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Let $$p:\mathbb{C}\rightarrow \mathbb{C}$$ be a polynomial. The Gauss–Lucas theorem states that its critical points, $$p^{\prime }(z)=0$$ , are contained in the convex hull of its roots. We prove a stability version whose simplest form is as follows: suppose that $$p$$ has $n+m$ roots, where $$n$$ are inside the unit disk, $$\begin{eqnarray}\max _{1\leq i\leq n}|a_{i}|\leq 1~\text{and}~m~\text{are outside}~\min _{n+1\leq i\leq n+m}|a_{i}|\geq d>1+\frac{2m}{n};\end{eqnarray}$$ then $$p^{\prime }$$ has $n-1$ roots inside the unit disk and $$m$$ roots at distance at least $(dn-m)/(n+m)>1$ from the origin and the involved constants are sharp. We also discuss a pairing result: in the setting above, for $$n$$ sufficiently large, each of the $$m$$ roots has a critical point at distance $${\sim}n^{-1}$$ .
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Zeroes of polynomials on definable hypersurfaces: pathologies exist, but they are rare
Abstract Given a sequence $$\{Z_d\}_{d\in \mathbb{N}}$$ of smooth and compact hypersurfaces in $${\mathbb{R}}^{n-1}$$, we prove that (up to extracting subsequences) there exists a regular definable hypersurface $$\Gamma \subset {\mathbb{R}}\textrm{P}^n$$ such that each manifold $$Z_d$$ is diffeomorphic to a component of the zero set on $$\Gamma$$ of some polynomial of degree $$d$$. (This is in sharp contrast with the case when $$\Gamma$$ is semialgebraic, where for example the homological complexity of the zero set of a polynomial $$p$$ on $$\Gamma$$ is bounded by a polynomial in $$\deg (p)$$.) More precisely, given the above sequence of hypersurfaces, we construct a regular, compact, semianalytic hypersurface $$\Gamma \subset {\mathbb{R}}\textrm{P}^{n}$$ containing a subset $$D$$ homeomorphic to a disk, and a family of polynomials $$\{p_m\}_{m\in \mathbb{N}}$$ of degree $$\deg (p_m)=d_m$$ such that $$(D, Z(p_m)\cap D)\sim ({\mathbb{R}}^{n-1}, Z_{d_m}),$$ i.e. the zero set of $$p_m$$ in $$D$$ is isotopic to $$Z_{d_m}$$ in $${\mathbb{R}}^{n-1}$$. This says that, up to extracting subsequences, the intersection of $$\Gamma$$ with a hypersurface of degree $$d$$ can be as complicated as we want. We call these ‘pathological examples’. In particular, we show that for every $$0 \leq k \leq n-2$$ and every sequence of natural numbers $$a=\{a_d\}_{d\in \mathbb{N}}$$ there is a regular, compact semianalytic hypersurface $$\Gamma \subset {\mathbb{R}}\textrm{P}^n$$, a subsequence $$\{a_{d_m}\}_{m\in \mathbb{N}}$$ and homogeneous polynomials $$\{p_{m}\}_{m\in \mathbb{N}}$$ of degree $$\deg (p_m)=d_m$$ such that (0.1)$$\begin{equation}b_k(\Gamma\cap Z(p_m))\geq a_{d_m}.\end{equation}$$ (Here $$b_k$$ denotes the $$k$$th Betti number.) This generalizes a result of Gwoździewicz et al. [13]. On the other hand, for a given definable $$\Gamma$$ we show that the Fubini–Study measure, in the Gaussian probability space of polynomials of degree $$d$$, of the set $$\Sigma _{d_m,a, \Gamma }$$ of polynomials verifying (0.1) is positive, but there exists a constant $$c_\Gamma$$ such that $$\begin{equation*}0<{\mathbb{P}}(\Sigma_{d_m, a, \Gamma})\leq \frac{c_{\Gamma} d_m^{\frac{n-1}{2}}}{a_{d_m}}.\end{equation*}$$ This shows that the set of ‘pathological examples’ has ‘small’ measure (the faster $$a$$ grows, the smaller the measure and pathologies are therefore rare). In fact we show that given $$\Gamma$$, for most polynomials a Bézout-type bound holds for the intersection $$\Gamma \cap Z(p)$$: for every $$0\leq k\leq n-2$$ and $t>0$: $$\begin{equation*}{\mathbb{P}}\left(\{b_k(\Gamma\cap Z(p))\geq t d^{n-1} \}\right)\leq \frac{c_\Gamma}{td^{\frac{n-1}{2}}}.\end{equation*}$$
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- PAR ID:
- 10120351
- Publisher / Repository:
- Oxford University Press
- Date Published:
- Journal Name:
- The Quarterly Journal of Mathematics
- Volume:
- 70
- Issue:
- 4
- ISSN:
- 0033-5606
- Page Range / eLocation ID:
- p. 1397-1409
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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