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			<titleStmt><title level='a'>Mechanisms of Three-Dimensional Solid-Phase Epitaxial Crystallization of Strontium Titanate</title></titleStmt>
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				<publisher>American Chemical Society</publisher>
				<date>09/18/2024</date>
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				<bibl> 
					<idno type="par_id">10577211</idno>
					<idno type="doi">10.1021/acs.cgd.4c00081</idno>
					<title level='j'>Crystal Growth &amp; Design</title>
<idno>1528-7483</idno>
<biblScope unit="volume">24</biblScope>
<biblScope unit="issue">18</biblScope>					

					<author>Tesia D Janicki</author><author>Rui Liu</author><author>Soohyun Im</author><author>Zhongyi Wan</author><author>Serkan Butun</author><author>Shaoning Lu</author><author>Nasir Basit</author><author>Paul M Voyles</author><author>Paul G Evans</author><author>J R Schmidt</author>
				</bibl>
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			<abstract><ab><![CDATA[Strontium titanate (SrTiO 3 , STO) is a complex metal oxide with a cubic perovskite crystal structure. Due to its easily described and understood crystal structure in the cubic phase, STO is an ideal model system for exploring the mechanistic details of solidphase epitaxy (SPE) in complex oxides. SPE is a crystallization approach that aims to guide crystal growth at low homologous temperatures to achieve targeted microstructures. Beyond planar thin films, SPE can also exploit the addition of a chemically inert, non-crystallizing, amorphous obstacle in the path of crystallization to generate complex three-dimensional structures. The introduction of this mask fundamentally alters the SPE process, inducing a transition from two-to three-dimensional geometries and from 1 vertical to lateral crystal growth under the influence of the crystal/mask/amorphous boundary. Using a combination of molecular dynamics simulations and experiments, we identify several unique phenomena in the nanoscale growth behaviors in both conventional (unmasked) and masked SPE. Examining conventional SPE of STO, we find that crystallization at the interface is strongly correlated with, and potentially driven by, density fluctuations in the region of the amorphous STO near the crystalline/amorphous interface with a strong facet dependence. In the masked case, we find that the crystalline growth front becomes nonplanar near contact with the mask. We also observe a minimum vertical growth required prior to lateral crystallization. Both phenomena depend on the relative bulk and interfacial free energies of the three-phase (crystal/mask/amorphous) system.]]></ab></abstract>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1">Introduction</head><p>The crystallization of amorphous solids via solid-phase epitaxy (SPE) is a powerful way to generate complex chemical compositions and structures via controlled crystallization of an initially amorphous thin film. <ref type="bibr">1</ref> SPE separates the deposition of the amorphous precursor from its subsequent crystallization. Contrasting with homogenous nucleation-and-growth processes, SPE mechanisms rely solely on crystal growth from an epitaxial substrate. The substrate provides a template which directs the structure of the amorphous-to-crystal transformation. Under the influence of the crystalline substrate at low homologous temperature, this method exacts kinetic control over crystallization that is often not available in deposition from the vapor, nor in homogeneous nucleation processes. SPE can be used to synthesize compositions and morphologies that are not easily accessible via competing approaches such chemical vapor deposition or molecular beam epitaxy. SPE can not only control crystal composition and orientation, but can also be used to generate novel morphologies. <ref type="bibr">2,</ref><ref type="bibr">3</ref> By introducing an inert mask in the path of crystallization, the path of the epitaxy can be changed and guided into intricate geometries. SPE can thus be leveraged to move beyond planar thin films, a case that we term vertical epitaxy. The crystallized structures can have complex three-dimensional geometries, created via lateral overgrowth around or over the mask. Lateral crystallization along the surface of inert barriers has been investigated by Taira et al. <ref type="bibr">4</ref> for Nb-doped anatase TiO 2 to fabricate thin-films over an inert mask layer. More recently, Liu et al. <ref type="bibr">3</ref> have explored this lateral overgrowth behavior for strontium titanate (SrTiO 3 , STO), finding that the stress induced during lateral overgrowth biases the formation of structural defects and yields a systematic rotation of the crystal lattice.