Social science approaches to missing values predict avoided, unrequested, or lost information from dense data sets, typically surveys. The authors propose a matrix factorization approach to missing data imputation that (1) identifies underlying factors to model similarities across respondents and responses and (2) regularizes across factors to reduce their overinfluence for optimal data reconstruction. This approach may enable social scientists to draw new conclusions from sparse data sets with a large number of features, for example, historical or archival sources, online surveys with high attrition rates, or data sets created from Web scraping, which confound traditional imputation techniques. The authors introduce matrix factorization techniques and detail their probabilistic interpretation, and they demonstrate these techniques’ consistency with Rubin’s multiple imputation framework. The authors show via simulations using artificial data and data from real-world subsets of the General Social Survey and National Longitudinal Study of Youth cases for which matrix factorization techniques may be preferred. These findings recommend the use of matrix factorization for data reconstruction in several settings, particularly when data are Boolean and categorical and when large proportions of the data are missing.
more » « less- Award ID(s):
- 1934843
- PAR ID:
- 10376578
- Publisher / Repository:
- SAGE Publications
- Date Published:
- Journal Name:
- Sociological Methodology
- Volume:
- 53
- Issue:
- 1
- ISSN:
- 0081-1750
- Format(s):
- Medium: X Size: p. 72-114
- Size(s):
- p. 72-114
- Sponsoring Org:
- National Science Foundation
More Like this
-
challenge as it may introduce uncertainties into the data analysis. Recent advances in matrix completion have shown competitive imputation performance when applied to many real-world domains. However, there are two major limitations when applying matrix completion methods to spatial data. First, they make a strong assumption that the entries are missing-at-random, which may not hold for spatial data. Second, they may not effectively utilize the underlying spatial structure of the data. To address these limitations, this paper presents a novel clustered adversarial matrix factorization method to explore and exploit the underlying cluster structure of the spatial data in order to facilitate effective imputation. The proposed method utilizes an adversarial network to learn the joint probability distribution of the variables and improve the imputation performance for the missing entries that are not randomly sampled.more » « less
-
CIM: A Novel Clustering-based Energy-Efficient Data Imputation Method for Human Activity Recognition
Human activity recognition (HAR) is an important component in a number of health applications, including rehabilitation, Parkinson’s disease, daily activity monitoring, and fitness monitoring. State-of-the-art HAR approaches use multiple sensors on the body to accurately identify activities at runtime. These approaches typically assume that data from all sensors are available for runtime activity recognition. However, data from one or more sensors may be unavailable due to malfunction, energy constraints, or communication challenges between the sensors. Missing data can lead to significant degradation in the accuracy, thus affecting quality of service to users. A common approach for handling missing data is to train classifiers or sensor data recovery algorithms for each combination of missing sensors. However, this results in significant memory and energy overhead on resource-constrained wearable devices. In strong contrast to prior approaches, this paper presents a clustering-based approach (CIM) to impute missing data at runtime. We first define a set of possible clusters and representative data patterns for each sensor in HAR. Then, we create and store a mapping between clusters across sensors. At runtime, when data from a sensor are missing, we utilize the stored mapping table to obtain most likely cluster for the missing sensor. The representative window for the identified cluster is then used as imputation to perform activity classification. We also provide a method to obtain imputation-aware activity prediction sets to handle uncertainty in data when using imputation. Experiments on three HAR datasets show that CIM achieves accuracy within 10% of a baseline without missing data for one missing sensor when providing single activity labels. The accuracy gap drops to less than 1% with imputation-aware classification. Measurements on a low-power processor show that CIM achieves close to 100% energy savings compared to state-of-the-art generative approaches.
-
Abstract Multiple imputation (MI) is a popular and well-established method for handling missing data in multivariate data sets, but its practicality for use in massive and complex data sets has been questioned. One such data set is the Panel Study of Income Dynamics (PSID), a longstanding and extensive survey of household income and wealth in the United States. Missing data for this survey are currently handled using traditional hot deck methods because of the simple implementation; however, the univariate hot deck results in large random wealth fluctuations. MI is effective but faced with operational challenges. We use a sequential regression/chained-equation approach, using the software IVEware, to multiply impute cross-sectional wealth data in the 2013 PSID, and compare analyses of the resulting imputed data with those from the current hot deck approach. Practical difficulties, such as non-normally distributed variables, skip patterns, categorical variables with many levels, and multicollinearity, are described together with our approaches to overcoming them. We evaluate the imputation quality and validity with internal diagnostics and external benchmarking data. MI produces improvements over the existing hot deck approach by helping preserve correlation structures, such as the associations between PSID wealth components and the relationships between the household net worth and sociodemographic factors, and facilitates completed data analyses with general purposes. MI incorporates highly predictive covariates into imputation models and increases efficiency. We recommend the practical implementation of MI and expect greater gains when the fraction of missing information is large.more » « less
-
A common challenge in developmental research is the amount of incomplete and missing data that occurs from respondents failing to complete tasks or questionnaires, as well as from disengaging from the study (i.e., attrition). This missingness can lead to biases in parameter estimates and, hence, in the interpretation of findings. These biases can be addressed through statistical techniques that adjust for missing data, such as multiple imputation. Although multiple imputation is highly effective, it has not been widely adopted by developmental scientists given barriers such as lack of training or misconceptions about imputation methods. Utilizing default methods within statistical software programs like listwise deletion is common but may introduce additional bias. This manuscript is intended to provide practical guidelines for developmental researchers to follow when examining their data for missingness, making decisions about how to handle that missingness and reporting the extent of missing data biases and specific multiple imputation procedures in publications.more » « less
-
Techniques of matrix completion aim to impute a large portion of missing entries in a data matrix through a small portion of observed ones. In practice, prior information and special structures are usually employed in order to improve the accuracy of matrix completion. In this paper, we propose a unified nonconvex optimization framework for matrix completion with linearly parameterized factors. In particular, by introducing a condition referred to as Correlated Parametric Factorization, we conduct a unified geometric analysis for the nonconvex objective by establishing uniform upper bounds for low-rank estimation resulting from any local minimizer. Perhaps surprisingly, the condition of Correlated Parametric Factorization holds for important examples including subspace-constrained matrix completion and skew-symmetric matrix completion. The effectiveness of our unified nonconvex optimization method is also empirically illustrated by extensive numerical simulations.more » « less