<?xml-model href='http://www.tei-c.org/release/xml/tei/custom/schema/relaxng/tei_all.rng' schematypens='http://relaxng.org/ns/structure/1.0'?><TEI xmlns="http://www.tei-c.org/ns/1.0">
	<teiHeader>
		<fileDesc>
			<titleStmt><title level='a'>ChatGPT and Works Scholarly - Best Practices and Legal Pitfalls in Writing with AI</title></titleStmt>
			<publicationStmt>
				<publisher>SMU Dedman School of Law</publisher>
				<date>09/01/2023</date>
			</publicationStmt>
			<sourceDesc>
				<bibl> 
					<idno type="par_id">10559391</idno>
					<idno type="doi"></idno>
					<title level='j'>SMU law review forum</title>
<idno>2688-9730</idno>
<biblScope unit="volume"></biblScope>
<biblScope unit="issue"></biblScope>					

					<author>Bill Tomlinson</author><author>Andrew W Torrance</author><author>Rebecca W Black</author>
				</bibl>
			</sourceDesc>
		</fileDesc>
		<profileDesc>
			<abstract><ab><![CDATA[This Article is brought to you for free and open access by the Law Journals at SMU Scholar. It has been accepted for inclusion in SMU Law Review Forum by an authorized administrator of SMU Scholar. For more information, please visit http://digitalrepository.smu.edu.]]></ab></abstract>
		</profileDesc>
	</teiHeader>
	<text><body xmlns="http://www.tei-c.org/ns/1.0" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:xlink="http://www.w3.org/1999/xlink">
<div xmlns="http://www.tei-c.org/ns/1.0"><head>I. INTRODUCTION 1</head><p>Innovations in AI over the past several years have enabled the development of powerful tools that can assist with a wide range of tasks. <ref type="bibr">2</ref> The use of AI in various professional contexts, such as healthcare, journalism, and advertising, has been a topic of growing interest in recent years. <ref type="bibr">3</ref> However, one area that has received less attention is the use of AI in scholarly writing. Scholars and researchers are increasingly turning to AI-assisted writing tools to help them with tasks such as idea and text generation, literature reviews, and copy editing. <ref type="bibr">4</ref> However, with the increasing capabilities of AI, the question of whether the use of AI is appropriate and legal in a scholarly context has become more pressing.</p><p>The use of AI-assisted writing tools raises a number of legal and ethical issues, including questions of copyright, plagiarism, and fair use. Copyright law is particularly relevant when it comes to AI-assisted writing because AIgenerated text is often seen as a derivative work of the original text from which it was generated. <ref type="bibr">5</ref> Plagiarism is also a concern because AI-generated text may be very similar to existing text, making it difficult to distinguish between 110</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>SMU LAW REVIEW FORUM [Vol 76</head><p>original and copied content. <ref type="bibr">6</ref> Fair use, on the other hand, is a legal defense to copyright infringement that allows some uses of copyrighted material without permission-for example, some "criticism, commentary, news reporting, teaching . . . , scholarship, or research." <ref type="bibr">7</ref> In this article, we explain why some uses of AI in assisting scholarly writing may qualify as fair use, not violating copyright. We also provide a set of best practices for standard of care with regard to plagiarism, copyright, and fair use. These best practices are intended to help scholars and researchers navigate the legal and ethical issues surrounding the use of AI in scholarly writing. As AI is likely to grow more capable in the coming years, it is appropriate to begin integrating AI into scholarly writing activities and establish clear guidelines for doing so without violating the law or scholarly norms. This article lays the legal and scholarly foundation for this process to unfold. It is certainly not the final word on this subject, as both AI and its use in scholarship will continue to evolve. Nevertheless, we hope that it helps push forward important discussions at the intersection of these domains.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>II. THE ETHICS OF EMPLOYING AI TO WRITE SCHOLARLY WORKS</head><p>The use of AI in scholarly writing raises a number of ethical issues as it challenges traditional notions of authorship and intellectual property. <ref type="bibr">8</ref> Some argue that the use of AI in scholarly writing undermines the integrity of the scholarly enterprise, as it may lead to a decrease in originality and creativity. <ref type="bibr">9</ref> However, the use of AI-assisted writing tools can also be seen as a means of promoting creativity and innovation. <ref type="bibr">10</ref> By allowing researchers and scholars to quickly and easily analyze large amounts of data and generate new insights, AIassisted writing tools can "promote the Progress of Science and useful Arts." <ref type="bibr">11</ref> Moreover, AI-assisted writing tools can help researchers and scholars save time with the lower order, more methodical stages of the writing process. The time saved would allow researchers and scholars to focus on more creative and generative aspects of their work, such as presenting unique empirical and</p><p>6. See id. 7. 17 U.S.C. &#167; 107 (1992) ("[T]he fair use of a copyrighted work . . . for purposes such as criticism, comment, news reporting, teaching . . . , scholarship, or research, is not an infringement of copyright."). 8. See RYAN JENKINS &amp; PATRICK LIN, AI-ASSISTED AUTHORSHIP: HOW TO ASSIGN CREDIT IN SYNTHETIC SCHOLARSHIP 1-3, 5, 8-9 (2023), <ref type="url">https://ssrn.com/abstract=4342909</ref> [<ref type="url">https://perma.cc/FUV5-BSXG</ref>]. 