skip to main content
US FlagAn official website of the United States government
dot gov icon
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
https lock icon
Secure .gov websites use HTTPS
A lock ( lock ) or https:// means you've safely connected to the .gov website. Share sensitive information only on official, secure websites.


Title: Inferring damage state and evolution with increasing stress using direct and coda wave velocity measurements in faulted and intact granite samples
SUMMARY A better understanding of damage accumulation before dynamic failure events in geological material is essential to improve seismic hazard assessment. Previous research has demonstrated the sensitivity of seismic velocities to variations in crack geometry, with established evidence indicating that initial crack closure induces rapid changes in velocity. Our study extends these findings by investigating velocity changes by applying coda wave interferometry (CWI). We use an array of 16 piezoceramic transducers to send and record ultrasonic pulses and to determine changes in seismic velocity on intact and faulted Westerly granite samples. Velocity changes are determined from CWI and direct phase arrivals. This study consists of three sets of experiments designed to characterize variations in seismic velocity under various initial and boundary conditions. The first set of experiments tracks velocity changes during hydrostatic compression from 2 and 191 MPa in intact Westerly granite samples. The second set of experiments focuses on saw-cut samples with different roughness and examines the effects of confining pressure increase from 2 to 120 MPa. The dynamic formation of a fracture and the preceding damage accumulation is the focus of the third type of experiment, during which we fractured an initially intact rock sample by increasing the differential stress up to 780 MPa while keeping the sample confined at 75 MPa. The tests show that: (i) The velocity change for rough saw cut samples suggests that the changes in bulk material properties have a more pronounced influence than fault surface apertures or roughness. (ii) Seismic velocities demonstrate higher sensitivity to damage accumulation under increasing differential stress than macroscopic measurements. Axial stress measured by an external load cell deviates from linearity around two-third through the experiment at a stress level of 290 MPa higher than during the initial drop in seismic velocities. (iii) Direct waves exhibit strong anisotropy with increasing differential stress and accumulating damage before rock fracture. Coda waves, on the other hand, effectively average over elastic wave propagation for both fast and slow directions, and the resulting velocity estimates show little evidence for anisotropy. The results demonstrate the sensitivity of seismic velocity to damage evolution at various boundary conditions and progressive microcrack generation with long lead times before dynamic fracture.  more » « less
Award ID(s):
2142489
PAR ID:
10471926
Author(s) / Creator(s):
; ; ;
Publisher / Repository:
Oxford University Press
Date Published:
Journal Name:
Geophysical Journal International
Volume:
235
Issue:
3
ISSN:
0956-540X
Format(s):
Medium: X Size: p. 2846-2861
Size(s):
p. 2846-2861
Sponsoring Org:
National Science Foundation
More Like this
  1. null (Ed.)
    SUMMARY Earthquake ruptures are generally considered to be cracks that propagate as fracture or frictional slip on pre-existing faults. Crack models have been used to describe the spatial distribution of fault offset and the associated static stress changes along a fault, and have implications for friction evolution and the underlying physics of rupture processes. However, field measurements that could help refine idealized crack models are rare. Here, we describe large-scale laboratory earthquake experiments, where all rupture processes were contained within a 3-m long saw-cut granite fault, and we propose an analytical crack model that fits our measurements. Similar to natural earthquakes, laboratory measurements show coseismic slip that gradually tapers near the rupture tips. Measured stress changes show roughly constant stress drop in the centre of the ruptured region, a maximum stress increase near the rupture tips and a smooth transition in between, in a region we describe as the earthquake arrest zone. The proposed model generalizes the widely used elliptical crack model by adding gradually tapered slip at the ends of the rupture. Different from the cohesive zone described by fracture mechanics, we propose that the transition in stress changes and the corresponding linear taper observed in the earthquake arrest zone are the result of rupture termination conditions primarily controlled by the initial stress distribution. It is the heterogeneous initial stress distribution that controls the arrest of laboratory earthquakes, and the features of static stress changes. We also performed dynamic rupture simulations that confirm how arrest conditions can affect slip taper and static stress changes. If applicable to larger natural earthquakes, this distinction between an earthquake arrest zone (that depends on stress conditions) and a cohesive zone (that depends primarily on strength evolution) has important implications for how seismic observations of earthquake fracture energy should be interpreted. 
    more » « less
  2. Abstract Earthquakes rarely occur in isolation but rather as complex sequences of fore, main and aftershocks. Assessing the associated seismic hazard requires a holistic view of event interactions. We conduct frictional sliding experiments on faulted Westerly Granite samples at mid‐crustal stresses to investigate fault damage and roughness effects on aftershock generation. Abrupt laboratory fault slip is followed by periods of extended stress relaxation and aftershocks. Large roughness promotes less co‐seismic slip and high aftershock activity whereas smooth faults promote high co‐seismic slip with few aftershocks. Conditions close to slip instability generate lab‐quake sequences that exhibit similar statistical distributions to natural earthquakes. Aftershock productivity in the lab is linearly related to the residual strain energy on the fault which, in turn, is controlled by the level of surface heterogeneity. We conclude that roughness and damage govern slip stability and seismic energy partitioning between fore, main and aftershocks in lab and nature. 
