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Abstract Increases in hydrological extremes, including drought, are expected for Amazon forests. A fundamental challenge for predicting forest responses lies in identifying ecological strategies which underlie such responses. Characterization of species-specific hydraulic strategies for regulating water-use, thought to be arrayed along an ‘isohydric–anisohydric’ spectrum, is a widely used approach. However, recent studies have questioned the usefulness of this classification scheme, because its metrics are strongly influenced by environments, and hence can lead to divergent classifications even within the same species. Here, we propose an alternative approach positing that individual hydraulic regulation strategies emerge from the interaction of environments with traits. Specifically, we hypothesize that the vertical forest profile represents a key gradient in drought-related environments (atmospheric vapor pressure deficit, soil water availability) that drives divergent tree water-use strategies for coordinated regulation of stomatal conductance (gs) and leaf water potentials (ΨL) with tree rooting depth, a proxy for water availability. Testing this hypothesis in a seasonal eastern Amazon forest in Brazil, we found that hydraulic strategies indeed depend on height-associated environments. Upper canopy trees, experiencing high vapor pressure deficit (VPD), but stable soil water access through deep rooting, exhibited isohydric strategies, defined by little seasonal change in the diurnal pattern of gs and steady seasonal minimum ΨL. In contrast, understory trees, exposed to less variable VPD but highly variable soil water availability, exhibited anisohydric strategies, with fluctuations in diurnal gs that increased in the dry season along with increasing variation in ΨL. Our finding that canopy height structures the coordination between drought-related environmental stressors and hydraulic traits provides a basis for preserving the applicability of the isohydric-to-anisohydric spectrum, which we show here may consistently emerge from environmental context. Our work highlights the importance of understanding how environmental heterogeneity structures forest responses to climate change, providing a mechanistic basis for improving models of tropical ecosystems. 

Abstract Understanding the effects of intensification of Amazon basin hydrological cycling—manifest as increasingly frequent floods and droughts—on water and energy cycles of tropical forests is essential to meeting the challenge of predicting ecosystem responses to climate change, including forest “tipping points”. Here, we investigated the impacts of hydrological extremes on forest function using 12+ years of observations (between 2001–2020) of water and energy fluxes from eddy covariance, along with associated ecological dynamics from biometry, at the Tapajós National Forest. Measurements encompass the strong 2015–2016 El Niño drought and La Niña 2008–2009 wet events. We found that the forest responded strongly to El Niño‐Southern Oscillation (ENSO): Drought reduced water availability for evapotranspiration (ET) leading to large increases in sensible heat fluxes (H). PartitioningETby an approach that assumes transpiration (T) is proportional to photosynthesis, we found that water stress‐induced reductions in canopy conductance (G_s) droveTdeclines partly compensated by higher evaporation (E). By contrast, the abnormally wet La Niña period gave higherTand lowerE, with little change in seasonalET. Both El Niño‐Southern Oscillation (ENSO) events resulted in changes in forest structure, manifested as lower wet‐season leaf area index. However, only during El Niño 2015–2016, we observed a breakdown in the strong meteorological control of transpiration fluxes (via energy availability and atmospheric demand) because of slowing vegetation functions (via shutdown ofG_sand significant leaf shedding). Drought‐reducedTandG_s, higherHandE, amplified by feedbacks with higher temperatures and vapor pressure deficits, signaled that forest function had crossed a threshold, from which it recovered slowly, with delay, post‐drought. Identifying such tipping point onsets (beyond which future irreversible processes may occur) at local scale is crucial for predicting basin‐scale threshold‐crossing changes in forest energy and water cycling, leading to slow‐down in forest function, potentially resulting in Amazon forests shifting into alternate degraded states. 

Abstract Tropical ecosystems are undergoing unprecedented rates of degradation from deforestation, fire, and drought disturbances. The collective effects of these disturbances threaten to shift large portions of tropical ecosystems such as Amazon forests into savanna‐like structure via tree loss, functional changes, and the emergence of fire (savannization). Changes from forest states to a more open savanna‐like structure can affect local microclimates, surface energy fluxes, and biosphere–atmosphere interactions. A predominant type of ecosystem state change is the loss of tree cover and structural complexity in disturbed forest. Although important advances have been made contrasting energy fluxes between historically distinct old‐growth forest and savanna systems, the emergence of secondary forests and savanna‐like ecosystems necessitates a reframing to consider gradients of tree structure that span forest to savanna‐like states at multiple scales. In this Innovative Viewpoint, we draw from the literature on forest–grassland continua to develop a framework to assess the consequences of tropical forest degradation on surface energy fluxes and canopy structure. We illustrate this framework for forest sites with contrasting canopy structure that ranges from simple, open, and savanna‐like to complex and closed, representative of tropical wet forest, within two climatically distinct regions in the Amazon. Using a recently developed rapid field assessment approach, we quantify differences in cover, leaf area vertical profiles, surface roughness, albedo, and energy balance partitioning between adjacent sites and compare canopy structure with adjacent old‐growth forest; more structurally simple forests displayed lower net radiation. To address forest–atmosphere feedback, we also consider the effects of canopy structure change on susceptibility to additional future disturbance. We illustrate a converse transition—recovery in structure following disturbance—measuring forest canopy structure 10 yr after the imposition of a 5‐yr drought in the ground‐breaking Seca Floresta experiment. Our approach strategically enables rapid characterization of surface properties relevant to vegetation models following degradation, and advances links between surface properties and canopy structure variables, increasingly available from remote sensing. Concluding, we hypothesize that understanding surface energy balance and microclimate change across degraded tropical forest states not only reveals critical atmospheric forcing, but also critical local‐scale feedbacks from forest sensitivity to additional climate‐linked disturbance.