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1. FedDefender: Backdoor Attack Defense in Federated Learning

   https://doi.org/10.1145/3617574.3617858  

   Gill, Waris; Anwar, Ali; Gulzar, Muhammad Ali (December 2023, ACM)

   Federated Learning (FL) is a privacy-preserving distributed machine learning technique that enables individual clients (e.g., user participants, edge devices, or organizations) to train a model on their local data in a secure environment and then share the trained model with an aggregator to build a global model collaboratively. In this work, we propose FedDefender, a defense mechanism against targeted poisoning attacks in FL by leveraging differential testing. FedDefender first applies differential testing on clients’ models using a synthetic input. Instead of comparing the output (predicted label), which is unavailable for synthetic input, FedDefender fingerprints the neuron activations of clients’ models to identify a potentially malicious client containing a backdoor. We evaluate FedDefender using MNIST and FashionMNIST datasets with 20 and 30 clients, and our results demonstrate that FedDefender effectively mitigates such attacks, reducing the attack success rate (ASR) to 10% without deteriorating the global model performance. 

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2. Enhancing Robustness in Federated Learning by Supervised Anomaly Detection

   https://doi.org/10.1109/ICPR56361.2022.9956655  

   Quan, Pengrui; Lee, Wei-Han; Srivatsa, Mudhakar; Srivastava, Mani (August 2022, 2022 26th International Conference on Pattern Recognition (ICPR))

   Recent years have seen the increasing attention and popularity of federated learning (FL), a distributed learning framework for privacy and data security. However, by its fundamental design, federated learning is inherently vulnerable to model poisoning attacks: a malicious client may submit the local updates to influence the weights of the global model. Therefore, detecting malicious clients against model poisoning attacks in federated learning is useful in safety-critical tasks.However, existing methods either fail to analyze potential malicious data or are computationally restrictive. To overcome these weaknesses, we propose a robust federated learning method where the central server learns a supervised anomaly detector using adversarial data generated from a variety of state-of-the-art poisoning attacks. The key idea of this powerful anomaly detector lies in a comprehensive understanding of the benign update through distinguishing it from the diverse malicious ones. The anomaly detector would then be leveraged in the process of federated learning to automate the removal of malicious updates (even from unforeseen attacks).Through extensive experiments, we demonstrate its effectiveness against backdoor attacks, where the attackers inject adversarial triggers such that the global model will make incorrect predictions on the poisoned samples. We have verified that our method can achieve 99.0% detection AUC scores while enjoying longevity as the model converges. Our method has also shown significant advantages over existing robust federated learning methods in all settings. Furthermore, our method can be easily generalized to incorporate newly-developed poisoning attacks, thus accommodating ever-changing adversarial learning environments. 

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3. DeFL: Defending against Model Poisoning Attacks in Federated Learning via Critical Learning Periods Awareness

   Gang Yan, Hao Wang (February 2023, Thirty-Seventh AAAI Conference on Artificial Intelligence (AAAI-23))

   Federated learning (FL) is known to be susceptible to model poisoning attacks in which malicious clients hamper the accuracy of the global model by sending manipulated model updates to the central server during the FL training process. Existing defenses mainly focus on Byzantine-robust FL aggregations, and largely ignore the impact of the underlying deep neural network (DNN) that is used to FL training. Inspired by recent findings on critical learning periods (CLP) in DNNs, where small gradient errors have irrecoverable impact on the final model accuracy, we propose a new defense, called a CLP-aware defense against poisoning of FL (DeFL). The key idea of DeFL is to measure fine-grained differences between DNN model updates via an easy-to-compute federated gradient norm vector (FGNV) metric. Using FGNV, DeFL simultaneously detects malicious clients and identifies CLP, which in turn is leveraged to guide the adaptive removal of detected malicious clients from aggregation. As a result, DeFL not only mitigates model poisoning attacks on the global model but also is robust to detection errors. Our extensive experiments on three benchmark datasets demonstrate that DeFL produces significant performance gain over conventional defenses against state-of-the-art model poisoning attacks. 

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4. ELSA: Secure Aggregation for Federated Learning with Malicious Actors

   Rathee, Mayank; Shen, Conghao; Wagh, Sameer; Popa, Raluca Ada (January 2023, Proceedings of the IEEE Symposium on Security and Privacy)

   Federated learning (FL) is an increasingly popular approach for machine learning (ML) when the training dataset is highly distributed. Clients perform local training on their datasets and the updates are then aggregated into the global model. Existing protocols for aggregation are either inefficient or don’t consider the case of malicious actors in the system. This is a major barrier to making FL an ideal solution for privacy-sensitive ML applications. In this talk, I will present ELSA, a secure aggregation protocol for FL that breaks this barrier - it is efficient and addresses the existence of malicious actors (clients + servers) at the core of its design. Similar to prior work Prio and Prio+, ELSA provides a novel secure aggregation protocol built out of distributed trust across two servers that keeps individual client updates private as long as one server is honest, defends against malicious clients, and is efficient end-to-end. Compared to prior works, the distinguishing theme in ELSA is that instead of the servers generating cryptographic correlations interactively, the clients act as untrusted dealers of these correlations without compromising the protocol’s security. This leads to a much faster protocol while also achieving stronger security at that efficiency compared to prior work. We introduce new techniques that retain privacy even when a server is malicious at a small added cost of 7-25% in runtime with a negligible increase in communication over the case of a semi-honest server. ELSA improves end-to-end runtime over prior work with similar security guarantees by big margins - single-aggregator RoFL by up to 305x (for the models we consider), and distributed-trust Prio by up to 8x (with up to 16x faster server-side protocol). Additionally, ELSA can be run in a bandwidth-saver mode for clients who are geographically bandwidth-constrained - an important property that is missing from prior works. 

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5. Differentially Private Federated Learning with Shuffling and Client Self-Sampling

   Girgis, Antonious M; Data, Deepesh; and Diggavi, Suhas. (July 2021, IEEE International Symposium on Information Theory (ISIT))

   This paper studies a distributed optimization problem in the federated learning (FL) framework under differential privacy constraints, whereby a set of clients having local samples are connected to an untrusted server, who wants to learn a global model while preserving the privacy of clients’ local datasets. We propose a new client sampling called self-sampling that reflects the random availability of clients in the learning process in FL. We analyze the differential privacy of the SGD with client self-sampling by composing amplification by sub-sampling along with amplification by shuffling. Furthermore, we analyze the convergence of the proposed SGD algorithm showing that we can get a reasonable learning performance while preserving the privacy of clients’ data even with client self-sampling. 

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