In this Letter, we report that the fourth-order interatomic force constants (4th-IFCs) are significantly sensitive to the energy surface roughness of exchange-correlation (XC) functionals in density functional theory calculations. This sensitivity, which is insignificant for the second- (2nd-) and third-order (3rd-) IFCs, varies for different functionals in different materials and can cause misprediction of thermal conductivity by several times of magnitude. As a result, when calculating the 4th-IFCs using the finite difference method, the atomic displacement needs to be taken large enough to overcome the energy surface roughness, in order to accurately predict phonon lifetime and thermal conductivity. We demonstrate this phenomenon on a benchmark material (Si), a high-thermal conductivity material (BAs), and a low thermal conductivity material (NaCl). For Si, we find that the LDA, PBE, and PBEsol XC functionals are all smooth to the 2nd- and 3rd-IFCs but all rough to the 4th-IFCs. This roughness can lead to a prediction of nearly one order of magnitude lower thermal conductivity. For BAs, all three functionals are smooth to the 2nd- and 3rd-IFCs, and only the PBEsol XC functional is rough for the 4th-IFCs, which leads to a 40% underestimation of thermal conductivity. For NaCl, all functionals are smooth to the 2nd- and 3rd-IFCs but rough to the 4th-IFCs, leading to a 70% underprediction of thermal conductivity at room temperature. With these observations, we provide general guidance on the calculation of 4th-IFCs for an accurate thermal conductivity prediction.
This content will become publicly available on July 23, 2025
Hierarchy of Exchange-Correlation Functionals in Computing Lattice Thermal Conductivities of Rocksalt and Zincblende Semiconductors
Lattice thermal conductivity (κL) is a crucial characteristic of crystalline solids with significant implications for thermal management, energy conversion, and thermal barrier coating. The advancement of computational tools based on density functional theory (DFT) has enabled the effective utilization of phonon quasi-particle-based approaches to unravel the underlying physics of various crystalline systems. While the higher order of anharmonicity is commonly used for explaining extraordinary heat transfer behaviors in crystals, the impact of exchange-correlation (XC) functionals in DFT on describing anharmonicity has been largely overlooked. The XC functional is essential for determining the accuracy of DFT in describing interactions among electrons/ions in solids and molecules. However, most XC functionals in solid-state physics are primarily focused on computing the properties that only require small atomic displacements from the equilibrium (within the harmonic approximation), such as harmonic phonons and elastic constants, while anharmonicity involves larger atomic displacements. Therefore, it is more challenging for XC functionals to accurately describe atomic interactions at the anharmonicity level. In this study, we systematically investigate the room-temperature κL of 16 binary compounds with rocksalt and zincblende structures using var- ious XC functionals such as local density approximation (LDA), Perdew-Burke-Ernzerhof (PBE), revised PBE for solid and surface (PBEsol), optimized B86b functional (optB86b), revised Tao-Perdew-Staroverov-Scuseria (revTPSS), strongly constrained and appropriately normed functional (SCAN), regularized SCAN (rSCAN) and regularized-restored SCAN (r2SCAN) in combination with different perturbation orders, including phonon within harmonic approximation (HA) plus three- phonon scattering (HA+3ph), phonon calculated using self-consistent phonon theory (SCPH) plus three-phonon scattering (SCPH+3ph), and SCPH phonon plus three- and four-phonon scattering (SCPH+3,4ph). Our results show that the XC functional exhibits strong entanglement with perturbation order and the mean relative absolute error (MRAE) of the computed κL is strongly influenced by both the XC functional and perturbation order, leading to error cancellation or amplification. The minimal (maximal) MRAE is achieved with revTPSS (rSCAN) at the HA+3ph level, SCAN (r2SCAN) at the SCPH+3ph level, and PBEsol (rSCAN) at the SCPH+3,4ph level. Among these functionals, PBEsol exhibits the highest accuracy at the highest perturbation order. The SCAN- related functionals demonstrate moderate accuracy but are suffer from numerical instability and high computational costs. Furthermore, the different impacts of quartic anharmonicity on κL in rocksalt and zincblende structures are identified by all XC functionals, attributed to the distinct lattice anharmonicity in these two structures. These findings serve as a valuable reference for selecting appropriate functionals for describing anharmonic phonons and offer insights into high-order force constant calculations that could facilitate the development of more accurate XC functionals for solid materials.
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- Award ID(s):
- 2317008
- NSF-PAR ID:
- 10534585
- Publisher / Repository:
- American Physical Society
- Date Published:
- Journal Name:
- Physical review B
- Volume:
- 110
- Issue:
- 3
- ISSN:
- 2469-9969
- Page Range / eLocation ID:
- 035205-1-14
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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