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1. The Assembly of the First Massive Black Holes

   https://doi.org/10.1146/annurev-astro-120419-014455  

   Inayoshi, Kohei ; Visbal, Eli ; Haiman, Zoltán ( August 2020 , Annual Review of Astronomy and Astrophysics)

   The existence of ∼10 9 M ⊙ supermassive black holes (SMBHs) within the first billion years of the Universe has stimulated numerous ideas for the prompt formation and rapid growth of black holes (BHs) in the early Universe. Here, we review ways in which the seeds of massive BHs may have first assembled, how they may have subsequently grown as massive as ∼10 9 M ⊙ , and how multimessenger observations could distinguish between different SMBH assembly scenarios. We conclude the following: ▪  The ultrarare ∼10 9 M ⊙ SMBHs represent only the tip of the iceberg. Early BHs likely fill a continuum from the stellar-mass (∼10M ⊙ ) to the supermassive (∼10 9 ) regimes, reflecting a range of initial masses and growth histories. ▪  Stellar-mass BHs were likely left behind by the first generation of stars at redshifts as high as ∼30, but their initial growth typically was stunted due to the shallow potential wells of their host galaxies. ▪  Conditions in some larger, metal-poor galaxies soon became conducive to the rapid formation and growth of massive seed holes, via gas accretion and by mergers in dense stellar clusters. ▪  BH masses depend on the environment (such asmore »the number and properties of nearby radiation sources and the local baryonic streaming velocity) and on the metal enrichment and assembly history of the host galaxy. ▪  Distinguishing between assembly mechanisms will be difficult, but a combination of observations by the Laser Interferometer Space Antenna (probing massive BH growth via mergers) and by deep multiwavelength electromagnetic observations (probing growth via gas accretion) is particularly promising.« less
2. How long do high-redshift massive black hole seeds remain outliers in black hole vs. host galaxy relations?

   Scoggins, Matthew T. ; Haiman, Zoltán ; Wise, John H. ( May 2022 , The astrophysical journal)

   The existence of 109 M⊙ supermassive black holes (SMBHs) within the first billion years of the universe remains a puzzle in our conventional understanding of black hole formation and growth. The so-called direct-collapse scenario suggests that the formation of supermassive stars (SMSs) can yield the massive seeds of early SMBHs. This scenario leads to an overly massive BH galaxy (OMBG), whose nuclear black hole’s mass is comparable to or even greater than the surrounding stellar mass: a 104 − 106 M⊙ seed black hole is born in a dark matter halo with a mass as low as 107 − 108 M⊙. The black hole to stellar mass ratio is 𝑀bh/𝑀∗ ≫ 10−3, well in excess of the typical values at lower redshift. We investigate how long these newborn BHs remain outliers in the 𝑀bh − 𝑀∗ relation, by exploring the subsequent evolution of two OMBGs previously identified in the Renaissance simulations. We find that both OMBGs have𝑀bh/𝑀∗>1 during their entire life, from their birth at 𝑧≈15 until they merge with much more massive haloes at 𝑧 ≈ 8. We find that the OMBGs are spatially resolvable from their more massive, 1011 M⊙, neighboring haloes until their mergers are complete atmore »𝑧 ≈ 8. This affords a window for future observations with JWST and sensitive X-ray telescopes to diagnose the direct-collapse scenario, by detecting similar OMBGs and establishing their uniquely high black hole-to-stellar mass ratio.« less
3. Impact of gas spin and Lyman–Werner flux on black hole seed formation in cosmological simulations: implications for direct collapse

   https://doi.org/10.1093/mnras/stab3439  

   Bhowmick, Aklant K. ; Blecha, Laura ; Torrey, Paul ; Kelley, Luke Zoltan ; Vogelsberger, Mark ; Nelson, Dylan ; Weinberger, Rainer ; Hernquist, Lars ( November 2021 , Monthly Notices of the Royal Astronomical Society)

