skip to main content
US FlagAn official website of the United States government
dot gov icon
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
https lock icon
Secure .gov websites use HTTPS
A lock ( lock ) or https:// means you've safely connected to the .gov website. Share sensitive information only on official, secure websites.


Title: Proof Complexity Lower Bounds from Algebraic Circuit Complexity
We give upper and lower bounds on the power of subsystems of the Ideal Proof System (IPS), the algebraic proof system recently proposed by Grochow and Pitassi, where the circuits comprising the proof come from various restricted algebraic circuit classes. This mimics an established research direction in the boolean setting for subsystems of Extended Frege proofs whose lines are circuits from restricted boolean circuit classes. Essentially all of the subsystems considered in this paper can simulate the well-studied Nullstellensatz proof system, and prior to this work there were no known lower bounds when measuring proof size by the algebraic complexity of the polynomials (except with respect to degree, or to sparsity). Our main contributions are two general methods of converting certain algebraic lower bounds into proof complexity ones. Both require stronger arithmetic lower bounds than common, which should hold not for a specific polynomial but for a whole family defined by it. These may be likened to some of the methods by which Boolean circuit lower bounds are turned into related proof-complexity ones, especially the "feasible interpolation" technique. We establish algebraic lower bounds of these forms for several explicit polynomials, against a variety of classes, and infer the relevant proof complexity bounds. These yield separations between IPS subsystems, which we complement by simulations to create a partial structure theory for IPS systems. Our first method is a functional lower bound, a notion of Grigoriev and Razborov, which is a function f' from n-bit strings to a field, such that any polynomial f agreeing with f' on the boolean cube requires large algebraic circuit complexity. We develop functional lower bounds for a variety of circuit classes (sparse polynomials, depth-3 powering formulas, read-once algebraic branching programs and multilinear formulas) where f'(x) equals 1/p(x) for a constant-degree polynomial p depending on the relevant circuit class. We believe these lower bounds are of independent interest in algebraic complexity, and show that they also imply lower bounds for the size of the corresponding IPS refutations for proving that the relevant polynomial p is non-zero over the boolean cube. In particular, we show super-polynomial lower bounds for refuting variants of the subset-sum axioms in these IPS subsystems. Our second method is to give lower bounds for multiples, that is, to give explicit polynomials whose all (non-zero) multiples require large algebraic circuit complexity. By extending known techniques, we give lower bounds for multiples for various restricted circuit classes such sparse polynomials, sums of powers of low-degree polynomials, and roABPs. These results are of independent interest, as we argue that lower bounds for multiples is the correct notion for instantiating the algebraic hardness versus randomness paradigm of Kabanets and Impagliazzo. Further, we show how such lower bounds for multiples extend to lower bounds for refutations in the corresponding IPS subsystem.  more » « less
Award ID(s):
1900460
PAR ID:
10339962
Author(s) / Creator(s):
; ; ;
Editor(s):
Raz, Ran
Date Published:
Journal Name:
Theory of Computing
Volume:
17
Issue:
1
ISSN:
1557-2862
Page Range / eLocation ID:
1 to 88
Format(s):
Medium: X
Sponsoring Org:
National Science Foundation
More Like this
  1. We significantly strengthen and generalize the theorem lifting Nullstellensatz degree to monotone span program size by Pitassi and Robere (2018) so that it works for any gadget with high enough rank, in particular, for useful gadgets such as equality and greater-than. We apply our generalized theorem to solve two open problems: • We present the first result that demonstrates a separation in proof power for cutting planes with unbounded versus polynomially bounded coefficients. Specifically, we exhibit CNF formulas that can be refuted in quadratic length and constant line space in cutting planes with unbounded coefficients, but for which there are no refutations in subexponential length and subpolynomial line space if coefficients are restricted to be of polynomial magnitude. • We give the first explicit separation between monotone Boolean formulas and monotone real formulas. Specifically, we give an explicit family of functions that can be computed with monotone real formulas of nearly linear size but require monotone Boolean formulas of exponential size. Previously only a non-explicit separation was known. An important technical ingredient, which may be of independent interest, is that we show that the Nullstellensatz degree of refuting the pebbling formula over a DAG G over any field coincides exactly with the reversible pebbling price of G. In particular, this implies that the standard decision tree complexity and the parity decision tree complexity of the corresponding falsified clause search problem are equal. 
