It is emphasized in national legislation, such as the America COMPETES Act and the more recent CHIPS and Science Act, that research integrity is considered essential to the competitiveness and innovation of the U.S. economy. Various stakeholders, particularly research universities, have been developing interventions and programs to foster an ethical culture in STEM (science, technology, engineering, and mathematics) research and practice among faculty and students. Dominant approaches to research ethics education have historically been shaped by biomedical ethics and the broader ethics of science, placing significant emphasis on misconduct of individual researchers, including the falsification, fabrication, and plagiarism (FFP) of research results. Although these approaches have contributed to promoting ethical conduct among individual researchers, we argue that they still face several challenges. Most notably, due to their narrow scope, traditional research ethics education approaches fail to consider the role of disciplinary cultures in shaping research ethics issues. Additionally, they do not leverage the agency of STEM researchers to identify and address these issues or to generate scalable and sustainable impacts within institutions. To address these issues, this paper introduces the IREI (Innovative Research and Ethical Impact) project, which provides an institutional transformation approach to research ethics education for faculty in STEM fields. This approach aims to transform the institutional culture for ethical STEM research by helping faculty develop and enhance their capacity to identify and address ethical issues in their daily work, while generating scalable and sustainable impacts by leveraging their social networks. More specifically, this paper introduces the curriculum design for a professional development workshop for STEM faculty, which is a key component of the IREI project. This faculty development workshop begins by broadening the understanding of ethics, shifting the focus from aligning the conduct of individual researchers with predetermined ethical principles to the impacts of their actions on the lives of others, as well as on the broader environment and society. This expanded definition is used for two main reasons. First, it emphasizes that it is the actions themselves that ultimately affect others, rather than merely a researcher’s intent or the ethical justification of their behavior. Second, it highlights that future potential impacts are as crucial in research as present, actual impacts—if not more so—since research is intrinsically novel and often future-oriented. Based on this definition, researchers are introduced to steps in the research process, from formulating questions to disseminating results. Participants are then provided with reflective tools and hands-on activities to enhance their ethical sensitivity and expertise throughout the entire research process. This enables them to identify (1) who is affected by their research at various stages and how they are impacted, and (2) strategies to maximize positive effects while minimizing any negative consequences. Finally, faculty are provided with mentoring opportunities to incorporate these reflective insights into broader impacts statements of their own research proposals and projects. Given that these statements directly pertain to their research, we hope that participants will view this workshop as both significant and relevant, as they have a natural interest in making their statements as clear and compelling as possible.
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Empowering Graduate Students to Address Ethics in Research Environments
Abstract: In this article, we present an educational intervention that embeds ethics education within research laboratories. This structure is designed to assist students in addressing ethical challenges in a more informed way, and to improve the overall ethical culture of research environments. The project seeks (a) to identify factors that students and researchers consider relevant to ethical conduct in science, technology, engineering, and math (STEM) and (b) to promote the cultivation of an ethical culture in experimental laboratories by integrating research stakeholders in a bottom-up approach to developing context-specific, ethics-based guidelines. An important assumption behind this approach is that direct involvement in the process of developing laboratory specific ethical guidelines will positively influence researchers’ understanding of ethical research and practice issues, their handling of these issues, and the promotion of an ethical culture in the respective laboratory. The active involvement may increase the sense of ownership and integration of further discussion on these important topics. Based on the project experiences, the project team seeks to develop a module involving the bottom-up building of codes-of-ethics-based guidelines that can be used by a broad range of institutions and that will be distributed widely.
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- Award ID(s):
- 1635661
- PAR ID:
- 10108362
- Date Published:
- Journal Name:
- Cambridge Quarterly of Healthcare Ethics
- Volume:
- 28
- Issue:
- 3
- ISSN:
- 0963-1801
- Page Range / eLocation ID:
- 542 to 550
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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