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Recent neuroimaging evidence challenges the classical view that face identity and facial expression are processed by segregated neural pathways, showing that information about identity and expression are encoded within common brain regions. This article tests the hypothesis that integrated representations of identity and expression arise spontaneously within deep neural networks. A subset of the CelebA dataset is used to train a deep convolutional neural network (DCNN) to label face identity (chance = 0.06%, accuracy = 26.5%), and the FER2013 dataset is used to train a DCNN to label facial expression (chance = 14.2%, accuracy = 63.5%). The identity-trained and expression-trained networks each successfully transfer to labeling both face identity and facial expression on the Karolinska Directed Emotional Faces dataset. This study demonstrates that DCNNs trained to recognize face identity and DCNNs trained to recognize facial expression spontaneously develop representations of facial expression and face identity, respectively. Furthermore, a congruence coefficient analysis reveals that features distinguishing between identities and features distinguishing between expressions become increasingly orthogonal from layer to layer, suggesting that deep neural networks disentangle representational subspaces corresponding to different sources.
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Ig3D: Integrating 3D Face Representations in Facial Expression Inference
Reconstructing 3D faces with facial geometry from single images has allowed for major advances in animation, generative models, and virtual reality. However, this ability to represent faces with their 3D features is not as fully explored by the facial expression inference (FEI) community. This study therefore aims to investigate the impacts of integrating such 3D representations into the FEI task, specifically for facial expression classification and face-based valence-arousal (VA) estimation. To accomplish this, we first assess the performance of two 3D face representations (both based on the 3D morphable model, FLAME) for the FEI tasks. We further explore two fusion architectures, intermediate fusion and late fusion, for integrating the 3D face representations with existing 2D inference frameworks. To evaluate our proposed architecture, we extract the corresponding 3D representations and perform extensive tests on the AffectNet and RAF-DB datasets. Our experimental results demonstrate that our proposed method outperforms the state-of-the-art AffectNet VA estimation and RAF-DB classification tasks. Moreover, our method can act as a complement to other existing methods to boost performance in many emotion inference tasks.
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- Award ID(s):
- 2223507
- PAR ID:
- 10569919
- Publisher / Repository:
- Springer_Science+Business_Media
- Date Published:
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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