</p><p>A distinguishing characteristic of SPE in the presence of barriers is the complex crystallization geometry involved when the crystallization transitions from vertical (perpendicular to the substrate) to lateral overgrowth (parallel to the substrate). This "corner-turning" behavior is depicted in Fig. <ref type="figure">1</ref>. This type of growth proceeds both vertically from the substrate (Fig. <ref type="figure">1a</ref>) and laterally once the crystallization front has reached the top of the mask (Fig. <ref type="figure">1b</ref>). Beyond the obvious change in the dimensionality of the crystallization process, the transition from vertical to lateral crystallization introduces a new three-phase interface that does not arise in vertical crystallization. Crystallization along the surface of the mask involves interactions of the crystalline substrate, amorphous precursor, and inert mask. While prior experimental and computational studies have probed the kinetics and mechanism of vertical SPE, much less is known regarding the mechanism of multi dimensional crystal growth. The key questions involved are how stress impacts the final crystal structure, <ref type="bibr">5</ref> and details as to how the transition from vertical to lateral overgrowth (i.e., the corner-turning mechanism) proceeds. In this work, we focus on latter questions regarding vertical-to-lateral overgrowth transitions.</p><p>Figure <ref type="figure">1</ref>: Masked crystal growth with a crystal substrate (orange), inert mask (pink), and deposited amorphous (blue) at successive stages of crystallization.</p><p>We use molecular dynamics (MD) simulations to examine the atomistic phenomena arising during the corner-turning process and to identify other phenomena that arise in nanoscale SPE growth. We take STO as a model system because it crystallizes into a single, known, stable structure with (P m 3m) symmetry. In addition, each metal ion exhibits, approximately, a single oxidation state (Sr 2+ and Ti 4+ ). We have assumed ideal SrTiO 3 stoichiometry and have not considered the formation of Ti 3+ , an excellent approximation for SrTiO 3 that has been given sufficient time to equilibrate at high temperatures and at high oxygen partial pressure. <ref type="bibr">6,</ref><ref type="bibr">7</ref> While STO has been extensively studied in epitaxial growth experiments, <ref type="bibr">8,</ref><ref type="bibr">9</ref> computational studies of SPE of complex oxides are challenging because of the relatively long timescales associated with crystallization and the accompanying computational expense.</p><p>Prior work has focused on related processes and physical properties such as oxygen vacancy migration, <ref type="bibr">10,</ref><ref type="bibr">11</ref> grain boundary structure and energetics, <ref type="bibr">12</ref> and thermal and mechanical properties. <ref type="bibr">13,</ref><ref type="bibr">14</ref> Jesse et al. <ref type="bibr">15</ref> modeled the initial stages of heterogeneous homoepitaxy at an elevated temperature. The available duration of the crystallization simulation, approximately 320 ps, was sufficient only to capture the initial interfacial rearrangement at the interface between crystalline and amorphous STO, even at elevated temperatures. <ref type="bibr">15</ref> Here we use MD simulations over far longer times, on the order of hundreds of nanoseconds. The longer durations allow the large-scale crystallization of STO to be considered over larger, nanometer-scale distances, to capture three-dimensional phenomena. The work here focuses on comparing the results of simulations with and without an inert mask. With the addition of an inert amorphous gallium nitride (GaN) mask, we introduce additional structures and energies involving the crystal/mask and the amorphous/mask interfaces.</p><p>The simulations yield several key insights. First, for the case of vertical epitaxy, the crystallization process is accompanied by density fluctuations in the amorphous phase near the amorphous-crystalline interface. Density fluctuations are, in turn, closely connected to atomic diffusion processes, which suggests that crystallization is influenced or directed by enhanced mass transport at the amorphous-crystal interface. The influence of increased atomic diffusion near the interface has been observed for a similar set of crystallization problems in prior work for Al 2 O 3 . <ref type="bibr">16</ref> In addition, we find that the crystallization velocity depends on the crystal facet orientation, even for low-index interfaces including those in the {100}, {011} and {111} families.</p><p>In the case of lateral overgrowth, our simulations reveal two key differences from the case of vertical epitaxy: (1) the growth front becomes non-planar near the mask, and (2) the corner turning mechanism requires a minimum vertical growth prior to lateral propagation. These characteristic phenomena of lateral overgrowth can also be explained in terms of the relative interfacial energies. The simulation results are compared with experimental charac-terization of crystalline/amorphous STO in similar geometries using electron microscopy.