skip to main content


Title: Airborne Lidar Survey, Density-Based Clustering, and Ancient Maya Settlement in the Upper Usumacinta River Region of Mexico and Guatemala
We present results from the archaeological analysis of 331 km2 of high-resolution airborne lidar data collected in the Upper Usumacinta River basin of Mexico and Guatemala. Multiple visualizations of the DEM and multi-spectral data from four lidar transects crossing the Classic period (AD 350–900) Maya kingdoms centered on the sites of Piedras Negras, La Mar, and Lacanja Tzeltal permitted the identification of ancient settlement and associated features of agricultural infrastructure. HDBSCAN (hierarchical density-based clustering of applications with noise) cluster analysis was applied to the distribution of ancient structures to define urban, peri-urban, sub-urban, and rural settlement zones. Interpretations of these remotely sensed data are informed by decades of ground-based archaeological survey and excavations, as well as a rich historical record drawn from inscribed stone monuments. Our results demonstrate that these neighboring kingdoms in three adjacent valleys exhibit divergent patterns of structure clustering and low-density urbanism, distributions of agricultural infrastructure, and economic practices during the Classic period. Beyond meeting basic subsistence needs, agricultural production in multiple areas permitted surpluses likely for the purposes of tribute, taxation, and marketing. More broadly, this research highlights the strengths of HDBSCAN to the archaeological study of settlement distributions when compared to more commonly applied methods of density-based cluster analysis.  more » « less
Award ID(s):
1849921 1917671
NSF-PAR ID:
10315287
Author(s) / Creator(s):
; ; ; ; ; ; ; ; ; ; ; ; ; ; ;
Date Published:
Journal Name:
Remote Sensing
Volume:
13
Issue:
20
ISSN:
2072-4292
Format(s):
Medium: X
Sponsoring Org:
National Science Foundation
More Like this
  1. Hart, John P. (Ed.)
    Many humans live in large, complex political centers, composed of multi-scalar communities including neighborhoods and districts. Both today and in the past, neighborhoods form a fundamental part of cities and are defined by their spatial, architectural, and material elements. Neighborhoods existed in ancient centers of various scales, and multiple methods have been employed to identify ancient neighborhoods in archaeological contexts. However, the use of different methods for neighborhood identification within the same spatiotemporal setting results in challenges for comparisons within and between ancient societies. Here, we focus on using a single method—combining Average Nearest Neighbor (ANN) and Kernel Density (KD) analyses of household groups—to identify potential neighborhoods based on clusters of households at 23 ancient centers across the Maya Lowlands. While a one-size-fits all model does not work for neighborhood identification everywhere, the ANN/KD method provides quantifiable data on the clustering of ancient households, which can be linked to environmental zones and urban scale. We found that centers in river valleys exhibited greater household clustering compared to centers in upland and escarpment environments. Settlement patterns on flat plains were more dispersed, with little discrete spatial clustering of households. Furthermore, we categorized the ancient Maya centers into discrete urban scales, finding that larger centers had greater variation in household spacing compared to medium-sized and smaller centers. Many larger political centers possess heterogeneity in household clustering between their civic-ceremonial cores, immediate hinterlands, and far peripheries. Smaller centers exhibit greater household clustering compared to larger ones. This paper quantitatively assesses household clustering among nearly two dozen centers across the Maya Lowlands, linking environment and urban scale to settlement patterns. The findings are applicable to ancient societies and modern cities alike; understanding how humans form multi-scalar social groupings, such as neighborhoods, is fundamental to human experience and social organization. 
    more » « less
  2. null (Ed.)
    In the past decade, Light Detection and Ranging (lidar) has fundamentally changed our ability to remotely detect archaeological features and deepen our understanding of past human-environment interactions, settlement systems, agricultural practices, and monumental constructions. Across archaeological contexts, lidar relief visualization techniques test how local environments impact archaeological prospection. This study used a 132 km2 lidar dataset to assess three relief visualization techniques—sky-view factor (SVF), topographic position index (TPI), and simple local relief model (SLRM)—and object-based image analysis (OBIA) on a slope model for the non-automated visual detection of small hinterland Classic (250–800 CE) Maya settlements near the polities of Uxbenká and Ix Kuku’il in Southern Belize. Pedestrian survey in the study area identified 315 plazuelas across a 35 km2 area; the remaining 90 km2 in the lidar dataset is yet to be surveyed. The previously surveyed plazuelas were compared to the plazuelas visually identified on the TPI and SLRM. In total, an additional 563 new possible plazuelas were visually identified across the lidar dataset, using TPI and SLRM. Larger plazuelas, and especially plazuelas located in disturbed environments, are often more likely to be detected in a visual assessment of the TPI and SLRM. These findings emphasize the extent and density of Classic Maya settlements and highlight the continued need for pedestrian survey to ground-truth remotely identified archaeological features and the impact of modern anthropogenic behaviors for archaeological prospection. Remote sensing and lidar have deepened our understanding of past human settlement systems and low-density urbanism, processes that we experience today as humans residing in modern cities. 
