An official website of the United States government
A<sc>bstract</sc> The requirement that particles propagate causally on non-trivial backgrounds implies interesting constraints on higher-derivative operators. This work is part of a systematic study of the positivity bounds derivable from time delays on shockwave backgrounds. First, we discuss shockwaves in field theory, which are infinitely boosted Coulomb-like field configurations. We show how a positive time delay implies positivity of four-derivative operators in scalar field theory and electromagnetism, consistent with the results derived using dispersion relations, and we comment on how additional higher-derivative operators could be included. We then turn to gravitational shockwave backgrounds. We compute the infinite boost limit of Reissner-Nordström black holes to derive charged shockwave backgrounds. We consider photons traveling on these backgrounds and interacting through four-derivative corrections to Einstein-Maxwell theory. The inclusion of gravity introduces a logarithmic term into the time delay that interferes with the straightforward bounds derivable in pure field theory, a fact consistent with CEMZ and with recent results from dispersion relations. We discuss two ways to extract a physically meaningful quantity from the logarithmic time delay — by introducing an IR cutoff, or by considering the derivative of the time delay — and comment on the bounds implied in each case. Finally, we review a number of additional shockwave backgrounds which might be of use in future applications, including spinning shockwaves, those in higher dimensions or with a cosmological constant, and shockwaves from boosted extended objects.
more »
« less
This content will become publicly available on September 1, 2026
Causality bounds from charged shockwaves in 5d
A<sc>bstract</sc> Effective field theories are constrained by the requirement that their constituents never move superluminally on non-trivial backgrounds. In this paper, we study time delays experienced by photons propagating on charged shockwave backgrounds in five dimensions. In the absence of gravity — where the shockwaves are electric fields sourced by boosted charges — we derive positivity bounds for the four-derivative corrections to electromagnetism, reproducing previous results derived from scattering amplitudes. By considering the gravitational shockwaves sourced by Reissner-Nordström black holes, we derive new constraints in the presence of gravity. We observe the by-now familiar weakening of positivity bounds in the presence of gravity, but without the logarithmic divergences present in 4d. We find that the strongest bounds appear by examining the time delay near the horizon of the smallest possible black hole, and discuss on the validity of the EFT expansion in this region. We comment on our bounds in the context of the swampland program as well as their relation with the positivity bounds obtained from dispersion relations.
more »
« less
- Award ID(s):
- 2210271
- PAR ID:
- 10650664
- Publisher / Repository:
- Springer
- Date Published:
- Journal Name:
- Journal of High Energy Physics
- Volume:
- 2025
- Issue:
- 9
- ISSN:
- 1029-8479
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
More Like this
-
-
A<sc>bstract</sc> Positivity bounds represent nontrivial limitations on effective field theories (EFTs) if those EFTs are to be completed into a Lorentz-invariant, causal, local, and unitary framework. While such positivity bounds have been applied in a wide array of physical contexts to obtain useful constraints, their application to inflationary EFTs is subtle since Lorentz invariance is spontaneously broken during cosmic inflation. One path forward is to employ aBreit parameterizationto ensure a crossing-symmetric and analytic S-matrix in theories with broken boosts. We extend this approach to a theory with multiple fields, and uncover a fundamental obstruction that arises unless all fields obey a dispersion relation that is approximately lightlike. We then apply the formalism to various classes of inflationary EFTs, with and without isocurvature perturbations, and employ this parameterization to derive new positivity bounds on such EFTs. For multifield inflation, we also consider bounds originating from the generalized optical theorem and demonstrate how these can give rise to stronger constraints on EFTs compared to constraints from traditional elastic positivity bounds alone. We compute various shapes of non-Gaussianity (NG), involving both adiabatic and isocurvature perturbations, and show how the observational parameter space controlling the strength of NG can be constrained by our bounds.more » « less
-
A<sc>bstract</sc> We interpret appropriate families of Euclidean wormhole solutions of AdS3gravity in individual 2d CFTs as replica wormholes described by branching around the time-symmetric apparent horizons of black holes sourced by the backreaction of heavy point particles. These wormholes help describe a rich formalism to coarse grain pure states in 2d CFTs dual to the black hole geometries because the wormhole amplitudes match with the Renyi entropies of CFT states obtained by decohering the pure states in a specific way. This formalism can be generalised to coarse grain pure states in several copies of the CFT dual to multi-boundary black holes using wormhole solutions with higher genus boundaries using which we illustrate that coarse graining away the interior of multi-boundary black holes sets the mutual information between any two copies of the dual CFT to zero. Furthermore, this formalism of coarse graining pure states can be extended to decohere transition matrices between pure states which helps interpret more general families of wormhole solutions including those with non replica-symmetric boundary conditions in individual CFTs. The pseudo entropy of the decohered transition matrices has interesting holographic interpretation in terms of the area of minimal surfaces on appropriate black hole or wormhole geometries. The wormhole solutions which show up in the coarse graining formalism also compute the Renyi entropies of Hawking radiation after the Page time in a setup which generalizes the West Coast model to 3d gravity. Using this setup, we discuss the evaporation of one-sided black holes sourced by massive point particles and multi-boundary black holes in 3d gravity.more » « less
-
A<sc>bstract</sc> We construct new Euclidean wormhole solutions in AdSd+1and discuss their role in UV-complete theories, without ensemble averaging. The geometries are interpreted as overlaps of GHZ-like entangled states, which arise naturally from coarse graining the density matrix of a pure state in the dual CFT. In several examples, including thin-shell collapsing black holes and pure black holes with an end-of-the-world brane behind the horizon, the coarse-graining map is found explicitly in CFT terms, and used to define a coarse-grained entropy that is equal to one quarter the area of a time-symmetric apparent horizon. Wormholes are used to derive the coarse-graining map and to study statistical properties of the quantum state. This reproduces aspects of the West Coast model of 2D gravity and the large-censemble of 3D gravity, including a Page curve, in a higher-dimensional context with generic matter fields.more » « less
-
In the context of anti-de Sitter/conformal field theory , gravitational shockwaves serve as a geometric manifestation of boundary quantum chaos. We study this connection in general diffeomorphism-invariant theories involving an arbitrary number of bosonic fields. Specifically, we demonstrate that theories containing spin-2 or higher-spin fields generally admit classical localized shockwave solutions on black hole backgrounds, whereas spin-0 and spin-1 theories do not. As in the gravitational case, these higher-spin shockwaves provide a means to compute the out-of-time-order correlator. Both the Lyapunov exponent and the butterfly velocity are found to universally agree with predictions from pole skipping. In particular, higher-spin fields lead to a Lyapunov exponent that violates the chaos bound and a butterfly velocity that may exceed the speed of light.more » « less