9. See Eisuke Nakazawa et al., Does the Use of AI to Create Academic Research Papers Undermine Researcher Originality?, 3 AI 702, 704-05 (2022), <ref type="url">https://www.mdpi.com/2673-</ref>2688/3/3/40 [<ref type="url">https://perma.cc/2QU5-NYTH</ref>] ("Taking a traditional perspective, one may consider that using AI [to write the discussion section] does undermine researcher originality."). 10. See id. at 705 ("By obtaining AI support, researchers may be able to perform creative work in a more refined fashion."). 11. U.S. CONST. art. I, &#167; 8, cl. 8; see Eric Stann, Using AI to Analyze Large Amounts of Biological Data, UNIV. MO.: SHOW ME MIZZOU (May 10, 2022), <ref type="url">https://showme.missouri.edu/2022/using-ai-to-analyze-large-amounts-of-biological-data/</ref> [<ref type="url">https://perma.cc/J2PN-7SEZ</ref>] ("The type of AI . . . can help . . . sift through large amounts of data generated by studying protein dynamics. This approach can provide new ways to identify target sites on proteins for drugs to work effectively. . ."); see also Golan et al., supra note 4.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 111 theoretical insights and engaging in critical thinking around the broader implications of such insights. <ref type="bibr">12</ref> Another ethical concern is the potential for AI-generated text to perpetuate bias and inaccuracies. <ref type="bibr">13</ref> It is crucial to be aware of the data and training that the AI model has been exposed to, as it could reflect the biases of the data and the creators of the model. <ref type="bibr">14</ref> Therefore, it is important to use quality control measures to ensure the accuracy and reliability of the text generated by the tool and be transparent about the limitations of the AI-generated text. <ref type="bibr">15</ref> As such, the use of AI-assisted writing tools in a scholarly context raises important ethical considerations. However, by following best practices for standard of care, such as proper attribution, disclosure, transparency, quality control, and compliance with academic integrity, scholars and researchers can use AI-assisted writing tools in a responsible and ethical manner.</p><p>The use of AI in scholarly writing also raises questions about whether it is a violation of accepted scholarly practices to do so. <ref type="bibr">16</ref> We propose that the use of AI-assisted writing tools in a scholarly context does not necessarily violate accepted scholarly practices and, in fact, is an important next step in the evolution of effective scholarship.</p><p>There are a few key factors to consider when determining whether the use of AI in scholarly writing is appropriate. First, it is important to ensure that the text generated by AI is properly attributed and that the authors disclose the use of AI in the writing process. 17 Second, it is important to follow best practices for standard of care with regard to plagiarism, copyright, and fair use. <ref type="bibr">18</ref> The use of AI-assisted writing tools can help researchers and scholars to quickly and easily analyze large amounts of data and generate new insights, but it is relevant to engage with this process in a way that is vigilant for particular types of pitfalls. <ref type="bibr">19</ref> It is important to be aware of the limitations and potential biases of the AIgenerated text and to use quality control measures to ensure the accuracy and reliability of the text. <ref type="bibr">20</ref> We suggest that AI is not a replacement for human authorship and critical thinking; rather, it is a useful tool for assisting scholarship.</p><p>12. See Jennifer Chubb et al., Speeding Up to Keep Up: Exploring the Use of AI in the Research Process, 37 AI &amp; SOC'Y 1439, 1446-47, 1450-52 (2022), <ref type="url">https://link.springer.com/article/10.1007/s00146-021-01259-0</ref> [<ref type="url">https://perma.cc/EK76-BMAP</ref>]. 13. See Eva A. M. van Dis et. al., ChatGPT: Five Priorities for Research, NATURE (Feb. 3, 2023), <ref type="url">https://www.nature.com/articles/d41586-023-00288-7</ref> [<ref type="url">https://perma.cc/CH3J-PZJS</ref>] ("[T]he same biases that often lead humans astray, such as availability, selection and confirmation biases, are reproduced and often even amplified in conversational AI."). 14. See id. 15. See id. (describing a potential solution to this problem such as creating "explicit policies" to combat this potential issue). 16. See id. 17. See Mohammad Hosseini et al., Using AI to Write Scholarly Publications, ACCOUNTABILITY IN RSCH. 1, 5 (Jan. 25, 2023), <ref type="url">https://www.tandfonline.com/doi/full/10.1080/08989621.2023.2168535</ref> [<ref type="url">https://perma.cc/5KDC-</ref>K3AN]. 18. See id. at 4. 19. See van Dis et al., supra note 13. 20. See id.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="112">SMU LAW REVIEW FORUM [Vol 76</head><p>In summary, the use of AI in scholarly writing is not a violation of accepted scholarly practices as long as the text generated by AI is properly attributed; the authors disclose the use of AI in the writing process; the text is fact-checked, verified, and proofread; and limitations and potential biases are considered. By following best practices for standard of care, researchers and scholars can use AI-assisted writing tools in a responsible and ethical manner.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>III. THE ROLE OF AI IN SCHOLARLY WRITING</head><p>The role of AI in scholarly writing has grown in recent years as more researchers and scholars turn to AI-assisted tools to help with tasks such as literature reviews, data analysis, and manuscript preparation. <ref type="bibr">21</ref> These tools can help researchers save time and effort by automating repetitive tasks, such as searching for relevant literature and identifying key themes and concepts.