skip to main content
US FlagAn official website of the United States government
dot gov icon
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
https lock icon
Secure .gov websites use HTTPS
A lock ( lock ) or https:// means you've safely connected to the .gov website. Share sensitive information only on official, secure websites.


Title: Regulatory Compliance within the Software Industry: Interpretation of Regulatory Ambiguity as a Compliance Concern
Award ID(s):
1938121
PAR ID:
10646938
Author(s) / Creator(s):
Publisher / Repository:
ProQuest Dissertations & Theses
Date Published:
Format(s):
Medium: X
Sponsoring Org:
National Science Foundation
More Like this
  1. Compliance reviews within a software organization are internal attempts to verify regulatory and security requirements during product development before its release. However, these reviews are not enough to adequately assess and address regulatory and security requirements throughout a software’s development lifecycle. We believe requirements engineers can benefit from an improved understanding of how software practitioners treat and perceive compliance requirements. This paper describes an interview study seeking to understand how regulatory and security standard requirements are addressed, how burdensome they may be for businesses, and how our participants perceived them in the software development lifecycle. We interviewed 15 software practitioners from 13 organizations with different roles in the software development process and working in various industry domains, including big tech, healthcare, data analysis, finance, and small businesses. Our findings suggest that, for our participants, the software release process is the ultimate focus for regulatory and security compliance reviews. Also, most participants suggested that having a defined process for addressing compliance requirements was freeing rather than burdensome. Finally, participants generally saw compliance requirements as an investment for both employees and customers. These findings may be unintuitive, and we discuss seven lessons this work may hold for requirements engineering. 
    more » « less
  2. null (Ed.)
    Our systematic literature review aims to survey research on regulatory and security standard requirements as addressed throughout the Software Development Lifecycle. Also, to characterize current research concerns and identify specific remaining challenges to address regulatory and security standard requirements throughout the SDLC. To this end, we conducted a systematic literature review (SLR) of conference proceedings and academic journals motivated by five areas of concern: 1. SDLC & Regulatory Requirement 2. Risk Assessment and Compliance requirements 3. Technical Debt 4. Decision Making Process throughout the SDLC 5. Metric and Measurements of found Software Vulnerability. The initial search produced 100 papers, and our review process narrowed this total to 20 articles to address our three research questions. Our findings suggest that academic software engineering research directly connecting regulatory and security standard requirements to later stages of the SDLC is rare despite the importance of compliance for ensuring societally acceptable engineering. 
    more » « less
  3. null (Ed.)
    Our systematic literature review aims to survey research on regulatory and security standard requirements as addressed throughout the Software Development Lifecycle. Also, to characterize current research concerns and identify specific remaining challenges to address regulatory and security standard requirements throughout the SDLC. To this end, we conducted a systematic literature review (SLR) of conference proceedings and academic journals motivated by five areas of concern: 1. SDLC & Regulatory Requirement 2. Risk Assessment and Compliance requirements 3. Technical Debt 4. Decision Making Process throughout the SDLC 5. Metric and Measurements of found Software Vulnerability. The initial search produced 100 papers, and our review process narrowed this total to 20 articles to address our three research questions. Our findings suggest that academic software engineering research directly connecting regulatory and security standard requirements to later stages of the SDLC is rare despite the importance of compliance for ensuring societally acceptable engineering. 
    more » « less