Benign overfitting is the phenomenon wherein none of the predictors in the hypothesis class can achieve perfect accuracy (i.e., non-realizable or noisy setting), but a model that interpolates the training data still achieves good generalization. A series of recent works aim to understand this phenomenon for regression and classification tasks using linear predictors as well as two-layer neural networks. In this paper, we study such a benign overfitting phenomenon in an adversarial setting. We show that under a distributional assumption, interpolating neural networks found using adversarial training generalize well despite inferencetime attacks. Specifically, we provide convergence and generalization guarantees for adversarial training of two-layer networks (with smooth as well as non-smooth activation functions) showing that under moderate ℓ2 norm perturbation budget, the trained model has near-zero robust training loss and near-optimal robust generalization error. We support our theoretical findings with an empirical study on synthetic and real-world data.
more »
« less
This content will become publicly available on July 14, 2026
Deep Learning is Not So Mysterious or Different
Deep neural networks are often seen as different from other model classes by defying conventional notions of generalization. Popular examples of anomalous generalization behaviour include benign overfitting, double descent, and the success of overparametrization. We argue that these phenomena are not distinct to neural networks, or particularly mysterious. Moreover, this generalization behaviour can be intuitively understood, and rigorously characterized using long-standing generalization frameworks such as PAC-Bayes and countable hypothesis bounds. We present soft inductive biases as a key unifying principle in explaining these phenomena: rather than restricting the hypothesis space to avoid overfitting, embrace a flexible hypothesis space, with a soft preference for simpler solutions that are consistent with the data. This principle can be encoded in many model classes, and thus deep learning is not as mysterious or different from other model classes as it might seem. However, we also highlight how deep learning is relatively distinct in other ways, such as its ability for representation learning, phenomena such as mode connectivity, and its relative universality.
more »
« less
- Award ID(s):
- 2145492
- PAR ID:
- 10591499
- Publisher / Repository:
- International Conference on Machine Learning
- Date Published:
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
More Like this
-
-
null (Ed.)We investigate the ways in which a machine learning architecture known as Reservoir Computing learns concepts such as “similar” and “different” and other relationships between image pairs and generalizes these concepts to previously unseen classes of data. We present two Reservoir Computing architectures, which loosely resemble neural dynamics, and show that a Reservoir Computer (RC) trained to identify relationships between image pairs drawn from a subset of training classes generalizes the learned relationships to substantially different classes unseen during training. We demonstrate our results on the simple MNIST handwritten digit database as well as a database of depth maps of visual scenes in videos taken from a moving camera. We consider image pair relationships such as images from the same class; images from the same class with one image superposed with noise, rotated 90°, blurred, or scaled; images from different classes. We observe that the reservoir acts as a nonlinear filter projecting the input into a higher dimensional space in which the relationships are separable; i.e., the reservoir system state trajectories display different dynamical patterns that reflect the corresponding input pair relationships. Thus, as opposed to training in the entire high-dimensional reservoir space, the RC only needs to learns characteristic features of these dynamical patterns, allowing it to perform well with very few training examples compared with conventional machine learning feed-forward techniques such as deep learning. In generalization tasks, we observe that RCs perform significantly better than state-of-the-art, feed-forward, pair-based architectures such as convolutional and deep Siamese Neural Networks (SNNs). We also show that RCs can not only generalize relationships, but also generalize combinations of relationships, providing robust and effective image pair classification. Our work helps bridge the gap between explainable machine learning with small datasets and biologically inspired analogy-based learning, pointing to new directions in the investigation of learning processes.more » « less
-
The remarkable practical success of deep learning has revealed some major surprises from a theoretical perspective. In particular, simple gradient methods easily find near-optimal solutions to non-convex optimization problems, and despite giving a near-perfect fit to training data without any explicit effort to control model complexity, these methods exhibit excellent predictive accuracy. We conjecture that specific principles underlie these phenomena: that overparametrization allows gradient methods to find interpolating solutions, that these methods implicitly impose regularization, and that overparametrization leads to benign overfitting, that is, accurate predictions despite overfitting training data. In this article, we survey recent progress in statistical learning theory that provides examples illustrating these principles in simpler settings. We first review classical uniform convergence results and why they fall short of explaining aspects of the behaviour of deep learning methods. We give examples of implicit regularization in simple settings, where gradient methods lead to minimal norm functions that perfectly fit the training data. Then we review prediction methods that exhibit benign overfitting, focusing on regression problems with quadratic loss. For these methods, we can decompose the prediction rule into a simple component that is useful for prediction and a spiky component that is useful for overfitting but, in a favourable setting, does not harm prediction accuracy. We focus specifically on the linear regime for neural networks, where the network can be approximated by a linear model. In this regime, we demonstrate the success of gradient flow, and we consider benign overfitting with two-layer networks, giving an exact asymptotic analysis that precisely demonstrates the impact of overparametrization. We conclude by highlighting the key challenges that arise in extending these insights to realistic deep learning settings.more » « less
-
Models such as convolutional neural networks restrict the hypothesis space to a set of functions satisfying equivariance constraints, and improve generalization in problems by capturing relevant symmetries. However, symmetries are often only partially respected, preventing models with restriction biases from fitting the data. We introduce Residual Pathway Priors (RPPs) as a method for converting hard architectural constraints into soft priors, guiding models towards structured solutions while retaining the ability to capture additional complexity. RPPs are resilient to approximate or misspecified symmetries, and are as effective as fully constrained models even when symmetries are exact. We show that RPPs provide compelling performance on both model-free and model-based reinforcement learning problems, where contact forces and directional rewards violate the assumptions of equivariant networks. Finally, we demonstrate that RPPs have broad applicability, including dynamical systems, regression, and classification.more » « less
-
The prosperity of deep learning and automated machine learning (AutoML) is largely rooted in the development of novel neural networks -- but what defines and controls the "goodness" of networks in an architecture space? Test accuracy, a golden standard in AutoML, is closely related to three aspects: (1) expressivity (how complicated functions a network can approximate over the training data); (2) convergence (how fast the network can reach low training error under gradient descent); (3) generalization (whether a trained network can be generalized from the training data to unseen samples with low test error). However, most previous theory papers focus on fixed model structures, largely ignoring sophisticated networks used in practice. To facilitate the interpretation and understanding of the architecture design by AutoML, we target connecting a bigger picture: how does the architecture jointly impact its expressivity, convergence, and generalization? We demonstrate the "no free lunch" behavior in networks from an architecture space: given a fixed budget on the number of parameters, there does not exist a single architecture that is optimal in all three aspects. In other words, separately optimizing expressivity, convergence, and generalization will achieve different networks in the architecture space. Our analysis can explain a wide range of observations in AutoML. Experiments on popular benchmarks confirm our theoretical analysis. Our codes are attached in the supplement.more » « less
An official website of the United States government
