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Creators/Authors contains: "Yurochkin, Mikhail"

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  1. Free, publicly-accessible full text available October 31, 2026
  2. Aligning Large Language Models to integrate and reflect human values, especially for tasks that demand intricate human oversight, is arduous since it is resource-intensive and time-consuming to depend on human expertise for context-specific guidance. Prior work has utilized predefined sets of rules or principles to steer the behavior of models (Bai et al., 2022; Sun et al., 2023). However, these principles tend to be generic, making it challenging to adapt them to each individual input query or context. In this work, we present Situated-PRInciples (SPRI), a framework requiring minimal or no human effort that is designed to automatically generate guiding principles in real-time for each input query and utilize them to align each response. We evaluate SPRI on three tasks, and show that 1) SPRI can derive principles in a complex domain-specific task that leads to on-par performance as expert-crafted ones; 2) SPRI-generated principles lead to instance-specific rubrics that outperform prior LLM-as-a-judge frameworks; 3) using SPRI to generate synthetic SFT data leads to substantial improvement on truthfulness. 
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  3. Mixup is a popular regularization technique for training deep neural networks that improves generalization and increases robustness to certain distribution shifts. It perturbs input training data in the direction of other randomly-chosen instances in the training set. To better leverage the structure of the data, we extend mixup in a simple, broadly applicable way to k-mixup, which perturbs k-batches of training points in the direction of other k-batches. The perturbation is done with displacement interpolation, i.e. interpolation under the Wasserstein metric. We demonstrate theoretically and in simulations that k-mixup preserves cluster and manifold structures, and we extend theory studying the efficacy of standard mixup to the k-mixup case. Our empirical results show that training with k-mixup further improves generalization and robustness across several network architectures and benchmark datasets of differing modalities. For the wide variety of real datasets considered, the performance gains of k-mixup over standard mixup are similar to or larger than the gains of mixup itself over standard ERM after hyperparameter optimization. In several instances, in fact, k-mixup achieves gains in settings where standard mixup has negligible to zero improvement over ERM. 
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  4. Sampling from a target measure whose density is only known up to a normalization constant is a fundamental problem in computational statistics and machine learning. In this paper, we present a new optimization-based method for sampling called mollified interaction energy descent (MIED). MIED minimizes a new class of energies on probability measures called mollified interaction energies (MIEs). These energies rely on mollifier functions---smooth approximations of the Dirac delta originated from PDE theory. We show that as the mollifier approaches the Dirac delta, the MIE converges to the chi-square divergence with respect to the target measure and the gradient flow of the MIE agrees with that of the chi-square divergence. Optimizing this energy with proper discretization yields a practical first-order particle-based algorithm for sampling in both unconstrained and constrained domains. We show experimentally that for unconstrained sampling problems our algorithm performs on par with existing particle-based algorithms like SVGD, while for constrained sampling problems our method readily incorporates constrained optimization techniques to handle more flexible constraints with strong performance compared to alternatives. 
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