    more » « less
  3. Abstract We discuss data of three laboratory stick‐slip experiments on Westerly Granite samples performed at elevated confining pressure and constant displacement rate on rough fracture surfaces. The experiments produced complex slip patterns including fast and slow ruptures with large and small fault slips, as well as failure events on the fault surface producing acoustic emission bursts without externally‐detectable stress drop. Preparatory processes leading to large slips were tracked with an ensemble of ten seismo‐mechanical and statistical parameters characterizing local and global damage and stress evolution, localization and clustering processes, as well as event interactions. We decompose complex spatio‐temporal trends in the lab‐quake characteristics and identify persistent effects of evolving fault roughness and damage at different length scales, and local stress evolution approaching large events. The observed trends highlight labquake localization processes on different spatial and temporal scales. The preparatory process of large slip events includes smaller events marked by confined bursts of acoustic emission activity that collectively prepare the fault surface for a system‐wide failure by conditioning the large‐scale stress field. Our results are consistent overall with an evolving process of intermittent criticality leading to large failure events, and may contribute to improved forecasting of large natural earthquakes. 
    more » « less
  4. ABSTRACT Fault zones exhibit geometrical complexity and are often surrounded by multiscale fracture networks within their damage zones, potentially influencing rupture dynamics and near-field ground motions. In this study, we investigate the ground-motion characteristics of cascading ruptures across damage zone fracture networks of moderate-size earthquakes (Mw 5.5–6.0) using high-resolution 3D dynamic rupture simulations. Our models feature a listric normal fault surrounded by more than 800 fractures, emulating a major fault and its associated damage zone. We analyze three cases: a cascading rupture propagating within the fracture network (Mw 5.5), a non-cascading main-fault rupture with off-fault fracture slip (Mw 6.0), and a main-fault rupture without a fracture network (Mw 6.0). Cascading ruptures within the fracture network produce distinct ground-motion signatures with enriched high-frequency content, arising from simultaneous slip of multiple fractures and parts of the main fault, resembling source coda-wave-like signatures. This case shows elevated near-field characteristic frequency (fc) and stress drop, approximately an order of magnitude higher than the estimation directly on the fault of the dynamic rupture simulation. The inferred fc of the modeled vertical ground-motion components reflects the complexity of the radiation pattern and rupture directivity of fracture-network cascading earthquakes. We show that this is consistent with observations of strong azimuthal dependence of corner frequency in the 2009–2016 central Apennines, Italy, earthquake, sequence. Simulated ground motions from fracture-network cascading ruptures also show pronounced azimuthal variations in peak ground acceleration (PGA), peak ground velocity, and pseudospectral acceleration, with average PGA nearly double that of the non-cascading cases. Cascading ruptures radiate high-frequency seismic energy, yield nontypical ground-motion characteristics including coda-wave-like signatures, and may result in a significantly higher seismologically inferred stress drop and PGA. Such outcomes emphasize the critical role of fault-zone complexity in affecting rupture dynamics and seismic radiation and have important implications for physics-based seismic hazard assessment. 
    more » « less
  5. Abstract Fluid injection stimulates seismicity far from active tectonic regions. However, the details of how fluids modify on‐fault stresses and initiate seismic events remain poorly understood. We conducted laboratory experiments using a biaxial loading apparatus with a 3 m saw‐cut granite fault and compared events induced at different levels of background shear stress. Water was injected at 10 mL/min and normal stress was constant at 4 MPa. In all experiments, aseismic slip initiated on the fault near the location of fluid injection and dynamic rupture eventually initiated from within the aseismic slipping patch. When the fault was near critically stressed, seismic slip initiated only seconds after MPa‐level injection pressures were reached and the dynamic rupture propagated beyond the fluid pressure perturbed region. At lower stress levels, dynamic rupture initiated hundreds of seconds later and was limited to regions where aseismic slip had significantly redistributed stress from within the pressurized region to neighboring locked patches. We found that the initiation of slow slip was broadly consistent with a Coulomb failure stress, but that initiation of dynamic rupture required additional criteria to be met. Even high background stress levels required aseismic slip to modify on‐fault stress to meet initiation criteria. We also observed slow slip events prior to dynamic rupture. Overall, our experiments suggest that initial fault stress, relative to fault strength, is a critical factor in determining whether a fluid‐induced rupture will “runaway” or whether a fluid‐induced rupture will remain localized to the fluid pressurized region. 
    more » « less