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2">Computational Methods</head><p>All simulations were carried out in GROMACS 2019.6, 17 and Ovito 18 was used for visualization. We employed a Buckingham-style potential (Eq. 1), after Thomas and Marks <ref type="bibr">19</ref> , for all STO simulations:</p><p>where r ij is distance between atoms i and j and q i/j is the charge on atom i or j. The Born-Mayer parameters A ij and &#961; ij were previously fitted to reproduce the cubic perovskite STO crystal structure. Several alternative STO potentials exist in the literature and were also considered, <ref type="bibr">[20]</ref><ref type="bibr">[21]</ref><ref type="bibr">[22]</ref> including several models with polarizable shells. Benedek et al. <ref type="bibr">12</ref> found that, when compared with the results of density functional theory calculations, the added complexity and computational expense of these alternative models did not improve accuracy in predictions of the structure of energies of grain boundaries in STO. We have thus adopted the potential given in Eq. 1 for STO in crystallization studies.</p><p>We use a similar Buckingham-style potential for the GaN material used to form the mask in the computational study. The GaN potential uses parameters obtained from Zapol et al. <ref type="bibr">23</ref> . A dispersion term, -C ij /r 6 ij , was applied for Ga-Ga and N-N interactions only. Parameters for the STO and GaN potentials are summarized in Table <ref type="table">1</ref>. Here, GaN was chosen as a representative non-epitaxial mask, whose principal role is that it does not form an epitaxial relationship with STO. The quantitative details of the GaN-STO interaction were therefore approximated simply using the conventional Lorentz-Berthelot 24 combination rules: geometric mean for A ij and arithmetic mean for &#961; ij , 25 with cation-cation interactions (with the exception of Ga-Ga) treated as purely Coulombic.</p><p>In both experiment and simulation, the detailed structure of the amorphous precursor material is dependent on the preparation method and thermal history. For our simulations, Table <ref type="table">1</ref>: Buckingham potential parameters for STO and ionic charges (q Sr =1.84e, q T i =2.36e, and q O =-1.40e), from Thomas and Marks <ref type="bibr">19</ref> . Parameters for GaN and ionic charges q Ga =2.0e, q N =-2.0e, from Zapol et al. <ref type="bibr">23</ref> A</p><p>6 ] Sr-O 1769.51 0.319894 -Ti-O 14567.4 0.197584 -O-O 6249.17 0.231472 -Sr-Ti ---Ga-Ga 6068.14 0.31846 250. N-N 4115.42 0.31949 280. Ga-N 872.42 0.31318 0.0 we applied a melt-quench approach and invoked system boundary rescaling to experimental densities in order to best connect with the corresponding experiments. Briefly, STO structures were generated by melting a 1080-atom box at 5000 K and lowering the temperature</p><p>to 3000 K over 60 ps of simulation using a 1 fs timestep. The system was then equilibrated at 3000 K and the density was rescaled to experiment, 4.2 g cm -3 , 9 followed by quenching by 2 K ps -1 until the target temperature was reached. The generation of the amorphous structure was concluded by briefly equilibrating at the target temperature.</p><p>The melting point for this model, approximately 2300 K (vide infra), is in excellent agreement with the measured experimental value (2313 K 26 ). There are few experimental benchmarks for the amorphous structure of STO. The density provides the most useful point of comparison but unfortunately varies with preparation. We have thus not attempted to tune the potential to match structural studies of amorphous STO. We have, however, verified that the simulated amorphous STO retains no residual long-range order from the initial structure by examining the pair distribution function (PDF). The PDF exhibits features at a scale of 0.3 nm but does not include correlations at the distance scales of crystalline STO.</p><p>The crystallization simulations began by briefly equilibrating a 1080-atom cell consisting of 6 &#215; 6 &#215; 6 unit cells of STO, as defined by Meyer et al. <ref type="bibr">27</ref> , representing the substrate at the target temperature. The amorphous structure was then appended to the substrate cell using a 0.2 nm initial separation. An additional 3.0 nm vacuum layer was appended to the top of the amorphous layer. A Cartesian coordinate system was defined so that the z direction corresponded to the direction of vertical crystal growth. Density changes during subsequent crystallization simulations, conducted at constant volume, resulted in an change in the vacuum layer at the top of the simulation cell but did not induce an artificial stress on the system. Atoms within the bottom two unit cells of the substrate in the z-direction</p><p>were fixed with a harmonic potential to mimic an infinite crystal substrate. x and y of the simulation cells were treated with periodic boundaries. The temperature of SPE simulations was fixed with a Nose-Hoover thermostat with 2 ps coupling time. ( <ref type="formula">110</ref>) and (111) surfaces were prepared in a similar way after cleaving along these planes. Note that while some of these facets would yield polar surfaces at a vacuum interface, the rapid equilibration of cations/anions between the crystalline and amorphous surfaces at the interface largely eliminates these concerns in the present case (see Fig. <ref type="figure">S1</ref> in the Supporting Information).