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1. State of Health Estimation of Electric Vehicle Batteries Using Transformer-based Neural Network

   Zhao, Yixin; Behdad, Sara (August 2023, Proceedings of the ASME 2023 International Design Engineering Technical Conferences and Computers and Information in Engineering Conference, IDETC/CIE2023)

   Electric vehicles (EVs) are considered an environmentally friendly option to conventional vehicles. As the most critical module in EVs, batteries are complex electrochemical components with nonlinear behavior. On-board battery system performance is also affected by complicated operating environments. Real-time EV battery in-service status prediction is tricky but vital to enable fault diagnosis and aid in the prevention of dangerous occurrences. Data-driven models with advantages in time series analysis can be used to capture the degradation pattern from data about certain performance indicators and predict the battery states. The Transformer model is capable of capturing long-range dependencies efficiently using a multi-head attention block mechanism. This paper presents the implementation of a standard Transformer and an encoder-only Transformer neural network to predict EV battery state of health (SOH). Based on the analysis of the lithium-ion battery from NASA Prognostics Center of Excellence website's publicly accessible dataset, 28 features related to the charge and discharge measurement data are extracted. The features are screened using Pearson correlation coefficients. The results show that the filtered features can effectively improve the accuracy of the model as well as the computational efficiency. The proposed standard Transformer shows good performance in SOH prediction. 

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2. Electric Vehicle Battery End-of-Use Recovery Management: Degradation Prediction and Decision Making

   https://doi.org/10.1115/MSEC2022-85536  

   Zhao, Yixin; Behdad, Sara (June 2022, the ASME Manufacturing Science and Engineering Conference (MSEC))

   Electric vehicles (EVs) are spreading rapidly in the market due to their better responsiveness and environmental friendliness. An accurate diagnosis of EV battery status from operational data is necessary to ensure reliability, minimize maintenance costs, and improve sustainability. This paper presents a deep learning approach based on the long short-term memory network (LSTM) to estimate the state of health (SOH) and degradation of lithium-ion batteries for electric vehicles without prior knowledge of the complex degradation mechanisms. Our results are demonstrated on the open-source NASA Randomized Battery Usage Dataset with batteries aging under changing operating conditions. The randomized discharge data can better represent practical battery usage. The study provides additional end-of-use suggestions, including continued use, remanufacturing/repurposing, recycling, and disposal; for battery management dependent on the predicted battery status. The suggested replacement point is proposed to avoid a sharp degradation phase of the battery to prevent a significant loss of active material on the electrodes. This facilitates the remanufacturing/repurposing process for the replaced battery, thereby extending the battery's life for secondary use at a lower cost. The prediction model provides a tool for customers and the battery second use industry to handle their EV battery properly to get the best economy and system reliability compromise. 

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3. A Method for Charging Electric Vehicles with Battery-supercapacitor Hybrid Energy Storage Systems to Improve Voltage Quality and Battery Lifetime in Islanded Building-level DC Microgrids

   https://doi.org/10.1109/TSTE.2023.3254597  

   Ghorashi Khalil Abadi, Seyyed Ali; Choi, Jeewon; Bidram, Ali (March 2023, IEEE Transactions on Sustainable Energy)

   This paper proposes a methodology to increase the lifetime of the central battery energy storage system (CBESS) in an islanded building-level DC microgrid (MG) and enhance the voltage quality of the system by employing the supercapacitor (SC) of electric vehicles (EVs) that utilize battery-SC hybrid energy storage systems. To this end, an adaptive filtration-based (FB) current-sharing strategy is proposed in the voltage feedback control loop of the MG that smooths the CBESS current to increase its lifetime by allocating a portion of the high-frequency current variations to the EV charger. The bandwidth of this filter is adjusted using a data-driven algorithm to guarantee that only the EV's SC absorbs the high-frequency current variations, thereby enabling the EV's battery energy storage system (BESS) to follow its standard constant current-constant voltage (CC-CV) charging profile. Therefore, the EV's SC can coordinate with the CBESS without impacting the charging profile of the EV's BESS. Also, a small-signal stability analysis is provided indicating that the proposed approach improves the marginal voltage stability of the DC MG leading to better transient response and higher voltage quality. Finally, the performance of the proposed EV charging is validated using MATLAB/Simulink and hardware-in-the-loop (HIL) testing. 

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4. Physics-Informed Data-Driven Approaches to Electric Vehicle Battery State-of-Health Prediction: Comparison of Parallel and Series Configurations

   https://doi.org/10.1115/1.4068697  

   Zhao, Yixin; Haapala, Karl R; Natarajan, Arun; Behdad, Sara (September 2025, Journal of Computing and Information Science in Engineering)

   Abstract Battery lifetime and reliability depend on accurate state-of-health (SOH) estimation, while complex degradation mechanisms and varying operating conditions strengthen this challenge. This study presents two physics-informed neural network (PINN) configurations, PINN-parallel and PINN-series, designed to improve SOH prediction by combining an equivalent circuit model (ECM) with a long short-term memory (LSTM) network. PINN-parallel process inputs data through parallel ECM and LSTM modules and combines their outputs for SOH estimation. On the other hand, the PINN-series uses a sequential approach that feeds ECM-derived parameters into the LSTM network to supplement temporal data analysis with physics information. Both models utilize easily accessible voltage, current, and temperature data that match realistic battery monitoring constraints. Experimental evaluations show that the PINN-series outperforms the PINN-parallel and the baseline LSTM model in accuracy and robustness. It also adapts well to different input conditions. This demonstrates that the simulated battery dynamic states from ECM increase the LSTM's ability to capture degradation patterns and improve the model's ability to explain complex battery behavior. However, a trade-off between the robustness and training efficiency of PINNs is identified. The research outcomes show the potential of PINN models (particularly the PINN-series) in advancing battery management systems, although they require considerable computational resources. 

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5. State-of-Health Estimation for Sustainable Electric Vehicle Batteries Using Temporal-Enhanced Self-Attention Graph Neural Networks

   https://doi.org/10.1115/1.4065146  

   Zhao, Yixin; Behdad, Sara (June 2024, Journal of Energy Resources Technology)

   Abstract Electric vehicles (EVs) have emerged as an environmentally friendly alternative to conventional fuel vehicles. Lithium-ion batteries are the major energy source for EVs, but they degrade under dynamic operating conditions. Accurate estimation of battery state of health is important for sustainability as it quantifies battery condition, influences reuse possibilities, and helps alleviate capacity degradation, which finally impacts battery lifespan and energy efficiency. In this paper, a self-attention graph neural network combined with long short-term memory (LSTM) is introduced by focusing on using temporal and spatial dependencies in battery data. The LSTM layer utilizes a sliding window to extract temporal dependencies in the battery health factors. Two different approaches to the graph construction layer are subsequently developed: health factor-based and window-based graphs. Each approach emphasizes the interconnections between individual health factors and exploits temporal features in a deeper way, respectively. The self-attention mechanism is used to compute the adjacent weight matrix, which measures the strength of interactions between nodes in the graph. The impact of the two graph structures on the model performance is discussed. The model accuracy and computational cost of the proposed model are compared with the individual LSTM and gated recurrent unit (GRU) models. 

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