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  1. Abstract Giant planets have been discovered at large separations from the central star. Moreover, a striking number of young circumstellar disks have gas and/or dust gaps at large orbital separations, potentially driven by embedded planetary objects. To form massive planets at large orbital separations through core accretion within the disk lifetime, however, an early solid body to seed pebble and gas accretion is desirable. Young protoplanetary disks are likely self-gravitating, and these gravitoturbulent disks may efficiently concentrate solid material at the midplane driven by spiral waves. We run 3D local hydrodynamical simulations of gravitoturbulent disks with Lagrangian dust particles to determine whether particle and gas self-gravity can lead to the formation of dense solid bodies, seeding later planet formation. When self-gravity between dust particles is included, solids of size St = 0.1–1 concentrate within the gravitoturbulent spiral features and collapse under their own self-gravity into dense clumps up to several M ⊕ in mass at wide orbits. Simulations with dust that drift most efficiently, St = 1, form the most massive clouds of particles, while simulations with smaller dust particles, St = 0.1, have clumps with masses an order of magnitude lower. When the effect of dust backreaction onto the gas is included, dust clumps become smaller by a factor of a few but more numerous. The existence of large solid bodies at an early stage of the disk can accelerate the planet formation process, particularly at wide orbital separations, and potentially explain planets distant from the central stars and young protoplanetary disks with substructures. 
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  2. ABSTRACT The core accretion model of giant planet formation has been challenged by the discovery of recycling flows between the planetary envelope and the disc that can slow or stall envelope accretion. We carry out 3D radiation hydrodynamic simulations with an updated opacity compilation to model the proto-Jupiter’s envelope. To isolate the 3D effects of convection and recycling, we simulate both isolated spherical envelopes and envelopes embedded in discs. The envelopes are heated at given rates to achieve steady states, enabling comparisons with 1D models. We vary envelope properties to obtain both radiative and convective solutions. Using a passive scalar, we observe significant mass recycling on the orbital time-scale. For a radiative envelope, recycling can only penetrate from the disc surface until ∼0.1–0.2 planetary Hill radii, while for a convective envelope, the convective motion can ‘dredge up’ the deeper part of the envelope so that the entire convective envelope is recycled efficiently. This recycling, however, has only limited effects on the envelopes’ thermal structure. The radiative envelope embedded in the disc has identical structure as the isolated envelope. The convective envelope has a slightly higher density when it is embedded in the disc. We introduce a modified 1D approach which can fully reproduce our 3D simulations. With our updated opacity and 1D model, we recompute Jupiter’s envelope accretion with a 10 M⊕ core, and the time-scale to runaway accretion is shorter than the disc lifetime as in prior studies. Finally, we discuss the implications of the efficient recycling on the observed chemical abundances of the planetary atmosphere (especially for super-Earths and mini-Neptunes). 
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