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1. Maximizing Global Model Appeal in Federated Learning

   Cho, Yae Jee; Jhunjhunwala, Divyansh; Li, Tian; Smith, Virginia; Joshi, Gauri (March 2024, Transactions on machine learning research)

   Bellet, Aurelien (Ed.)

   Federated learning (FL) aims to collaboratively train a global model using local data from a network of clients. To warrant collaborative training, each federated client may expect the resulting global model to satisfy some individual requirement, such as achieving a certain loss threshold on their local data. However, in real FL scenarios, the global model may not satisfy the requirements of all clients in the network due to the data heterogeneity across clients. In this work, we explore the problem of global model appeal in FL, which we define as the total number of clients that find that the global model satisfies their individual requirements. We discover that global models trained using traditional FL approaches can result in a significant number of clients unsatisfied with the model based on their local requirements. As a consequence, we show that global model appeal can directly impact how clients participate in training and how the model performs on new clients at inference time. Our work proposes MaxFL, which maximizes the number of clients that find the global model appealing. MaxFL achieves a 22-40% and 18-50% improvement in the test accuracy of training clients and (unseen) test clients respectively, compared to a wide range of FL approaches that tackle data heterogeneity, aim to incentivize clients, and learn personalized/fair models. 

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2. Federated Few-shot Learning

   https://doi.org/10.1145/3580305.3599347  

   Wang, Song; Fu, Xingbo; Ding, Kaize; Chen, Chen; Chen, Huiyuan; Li, Jundong (August 2023, ACM)

   Federated Learning (FL) enables multiple clients to collaboratively learn a machine learning model without exchanging their own local data. In this way, the server can exploit the computational power of all clients and train the model on a larger set of data samples among all clients. Although such a mechanism is proven to be effective in various fields, existing works generally assume that each client preserves sufficient data for training. In practice, however, certain clients can only contain a limited number of samples (i.e., few-shot samples). For example, the available photo data taken by a specific user with a new mobile device is relatively rare. In this scenario, existing FL efforts typically encounter a significant performance drop on these clients. Therefore, it is urgent to develop a few-shot model that can generalize to clients with limited data under the FL scenario. In this paper, we refer to this novel problem as federated few-shot learning. Nevertheless, the problem remains challenging due to two major reasons: the global data variance among clients (i.e., the difference in data distributions among clients) and the local data insufficiency in each client (i.e., the lack of adequate local data for training). To overcome these two challenges, we propose a novel federated few-shot learning framework with two separately updated models and dedicated training strategies to reduce the adverse impact of global data variance and local data insufficiency. Extensive experiments on four prevalent datasets that cover news articles and images validate the effectiveness of our framework compared with the state-of-the-art baselines. 

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3. Gradient Inversion with Generative Image Prior

   Jeon, Jiwnoo; Kim, Jaechang; Lee, Kangwook; Oh, Sewoong; Ok, Jungseul (January 2021, Advances in neural information processing systems)

   Ranzato, M.; Beygelzimer, A.; Liang, P.S.; Vaughan, J.W.; Dauphin, Y. (Ed.)

   Federated Learning (FL) is a distributed learning framework, in which the local data never leaves clients’ devices to preserve privacy, and the server trains models on the data via accessing only the gradients of those local data. Without further privacy mechanisms such as differential privacy, this leaves the system vulnerable against an attacker who inverts those gradients to reveal clients’ sensitive data. However, a gradient is often insufficient to reconstruct the user data without any prior knowledge. By exploiting a generative model pretrained on the data distribution, we demonstrate that data privacy can be easily breached. Further, when such prior knowledge is unavailable, we investigate the possibility of learning the prior from a sequence of gradients seen in the process of FL training. We experimentally show that the prior in a form of generative model is learnable from iterative interactions in FL. Our findings demonstrate that additional mechanisms are necessary to prevent privacy leakage in FL. 

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4. Latency-Aware Semi-Synchronous Client Selection and Model Aggregation for Wireless Federated Learning

   https://doi.org/10.3390/fi15110352  

   Yu, Liangkun; Sun, Xiang; Albelaihi, Rana; Yi, Chen (November 2023, Future Internet)

   Federated learning (FL) is a collaborative machine-learning (ML) framework particularly suited for ML models requiring numerous training samples, such as Convolutional Neural Networks (CNNs), Recurrent Neural Networks (RNNs), and Random Forest, in the context of various applications, e.g., next-word prediction and eHealth. FL involves various clients participating in the training process by uploading their local models to an FL server in each global iteration. The server aggregates these models to update a global model. The traditional FL process may encounter bottlenecks, known as the straggler problem, where slower clients delay the overall training time. This paper introduces the Latency-awarE Semi-synchronous client Selection and mOdel aggregation for federated learNing (LESSON) method. LESSON allows clients to participate at different frequencies: faster clients contribute more frequently, therefore mitigating the straggler problem and expediting convergence. Moreover, LESSON provides a tunable trade-off between model accuracy and convergence rate by setting varying deadlines. Simulation results show that LESSON outperforms two baseline methods, namely FedAvg and FedCS, in terms of convergence speed and maintains higher model accuracy compared to FedCS. 

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5. CONTRA: Defending against Poisoning Attacks in Federated Learning

   Awan, Sana; Luo, Bo; Li, Fengjun (January 2021, European Symposium on Research in Computer Security)

   null (Ed.)

   Federated learning (FL) is an emerging machine learning paradigm. With FL, distributed data owners aggregate their model updates to train a shared deep neural network collaboratively, while keeping the training data locally. However, FL has little control over the local data and the training process. Therefore, it is susceptible to poisoning attacks, in which malicious or compromised clients use malicious training data or local updates as the attack vector to poison the trained global model. Moreover, the performance of existing detection and defense mechanisms drops significantly in a scaled-up FL system with non-iid data distributions. In this paper, we propose a defense scheme named CONTRA to defend against poisoning attacks, e.g., label-flipping and backdoor attacks, in FL systems. CONTRA implements a cosine-similarity-based measure to determine the credibility of local model parameters in each round and a reputation scheme to dynamically promote or penalize individual clients based on their per-round and historical contributions to the global model. With extensive experiments, we show that CONTRA significantly reduces the attack success rate while achieving high accuracy with the global model. Compared with a state-of-the-art (SOTA) defense, CONTRA reduces the attack success rate by 70% and reduces the global model performance degradation by 50%. 

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