Most studies of policy entrepreneurship seek to understand how entrepreneurs influence the behavior of policy‐makers in the agenda‐setting or decision‐making phases of the policy process. Recent scholarship has sought to understand what role entrepreneurs might play in policy implementation by focusing on their ability to influence bureaucrats' discretion and behavior. However, these studies overlook the potentially critical influence of policy entrepreneurs during the implementation of “opt‐in” policies that require voluntary compliance by individuals to be successful. Here, we consider whether and how a visible policy entrepreneur can impact opt‐in policy implementation, focusing on their credibility—or ability to gain public trust—as a potential driving factor of their influence. Using the empirical context of COVID‐19 vaccination recommendations, we identify Dr. Anthony Fauci as a highly visible policy entrepreneur and assess his influence on individual vaccine intention and uptake. Drawing on data from a novel panel survey of the American public on attitudes about the virus, risk, politics, and vaccination during the first several months of the COVID‐19 vaccine rollout in the United States, we test the relationship between respondent trust in Dr. Fauci and changes in reported intention to vaccinate and vaccination uptake across time. We find that trust in Dr. Fauci is an important predictor for influencing individuals' intention to vaccinate and actual vaccination behavior.
The Science, Policy and Governance of Smart and Sustainable Cities: Policy Design and Voluntary Compliance in Energy Programs
This paper is part of a larger project investigating the role of politics and policy design
on suitability and energy transitions from the FSU participants in the Sustainable Healthy Cities Network. The City of Tallahassee FL is used as a test bed to examine how policy design is linked to individual behavior and outcomes. This specific piece examines voluntary compliance and explores actor motivations to comply with non-mandatory directives. We investigate the conditions and motivations shaping household-level decisions related to voluntary compliance within an energy audit (low-commitment) and a loan (high-commitment) program. We find evidence of different economic and social motivations at play, and discuss the research implications for policy design and implementation.
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- Award ID(s):
- 1737633
- NSF-PAR ID:
- 10072942
- Date Published:
- Journal Name:
- Association for Public Policy Analysis and Management
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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Abstract This article extends the study of regulatory compliance motivations from “traditional” regulatory settings to a government‐sponsored voluntary one. We argue that the rationale(s) which motivate participants to engage a voluntary program likely shape which motivations drive them toward (or away from) program compliance. Our study examines the possible influence of program participation rationales alongside that of regulatory agents' enforcement styles and strategies. Leveraging a national survey of certified United States Department of Agriculture organic producers, we find that the more a producer pursues organic certification to increase profits, the more likely they are to report deterrent fears as an important compliance motivation. In contrast, the more a producer becomes certified to support the organic movement, the more heavily they weigh a personal sense of duty to comply. We discuss the implications of these, and other, study findings for compliance motivations theory and voluntary program integrity.
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The past decade has seen a rapid rise in the number of policy innovation labs (PILs). PILs that are found both inside and outside of government address a wide range of social issues. Many PILs share a few distinct common characteristics: a commitment to the design-thinking methodology, a focus on applying experimental approaches to testing and measuring the efficacy of comprehensive public policy and intervention program prototypes, and the use of user-centric techniques to stakeholders in the design process. In this introduction to the special issue on PILs, we begin by taking stock of the policy lab literature published to date by providing an overview of 70 related publications (peer review articles,book chapters, theses, reports, and catalogs) and the extent that they engage the policy literature. This review demonstrates the underexplored practitioner perspective, which serves as the theme for this special issue. Next, the six articles that comprise this special issue are introduced. They are written from a practitioner perspective and include contributions from Brazil, Canada, Finland, and the United Kingdom. Finally, suggestions for future research are highlighted, including the role of PILs in policy work, PILs as street-level policy entrepreneurship settings, and the need for more rigorous inferential methods.more » « less
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