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An energy budget combining atmospheric moist static energy (MSE) and upper ocean heat content (OHC) is used to examine the processes impacting day-to-day convective variability in the tropical Indian and western Pacific Oceans. Feedbacks arising from atmospheric and oceanic transport processes, surface fluxes, and radiation drive the cyclical amplification and decay of convection around suppressed and enhanced convective equilibrium states, referred to as shallow and deep convective discharge–recharge (D–R) cycles, respectively. The shallow convective D–R cycle is characterized by alternating enhancements of shallow cumulus and stratocumulus, often in the presence of extensive cirrus clouds. The deep convective D–R cycle is characterized by sequential increases in shallow cumulus, congestus, narrow deep precipitation, wide deep precipitation, a mix of detached anvil and altostratus and altocumulus, and once again shallow cumulus cloud types. Transitions from the shallow to deep D–R cycle are favored by a positive “column process” feedback, while discharge of convective instability and OHC by mesoscale convective systems (MCSs) contributes to transitions from the deep to shallow D–R cycle. Variability in the processes impacting MSE is comparable in magnitude to, but considerably more balanced than, variability in the processes impacting OHC. Variations in the quantity of atmosphere–ocean coupled static energy (MSE + OHC) result primarily from atmospheric and oceanic transport processes, but are mainly realized as changes in OHC. MCSs are unique in their ability to rapidly discharge both lower-tropospheric convective instability and OHC.

This study examines thermodynamic–convection coupling in observations and reanalyses, and attempts to establish process-level benchmarks needed to guide model development. Thermodynamic profiles obtained from the NOAA Integrated Global Radiosonde Archive, COSMIC-1 GPS radio occultations, and several reanalyses are examined alongside Tropical Rainfall Measuring Mission precipitation estimates. Cyclical increases and decreases in a bulk measure of lower-tropospheric convective instability are shown to be coupled to the cyclical amplification and decay of convection. This cyclical flow emerges from conditional-mean analysis in a thermodynamic space composed of two components: a measure of “undiluted” instability, which neglects lower-free-tropospheric (LFT) entrainment, and a measure of the reduction of instability by LFT entrainment. The observational and reanalysis products examined share the following qualitatively robust characterization of these convective cycles: increases in undiluted instability tend to occur when the LFT is less saturated, are followed by increases in LFT saturation and precipitation rate, which are then followed by decreases in undiluted instability. Shallow, convective, and stratiform precipitation are coupled to these cycles in a manner consistent with meteorological expectations. In situ and satellite observations differ systematically from reanalyses in their depictions of lower-tropospheric temperature and moisture variations throughout these convective cycles. When using reanalysis thermodynamic fields, these systematic differences cause variations in lower-free-tropospheric saturation deficit to appear less influential in determining the strength of convection than is suggested by observations. Disagreements among reanalyses, as well as between reanalyses and observations, pose significant challenges to process-level assessments of thermodynamic–convection coupling.

The exponential increase in precipitation with increasing column saturation fraction (CSF) is used to investigate the role of moisture in convective coupling. This simple empirical relationship between precipitation and CSF is shown to capture nearly all MJO-related variability in TRMM precipitation, ~80% of equatorial Rossby wave–related variability, and ~75% of east Pacific easterly wave–related variability. In contrast, this empirical relationship only captures roughly half of TRMM precipitation variability associated with Kelvin waves, African easterly waves, and mixed Rossby–gravity waves, suggesting coupling mechanisms other than moisture are playing leading roles in these phenomena. These latter phenomena have strong adiabatically forced vertical motions that could reduce static stability and convective inhibition while simultaneously moistening, creating a more favorable convective environment. Cross-spectra of precipitation and column-integrated dry static energy show enhanced coherence and an out-of-phase relationship in the Kelvin wave, mixed Rossby–gravity wave, and eastward inertio-gravity wave bands, supporting this narrative. The cooperative modulation of precipitation by moisture and temperature anomalies is shown to shorten the convective adjustment time scale (i.e., time scale by which moisture and precipitation are relaxed toward their “background” state) of these phenomena. Speeding the removal of moisture anomalies relative to that of temperature anomalies may allow the latter to assume a more important role in driving moist static energy fluctuations, helping promote the gravity wave character of these phenomena.

Realistically representing the multiscale interactions between moisture and tropical convection remains an ongoing challenge for weather prediction and climate models. In this study, we revisit the relationship between precipitation and column saturation fraction (CSF) by investigating their tendencies in CSF–precipitation space using satellite and radar observations, as well as reanalysis. A well-known, roughly exponential increase in precipitation occurs as CSF increases above a “critical point,” which acts as an attractor in CSF–precipitation space. Each movement away from and subsequent return toward the attractor results in a small net change of the coupled system, causing it to evolve in a cyclical fashion around the attractor. This cyclical evolution is characterized by shallow and convective precipitation progressively moistening the environment and strengthening convection, stratiform precipitation progressively weakening convection, and drying in the nonprecipitating and lightly precipitation regime. This behavior is evident across a range of spatiotemporal scales, suggesting that shortcomings in model representation of the joint evolution of convection and large-scale moisture will negatively impact a broad range of spatiotemporal scales. Novel process-level diagnostics indicate that several models, all implementing versions of the Zhang–McFarlane deep convective parameterization, exhibit unrealistic coupling between column moisture and convection.