skip to main content
US FlagAn official website of the United States government
dot gov icon
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
https lock icon
Secure .gov websites use HTTPS
A lock ( lock ) or https:// means you've safely connected to the .gov website. Share sensitive information only on official, secure websites.


Title: Federated Learning with Reduced Information Leakage and Computation
Federated learning (FL) is a distributed learning paradigm that allows multiple decentralized clients to collaboratively learn a common model without sharing local data. Although local data is not exposed directly, privacy concerns nonetheless exist as clients' sensitive information can be inferred from intermediate computations. Moreover, such information leakage accumulates substantially over time as the same data is repeatedly used during the iterative learning process. As a result, it can be particularly difficult to balance the privacy-accuracy trade-off when designing privacy-preserving FL algorithms. This paper introduces Upcycled-FL, a simple yet effective strategy that applies first-order approximation at every even round of model update. Under this strategy, half of the FL updates incur no information leakage and require much less computational and transmission costs. We first conduct the theoretical analysis on the convergence (rate) of Upcycled-FL and then apply two perturbation mechanisms to preserve privacy. Extensive experiments on both synthetic and real-world data show that the Upcycled-FL strategy can be adapted to many existing FL frameworks and consistently improve the privacy-accuracy trade-off  more » « less
Award ID(s):
2202699
PAR ID:
10534960
Author(s) / Creator(s):
; ; ; ;
Publisher / Repository:
https://openreview.net/forum?id=ZJ4A3xhADV
Date Published:
Journal Name:
Transactions on machine learning research
ISSN:
2835-8856
Format(s):
Medium: X
Sponsoring Org:
National Science Foundation
More Like this
  1. Gradient leakage attacks are dominating privacy threats in federated learning, despite the default privacy that training data resides locally at the clients. Differential privacy has been the de facto standard for privacy protection and is deployed in federated learning to mitigate privacy risks. However, much existing literature points out that differential privacy fails to defend against gradient leakage. The paper presents ModelCloak, a principled approach based on differential privacy noise, aiming for safe-sharing client local model updates. The paper is organized into three major components. First, we introduce the gradient leakage robustness trade-off, in search of the best balance between accuracy and leakage prevention. The trade-off relation is developed based on the behavior of gradient leakage attacks throughout the federated training process. Second, we demonstrate that a proper amount of differential privacy noise can offer the best accuracy performance within the privacy requirement under a fixed differential privacy noise setting. Third, we propose dynamic differential privacy noise and show that the privacy-utility trade-off can be further optimized with dynamic model perturbation, ensuring privacy protection, competitive accuracy, and leakage attack prevention simultaneously. 
    more » « less
  2. This work presents an information-theoretic perspective to group fairness trade-offs in federated learning (FL) with respect to sensitive attributes, such as gender, race, etc. Existing works often focus on either global fairness (overall disparity of the model across all clients) or local fairness (disparity of the model at each client), without always considering their trade-offs. There is a lack of understanding regarding the interplay between global and local fairness in FL, particularly under data heterogeneity, and if and when one implies the other. To address this gap, we leverage a body of work in information theory called partial information decomposition (PID), which first identifies three sources of unfairness in FL, namely, Unique Disparity, Redundant Disparity, and Masked Disparity. We demonstrate how these three disparities contribute to global and local fairness using canonical examples. This decomposition helps us derive fundamental limits on the trade-off between global and local fairness, highlighting where they agree or disagree. We introduce the Accuracy and Global-Local Fairness Optimality Problem (AGLFOP), a convex optimization that defines the theoretical limits of accuracy and fairness trade-offs, identifying the best possible performance any FL strategy can attain given a dataset and client distribution. We also present experimental results on synthetic datasets and the ADULT dataset to support our theoretical findings. 
    more » « less
  3. Ranzato, M.; Beygelzimer, A.; Liang, P.S.; Vaughan, J.W.; Dauphin, Y. (Ed.)
    Federated Learning (FL) is a distributed learning framework, in which the local data never leaves clients’ devices to preserve privacy, and the server trains models on the data via accessing only the gradients of those local data. Without further privacy mechanisms such as differential privacy, this leaves the system vulnerable against an attacker who inverts those gradients to reveal clients’ sensitive data. However, a gradient is often insufficient to reconstruct the user data without any prior knowledge. By exploiting a generative model pretrained on the data distribution, we demonstrate that data privacy can be easily breached. Further, when such prior knowledge is unavailable, we investigate the possibility of learning the prior from a sequence of gradients seen in the process of FL training. We experimentally show that the prior in a form of generative model is learnable from iterative interactions in FL. Our findings demonstrate that additional mechanisms are necessary to prevent privacy leakage in FL. 
    more » « less
  4. Motivated by the ever-increasing concerns on personal data privacy and the rapidly growing data volume at local clients, federated learning (FL) has emerged as a new machine learning setting. An FL system is comprised of a central parameter server and multiple local clients. It keeps data at local clients and learns a centralized model by sharing the model parameters learned locally. No local data needs to be shared, and privacy can be well protected. Nevertheless, since it is the model instead of the raw data that is shared, the system can be exposed to the poisoning model attacks launched by malicious clients. Furthermore, it is challenging to identify malicious clients since no local client data is available on the server. Besides, membership inference attacks can still be performed by using the uploaded model to estimate the client's local data, leading to privacy disclosure. In this work, we first propose a model update based federated averaging algorithm to defend against Byzantine attacks such as additive noise attacks and sign-flipping attacks. The individual client model initialization method is presented to provide further privacy protections from the membership inference attacks by hiding the individual local machine learning model. When combining these two schemes, privacy and security can be both effectively enhanced. The proposed schemes are proved to converge experimentally under non-lID data distribution when there are no attacks. Under Byzantine attacks, the proposed schemes perform much better than the classical model based FedAvg algorithm. 
    more » « less
  5. Federated learning (FL) has emerged as a promising paradigm for secure distributed machine learning model training across multiple clients or devices, enabling model training without having to share data across the clients. However, recent studies revealed that FL could be vulnerable to data leakage and reconstruction attacks even if the data itself are never shared with another client. Thus, to resolve such vulnerability and improve the privacy of all clients, a class of techniques, called privacy-preserving FL, incorporates encryption techniques, such as homomorphic encryption (HE), to encrypt and fully protect model information from being exposed to other parties. A downside to this approach is that encryption schemes like HE are very compute-intensive, often causing inefficient and excessive use of client CPU resources that can be used for other uses. To alleviate this issue, this study introduces a novel approach by leveraging smart network interface cards (SmartNICs) to offload compute-intensive HE operations of privacy-preserving FL. By employing SmartNICs as hardware accelerators, we enable efficient computation of HE while saving CPU cycles and other server resources for more critical tasks. In addition, by offloading encryption from the host to another device, the details of encryption remain secure even if the host is compromised, ultimately improving the security of the entire FL system. Given such benefits, this paper presents an FL system named FedNIC that implements the above approach, with an in-depth description of the architecture, implementation, and performance evaluations. Our experimental results demonstrate a more secure FL system with no loss in model accuracy and up to 25% in reduced host CPU cycle, but with a roughly 46% increase in total training time, showing the feasibility and tradeoffs of utilizing SmartNICs as an encryption offload device in federated learning scenarios. Finally, we illustrate promising future study and potential optimizations for a more secure and privacy-preserving federated learning system. 
    more » « less