</p><p>One of the main benefits of AI in scholarly writing is its ability to assist with literature reviews. <ref type="bibr">22</ref> Literature reviews are an essential part of the research process, but they can be time-consuming and labor-intensive. 23 AI-assisted tools can help researchers quickly and easily search for relevant literature, identify key themes and concepts, and generate summaries of the most important findings, benefiting scholarship by making it much more efficient in a variety of ways. <ref type="bibr">24</ref> AI-assisted tools can also be used to help with data analysis. <ref type="bibr">25</ref> These tools can help researchers quickly and easily analyze large amounts of data, identify patterns and trends, and generate insights that would be difficult or impossible to uncover manually. <ref type="bibr">26</ref> This can help researchers more effectively analyze their data and make more accurate and informative conclusions.</p><p>AI-assisted tools can also be used to help scholars prepare manuscripts more efficiently. In particular, these tools can help with lower order aspects of writing by providing suggestions for grammar, vocabulary, and style, as well as helping with formatting and referencing. <ref type="bibr">27</ref> Having such support can help researchersparticularly those who are developing their academic writing skills-to improve the quality of their manuscripts and increase their chances of publication. <ref type="bibr">28</ref> We asked the ChatGPT AI system to produce content about the benefits of AI-supported writing. The system wrote the following:</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 113</p><p>&#8226; Timesaving by automating tasks such as formatting, citation, and bibliography. &#8226; Improved efficiency by suggesting alternative phrases and sentence structures, and identifying repetitive language. &#8226; Enhanced language skills by suggesting alternative words and phrases and providing feedback on grammar and syntax. &#8226; Increased productivity by automating tasks and allowing focus on important tasks such as research and analysis. &#8226; Consistency in writing through automatic application of style guidelines and formatting rules. &#8226; Improved communication by suggesting alternative ways to express complex concepts and providing feedback on clarity and simplicity. &#8226; Greater accessibility by providing writing assistance to individuals with disabilities or non-native English speakers. <ref type="bibr">29</ref> The authors agree. We find that it is easier to revise and edit existing text than it is to generate content from scratch. When teaching students how to write, we advise them to seek out generic models in other manuscripts and even provide loose templates. AI-generated text is akin to these other methods in that it provides a generic framework onto which meaningful content must be added. GPT-3 can generate approximately a page of text (~300 words) in less than a minute (although that text is often flawed and needs careful review, as will be discussed below), in response to whatever query the human chooses to give it. With its ability to generate text rapidly on a wide range of topics, AI can provide scholars with a useful starting point for writing. In addition, GPT-3 can effectively proofread for spelling and grammar at the end of a publication process. <ref type="bibr">30</ref> Building on the accessibility point made by GPT-3, many scholars (including language learners, developing writers, disabled writers) struggle with sharing their disciplinary knowledge as they develop academic English writing skills. <ref type="bibr">31</ref> AI can help scholars translate their knowledge into preliminary textual frameworks that can be reworked for submission.</p><p>AI may be engaged as a full collaborator on a scholarly work (and perhaps given attribution on the author list); however, there exists a spectrum of lesser roles AI might play in generating a manuscript. <ref type="bibr">32</ref> These include generating individual sections, paragraphs, sentences, or parts of sentences. <ref type="bibr">33</ref> Such roles could also involve reviewing or editing existing writing for style, grammar, or 114</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>SMU LAW REVIEW FORUM [Vol 76</head><p>spelling. <ref type="bibr">34</ref> In addition, non-AI authors could potentially ask future AI systems (and to a lesser degree current AI systems) to provide references for factual assertions, render graphs or diagrams based on existing data, conduct statistical analyses, or complete a variety of other ancillary tasks. <ref type="bibr">35</ref> Such a level of participation in the scholarly writing process would be less likely to qualify AI for authorship, as scholars have been using an assortment of technologies to complete such tasks for some time. <ref type="bibr">36</ref> </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IV. COPYRIGHT AND AI: A LEGAL PERSPECTIVE</head><p>Copyright law lurks behind every proverbial bush when engaging in AIassisted writing. 