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Abstract Conventional planet formation theories predict a paucity of massive planets around small stars, especially very low-mass (0.1−0.3M_⊙) mid-to-late M dwarfs. Such tiny stars are expected to form planets of terrestrial sizes but not much bigger. However, this expectation is challenged by the recent discovery of LHS 3154 b, a planet with period of 3.7 days and minimum mass of 13.2M_⊕orbiting a 0.11M_⊙star. Here, we propose that close-in Neptune-mass planets like LHS 3154 b formed through an anomalous series of mergers from a primordial compact system of super-Earths. We perform simulations within the context of the “breaking the chains” scenario, in which super-Earths initially form in tightly spaced chains of mean-motion resonances before experiencing dynamical instabilities and collisions. Planets as massive and close-in as LHS 3154 b (M_p∼ 12−20M_⊕,P< 7 days) are produced in ∼1% of simulated systems, in broad agreement with their low observed occurrence. These results suggest that such planets do not require particularly unusual formation conditions but rather are an occasional by-product of a process that is already theorized to explain compact multiplanet systems. Interestingly, our simulated systems with LHS 3154 b-like planets also contain smaller planets at around ∼30 days, offering a possible test of this hypothesis. 

Abstract There is an intriguing and growing population of Neptune-sized planets with stellar obliquities near ∼90°. One previously proposed formation pathway is a disk-driven resonance, which can take place at the end stages of planet formation in a system containing an inner Neptune, outer cold Jupiter, and protoplanetary disk. This mechanism occurs within the first ∼10 Myr, but most of the polar Neptunes we see today are ∼Gyr old. Up until now, there has not been an extensive analysis of whether the polar orbits are stable over ∼Gyr timescales. Tidal realignment mechanisms are known to operate in other systems, and if they are active here, this would cause theoretical tension with a primordial misalignment story. In this paper, we explore the effects of tidal evolution on the disk-driven resonance theory. We use bothN-body and secular simulations to study tidal effects on both the initial resonant encounter and long-term evolution. We find that the polar orbits are remarkably stable on ∼Gyr timescales. Inclination damping does not occur for the polar cases, although we do identify subpolar cases where it is important. We consider two case study polar Neptunes, WASP-107 b and HAT-P-11 b, and study them in the context of this theory, finding consistency with present-day properties if their tidal quality factors areQ≳ 10⁴andQ≳ 10⁵, respectively.