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1. Applications of Absorptive Reconfigurable Intelligent Surfaces in Interference Mitigation and Physical Layer Security

   https://doi.org/10.1109/TWC.2023.3312693  

   Wang, Fangzhou; Swindlehurst, A Lee (May 2024, IEEE Transactions on Wireless Communications)

   This paper explores the use of reconfigurable intelligent surfaces (RIS) in mitigating cross-system interference in spectrum sharing and secure wireless applications. Unlike conventional RIS that can only adjust the phase of the incoming signal and essentially reflect all impinging energy, or active RIS, which also amplify the reflected signal at the cost of significantly higher complexity, noise, and power consumption, an absorptive RIS (ARIS) is considered. An ARIS can in principle modify both the phase and modulus of the impinging signal by absorbing a portion of the signal energy, providing a compromise between its conventional and active counterparts in terms of complexity, power consumption, and degrees of freedom (DoFs). We first use a toy example to illustrate the benefit of ARIS, and then we consider three applications: 1) spectral coexistence of radar and communication systems, where a convex optimization problem is formulated to minimize the Frobenius norm of the channel matrix from the communication base station to the radar receiver; 2) spectrum sharing in device-to-device (D2D) communications, where a max-min scheme that maximizes the worst-case signal-to-interference-plus-noise ratio (SINR) among the D2D links is developed and then solved via fractional programming; 3) physical layer security of a downlink communication system, where the secrecy rate is maximized and the resulting nonconvex problem is solved by a fractional programming algorithm together with a sequential convex relaxation procedure. Numerical results are then presented to show the significant benefit of ARIS in these applications. 

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2. Clutter Suppression for Target Detection Using Hybrid Reconfigurable Intelligent Surfaces

   https://doi.org/10.1109/RadarConf2351548.2023.10149583  

   Wang, Fangzhou; Li, Hongbin; Swindlehurst, A. Lee (May 2023, 2023 IEEE Radar Conference (RadarConf23))

   Reconfigurable intelligent surface (RIS) technology is a promising approach being considered for future wireless communications due to its ability to control signal propagation with low-cost elements. This paper explores the use of an RIS for clutter mitigation and target detection in radar systems. Unlike conventional reflect-only RIS, which can only adjust the phase of the reflected signal, or active RIS, which can also amplify the reflected signal at the cost of significantly higher complexity, noise, and power consumption, we exploit hybrid RIS that can configure both the phase and modulus of the impinging signal by absorbing part of the signal energy. Such RIS can be considered as a compromise solution between conventional reflect-only and active RIS in terms of complexity, power consumption, and degrees of freedoms (DoFs). We consider two clutter suppression scenarios: with and without knowledge of the target range cell. The RIS design is formulated by minimizing the received clutter echo energy when there is no information regarding the potential target range cell. This turns out to be a convex problem and can be efficiently solved. On the other hand, when target range cell information is available, we maximize the received signal-to-noise-plus-interference ratio (SINR). The resulting non-convex optimization problem is solved through fractional programming algorithms. Numerical results are presented to demonstrate the performance of the proposed hybrid RIS in comparison with conventional RIS in clutter suppression for target detection. 

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3. Distributed Data-Driven Learning-Based Optimal Dynamic Resource Allocation for Multi-RIS-Assisted Multi-User Ad-Hoc Network

   https://doi.org/10.3390/a17010045  

   Zhang, Yuzhu; Xu, Hao (January 2024, Algorithms)

   This study investigates the problem of decentralized dynamic resource allocation optimization for ad-hoc network communication with the support of reconfigurable intelligent surfaces (RIS), leveraging a reinforcement learning framework. In the present context of cellular networks, device-to-device (D2D) communication stands out as a promising technique to enhance the spectrum efficiency. Simultaneously, RIS have gained considerable attention due to their ability to enhance the quality of dynamic wireless networks by maximizing the spectrum efficiency without increasing the power consumption. However, prevalent centralized D2D transmission schemes require global information, leading to a significant signaling overhead. Conversely, existing distributed schemes, while avoiding the need for global information, often demand frequent information exchange among D2D users, falling short of achieving global optimization. This paper introduces a framework comprising an outer loop and inner loop. In the outer loop, decentralized dynamic resource allocation optimization has been developed for self-organizing network communication aided by RIS. This is accomplished through the application of a multi-player multi-armed bandit approach, completing strategies for RIS and resource block selection. Notably, these strategies operate without requiring signal interaction during execution. Meanwhile, in the inner loop, the Twin Delayed Deep Deterministic Policy Gradient (TD3) algorithm has been adopted for cooperative learning with neural networks (NNs) to obtain optimal transmit power control and RIS phase shift control for multiple users, with a specified RIS and resource block selection policy from the outer loop. Through the utilization of optimization theory, distributed optimal resource allocation can be attained as the outer and inner reinforcement learning algorithms converge over time. Finally, a series of numerical simulations are presented to validate and illustrate the effectiveness of the proposed scheme. 

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4. Hybrid Local SGD for Federated Learning with Heterogeneous Communications

   Guo, Yuanxiong; Sun, Ying; Hu, Rui; Gong, Yanmin (January 2022, International Conference on Learning Representations)

   Communication is a key bottleneck in federated learning where a large number of edge devices collaboratively learn a model under the orchestration of a central server without sharing their own training data. While local SGD has been proposed to reduce the number of FL rounds and become the algorithm of choice for FL, its total communication cost is still prohibitive when each device needs to communicate with the remote server repeatedly for many times over bandwidth-limited networks. In light of both device-to-device (D2D) and device-to-server (D2S) cooperation opportunities in modern communication networks, this paper proposes a new federated optimization algorithm dubbed hybrid local SGD (HL-SGD) in FL settings where devices are grouped into a set of disjoint clusters with high D2D communication bandwidth. HL-SGD subsumes previous proposed algorithms such as local SGD and gossip SGD and enables us to strike the best balance between model accuracy and runtime. We analyze the convergence of HL-SGD in the presence of heterogeneous data for general nonconvex settings. We also perform extensive experiments and show that the use of hybrid model aggregation via D2D and D2S communications in HL-SGD can largely speed up the training time of federated learning. 

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5. Detection Performance of RIS-AIDED MIMO Radar with Asynchronous Propagation

   https://doi.org/10.1109/CAMSAP58249.2023.10403510  

   Wang, Fangzhou; Swindlehurst, A Lee; Li, Hongbin (December 2023, Proc. IEEE 9th International Workshop on Computational Advances in Multi-Sensor Adaptive Processing (CAMSAP))

   This paper explores the use of reconfigurable intelligent surfaces (RISs) for moving target detection in multi-input multi-output (MIMO) radar. Unlike previous related works that ignore the propa-gation delay difference between the direct path and the RIS-reflected path, we examine the detection problem in RIS-assisted MIMO radar by taking into account the effect of asynchronous propagation. Specifically, we first develop a general signal model for RIS-aided MIMO radar with multiple asynchronous RISs and arbitrary wave-forms. Next, we formulate the RIS design problem by maximizing the overall received signal energy. The resulting optimization problem is non-convex, which is solved with semidefinite relaxation (SDR) techniques. A coherent detector is introduced for target detection. Finally, numerical results are presented to demonstrate the performance of the RIS-aided MIMO radar in comparison with the conventional MIMO radar. 

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