</p><p>Simulations with (001)-oriented simulation cells were conducted to find the activation energy of the SPE crystallization from the (001) orientation. These simulations also yielded the melting temperature for STO in this model, forming the basis for the comparison described above. The crystallization simulations had a duration of 300 ns and used a 2 fs timestep.</p><p>The broadest possible temperature range compatible with this simulation time interval was employed, ranging from 1700 K, for which the crystallization velocity was at the lower limit of the simulation, to 2300 K, above the melting temperature, at steps of 100 K. Frames from these trajectories were saved every 2 ps (1000 steps). Comparisons of the growth velocities of (001), (110), and (111) orientations were performed at 2000 K.</p><p>The crystallization velocity was determined by measuring the position of the crystallineamorphous interface in simulation frames at time intervals of 200 ps. Due to orientational dependence in the crystal structure, a rotationally invariant order parameter is required for structure classification, rather than a simpler collective variable (e.g. RDF peak). As in prior work, <ref type="bibr">28</ref> we find that the the Steinhardt order parameter, <ref type="bibr">29</ref> (Eq. 2) is a suitable choice to distinguish between amorphous and crystalline phases,</p><p>where Y l,m are spherical harmonics and N i is the number atoms neighboring atom i. The Steinhardt order parameter was computed for the oxygen substructure using l = 6; this l value and oxygen substructure were chosen carefully to ensure clear numeric separation between amorphous and crystalline order parameter values. The order parameter q 6 is used extensively, implicitly, throughout the remainder of this work to identify the interface position, which is defined as the inflection point of a binned q 6 profile along the direction of growth. The position of these inflections, corresponding to the amorphous-crystalline interface, were then plotted as a function of time, with linear regression used to measure the growth velocity.</p><p>Amorphous GaN was chosen as an inert mask for use in the simulations due to its high melting point, ensuring that the mask would not flow at the annealing temperatures. We also selected GaN for the simulation due to the availability of analogous interatomic potentials.</p><p>The corresponding experimental measurements used an alternative amorphous material with similar properties (silicon nitride, Si 3 N 4 ) to form the mask. We expect our conclusions to be qualitatively independent of the details of the composition and structure of the mask material because both GaN and Si 3 N 4 are amorphous and the resulting STO crystallization thus does not have an epitaxial relationship with the mask. The simulated amorphous GaN was produced in a similar method as amorphous STO, using a 1920-atom GaN box. A simulation volume consisting of a thin film of patterned regions of GaN was produced by superimposing the GaN box into a 12,960-atom (initially 24 &#215; 6 &#215; 18 unit cell) amorphous STO system, with overlapping STO atoms deleted. The stoichiometry was checked prior to simulation to ensure that Sr, Ti, and O atoms remained in a 1:1:3 ratio. The amorphous GaN-STO structure was then appended to a 24 &#215; 6 &#215; 6 unit-cell crystal substrate, as for homoepitaxial films. Harmonic spring constraints were used to hold the GaN mask in place to ensure rigid edges and corners of this region, even at elevated annealing temperatures.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3">Experimental Methods</head><p>Experimental studies of the lateral crystallization of STO were conducted using a patterned STO (001) substrate. The substrate was patterned with 10 &#181;m &#215; 10 &#181;m, and 12-nm-thick amorphous Si 3 N 4 masks using optical lithography, creating an array across the substrate.</p><p>A 30-nm-thick amorphous STO layer was deposited on the patterned surface using sputter deposition. 9 X-ray photoelectron spectroscopy (XPS) was employed to confirm the Ti 4+ oxidation state in the amorphous STO film; details of these measurements are included in the SI.