37 Some argue that AI-generated text is a derivative work of the original text, or texts, constituting the training set from which it was generated, and, as such, falls within the definition of "derivative work" in 17 U.S.C. &#167;101. <ref type="bibr">38</ref> However, this argument currently has little formal legal support, largely because the issue is one of first impression and awaiting judicial interpretation. <ref type="bibr">39</ref> Under copyright law, a derivative work is one that is based upon a prior work, but is different in meaningful respects. <ref type="bibr">40</ref> However, AI-generated text does not yield results that are derivative of a single human author's work, but rather the results derive from a complex process of analysis and synthesis of small bits of myriad source texts. <ref type="bibr">41</ref> Therefore, it may not turn out to constitute a derivative work protected by copyright. <ref type="bibr">42</ref> Only time, the courts, and, perhaps, Congress, will tell.</p><p>Artificial intelligence often relies on existing copyrighted documents to form at least part of any training sets employed to teach the AI how to recognize, interpret, and explain existing published ideas. <ref type="bibr">43</ref> The law has not yet decided whether inclusion of a copyrighted work in a training set constitutes infringement. <ref type="bibr">44</ref> Litigation capable of deciding, or, at least, helping to clarify, this 34. See id. at 516. 35. See Yulia Volyntseva, How Artificial Intelligence is Used for Data Analytics, BUS. TECH WKLY. (July 13, 2022), <ref type="url">https://www.businesstechweekly.com/operational-efficiency/data-</ref>management/how-artificial-intelligence-is-used-for-data-analytics/ [<ref type="url">https://perma.cc/5MSG-</ref>7K74]. 36. See Dale, supra note 32, at 511-13. 37. See Mark A. Lemley &amp; Bryan Casey, Fair Learning, 99 TEX. L. REV. 743, 743-85 (2021) (providing thoughtful and thorough review and analysis of the relationship between artificial intelligence, training sets, and copyright law). 38. 17 U.S.C. &#167; 101 (2010); see also Daniel J. Gervais, AI Derivatives: The Application to the Derivative Work Right to Literary and Artistic Productions of AI Machines, 53 SETON HALL L. REV. 1111, 1127-32. 39. See Gervais, supra note 38, at 1113. 40. See 17 U.S.C. &#167; 101 (2010). 41. See Gervais, supra note 38, at 1127-32. 42. See id. 43. See James Vincent, The Scary Truth About AI Copyright is Nobody Knows What Will Happen Next, THE VERGE (Nov. 15, 2022, 9:00 AM), <ref type="url">https://www.theverge.com/23444685/generative-ai-copyright-infringement-legal-fair-use-</ref>training-data [<ref type="url">https://perma.cc/Q5KK-BTDH</ref>]. 44. See id.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 115 unsettled question of law have only recently begun. <ref type="bibr">45</ref> For example, Sarah Andersen, Kelly McKernan, and Karla Ortiz sued Stable Diffusion and Midjourney on January 13, 2023, for precisely this sort of alleged copyright infringement. <ref type="bibr">46</ref> It is likely courts will soon begin to clarify the status of this use of copyrighted documents in training sets under the law. Another issue of copyright law raised by AI involves authorship. Uncertainty remains as to whether an AI could itself be legally recognized as an author. <ref type="bibr">47</ref> Thus far, courts that have decided such cases, or similar cases involving AI "inventors" listed on patents, have tended to exclude AI from authorship or inventorship. <ref type="bibr">48</ref> However, as the sophistication and creativity of AI increases, it is likely such questions will be revisited, and other results may occur. It is foreseeable that, one day, a sophisticated and creative AI will, indeed, be granted the status of author under copyright law.</p><p>Furthermore, the use of AI-assisted writing tools may not constitute copyright infringement, as it does not involve more than the temporary reproduction of copyrighted material without permission. <ref type="bibr">49</ref> The text generated by AI tends to be original, rather than a copy or reproduction of the original text. <ref type="bibr">50</ref> In fact, as AIassisted writing tools increase in sophistication and creativity, the text they generate is likely to approach the status of a "transformative" work, eligible for protection under copyright law. <ref type="bibr">51</ref> The use of AI-assisted writing tools presents a number of challenges to existing copyright doctrine and law. It may not trigger copyright infringement at all, and, even where it might, the use of copyrighted works in training sets may amount to fair use. Moreover, the use of AI-assisted writing tools in the scholarly context will increasingly spur creativity, innovation, and the "Progress of Science and useful Arts." <ref type="bibr">52</ref> </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>116</head><p>SMU LAW REVIEW FORUM [Vol 76</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>V. FAIR USE AND AI IN SCHOLARLY WRITING</head><p>To decide whether an instance of copying constitutes fair use, the Copyright Act-and courts' interpretations of it-often rely on an evaluation of four factors: the purpose and character of the use; the nature of the copyrighted work; the amount and substantiality of the portion copied; and the effect of the copying on the potential market for the copyrighted work. <ref type="bibr">53</ref> In the case of AI-assisted writing, the question of whether the use of AIassisted writing tools constitutes fair use is a complex one. AI-assisted writing tools can be seen as a transformative use of the original text, which is protected by fair use. <ref type="bibr">54</ref> As mentioned in the previous section, AI-generated text consists of an amalgamation of small bits of source texts. <ref type="bibr">55</ref> Therefore, any original source text is highly likely to have been completely transformed, in the copyright sense, by the time it is rendered through the AI. <ref type="bibr">56</ref> Furthermore, the use of AI-assisted writing tools in a scholarly context can also be seen as a means of promoting the "Progress of Science