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Title: Towards ethical and resilient agricultural supply chains: interdicting labor trafficking and mitigating disruptions
The food and agriculture industries are critical to the U.S. economy, ensuring the daily food supply while facing significant challenges. These issues include ethical concerns related to labor exploitation and the need to improve resilience against disruptions. Addressing these issues offers an opportunity to create supply chains that are both more ethical and more resilient. This dissertation focuses on two interconnected aspects of agricultural supply chains. The first examines strategies for disrupting exploitative labor practices and ensuring better protection for farm workers. The second explores methods to enhance the resilience of ethical supply chains against various disruptions, including natural disasters and labor shortages. Together, these aspects aim to contribute to the development of agricultural supply chains that are both ethically sound and resilient to disruptions. Although farm workers play an essential role in the success of these industries, they are vulnerable to labor exploitation and trafficking. Labor violations affecting these workers often go undetected due to limited government resources for inspection. Furthermore, many farm workers face barriers to disclosing their poor working conditions due to their immigration status and mistrust of law enforcement, making them even more susceptible to exploitation. To address this issue, we conducted research to provide strategies for government agencies involved in the H-2A visa program and the screening of H-2A employers to prioritize workplaces for inspection. In the first study, we employed multilevel zero-inflated negative binomial regression analysis to extract patterns and identify factors correlated with detecting H-2A labor violations. We provide suggestions for improving inspection strategies based on our research results. This involved identifying high-risk locations and labor-intensive worksites with a greater likelihood of labor violations and emphasizing the importance of allocating sufficient task force funding and resources to prioritize inspections in these areas. Labor trafficking networks in U.S. agricultural supply chains exploit vulnerable workers, including migrants and unauthorized laborers, while evading detection through complex structures, making them difficult to disrupt. In the second study, we developed a comprehensive labor trafficking network model that maps the intricate connections and operations of these networks. Using a bi-level integer programming approach, we optimized intervention strategies to disrupt trafficking operations, balancing resource constraints with the need for maximum impact. By employing K-means clustering, we classified interventions based on their effectiveness, providing clear, data-driven guidance for anti-trafficking agencies to prioritize efforts and allocate resources efficiently. This approach offers a powerful tool for enhancing detection and improving the overall effectiveness of anti-trafficking initiatives in limited resource environments. The importance of food and agricultural supply chains in our daily lives cannot be emphasized enough. While the prior two studies sought to disrupt exploitative work conditions in agricultural supply chains, this dissertation also seeks to help supply chains that are operating ethically do so in an effective manner. Any disruption in these chains can lead to severe consequences, from food shortages to economic instability. Therefore, it is critical to develop effective strategies to mitigate the impact of disruptions in these non-exploitative supply chains. In the third study, we developed a scenario-based two-stage stochastic model to mitigate the impact of multiple disruptions in agricultural supply chains. This approach enables a detailed evaluation of strategies such as multi-sourcing and the use of backup facilities to reduce disruption impacts. The model incorporates flexibility to handle both partial and full facility disruptions, while accounting for disruptions affecting both primary and backup facilities to provide a comprehensive analysis of supply chain vulnerability and recovery. By employing a multi-period time horizon, the model evaluates supply chain performance over time, considering random disruption start times and the possibility of simultaneous disruptions across multiple echelons with varying severity. The analysis highlights the challenges posed by multiple sources of uncertainty in supply chain decision-making and emphasizes the need for further research to develop actionable strategies for improving resilience in agricultural supply chains. more »« less
Agricultural workers are essential to the supply chain for our daily food, and yet, many face harmful work conditions, including garnished wages, and other labor violations. Workers on H-2A visas are particularly vulnerable due to the precarity of their immigration status being tied to their employer. Although worksite inspections are one mechanism to detect such violations, many labor violations affecting agricultural workers go undetected due to limited inspection resources. In this study, we identify multiple state and industry level factors that correlate with H-2A violations identified by the U.S. Department of Labor’s Wage and Hour Division using a multilevel zero-inflated negative binomial model. We find that three state-level factors (average farm acreage size, the number of agricultural establishments with less than 20 employees, and higher poverty rates) are correlated with H-2A violations. These findings offer valuable insights into where H-2A violations are being detected at the state and industry levels.