</p><p>The amorphous STO layer was crystallized at 823 K at atmospheric pressure in air. The crystallized STO was characterized using transmission electron microscopy (TEM). TEM sample preparation involved coating the specimen with a carbon protection layer, followed by the creation of a thin section employing Focused Ion Beam (FIB) lithography and lift-out techniques. A Zeiss Auriga FIB system was used for conventional lift-out preparation of the TEM specimen, with ion beam energies set at 30 keV for the milling process and 2 keV for subsequent thinning. Final cleaning of TEM specimen was performed using a Fischione Nanomill at energies of 900 eV and 500 eV. High-angle annular dark field (HAADF) imaging data was acquired with the transmission electron microscope operated at 200 kV, with a collection angle ranging from 90 to 250 mrad.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4">Results &amp; Discussion</head></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.1">Vertical Crystallization</head><p>Simulations of the vertical SPE case provide insights and reference points for the interpretation of subsequent lateral overgrowth simulations. The velocity of crystallization as a function of temperature is shown in Fig. <ref type="figure">2</ref>. The uncertainty in the velocity was determined using the variation among at least three simulations with independent initial velocity distributions at each temperature. The crystallization velocity has an Arrhenius temperature dependence, as shown by the fit in Fig. <ref type="figure">2</ref>, with an activation energy of interfacial growth equal to 1.1 eV &#177; 0.1 eV. The simulations were conducted at far higher temperatures (1900-2200 K) than the experimental studies for which activation energies have been previously</p><p>reported (typically 600-900 K). Although the experimental crystallization temperatures are much lower, we find that the calculated activation energy of 1.1 &#177; 0.1 eV from our simulations falls within the range of experimental values, 8,9,30-32 approximately 0.8 to 2.1 eV measured in experiments. The experimental activation further depends on issues not addressed in these simulations, including the gas environment in which crystallization is conducted, with higher activation energies observed in vacuum. <ref type="bibr">31</ref> Previous studies of the crystallization of &#947;-Al 2 O 3 have indicated that the thermally activated processes determining the rate of crystallization occur at the crystalline/amorphous interface. <ref type="bibr">16</ref> We hypothesize that a similar interfacial effect may determine the crystallization rate in STO. Given the agreement of the activation energy determined from simulation with the range previously observed in experiments, we now turn to using the simulations results to probe the atomistic details of the crystallization process.</p><p>The orientation-dependence of the crystallization velocity plays a vital role in 3D crystallization geometries. The crystallization velocity for the low-index interfaces between crystalline and amorphous STO is shown in Fig. <ref type="figure">3</ref>. An analysis of the simulation results starting with different substrate orientations reveals that different orientations exhibit varying growth velocities. Velocities were computed at 2000 K and averaged over at least 20 replica simulations in each growth direction. Growth velocities were (2.7 &#177; 0.2), (2.1 &#177; 0.2), and (1.6 &#177; 0.2) 10 -2 nm/ns, for the (001), (110) and (111) orientations respectively.</p><p>Qualitatively, experiments suggest that the surface energies of the facets increase as (001), (110), and (111). <ref type="bibr">33,</ref><ref type="bibr">34</ref> We find agreement in that our slowest growth velocities occur for the highest surface energies. This is consistent with the correlation of growth velocities and surface free energies for distinct crystal facets, which has been previously reported in both single-element and complex oxide nanocrystals. <ref type="bibr">35,</ref><ref type="bibr">36</ref> In order to obtain insight into the mechanistic details of the epitaxial crystallization, we tracked the evolution of local density throughout the process of crystallization. The local density at the interface was calculated at 2000 K for the (001) orientation. The density variation was studied by computing the number density of oxygen atoms in a volume with a depth of 0.7 nm extending along z into the amorphous STO from the amorphous-crystalline interface. This local oxygen density was calculated during the entire course of a crystalliza- tion simulation. The number density of oxygen atoms was converted to a total mass density by assuming that the amorphous material is uniformly stoichiometric.