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Abstract The study presents (a) a 44‐year wintertime climatology of resolved gravity wave (GW) fluxes and forcing in the extratropical stratosphere using ERA5, and (b) their composite evolution around gradual (final warming) and abrupt (sudden warming) transitions in the wintertime circulation, focusing on lateral fluxes. The transformed Eulerian mean equations are leveraged to provide a glimpse of the importance of GW lateral propagation (i.e., horizontal propagation) toward driving the wintertime stratospheric circulation by analyzing the relative contribution of the vertical versus meridional flux dissipation. The relative contribution from lateral propagation is found to be notable, especially in the Austral winter stratosphere where lateral (vertical) momentum flux convergence provides a peak climatological forcing of up to −0.5 (−3.5) m/s/day around 60°S at 40–45 km altitude. Prominent lateral propagation in the wintertime midlatitudes also contributes to the formation of belts of GW activity in both hemispheres. 

Abstract There are different strategies for training neural networks (NNs) as subgrid‐scale parameterizations. Here, we use a 1D model of the quasi‐biennial oscillation (QBO) and gravity wave (GW) parameterizations as testbeds. A 12‐layer convolutional NN that predicts GW forcings for given wind profiles, when trained offline in abig‐dataregime (100‐year), produces realistic QBOs once coupled to the 1D model. In contrast, offline training of this NN in asmall‐dataregime (18‐month) yields unrealistic QBOs. However, online re‐training of just two layers of this NN using ensemble Kalman inversion and only time‐averaged QBO statistics leads to parameterizations that yield realistic QBOs. Fourier analysis of these three NNs' kernels suggests why/how re‐training works and reveals that these NNs primarily learn low‐pass, high‐pass, and a combination of band‐pass filters, potentially related to the local and non‐local dynamics in GW propagation and dissipation. These findings/strategies generally apply to data‐driven parameterizations of other climate processes. 

Abstract Neural networks (NNs) are increasingly used for data‐driven subgrid‐scale parameterizations in weather and climate models. While NNs are powerful tools for learning complex non‐linear relationships from data, there are several challenges in using them for parameterizations. Three of these challenges are (a) data imbalance related to learning rare, often large‐amplitude, samples; (b) uncertainty quantification (UQ) of the predictions to provide an accuracy indicator; and (c) generalization to other climates, for example, those with different radiative forcings. Here, we examine the performance of methods for addressing these challenges using NN‐based emulators of the Whole Atmosphere Community Climate Model (WACCM) physics‐based gravity wave (GW) parameterizations as a test case. WACCM has complex, state‐of‐the‐art parameterizations for orography‐, convection‐, and front‐driven GWs. Convection‐ and orography‐driven GWs have significant data imbalance due to the absence of convection or orography in most grid points. We address data imbalance using resampling and/or weighted loss functions, enabling the successful emulation of parameterizations for all three sources. We demonstrate that three UQ methods (Bayesian NNs, variational auto‐encoders, and dropouts) provide ensemble spreads that correspond to accuracy during testing, offering criteria for identifying when an NN gives inaccurate predictions. Finally, we show that the accuracy of these NNs decreases for a warmer climate (4 × CO₂). However, their performance is significantly improved by applying transfer learning, for example, re‐training only one layer using ∼1% new data from the warmer climate. The findings of this study offer insights for developing reliable and generalizable data‐driven parameterizations for various processes, including (but not limited to) GWs. 

Abstract Atmospheric gravity waves (GWs) span a broad range of length scales. As a result, the un‐resolved and under‐resolved GWs have to be represented using a sub‐grid scale (SGS) parameterization in general circulation models (GCMs). In recent years, machine learning (ML) techniques have emerged as novel methods for SGS modeling of climate processes. In the widely used approach of supervised (offline) learning, the true representation of the SGS terms have to be properly extracted from high‐fidelity data (e.g., GW‐resolving simulations). However, this is a non‐trivial task, and the quality of the ML‐based parameterization significantly hinges on the quality of these SGS terms. Here, we compare three methods to extract 3D GW fluxes and the resulting drag (Gravity Wave Drag [GWD]) from high‐resolution simulations: Helmholtz decomposition, and spatial filtering to compute the Reynolds stress and the full SGS stress. In addition to previous studies that focused only on vertical fluxes by GWs, we also quantify the SGS GWD due to lateral momentum fluxes. We build and utilize a library of tropical high‐resolution (Δx = 3 km) simulations using weather research and forecasting model. Results show that the SGS lateral momentum fluxes could have a significant contribution to the total GWD. Moreover, when estimating GWD due to lateral effects, interactions between the SGS and the resolved large‐scale flow need to be considered. The sensitivity of the results to different filter type and length scale (dependent on GCM resolution) is also explored to inform the scale‐awareness in the development of data‐driven parameterizations. 