Law enforcement interventions continue to be the primary mechanism used to identify offenders and illicit businesses involved in human trafficking, yet trafficking continues to be a thriving international operation. We explore alternative mechanisms to disrupt illicit operations and reduce victimization through labor trafficking supply chains using supply chain disruption theory. Using a case study approach to examine one federally prosecuted labor trafficking case in the agricultural sector, we (1) extend criminological concepts of disruption by identifying sources and methods of disruption and (2) inform criminal justice system responses by presenting novel methods of assessing effectiveness of anti-human trafficking policies and programs.
Takasaki, Kara; Kammer-Kerwick, Matt; Yundt-Pacheco, Mayra; Torres, Melissa I.M.
(, Journal of Labor and Society)
Abstract Immigrant day laborers routinely experience exploitative behaviors as part of their employment. These day laborers perceive the exploitation they experience in the context of their immigration histories and in the context of their long-term goals for better working and living conditions. Using mixed methods, over three data collection periods in 2016, 2019 and 2020, we analyze the work experiences of immigrant day laborers in Houston and Austin, Texas. We report how workers evaluate precarious jobs and respond to labor exploitation in an informal labor market. We also discuss data from a worker rights training intervention conducted through a city-sponsored worker center. We discuss the potential for worker centers to be a convening and remediation space for workers and employers. Worker centers offer a potential space for informal intervention into wage theft and work safety violations by regulating the hiring context where day laborers meet employers.
This paper describes a process that integrates behavioral and decision science methods to design and evaluate interventions to disrupt illicit behaviors. We developed this process by extending a framework used to study systems with uncertain outcomes, where only partial information is observable, and wherein there are multiple participating parties with competing goals. The extended framework that we propose builds from artefactual data collection, thematic analysis, and descriptive analysis, toward predictive modeling and agent-based modeling. We use agent-based modeling to characterize and predict interactions between system participants for the purpose of improving our understanding of interventional targets in a virtual environment before piloting them in the field. We apply our extended framework to an exploratory case study that examines the potential of worker centers as a venue for deploying interventions to address labor exploitation and human trafficking. This case study focuses on reducing wage theft, the most prevalent form of exploitation experienced by day laborers and applies the first three steps of the extended framework. Specifically, the case study makes a preliminary assessment of two types of social interventions designed to disrupt exploitative processes and improve the experiences of day laborers, namely: (1) advocates training day laborers about their workers’ rights and options that they have for addressing wage theft and (2) media campaigns designed to disseminate similar educational messages about workers’ rights and options to address wage theft through broadcast channels. Applying the extended framework to this case study of day laborers at a worker center demonstrates how digital technology could be used to monitor, evaluate, and support collaborations between worker center staff and day laborers. Ideally, these collaborations could be improved to mitigate the risks and costs of wage theft, build trust between worker center stakeholders, and address communication challenges between day laborers and employers, in the context of temporary work. Based on the application of the extended framework to this case study of worker center day laborers, we discuss how next steps in the research framework should prioritize understanding how and why employers make decisions to participate in wage theft and the potential for restorative justice and equity matching as a relationship model for employers and laborers in a well-being economy.
Gore, M.L.
(, Proceedings of the National Academy of Sciences of the United States of America)
Agrawal, A.
(Ed.)
Wildlife trafficking, whether local or transnational in scope, undermines sustainable development efforts, degrades cultural resources, endangers species, erodes the local and global economy, and facilitates the spread of zoonotic diseases. Wildlife trafficking networks (WTNs) occupy a unique gray space in supply chains—straddling licit and illicit networks, supporting legitimate and criminal workforces, and often demonstrating high resilience in their sourcing flexibility and adaptability. Authorities in different sectors desire, but frequently lack knowledge about how to allocate resources to disrupt illicit wildlife supply networks and prevent negative collateral impacts. Novel conceptualizations and a deeper scientific understanding of WTN structures are needed to help unravel the dynamics of interaction between disruption and resilience while accommodating socioenvironmental context. We use the case of ploughshare tortoise trafficking to help illustrate the potential of key advancements in interdisciplinary thinking. Insights herein suggest a significant need and opportunity for scientists to generate new science-based recommendations for WTN-related data collection and analysis for supply chain visibility, shifts in illicit supply chain dominance, network resilience, or limits of the supplier base.
Jafari, Arezoo. Towards ethical and resilient agricultural supply chains: interdicting labor trafficking and mitigating disruptions. Retrieved from https://par.nsf.gov/biblio/10585047. Web. doi:10.17760/D20705224.