</p><p>The density is both highly spatially non-uniform near the interface and strongly time dependent. This effect is illustrated using the density for a part of the crystallization simulation in Fig. <ref type="figure">4</ref>. The two frames show configurations before and after a "burst" of crystal growth front propagation separated by an interval of 200 ps. Higher-density regions within the amorphous STO (appearing in red in Fig. <ref type="figure">4</ref>) approach the crystalline density during transient fluctuations. These fluctuations occur in the bulk of the amorphous region and also near the interface. In the bulk of the amorphous layer, the fluctuations occur throughout the entire duration of the simulation but do not persist to impact the net density of the amorphous layer, nor do these fluctuations become ordered to constitute a homogeneous nucleation event. Near the interface, density fluctuations immediately above the interface, however, appear to be correlated with a brief increase in the growth velocity. While simulations here occur at elevated temperatures relative to experiment, there is still little bulk diffusion, defining the regime of SPE versus liquid-phase epitaxy, so these sustained density fluctuations near the interface are salient pre-growth features. Fig. 4 shows an example of a fluctuation preceding a burst of crystallization that spatially coincides with the density fluctuation. The rate of local growth fluctuations obtained across a 2D grid of the lateral interface confirmed, as expected, that these fluctuations are spatially uniform across the interface, on average. Fig. 4 also appears to show a persistent region with a (higher) density, intermediate between the amorphous and crystalline densities, at the amorphous-crystalline interface. However, this apparently local variation of density arises from local averaging between amorphous and crystalline volumes in this region.</p><p>The correlation between density fluctuations and crystallization was quantified via a cross-correlation between number density, &#961;, and growth velocity, v:</p><p>where</p><p>The growth velocity was computed from the rate of change of interface position, as previously described. The oxygen number density was calculated at each time step in the region within 0.7 nm of the computed interface, encompassing the entire lateral simulation cell dimensions.</p><p>At the melting temperature the crystalline and amorphous phases are in equilibrium and we must have C v&#961; (0) = 0. This follows because in equilibrium, as at the melting temperature, the density and atomic velocity are uncorrelated due to the separability of position and velocity within the partition function. At temperatures below the melting temperature, coexisting interfacial system spontaneously crystallizes and is thus outside of equilibrium and the correlation may become nonzero. An analysis of the simulation results</p><p>shows that at 2000 K, C v&#961; = 0.17. This nonzero, positive value suggests that density fluctuations near the interface are in fact correlated with enhanced crystal growth. Prior work of Al 2 O 3 concludes that enhanced mass transport of ions to the interface over relatively short distances is a driving factor in vertical SPE growth; this mass transport results in an elevated crystallization velocity at low temperature, far higher than would be expected from an extrapolation from the bulk-transport limited rate observed at temperatures close to the melting point. <ref type="bibr">16</ref> The simulations here reveal that a similar phenomenon arises during vertical epitaxy of STO, emphasizing the crucial role of interfacial processes in amorphous STO during crystallization. Beyond oxides, interfacial diffusion effects have been noted in a variety of systems, ranging in complexity from silicon 37 to organic glasses. <ref type="bibr">38,</ref><ref type="bibr">39</ref> This phenomenon is, therefore, a relatively general feature of epitaxial crystallization processes, rather than a unique feature of STO or Al 2 O 3 . Our density analysis suggests that transient densification of the amorphous region near the interface precedes, and perhaps even drives, crystal growth.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.2">Crystallization in a Nanopatterned Geometry</head><p>Having examined the mechanistic details of vertical epitaxy, we take these insights to examine the early stages of lateral overgrowth. A key phenomenon in the latter involves the transition between vertical and lateral growth, the "corner turning" event, as sketched in Fig. <ref type="figure">1b</ref>. We focus on the evolution of the three-phase crystalline/mask/amorphous interface during the corner turning event to understand the details of this transition. The growth of STO in the presence of a masked substrate is shown over a 300 ns trajectory at 2000K in Fig. <ref type="figure">5</ref>. Initially, crystallization progresses, constrained by the mask, very similarly to the vertical case. At the top of the mask, however, lateral and vertical growth compete. As expected, we find the rates of lateral and vertical growth to be identical within statistical uncertainty reported for (001) growth reported in Section 4.1, which is intuitive as (001) and (100) orientations are symmetrically identical in STO.