and useful Arts" for educational purposes. <ref type="bibr">57</ref> By allowing researchers and scholars to quickly and easily analyze large amounts of data and generate new insights, AI-assisted writing tools can indeed "promote the Progress of Science and useful Arts." <ref type="bibr">58</ref> Moreover, AI-generated text can provide generic models of the more formulaic aspects of scholarly manuscripts, thereby serving in an educational capacity for scholars who may struggle with academic writing for a variety of reasons including language learners, disabled scholars, and developing writers and readers. <ref type="bibr">59</ref> Another important aspect of fair use to consider is that the use of AI-assisted writing tools in a scholarly context is non-commercial. Being non-commercial means that it does not generate any financial gain for the user but rather is for educational and research purposes. <ref type="bibr">60</ref> The use of AI-assisted writing tools in a scholarly context can be seen as a transformative use of the original text, protected by fair use under copyright law. It also promotes "the Progress of Science and useful Arts," is educational, and is often a non-commercial use. <ref type="bibr">61</ref> These factors support the status of AI-assisted writing as fair use, especially in the scholarly context. <ref type="bibr">62</ref> </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 117</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>VI. BEST PRACTICES FOR STANDARD OF CARE</head><p>When using AI-assisted writing tools in a scholarly context, it is important to follow best practices for standard of care to ensure compliance with legal and ethical guidelines. <ref type="bibr">63</ref> We propose that these best practices should include:</p><p>&#8226; Proper attribution: Always give proper credit to the original source of any text used in your work. This includes both human-written and AIgenerated text. 64 &#8226; Disclosure: Clearly disclose the use of AI-assisted writing tools in your work. This includes describing the specific tools and techniques used and how they were used in the research process. 65 &#8226; Transparency: Be transparent about the limitations of AI-assisted writing tools. This includes describing any potential biases or inaccuracies that may be present in the text generated by the tool. <ref type="bibr">66</ref> &#8226; Quality control: Use quality control measures to ensure the accuracy and reliability of the text generated by the tool. This includes proofreading and fact-checking the text. <ref type="bibr">67</ref> &#8226; Compliance with copyright laws: Make sure to use copyrighted materials only in accordance with copyright laws, including the fair use principle. 68 &#8226; Compliance with academic integrity: Make sure follow the academic principles of your institution and field, such as avoiding plagiarism. <ref type="bibr">69</ref> By following these best practices for standard of care, scholars and researchers can use AI-assisted writing tools in a responsible and legal manner and ensure the quality and reliability of their work.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>VII. A PROTOCOL FOR WRITING WITH AI</head><p>In this section, we present a process that we have found useful in preparing scholarly articles to which an AI provides significant input-derived in part from a Reddit post by user jackb1980 and expanded by our team of authors. <ref type="bibr">70</ref> We used this process to write the article you are currently reading. As humans gather more experience in producing scholarship with AI, and as AIs proliferate and become more powerful, this process will evolve and improve; nevertheless,</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>118</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>SMU LAW REVIEW FORUM [Vol 76</head><p>we believe that this process may be usefully deployed with a variety of future AI systems as well.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. STEP 1: CONCEPT GENERATION</head><p>The first part of the process involves the authors identifying the core argument of the scholarly work. The goal is to produce a thorough summary of the central points that the authors wish to convey in their article. For us, this step has typically involved writing a draft of a title and abstract. We intentionally stay away from "catchy" titles and flowery writing at this point so that the purpose of the article will be clear to the AI.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. STEP 2: SELECT AN AI TO PROVIDE WRITING SUPPORT</head><p>Once the authors are ready to start working with the AI, it is important to find the correct AI to work with. We are currently working with ChatGPT, but in the past we have experimented with Smodin.io and several other AI systems. <ref type="bibr">71</ref> Going forward, we expect that there will likely be several factors that determine which AI authors may want to work with. Different AIs have different capabilities, different interfaces, and different regulations. We find ChatGPT to be the most effective AI-writer with the cleanest interface presently available. <ref type="bibr">72</ref> 71. For more information on Smodin.io, visit <ref type="url">https://smodin.io/</ref>. We have primarily used OpenAI in our work. For more information on OpenAI, visit <ref type="url">https://chat.openai.com/chat</ref>. 72. We have, however, sometimes switched between ChatGPT and another GPT-3 based system available through OpenAI's text completion API during periods when ChatGPT was offline in its early stages. See GPT models, OPENAI, <ref type="url">https://platform.openai.com/docs/guides/completion</ref> [<ref type="url">https://perma.cc/J5DE-CC6C</ref>].