from a finite acceleration region. Steady-state 1D solutions for both the accelerated particle velocity distribution function and differential intensity are derived. We show Ulysses observations of an energetic particle flux enhancement event downstream of a shock near 5 au that is inconsistent with the predictions of classical diffusive shock acceleration (DSA) but may be explained by local acceleration associated with magnetic islands. An automated Grad-Shafranov reconstruction approach is employed to identify small-scale magnetic flux ropes behind the shock. For the first time, the observed energetic particle “time-intensity” profile and spectra are quantitatively compared with theoretical predictions. The results show that stochastic acceleration by interacting magnetic islands accounts successfully for the observed (i) peaking of particle intensities behind the shock instead of at the shock front as standard DSA predicts; (ii) increase in the particle flux amplification factor with increasing particle energy; (ii) increase in distance between the particle intensity peak and the shock front with increasing energy; and (iv) hardening of particle power-law spectra with increasing distance downstream of the shock. 
    more » « less
  2. The possibility that charged particles are accelerated statistically in a “sea” of small-scale interacting magnetic flux ropes in the supersonic solar wind is gaining credence. In this Letter, we extend the Zank et al. statistical transport theory for a nearly isotopic particle distribution by including an escape term corresponding to particle loss from a finite acceleration region. Steady-state 1D solutions for both the accelerated particle velocity distribution function and differential intensity are derived. We show Ulysses observations of an energetic particle flux enhancement event downstream of a shock near 5 au that is inconsistent with the predictions of classical diffusive shock acceleration (DSA) but may be explained by local acceleration associated with magnetic islands. An automated Grad-Shafranov reconstruction approach is employed to identify small-scale magnetic flux ropes behind the shock. For the first time, the observed energetic particle “time-intensity” profile and spectra are quantitatively compared with theoretical predictions. The results show that stochastic acceleration by interacting magnetic islands accounts successfully for the observed (i) peaking of particle intensities behind the shock instead of at the shock front as standard DSA predicts; (ii) increase in the particle flux amplification factor with increasing particle energy; (ii) increase in distance between the particle intensity peak and the shock front with increasing energy; and (iv) hardening of particle power-law spectra with increasing distance downstream of the shock. 
    more » « less
  3. Abstract It has been suggested before that small-scale magnetic flux rope (SMFR) structures in the solar wind can temporarily trap energetic charged particles. We present the derivation of a new fractional Parker equation for energetic-particle interaction with SMFRs from our pitch-angle-dependent fractional diffusion-advection equation that can account for such trapping effects. The latter was derived previously in le Roux & Zank from the first principles starting with the standard focused transport equation. The new equation features anomalous advection and diffusion terms. It suggests that energetic-particle parallel transport occurs with a decaying efficiency of advection effects as parallel superdiffusion becomes more dominant at late times. Parallel superdiffusion can be linked back to underlying anomalous pitch-angle transport, which might be subdiffusive during interaction with quasi-helical coherent SMFRs. We apply the new equation to time-dependent superdiffusive shock acceleration at a parallel shock. The results show that the superdiffusive-shock-acceleration timescale is fractional, the net fractional differential particle flux is conserved across the shock ignoring particle injection at the shock, and the accelerated particle spectrum at the shock converges to the familiar power-law spectrum predicted by standard steady-state diffusive-shock-acceleration theory at late times. Upstream, as parallel superdiffusion progressively dominates the advection of energetic particles, their spatial distributions decay on spatial scales that grow with time. Furthermore, superdiffusive parallel shock acceleration is found to be less efficient if parallel anomalous diffusion is more superdiffusive, while perpendicular particle escape from the shock, thought to be subdiffusive during SMFR interaction, is reduced when increasingly subdiffusive. 
    more » « less
  4. Abstract We investigate the interaction of turbulence with shock waves by performing 2D hybrid kinetic simulations. We inject force-free magnetic fields upstream that are unstable to the tearing-mode instability. The magnetic fields evolve into turbulence and interact with a shock wave whose sonic Mach number is 2.4. Turbulence properties, the total and normalized residual energy and the normalized cross helicity, change across the shock wave. While the energy of velocity and magnetic fluctuations is mostly distributed equally upstream, the velocity fluctuations are amplified dominantly downstream of the shock wave. The amplitude of turbulence spectra for magnetic, velocity, and density fluctuations are also increased at the shock wave while their spectral index remains unchanged. We compare our results with the Zank et al. model of turbulence transmission across a shock, and find that it provides a reasonable explanation for the spectral change across the shock wave. We find that particles are efficiently accelerated at the shock front, and a power-law spectrum forms downstream. This can be explained by diffusive shock acceleration, in which particles gain energy by being scattered upstream and downstream of a shock wave. The trajectory of an accelerated particle suggests that upstream turbulence plays a role scattering of particles. 
    more » « less
  5. Abstract Diffusive shock acceleration at collisionless shocks remains the most likely process for accelerating particles in a variety of astrophysical sources. While the standard prediction for strong shocks is that the spectrum of accelerated particles is universal, f ( p ) ∝ p −4 , numerous phenomena affect this simple conclusion. In general, the nonlinear dynamical reaction of accelerated particles leads to a concave spectrum, steeper than p −4 at momenta below a few tens of GeV c −1 and harder than the standard prediction at high energies. However, the nonlinear effects become important in the presence of magnetic field amplification, which in turn leads to higher values of the maximum momentum p max . It was recently discovered that the self-generated perturbations that enhance particle scattering, when advected downstream, move in the same direction as the background plasma, so that the effective compression factor at the shock decreases and the spectrum becomes steeper. We investigate the implications of the excitation of the non-resonant streaming instability on these spectral deformations, the dependence of the spectral steepening on the shock velocity, and the role played by the injection momentum. 
    more » « less