Jafari, Arezoo. Towards ethical and resilient agricultural supply chains: interdicting labor trafficking and mitigating disruptions. Retrieved from https://par.nsf.gov/biblio/10585047. https://doi.org/10.17760/D20705224
Jafari, Arezoo.
"Towards ethical and resilient agricultural supply chains: interdicting labor trafficking and mitigating disruptions". Country unknown/Code not available: Northeastern University Digital Repository Service. https://doi.org/10.17760/D20705224.https://par.nsf.gov/biblio/10585047.
@article{osti_10585047,
place = {Country unknown/Code not available},
title = {Towards ethical and resilient agricultural supply chains: interdicting labor trafficking and mitigating disruptions},
url = {https://par.nsf.gov/biblio/10585047},
DOI = {10.17760/D20705224},
abstractNote = {The food and agriculture industries are critical to the U.S. economy, ensuring the daily food supply while facing significant challenges. These issues include ethical concerns related to labor exploitation and the need to improve resilience against disruptions. Addressing these issues offers an opportunity to create supply chains that are both more ethical and more resilient. This dissertation focuses on two interconnected aspects of agricultural supply chains. The first examines strategies for disrupting exploitative labor practices and ensuring better protection for farm workers. The second explores methods to enhance the resilience of ethical supply chains against various disruptions, including natural disasters and labor shortages. Together, these aspects aim to contribute to the development of agricultural supply chains that are both ethically sound and resilient to disruptions. Although farm workers play an essential role in the success of these industries, they are vulnerable to labor exploitation and trafficking. Labor violations affecting these workers often go undetected due to limited government resources for inspection. Furthermore, many farm workers face barriers to disclosing their poor working conditions due to their immigration status and mistrust of law enforcement, making them even more susceptible to exploitation. To address this issue, we conducted research to provide strategies for government agencies involved in the H-2A visa program and the screening of H-2A employers to prioritize workplaces for inspection. In the first study, we employed multilevel zero-inflated negative binomial regression analysis to extract patterns and identify factors correlated with detecting H-2A labor violations. We provide suggestions for improving inspection strategies based on our research results. This involved identifying high-risk locations and labor-intensive worksites with a greater likelihood of labor violations and emphasizing the importance of allocating sufficient task force funding and resources to prioritize inspections in these areas. Labor trafficking networks in U.S. agricultural supply chains exploit vulnerable workers, including migrants and unauthorized laborers, while evading detection through complex structures, making them difficult to disrupt. In the second study, we developed a comprehensive labor trafficking network model that maps the intricate connections and operations of these networks. Using a bi-level integer programming approach, we optimized intervention strategies to disrupt trafficking operations, balancing resource constraints with the need for maximum impact. By employing K-means clustering, we classified interventions based on their effectiveness, providing clear, data-driven guidance for anti-trafficking agencies to prioritize efforts and allocate resources efficiently. This approach offers a powerful tool for enhancing detection and improving the overall effectiveness of anti-trafficking initiatives in limited resource environments. The importance of food and agricultural supply chains in our daily lives cannot be emphasized enough. While the prior two studies sought to disrupt exploitative work conditions in agricultural supply chains, this dissertation also seeks to help supply chains that are operating ethically do so in an effective manner. Any disruption in these chains can lead to severe consequences, from food shortages to economic instability. Therefore, it is critical to develop effective strategies to mitigate the impact of disruptions in these non-exploitative supply chains. In the third study, we developed a scenario-based two-stage stochastic model to mitigate the impact of multiple disruptions in agricultural supply chains. This approach enables a detailed evaluation of strategies such as multi-sourcing and the use of backup facilities to reduce disruption impacts. The model incorporates flexibility to handle both partial and full facility disruptions, while accounting for disruptions affecting both primary and backup facilities to provide a comprehensive analysis of supply chain vulnerability and recovery. By employing a multi-period time horizon, the model evaluates supply chain performance over time, considering random disruption start times and the possibility of simultaneous disruptions across multiple echelons with varying severity. The analysis highlights the challenges posed by multiple sources of uncertainty in supply chain decision-making and emphasizes the need for further research to develop actionable strategies for improving resilience in agricultural supply chains.},
journal = {},
publisher = {Northeastern University Digital Repository Service},
author = {Jafari, Arezoo},
}
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