</p><p>It is apparent from the simulation snapshots in Fig. <ref type="figure">5</ref> that the amorphous/crystalline interface is not perpendicular to the direction of growth. This effect is particularly apparent in snapshots at 150, 200, and 250 ns. Instead, the amorphous STO near the GaN mask crystallizes more slowly than in regions further from the mask. The contact angle of the interface with the mask, &#8764; 45&#176;, is independent of inter-mask distance (the width of unmasked STO) and roughly corresponds to the (110) orientation. As described above, (110) is the next most stable growth facet and next fastest direction of growth. The orientation of the interface observed in Fig. <ref type="figure">5</ref> can be interpreted via an argument based on the expected contact angles arising from the interfacial energies of amorphous STO, crystalline STO, and the GaN mask. The contact among the three regions is shown in detail in Fig. <ref type="figure">6a</ref>. We consider these interfacial energies in the context of the boundary at the intersection of three phases as defined by Hirth <ref type="bibr">40</ref> . This construction is shown in Fig. <ref type="figure">6b</ref>, where &#947; terms are the interfacial energies associated with mask/amorphous, amorphous/crystalline, and mask/crystalline interfaces. Applying these values to the general case discussed by</p><p>Hirth <ref type="bibr">40</ref> (and taking &#952; &#8242; = &#960;, since the mask planar), we obtain Eq. 5, a simple expression for the contact angle, &#952;, as a function of the three interfacial energies,</p><p>The result is identical to the Young equation, <ref type="bibr">41</ref> which predicts the contact angle of solidgas-liquid systems for surface wettability. Relevant interfacial energies are listed in Table <ref type="table">2</ref>, which, applied to Eq. 5, yields &#952; = 46.0(1)&#176;, consistent with the (110) facet. We thereby conclude that the presence of a non-perpendicular contact angle is due to a preference of the mask for contact with the amorphous over the crystal. Cross-sectional TEM characterization of the experimentally crystallized layer, Fig. <ref type="figure">7</ref>, reveals several features that are consistent with the simulation. The region characterized in Fig. <ref type="figure">7</ref> includes (i) an area of vertical epitaxy at the left edge of the image, (ii) a region of the transition from vertical to lateral epitaxy, (iii) lateral crystallization of 450 nm, and (iv) the amorphous/crystalline interface. All of these features are consistent with the simulation, including the corner-turning between the regions of vertical and lateral epitaxy. We focus, in particular, on the crystalline/mask/amorphous contact, at which a non-orthogonal contact angle was observed, similar to the simulation results. In the TEM image in Fig. <ref type="figure">7</ref>, this angle is approximately 45&#176;to the surface of the mask. Note the experimental angle has an error of &#177; 10&#176;, partly due to the limited spatial resolution of the image in Fig. <ref type="figure">7</ref>. A further difference between the simulation and measurement is in the mask materials: GaN for simulation and Si 3 N 4 for experiment. Using GaN in simulation instead of Si 3 N 4 , may lead to an, as yet unknown, difference in interfacial energy due to composition and structure. Despite these differences, the prediction of an observable contact angle during crystallization appears to be robust. A second observation arises from an examination of the atomistic details of the lateral overgrowth. We find that there is a minimum vertical distance above the top of the mask prior to the initiation of lateral growth. This effect is shown in Figs. <ref type="figure">8a</ref> and <ref type="figure">8b</ref>. The two frames, Figs. 8a and 8b, show, respectively, the state of the crystallized STO prior to lateral overgrowth and after lateral growth proceeds for a distance of one unit-cell length above the mask. We hypothesize that the minimum vertical crystallization distance prior to lateral growth arises from interfacial energy effects. Specifically, the interfacial energy associated with lateral overgrowth causes vertical growth to be favored initially. Figures <ref type="figure">8c</ref> and <ref type="figure">8d</ref>, schematically show the transition from vertical to lateral overgrowth after a vertical growth distance h above the surface of the mask. For simplicity, we consider a final state when lateral growth has progressed one unit cell length (a = 0.3905 nm). Following prior discussion, lateral growth incorporates a contact angle (&#952;) with the mask. To simplify the geometry, we round this computed angle to 45&#176;. Growth in the lateral direction is favorable only when the minimal distance (h) has crystallized, as defined by the turning point in system free energy (&#8710;G), arising from a competition between the bulk free energy change upon crystallization (&#8710;&#181; = -1.06(1) eV per unit cell, approximated at 0K) and the energetic cost associated with interface formation (various &#947;). Eq. 6 summarizes the free energy difference between the initial and final states in the first step of lateral overgrowth,</p><p>where A i/f represents the initial/final surface areas of the specified facets, and V cryst is the volume of the resulting crystalline phase.