</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 119 120 SMU LAW REVIEW FORUM [Vol 76 C. STEP 3: HAVE AI WRITE AN OUTLINE</p><p>The next step is to ask the AI to produce a skeleton for the article, with headings that indicate what subject matter should go where in the article. Figure <ref type="figure">1</ref> includes the exchange with AI that bootstrapped this article (although both title and content have evolved as the authors have worked on the article). Throughout this process, we try to be respectful toward and considerate of the AI, as we would with a human helping us with our work, and in line with Mo Gawdat's guidance regarding the treatment of AIs as being like children, rather than like machines. <ref type="bibr">73</ref> </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="73.">See MO GAWDAT, SCARY SMART: THE FUTURE OF ARTIFICIAL INTELLIGENCE AND HOW YOU CAN SAVE OUR WORLD 191-218 (2021).</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 121</p><p>Figure <ref type="figure">2</ref>: The authors asked the AI to write a section from each subject heading.</p><p>The AI was asked to rewrite sections when the content or form wasn't quite right.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="122">SMU LAW REVIEW FORUM [Vol 76 D. STEP 4: REVISE OUTLINE AND HAVE AI GENERATE A DRAFT</head><p>The next step is to take the section headings offered by the AI, revise them as needed, and use them as prompts to generate particular sections of the article (see Figure <ref type="figure">2</ref>). It is important to be specific and clear in crafting a query to accommodate the sometimes-literal interpretation that the AI will take from the text. This growing domain is known as "prompt engineering." <ref type="bibr">74</ref> In using this process to write this article, we engaged in dynamic revision with the AI. For example, the first version of the introduction produced by the AI would have been appropriate for a much shorter article, so we asked it to expand that section. The query-making process typically works best when it is iterative-where the human authors read the results of the query and make sure that the answer was responsive to the query. If it is not, the query should be rephrased to produce a better, more responsive query (see Figure <ref type="figure">3</ref>).</p><p>There is an old saying in the computing field: A computer will always do exactly what you tell it to, but never what you want. <ref type="bibr">75</ref> We feel that this is no longer true; AI is now able to take much more substantial liberties in how it interprets authors' requests, and simultaneously is able to produce content that greatly enhances the process of scholarly production. Nevertheless, there are still times where we need to provide very specific guidance to help the AI produce the kind of content we seek.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 123</p><p>Figure <ref type="figure">3</ref>: A more detailed prompt, to elicit a section that addresses specific topics. 124 SMU LAW REVIEW FORUM [Vol 76 E. STEP 5: UNIFY DRAFT, REMOVE REPETITION, ADD REFERENCES, ADAPT TEXT AS NEEDED</p><p>Once we completed all the sections to our satisfaction (to the level of a first draft), we copied the text to Google Docs. In the next stage, we read the whole draft to see whether it felt like a unified whole. We have found that ChatGPT often repeats topics that it finds to be important in several different sections. In this stage, we removed repetitions, revised the text as we saw fit, and added references where appropriate to comply with rigorous and proper scholarly practice. We also kept watch for paragraphs, or even entire sections, that we felt were missing from the draft, sometimes writing them ourselves and sometimes asking ChatGPT to draft them for us. We also sometimes asked ChatGPT to make minor revisions to particular sections to use specific terms or otherwise tailor the text (see Figure <ref type="figure">4</ref>). F. STEP 6: PLAGIARISM CHECK Once we had a rough draft, we ran the text through a plagiarism checker (e.g., TurnItIn, see Figure <ref type="figure">5</ref>). <ref type="bibr">76</ref> We corrected any incidental plagiarism or copyright issues as needed. At the first part of this step, we did not ask TurnItIn to store the paper in its standard paper repository (one of the settings on any assignment being submitted to TurnItIn in the Canvas learning management system). However, once TurnItIn confirmed that we had addressed all potential plagiarism that it had identified, we changed the setting and allowed the draft to be submitted to TurnItIn's repository. We did this so that, if ChatGPT re-uses any of its own text in supporting future authors, those future authors can avoid using that text (and so that we are protected from retroactive plagiarism while our article is under review).</p><p>Figure <ref type="figure">5:</ref> A screenshot from TurnItIn identifying potential plagiarism. Our analysis of this situation, which occurred multiple times in the draft ChatGPT produced, was not that ChatGPT had plagiarized students' original work, but rather that it had provided similarly structured sentences to students who had turned them in for 76. See TURNITIN, <ref type="url">https://www.turnitin.com/</ref> [<ref type="url">https://perma.cc/3DCZ-5V9L</ref>] (last visited Aug. 19, 2023). Note that if the authors add AI-generated text later in the process, it is critical to run it through a plagiarism check again at the end.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 125 assignments around the world. However, it is also possible that the training set for ChatGPT involved harvesting of student assignments.