Abstract Nudging is a ubiquitous capability of numerical weather and climate models that is widely used in a variety of applications (e.g., crude data assimilation, “intelligent” interpolation between analysis times, constraining flow in tracer advection/diffusion simulations). Here, the focus is on the momentum nudging tendencies themselves, rather than the atmospheric state that results from application of the method. The initial intent was to interpret these tendencies as a quantitative estimate of model error (net parameterization error in particular). However, it was found that nudging tendencies depend strongly on the nudging time scale chosen, which is the primary result presented here. Reducing the nudging time scale reduces the difference between the model state and the target state, but much less so than the reduction in the nudging time scale, resulting in increased nudging tendencies. The dynamical core, in particular, appears to increasingly oppose nudging tendencies as the nudging time scale is reduced. A heuristic analysis suggests such a result should be expected as long as the state the model is trying to achieve differs from the target state, regardless of the type of target state (e.g., a reanalysis, another model). These results suggest nudging tendencies cannot bequantitativelyinterpreted as model error. Still, two experiments aimed at seeing how nudging can identify a withheld parameterization suggest nudging tendencies do contain some information on model errors and/or missing physical processes and still might be useful in model development and tuning, even if only qualitatively. 

Abstract Four state-of-the-science numerical weather prediction (NWP) models were used to perform mountain wave (MW)-resolving hindcasts over the Drake Passage of a 10-day period in 2010 with numerous observed MW cases. The Integrated Forecast System (IFS) and the Icosahedral Nonhydrostatic (ICON) model were run at Δx≈ 9 and 13 km globally. The Weather Research and Forecasting (WRF) Model and the Met Office Unified Model (UM) were both configured with a Δx= 3-km regional domain. All domains had tops near 1 Pa (z≈ 80 km). These deep domains allowedquantitativevalidation against Atmospheric Infrared Sounder (AIRS) observations, accounting for observation time, viewing geometry, and radiative transfer. All models reproduced observed middle-atmosphere MWs with remarkable skill. Increased horizontal resolution improved validations. Still, all models underrepresented observed MW amplitudes, even after accounting for model effective resolution and instrument noise, suggesting even at Δx≈ 3-km resolution, small-scale MWs are underresolved and/or overdiffused. MW drag parameterizations are still necessary in NWP models at current operational resolutions of Δx≈ 10 km. Upper GW sponge layers in the operationally configured models significantly, artificially reduced MW amplitudes in the upper stratosphere and mesosphere. In the IFS, parameterized GW drags partly compensated this deficiency, but still, total drags were ≈6 times smaller than that resolved at Δx≈ 3 km. Meridionally propagating MWs significantly enhance zonal drag over the Drake Passage. Interestingly, drag associated with meridional fluxes of zonal momentum (i.e.,) were important; not accounting for these terms results in a drag in the wrong direction at and below the polar night jet. Significance StatementThis study had three purposes: to quantitatively evaluate how well four state-of-the-science weather models could reproduce observed mountain waves (MWs) in the middle atmosphere, to compare the simulated MWs within the models, and to quantitatively evaluate two MW parameterizations in a widely used climate model. These models reproduced observed MWs with remarkable skill. Still, MW parameterizations are necessary in current Δx≈ 10-km resolution global weather models. Even Δx≈ 3-km resolution does not appear to be high enough to represent all momentum-fluxing MW scales. Meridionally propagating MWs can significantly influence zonal winds over the Drake Passage. Parameterizations that handle horizontal propagation may need to consider horizontal fluxes of horizontal momentum in order to get the direction of their forcing correct.