    more » « less
  3. Zerboni, A (Ed.)
    The application of lidar remote-sensing technology has revolutionized the practice of settlement and landscape archaeology, perhaps nowhere more so than in the Maya lowlands. This contribution presents a substantial lidar dataset from the Puuc region of Yucatan, Mexico, a cultural subregion of the ancient Maya and a distinct physiographic zone within the Yucatan peninsula. Despite the high density of known sites, no large site has been fully surveyed, and little is known about intersite demography. Lidar technology allows determination of settlement distribution for the first time, showing that population was elevated but nucleated, although without any evidence of defensive features. Population estimates suggest a region among the most densely settled within the Maya lowlands, though hinterland levels are modest. Lacking natural bodies of surface water, the ancient Puuc inhabitants relied upon various storage technologies, primarily chultuns (cisterns) and aguadas (natural or modified reservoirs for potable water). Both are visible in the lidar imagery, allowing calculation of aguada capacities by means of GIS software. The imagery also demonstrates an intensive and widespread stone working industry. Ovens visible in the imagery were probably used for the production of lime, used for construction purposes and perhaps also as a softening agent for maize. Quarries can also be discerned, including in some cases substantial portions of entire hills. With respect to agriculture, terrain classification permits identification of patches of prime cultivable land and calculation of their extents. Lidar imagery also provides the first unequivocal evidence for terracing in the Puuc, indeed in all northern Yucatan. Finally, several types of civic architecture and architectural complexes are visible, including four large acropolises probably dating to the Middle Formative period (700–450 B. C.). Later instances of civic architecture include numerous Early Puuc Civic Complexes, suggesting a common form of civic organization at the beginning of the Late Classic demographic surge, (A.D. 600–750). 
    more » « less
  4. Broadband infrastructure in urban parks may serve crucial functions including an amenity to boost overall park use and a bridge to propagate WiFi access into contiguous neighborhoods. This project: SCC:PG Park WiFi as a BRIDGE to Community Resilience has developed a new model —Build Resilience through the Internet and Digital Greenspace Exposure, leveraging off-the-shelf WiFi technology, novel algorithms, community assets, and local partnerships to lower greenspace WiFi costs. This interdisciplinary work leverages: computer science, information studies, landscape architecture, and public health. Collaboration methodologies and relational definitions across disciplines are still nascent —especially when paired with civic-engaged, applied research. Student researchers (UG/Grad) are excellent partners in bridging disciplinary barriers and constraints. Their capacity to assimilate multiple frameworks has produced refinements to the project’s theoretical lenses and suggested novel socio-technical methodology improvements. Further, they are excellent ambassadors to community partners and stakeholders. In BRIDGE, we tested two mechanisms to augment student research participation. In both, we leveraged a classic, curriculum-based model named the Partnership for Action Learning in Sustainability program (PALS). This campus-wide, community-engaged initiative pairs faculty and students with community partners. PALS curates economic, environmental, and social sustainability challenges and scopes projects to customize appropriate coursework that addresses identified challenges. Outcomes include: literature searches, wireframes, and design plans that target solutions to civic problems. Constraints include the short semester timeframe and curriculum-learning-outcome constraints. (1) On BRIDGE, Dr. Kweon executed a semester-based Landscape Architecture PALS 400-level-studio. 18 undergraduates conducted in-class and in-field work to assess community needs and proposed design solutions for future park-wide WiFi. Research topics included: community-park history, neighborhood demographics, case-study analysis, and land-cover characteristics. The students conducted an in-Park, community engagement session —via interactive posterboard surveys, to gain input on what park amenities might be redesigned or added to promote WiFi use. The students then produced seven re-design plans; one included a café/garden, with an eco-corridor that integrated technology with nature. (2) From the classic, curriculum-based PALS model we created a summer-intensive for our five research assistants, to stimulate interdisciplinary collaboration in their research tasks and co-analysis of project data products: experimental technical WiFi-setup, community survey results, and stakeholder needs-assessments. Students met weekly with each other and team leadership, exchanged journal articles, and attended joint research events. This model shows promise for integrating students more formally into an interdisciplinary research project. An end-of-intensive focus group highlighted, from the students’ perspective, the pro/cons of this model. Results: In contrasting the two mechanisms, our results include: Model 1 is tried-and-trued and produces standardized, reliable products. However, as work is group based, student independence is limited —to explore topics/themes of interest. Civic groups are typically thrilled with the diversity of action plans produced. Model 2 provides greater independence in student-learning outcomes, fosters interdisciplinary, “dictionary-building” that can be used by the full team, deepens methodological approaches, and allows for student stipend payments. Lessons learned: intensive time frame needed more research team support and ideally should be extended, when possible, over the full project-span. UMD-IRB#1785365-4; NSF-award: 2125526. 
    more » « less
  5. Maya conflict left many images. With a few exceptions, however, they reveal limited numbers of victors and captives In contrast, glyphic accounts point to broader convulsions, and the challenge remains of linking such conflicts to the infrastructure of concerted attack and defense. Lidar, a technology using laser pulses to record and model surfaces, does so with aplomb. By now, most Mayanists accept that, in the late 4th century A.D., Classic Maya kingdoms became entangled with the distant polity of Teotihuacan, Mexico. Tikal refers to that encounter in precise detail, identifying an enigmatic, victorious belligerent, Sihyaj K’ahk’, and possible ruptures in the local dynasty. To unexpected extent, lidar shows that the western entry to Tikal bristled with numerous citadels, surveillance platforms, moats with protected settlement, and ramps for rapid ascent and descent on high ridges and hilltops. Current evidence places these features in the general time of Sihyaj K’ahk’, underscoring that the threat and actuality of violence enmeshed regions, at systemic scale. 
    more » « less