    more » « less
  2. Santhanam, Rahul (Ed.)
    The recent breakthrough of Limaye, Srinivasan and Tavenas [Limaye et al., 2022] (LST) gave the first super-polynomial lower bounds against low-depth algebraic circuits, for any field of zero (or sufficiently large) characteristic. It was an open question to extend this result to small-characteristic ([Limaye et al., 2022; Govindasamy et al., 2022; Fournier et al., 2023]), which in particular is relevant for an approach to prove superpolynomial AC⁰[p]-Frege lower bounds ([Govindasamy et al., 2022]). In this work, we prove super-polynomial algebraic circuit lower bounds against low-depth algebraic circuits over any field, with the same parameters as LST (or even matching the improved parameters of Bhargav, Dutta, and Saxena [Bhargav et al., 2022]). We give two proofs. The first is logical, showing that even though the proof of LST naively fails in small characteristic, the proof is sufficiently algebraic that generic transfer results imply the result over characteristic zero implies the result over all fields. Motivated by this indirect proof, we then proceed to give a second constructive proof, replacing the field-dependent set-multilinearization result of LST with a set-multilinearization that works over any field, by using the Binet-Minc identity [Minc, 1979]. 
    more » « less
  3. In this work, we show that the class of multivariate degree-d polynomials mapping {0,1}n to any Abelian group G is locally correctable with O˜d((logn)d) queries for up to a fraction of errors approaching half the minimum distance of the underlying code. In particular, this result holds even for polynomials over the reals or the rationals, special cases that were previously not known. Further, we show that they are locally list correctable up to a fraction of errors approaching the minimum distance of the code. These results build on and extend the prior work of the authors [ABPSS24] (STOC 2024) who considered the case of linear polynomials and gave analogous results. Low-degree polynomials over the Boolean cube {0,1}n arise naturally in Boolean circuit complexity and learning theory, and our work furthers the study of their coding-theoretic properties. Extending the results of [ABPSS24] from linear to higher-degree polynomials involves several new challenges and handling them gives us further insights into properties of low-degree polynomials over the Boolean cube. For local correction, we construct a set of points in the Boolean cube that lie between two exponentially close parallel hyperplanes and is moreover an interpolating set for degree-d polynomials. To show that the class of degree-d polynomials is list decodable up to the minimum distance, we stitch together results on anti-concentration of low-degree polynomials, the Sunflower lemma, and the Footprint bound for counting common zeroes of polynomials. Analyzing the local list corrector of [ABPSS24] for higher degree polynomials involves understanding random restrictions of non-zero degree-d polynomials on a Hamming slice. In particular, we show that a simple random restriction process for reducing the dimension of the Boolean cube is a suitably good sampler for Hamming slices. 
    more » « less
  4. Ta-Shma, Amnon (Ed.)
    The Tensor Isomorphism problem (TI) has recently emerged as having connections to multiple areas of research within complexity and beyond, but the current best upper bound is essentially the brute force algorithm. Being an algebraic problem, TI (or rather, proving that two tensors are non-isomorphic) lends itself very naturally to algebraic and semi-algebraic proof systems, such as the Polynomial Calculus (PC) and Sum of Squares (SoS). For its combinatorial cousin Graph Isomorphism, essentially optimal lower bounds are known for approaches based on PC and SoS (Berkholz & Grohe, SODA '17). Our main results are an Ω(n) lower bound on PC degree or SoS degree for Tensor Isomorphism, and a nontrivial upper bound for testing isomorphism of tensors of bounded rank. We also show that PC cannot perform basic linear algebra in sub-linear degree, such as comparing the rank of two matrices (which is essentially the same as 2-TI), or deriving BA=I from AB=I. As linear algebra is a key tool for understanding tensors, we introduce a strictly stronger proof system, PC-Inv, which allows as derivation rules all substitution instances of the implication AB=I → BA=I. We conjecture that even PC-Inv cannot solve TI in polynomial time either, but leave open getting lower bounds on PC-Inv for any system of equations, let alone those for TI. We also highlight many other open questions about proof complexity approaches to TI. 
    more » « less
  5. Abstract We consider the problem of computing the partition function $$\sum _x e^{f(x)}$$ , where $$f: \{-1, 1\}^n \longrightarrow {\mathbb R}$$ is a quadratic or cubic polynomial on the Boolean cube $$\{-1, 1\}^n$$ . In the case of a quadratic polynomial f , we show that the partition function can be approximated within relative error $$0 < \epsilon < 1$$ in quasi-polynomial $$n^{O(\ln n - \ln \epsilon )}$$ time if the Lipschitz constant of the non-linear part of f with respect to the $$\ell ^1$$ metric on the Boolean cube does not exceed $$1-\delta $$ , for any $$\delta>0$$ , fixed in advance. For a cubic polynomial f , we get the same result under a somewhat stronger condition. We apply the method of polynomial interpolation, for which we prove that $$\sum _x e^{\tilde {f}(x)} \ne 0$$ for complex-valued polynomials $$\tilde {f}$$ in a neighborhood of a real-valued f satisfying the above mentioned conditions. The bounds are asymptotically optimal. Results on the zero-free region are interpreted as the absence of a phase transition in the Lee–Yang sense in the corresponding Ising model. The novel feature of the bounds is that they control the total interaction of each vertex but not every single interaction of sets of vertices. 
    more » « less