Title: A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI
For 5G it will be important to leverage the available millimeter wave spectrum. To achieve an approximately omni- directional coverage with a similar effective antenna aperture compared to state-of-the-art cellular systems, an antenna array is required at both the mobile and basestation. Due to the large bandwidth and inefficient amplifiers available in CMOS for mmWave, the analog front-end of the receiver with a large number of antennas becomes especially power hungry. Two main solutions exist to reduce the power consumption: hybrid beam forming and digital beam forming with low resolution Analog to Digital Converters (ADCs). In this work we compare the spectral and energy efficiency of both systems under practical system constraints. We consider the effects of channel estimation, transmitter impairments and multiple simultaneous users for a wideband multipath model. Our power consumption model considers components reported in literature at 60 GHz. In contrast to many other works we also consider the correlation of the quantization error, and generalize the modeling of it to non- uniform quantizers and different quantizers at each antenna. The result shows that as the Signal to Noise Ratio (SNR) gets larger the ADC resolution achieving the optimal energy efficiency gets also larger. The energy efficiency peaks for 5 bit resolution at high SNR, since due to other limiting factors the achievable rate almost saturates at this resolution. We also show that in the multi- user scenario digital beamforming is in any case more energy efficient than hybrid beamforming. In addition we show that if mixed ADC resolutions are used we can achieve any desired trade-off between power consumption and rate close to those achieved with only one ADC resolution. more »« less
Spatial multiplexing, or multi-user MIMO, can improve the communication throughput by simultaneously supporting multiple spatially non-collocated data streams. Most multi-user MIMO TRXs at GHz are based on digital beamforming. However, as the data rate of each user approaches multi-Gb/s at mmWave, performing dynamic beamforming weights calculation in digital and high-speed digital-to-analog conversion faces a significant energy efficiency bottleneck for large-scale mmWave antenna arrays. Alternatively, hybrid beamforming can support a handful of concurrent data streams by combining analog beamforming with digital precoding. Although hybrid beamforming loses degrees-of-freedom compared to all-digital processing, it reduces digital computation complexity and the number of digital-to-analog conversion chains, resulting in greatly enhanced energy efficiency.
Yan, Han; Ramesh, Sridhar; Gallagher, Timothy; Ling, Curtis; Cabric, Danijela
(, IEEE circuits and systems magazine)
Millimeter wave (mmW) communications is viewed as the key enabler of 5G cellular networks due to vast spectrum availability that could boost peak rate and capacity. Due to increased propagation loss in mmW band, transceivers with massive antenna array are required to meet a link budget, but their power consumption and cost become limiting factors for commercial systems. Radio designs based on hybrid digital and analog array architectures and the usage of radio frequency (RF) signal processing via phase shifters have emerged as potential solutions to improve radio energy efficiency and deliver performances close to the conventional digital antenna arrays. In this paper, we provide an overview of the state-of-the-art mmW massive antenna array designs and comparison among three array architectures, namely digital array, partially-connected hybrid array (sub-array), and fully-connected hybrid array. The comparison of performance, power, and area for these three architectures is performed for three representative 5G downlink use cases, which cover a range of pre-beamforming signal-to-noise-ratios (SNR) and multiplexing regimes. This is the first study to comprehensively model and quantitatively analyze all design aspects and criteria including: 1) optimal linear precoder, 2) impact of quantization error in digital-to-analog converter (DAC) and phase shifters, 3) RF signal distribution network, 4) power and area estimation based on state-of-the-art mmW circuits including baseband digital precoding, digital signal distribution network, high-speed DACs, oscillators, mixers, phase shifters, RF signal distribution network, and power amplifiers. Our simulation results show that the fully-digital array architecture is the most power and area efficient compared against optimized designs for sub-array and hybrid array architectures. Our analysis shows that digital array architecture benefits greatly from multi-user multiplexing. The analysis also reveals that sub-array architecture performance is limited by reduced beamforming gain due to array partitioning, while the system bottleneck of the fully-connected hybrid architecture is the excessively complicated and power hungry RF signal distribution network.
Castaneda, Oscar; Mirfarshbafan, Seyed Hadi; Ghajari, Shahaboddin; Molnar, Alyosha; Jacobsson, Sven; Durisi, Giuseppe; Studer, Christoph
(, IEEE 22nd International Workshop on Signal Processing Advances in Wireless Communications (SPAWC))
All-digital basestation (BS) architectures for millimeter-wave (mmWave) massive multi-user multiple-input multiple-output (MU-MIMO), which equip each radio-frequency chain with dedicated data converters, have advantages in spectral efficiency, flexibility, and baseband-processing simplicity over hybrid analog-digital solutions. For all-digital architectures to be competitive with hybrid solutions in terms of power consumption, novel signal-processing methods and baseband architectures are necessary. In this paper, we demonstrate that adapting the resolution of the analog-to-digital converters (ADCs) and spatial equalizer of an all-digital system to the communication scenario (e.g., the number of users, modulation scheme, and propagation conditions) enables orders-of-magnitude power savings for realistic mmWave channels. For example, for a 256-BS-antenna 16-user system supporting 1 GHz bandwidth, a traditional baseline architecture designed for a 64-user worst-case scenario would consume 23 W in 28 nm CMOS for the ADC array and the spatial equalizer, whereas a resolution-adaptive architecture is able to reduce the power consumption by 6.7×.