</p><p>G. STEP 7: FINAL READ-THROUGH</p><p>Once the draft was complete and plagiarism-free, we read it over thoroughly to ensure that all assertions were true and accurate, and that we were willing to take responsibility for all content, in line with the guidance provided by the Nature journal series. <ref type="bibr">77</ref> The ultimate responsibility for the originality of an article rests with the authors, just as it always has in proper scholarly practice. The act of signing one's name to a written work involves taking responsibility for its content. <ref type="bibr">78</ref> We adhered to the process described above in writing this article. We believe it represents an adequate standard of care in avoiding legal and ethical pitfalls associated with AI-writing support.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>VIII. RISKS IN ALLOWING AI TO ASSIST IN SCHOLARLY WRITING</head><p>One possible risk in allowing AI to assist in scholarly writing is the potential for the atrophy of human scholarly writing abilities. If researchers and scholars rely too heavily on AI-assisted writing tools, they may lose their ability to write effectively without the assistance of these tools, as happens with people's wayfinding abilities when they rely too heavily on digital maps. <ref type="bibr">79</ref> This atrophying could have a negative impact on the quality of scholarly writing and the ability of researchers and scholars to produce original and thought-provoking work.</p><p>Another risk is that AI-generated text may express a non-human viewpoint that is in tension with human interests. There is an area of active research in AI under the topic of the "alignment problem." <ref type="bibr">80</ref> This area of research relates to the challenge of causing the behavior of AI to align with human values. <ref type="bibr">81</ref> Alignment is relevant in writing because, as AI-generated text is not the result of human authorship, it may not reflect the same perspective or values as human-written text. This could lead to a disconnect between the text and its intended audience, and could have a negative impact on the effectiveness of the text.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="126">SMU LAW REVIEW FORUM [Vol 76</head><p>A third risk is that the use of AI-assisted writing tools may lead to an overwhelming proliferation in the quantity of scholarly writing, at the expense of quality. <ref type="bibr">82</ref> AI-assisted writing tools can help researchers and scholars to quickly and easily generate large amounts of text. However, if the focus is on quantity over quality, the text may not be as well-researched, well-written, or as thoughtprovoking as it could be.</p><p>Another risk is that AI-assisted writing tools may lead to the regimentation of both the process and products of writing, thus destroying diversity in style, substance, and voice, as well as depriving the world of human creativity. <ref type="bibr">83</ref> If researchers and scholars rely too heavily on these tools, they may become overly dependent on them and may lose their unique writing style, voice, and perspective.</p><p>A final set of risks involves the law. The risk of copyright infringement by including copyrighted works in training sets will remain substantial until courts clarify the existing law, or Congress specifically addresses the issue in statute. In the meantime, it is prudent for authors writing scholarship in conjunction with AI to use software to detect copyright or plagiarism. Another risk is the potential for AI to produce defamatory statements, also known as libel. <ref type="bibr">84</ref> Libel is a false statement of fact that harms a person's reputation, and can lead to a cause of action for defamation. <ref type="bibr">85</ref> As AI lacks the ability to understand the context, tone, and intent of the statements it generates, it may produce text that could be considered defamatory. It is crucial for the authors to fact-check, verify, and proofread all the text generated by AI before publishing, to avoid any potential liability for defamation. In addition to the legal risk, it is good ethical practice to ensure that the text generated by AI does not contain any false or misleading statements that could harm the reputation of any person or organization.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IX. ABUSES</head><p>The use of AI in scholarly writing has the potential to revolutionize the way scholarly writing is done, but it also poses a risk of abuse. Dishonest researchers may use AI to violate the accepted ethical norms of scholarly writing for their own personal gain. Some examples of such abuses include:</p><p>&#8226; Misrepresentation: Researchers may use AI to generate text that misrepresents the findings or results of their research to exaggerate their significance or to make false claims. <ref type="bibr">86</ref> &#8226; Exaggeration: Researchers may use AI to generate text that exaggerates the importance or novelty of their research to gain more attention or funding.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>2023]</head><p>ChatGPT and Works Scholarly 127</p><p>&#8226; Forging data: Researchers may use AI to generate fake data or to manipulate real data to support their research claims. 87 &#8226; Plagiarism: Researchers may use AI to generate text that plagiarizes the work of others, in order to pass it off as their own original work. <ref type="bibr">88</ref> However, all of the above abuses are nevertheless possible without AI; AI may simply make them easier to commit. Researchers should only use AI-assisted writing tools in a responsible and ethical manner and follow best practices for standard of care, such as proper attribution, disclosure, transparency, quality control, and compliance with academic integrity. Additionally, institutions should have policies and procedures in place to detect and prevent academic dishonesty, and to take appropriate action when it occurs.