   Direct collapse black holes (BHs) are promising candidates for producing massive z ≳ 6 quasars, but their formation requires fine-tuned conditions. In this work, we use cosmological zoom simulations to study systematically the impact of requiring: (1) low gas angular momentum (spin), and (2) a minimum incident Lyman–Werner (LW) flux in order to form BH seeds. We probe the formation of seeds (with initial masses of $M_{\rm seed} \sim 10^4\!-\!10^6\, \mathrm{M}_{\odot }\, h^{-1})$ in haloes with a total mass >3000 × Mseed and a dense, metal-poor gas mass >5 × Mseed. Within this framework, we find that the seed-forming haloes have a prior history of star formation and metal enrichment, but they also contain pockets of dense, metal-poor gas. When seeding is further restricted to haloes with low gas spins, the number of seeds formed is suppressed by factors of ∼6 compared to the baseline model, regardless of the seed mass. Seed formation is much more strongly impacted if the dense, metal-poor gas is required to have a critical LW flux (Jcrit). Even for Jcrit values as low as 50J21, no $8\times 10^{5}~\mathrm{M}_{\odot }\, h^{-1}$ seeds are formed. While lower mass ($1.25\times 10^{4},1\times 10^{5}~\mathrm{M}_{\odot }\, h^{-1}$) seeds do form, they are strongly suppressed (by factors of ∼10–100) comparedmore »to the baseline model at gas mass resolutions of $\sim 10^4~\mathrm{M}_{\odot }\, h^{-1}$ (with even stronger suppression at higher resolutions). As a result, BH merger rates are also similarly suppressed. Since early BH growth is dominated by mergers in our models, none of the seeds are able to grow to the supermassive regime ($\gtrsim 10^6~\mathrm{M}_{\odot }\, h^{-1}$) by z = 7. Our results hint that producing the bulk of the z ≳ 6 supermassive BH population may require alternate seeding scenarios that do not depend on the LW flux, early BH growth dominated by rapid or super-Eddington accretion, or a combination of these possibilities.

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4. Properties and evolution of dual and offset AGN in the ASTRID simulation at z ∼ 2

   https://doi.org/10.1093/mnras/stad834  

   Chen, Nianyi ; Di Matteo, Tiziana ; Ni, Yueying ; Tremmel, Michael ; DeGraf, Colin ; Shen, Yue ; Holgado, A. Miguel ; Bird, Simeon ; Croft, Rupert ; Feng, Yu ( March 2023 , Monthly Notices of the Royal Astronomical Society)

   We examine the dual [both black hole (BH) active] and offset (one BH active and in distinct galaxies) active galactic nucleus (AGN) population (comprising ∼ 2000 pairs at $0.5\, \text{kpc}\lesssim \Delta r\lt 30\, \text{kpc}$) at z = 2 ∼ 3 in the ASTRID simulation covering (360 cMpc)3. The dual (offset) AGN make up 3.0(0.5) per cent of all AGN at z = 2. The dual fraction is roughly constant while the offset fraction increases by a factor of 10 from z = 4 ∼ 2. Compared with the full AGN population, duals are characterized by low MBH/M* ratios, high specific star formation rates (sSFR) of $\sim 1\, \text{Gyr}^{-1}$, and high Eddington ratios (∼0.05, double that of single AGN). Dual AGNs are formed in major galaxy mergers (typically involving $M_\text{halo}\lt 10^{13}\, M_\odot$), with simular-mass BHs. At small separations (when host galaxies are in the late phase of the merger), duals become 2 ∼ 8 times brighter (albeit more obscured) than at larger separations. 80  per cent of the bright, close duals would merge within $\sim 500\, \text{Myr}$. Notably, the initially less-massive BHs in duals frequently become the brighter AGN during galaxy mergers. In offset AGN, the active BH is typically ≳ 10 times more massive than its non-activemore »counterpart and than most BHs in duals. Offsets are predominantly formed in minor galaxy mergers with the active BH residing in the centre of massive haloes ($M_\text{ halo}\sim 10^{13-14}\, \mathrm{M}_\odot$). In these deep potentials, gas stripping is common and the secondary quickly deactivates. The stripping also leads to inefficient orbital decay amongst offsets, which stall at $\Delta r\sim 5\, \text{kpc}$ for a few hundred Myrs.

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5. How long do high redshift massive black hole seeds remain outliers in black hole versus host galaxy relations?

   https://doi.org/10.1093/mnras/stac3715  

   Scoggins, Matthew T. ; Haiman, Zoltán ; Wise, John H. ( December 2022 , Monthly Notices of the Royal Astronomical Society)

   The existence of 109 M⊙ supermassive black holes (SMBHs) within the first billion years of the Universe remains a puzzle in our conventional understanding of black hole formation and growth. Several suggested formation pathways for these SMBHs lead to a heavy seed, with an initial black hole mass of 104–106 M⊙. This can lead to an overly massive BH galaxy (OMBG), whose nuclear black hole’s mass is comparable to or even greater than the surrounding stellar mass: the black hole to stellar mass ratio is Mbh/M* ≫ 10−3, well in excess of the typical values at lower redshift. We investigate how long these newborn BHs remain outliers in the Mbh − M* relation, by exploring the subsequent evolution of two OMBGs previously identified in the Renaissance simulations. We find that both OMBGs have Mbh/M* > 1 during their entire life, from their birth at z ≈ 15 until they merge with much more massive haloes at z ≈ 8. We find that the OMBGs are spatially resolvable from their more massive, 1011 M⊙, neighbouring haloes until their mergers are complete at z ≈ 8. This affords a window for future observations with JWST and sensitive X-ray telescopes to diagnose the heavy-seed scenario,more »by detecting similar OMBGs and establishing their uniquely high black hole-to-stellar mass ratio.

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