Yan, Han; Cabric, Danijela
(, 2019 IEEE 20th International Workshop on Signal Processing Advances in Wireless Communications (SPAWC))
Millimeter-wave (mmWave) communications and cell densification are the key techniques for the future evolution of cellular systems beyond 5G. Although the current mmWave radio designs are focused on hybrid digital and analog receiver array architectures, the fully digital architecture is an appealing option due to its flexibility and support for multi-user multiple-input multiple-output (MIMO). In order to achieve reasonable power consumption and hardware cost, the specifications of analog circuits are expected to be compromised, including the resolution of analog-to-digital converter (ADC) and the linearity of radio-frequency (RF) front end. Although the state-of-the-art studies focus on the ADC, the nonlinearity can also lead to severe system performance degradation when strong input signals introduce inter-modulation distortion (IMD). The impact of RF nonlinearity becomes more severe with densely deployed mmWave cells since signal sources closer to the receiver array are more likely to occur. In this work, we design and analyze the digital IMD compensation algorithm, and study the relaxation of the required linearity in the RF-chain. We propose novel algorithms that jointly process digitized samples to recover amplifier saturation, and relies on beam space operation which reduces the computational complexity as compared to per-antenna IMD compensation.
This article presents a new notch steering scheme for hybrid beamforming transmitters (TXs) aimed at suppressing spatial interference, thereby enhancing the signal-to-interference-plus-noise ratio (SINR) to support spatial multiplexing. Built upon existing phased arrays, this scheme integrates an auxiliary-path vector modulator (VM) into each antenna element, which in turn, forms an interference-canceling beam. By spatially combining the array factors (AFs) of the main beam and the interference-canceling beam, a deep spatial notch is created while ensuring minimal main-beam power degradation. Unlike the conventional zero-forcing method that requires matrix inversion in digital for spatial notch creation, our scheme enables the computation of antenna weights in analog, significantly reducing the computational cost and latency. Leveraging this new notch steering scheme, we develop a 28-GHz four-element fully connected (FC) hybrid beamforming TX array using the GlobalFoundries 45-nm CMOS Silicon-on-Insulator (SOI) process. It is capable of simultaneously transmitting two independent, wideband data streams (DSs) in the same polarization toward two directions. In probing-based measurements, each TX channel delivers 19.7-dBm OP1 dB, 20.4-dBm PSAT , and 30.6% peak power-added efficiency (PAE) at 29 GHz, demonstrating state-of-the-art TX linearity and efficiency. In over-the-air (OTA) measurements, the packaged TX array achieves 29.8-dBm EIRP1 dB and is able to steer a spatial notch outside the −10-dB beamwidth of the main beam, with a notch depth of >35 dB and a main-beam power degradation of < 0.8 dB. Moreover, in spatial multiplexing demonstrations, the TX array is capable of transmitting a 400-MHz 64-quadrature amplitude modulation (QAM) signal to the intended receiver (RX) in the first DS, while suppressing the co-channel continuous-wave or wideband modulated interference created by the second DS with a high SINR.
Roth, Kilian, Pirzadeh, Hessam, Swindlehurst, A. Lee, and Nossek, Josef A. A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI. Retrieved from https://par.nsf.gov/biblio/10057525. IEEE Journal of Selected Topics in Signal Processing . Web. doi:10.1109/JSTSP.2018.2813973.
Roth, Kilian, Pirzadeh, Hessam, Swindlehurst, A. Lee, & Nossek, Josef A. A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI. IEEE Journal of Selected Topics in Signal Processing, (). Retrieved from https://par.nsf.gov/biblio/10057525. https://doi.org/10.1109/JSTSP.2018.2813973
Roth, Kilian, Pirzadeh, Hessam, Swindlehurst, A. Lee, and Nossek, Josef A.
"A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI". IEEE Journal of Selected Topics in Signal Processing (). Country unknown/Code not available. https://doi.org/10.1109/JSTSP.2018.2813973.https://par.nsf.gov/biblio/10057525.
@article{osti_10057525,
place = {Country unknown/Code not available},
title = {A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI},
url = {https://par.nsf.gov/biblio/10057525},
DOI = {10.1109/JSTSP.2018.2813973},
abstractNote = {For 5G it will be important to leverage the available millimeter wave spectrum. To achieve an approximately omni- directional coverage with a similar effective antenna aperture compared to state-of-the-art cellular systems, an antenna array is required at both the mobile and basestation. Due to the large bandwidth and inefficient amplifiers available in CMOS for mmWave, the analog front-end of the receiver with a large number of antennas becomes especially power hungry. Two main solutions exist to reduce the power consumption: hybrid beam forming and digital beam forming with low resolution Analog to Digital Converters (ADCs). In this work we compare the spectral and energy efficiency of both systems under practical system constraints. We consider the effects of channel estimation, transmitter impairments and multiple simultaneous users for a wideband multipath model. Our power consumption model considers components reported in literature at 60 GHz. In contrast to many other works we also consider the correlation of the quantization error, and generalize the modeling of it to non- uniform quantizers and different quantizers at each antenna. The result shows that as the Signal to Noise Ratio (SNR) gets larger the ADC resolution achieving the optimal energy efficiency gets also larger. The energy efficiency peaks for 5 bit resolution at high SNR, since due to other limiting factors the achievable rate almost saturates at this resolution. We also show that in the multi- user scenario digital beamforming is in any case more energy efficient than hybrid beamforming. In addition we show that if mixed ADC resolutions are used we can achieve any desired trade-off between power consumption and rate close to those achieved with only one ADC resolution.},
journal = {IEEE Journal of Selected Topics in Signal Processing},
author = {Roth, Kilian and Pirzadeh, Hessam and Swindlehurst, A. Lee and Nossek, Josef A.},
}
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