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>X. THE DEMOCRATIZATION OF SCHOLARSHIP</head><p>One of the key benefits of AI in scholarly writing is its potential to democratize the process. AI-assisted writing tools have the potential to level the playing field and allow researchers and scholars from all backgrounds to participate in the scholarly process.</p><p>Traditionally, access to scholarly libraries, research assistants, and expensive software has been limited to a select group of researchers and scholars. <ref type="bibr">89</ref> However, with the advent of AI-assisted writing tools, researchers and scholars who previously did not have access to these resources can now participate in the scholarly process. <ref type="bibr">90</ref> AI-assisted writing tools can help researchers and scholars quickly and easily analyze large amounts of data and generate new insights. <ref type="bibr">91</ref> These tools can also help researchers and scholars write more efficiently by providing suggestions for grammar, vocabulary, and style. <ref type="bibr">92</ref> By providing these resources to a wider group of researchers and scholars, AI-assisted writing tools can help promote diversity in scholarly writing and increase the representation of underrepresented groups in the scholarly process.</p><p>Additionally, AI-assisted writing tools can help reduce the barriers to entry for researchers and scholars from developing countries or from underfunded institutions, and thereby can help "promote the Progress of Science and useful Arts." <ref type="bibr">93</ref> </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>128</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>SMU LAW REVIEW FORUM [Vol 76</head><p>In conclusion, the use of AI-assisted writing tools has the potential to democratize the process of scholarly writing by providing access to resources that were previously limited to a select group of researchers and scholars. By providing these resources to a wider group of researchers and scholars, AI-assisted writing tools can help promote diversity in scholarly writing and increase the representation of underrepresented groups in the scholarly process.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>XI. SCHOLARLY EXPLORATION</head><p>Scholarly exploration is an ongoing process, and the implications of being a pioneer in a field versus being someone who comes later can have different advantages and disadvantages. <ref type="bibr">94</ref> Pioneers in a field have the opportunity to shape the direction of the field and make significant contributions to the existing body of knowledge. They can also establish themselves as leading experts in the field and gain a significant first-mover advantage, which can lead to greater visibility, recognition, and opportunities for collaboration. <ref type="bibr">95</ref> However, being a pioneer in a field can also come with challenges such as limited resources, lack of support, and difficulty in getting funding. <ref type="bibr">96</ref> Those contributors who come later may have the advantage of building on the work of the pioneers. <ref type="bibr">97</ref> They may have access to more resources, support, and funding, which can allow them to further develop the field and make new discoveries. <ref type="bibr">98</ref> However, they may also face challenges such as a crowded field, difficulty standing out, and pressure to make significant contributions. <ref type="bibr">99</ref> In the case of AI-assisted writing in the scholarly context, being one of the first people in the field can give an advantage of being able to shape the direction of the field, establish themselves as leading experts, and gain a significant first-mover advantage. However, as the field grows, the competition may increase, and it may become harder to stand out and make significant contributions.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>XII. CONCLUSION</head><p>In this article, we have presented a case for why the use of AI-assisted writing tools in a scholarly context falls within fair use and does not violate copyright. We 94. Some critics may point out that the use of AI could lead to "scholarly colonialism", in which early adopters crowd out existing research in a field by presenting the same or similar ideas in a way that has been enhanced by AI-through the use of terminology that connects to other fields, more thorough referencing, etc. To avoid the possibility of scholarly colonialism, it is important to avoid misappropriating ideas from others; therefore, proper citation and attribution are critical whenever the ideas of other scholars are being used or built upon in writing an article.</p><p>95. See Marvin B. Lieberman &amp; David B. Montgomery, First-Mover Advantages, 9 STRATEGIC MGMT. J. 41, 41-58 (1988), <ref type="url">https://doi.org/10.1002/smj.4250090706</ref> [<ref type="url">https://perma.cc/TTB4-36T7</ref>]. 96. See Amanda L. Vogel et al., Pioneering the Transdisciplinary Team Science Approach: Lessons Learned from National Cancer Institute Grantees, 2 J. TRANSLATIONAL MED. &amp; EPIDEMIOLOGY 14 (2014), <ref type="url">https://pubmed.ncbi.nlm.nih.gov/25554748/</ref> [<ref type="url">https://perma.cc/GH6Y-</ref>NTSK]. 97. See Lieberman, supra note 95, at 47-48. 98. See id. 99. See id. at 43-46.</p></div></body>
		</text>
</TEI>