</p><p>Substituting values defined in Fig. <ref type="figure">8</ref>, we obtain Eq. 7. The orthogonal depth coordinate (d), which represents the thickness of the system, is included for completeness. At the initial time defined in this calculation, A i,110 = 0.</p><p>This expression reduces to:</p><p>which is dependent on only a single interface energy between the (110) facet and amorphous.</p><p>Solving for the condition &#8710;G = 0, we find</p><p>We use the energy of the crystal-amorphous interface (&#947; AC,110 = 31.6(4) eV nm -2 ) and thermodynamic driving force (&#8710;&#181; A&#8594;C ), to estimate that the minimum area of contact required for lateral growth is generated once the crystal front has proceeded a length (h) of 7 unit cells (&#8764;2.6 nm) into the amorphous layer. This estimate does not incorporate the influence of local strain present in the masked system but is sufficient for a first approximation to identify the qualitative origin of observed minimal vertical distance. Our calculated estimate is in good agreement with the 7-8 unit cell distance visually observed in atomistic trajectories (see Fig. <ref type="figure">8</ref>(a)-(b)). Consequently, we conclude that the origin of the observed minimum vertical distance is entirely a function of relative interfacial energies.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5">Conclusions</head><p>We have used classical MD simulations to examine the mechanistic details of both vertical SPE growth of an STO thin film and lateral overgrowth of an inert mask. We find that crystallization during the annealing of the as-deposited amorphous STO follows an Arrhenius temperature dependence with an activation energy of 1.1 eV. The MD results are consistent with prior experimental measurements at lower annealing temperatures. <ref type="bibr">32</ref> In addition, the crystallization is correlated with (and possibly driven by) density fluctuations in the amorphous in the vicinity of the crystalline-amorphous interface, highlighting the potential importance of mass transfer in this crystallization, as has been seen in related oxide systems. <ref type="bibr">16</ref> The agreement between the experimental and simulation results indicates that similar density fluctuations may arise in experiment and suggests that the experimental characterization of interfacial fluctuations (e.g. using electron or x-ray based techniques) could be an impactful direction for experiments.</p><p>The simulations incorporating a patterned mask probe lateral overgrowth during SPE.</p><p>Lateral growth in similar patterned environments can yield three-dimensional crystalline morphologies. We observe two phenomena that are unique to the case of lateral overgrowth:</p><p>(1) a non-planar growth front in the vicinity of the mask, and (2) a delay in the initiation of lateral overgrowth at the top of the mask. We conclude that both of these phenomena can be explained in terms of the relative interfacial energies of the three-phase crystalline/mask/amorphous system. In the former case, we find TEM evidence for the existence of non-planarity, consistent with these predictions. In the latter case, the interfacial energies result in a minimum (critical) thickness of the overgrown layer prior to lateral overgrowth. However, given the small (nm) size of this "critical" thickness, experimental confirmation would likely be more challenging. An aspect not addressed in this work is the interface-joining mechanism, when the two growth fronts coalesce over the mask. Rigorous investigation of coalescing interfaces and possible out-of-phase boundaries <ref type="bibr">42</ref> would require larger simulation scales but poses an intriguing future direction for unravelling patterned SPE mechanisms via MD.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="6">Associated Content</head><p>Supporting Information is available. the written work and is responsible for its contents. Any subjective views or opinions that might be expressed in the written work do not necessarily represent the views of the U.S.</p><p>Government. The publisher acknowledges that the U.S. Government retains a non-exclusive, paid-up, irrevocable, world-wide license to publish or reproduce the published form of this written work or allow others to do so, for U.S. Government purposes. The DOE will provide public access to results of federally sponsored research in accordance with the DOE Public Access Plan.</p></div></body>
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