Abstract Propensity score weighting is a tool for causal inference to adjust for measured confounders in observational studies. In practice, data often present complex structures, such as clustering, which make propensity score modeling and estimation challenging. In addition, for clustered data, there may be unmeasured cluster-level covariates that are related to both the treatment assignment and outcome. When such unmeasured cluster-specific confounders exist and are omitted in the propensity score model, the subsequent propensity score adjustment may be biased. In this article, we propose a calibration technique for propensity score estimation under the latent ignorable treatment assignment mechanism, i. e., the treatment-outcome relationship is unconfounded given the observed covariates and the latent cluster-specific confounders. We impose novel balance constraints which imply exact balance of the observed confounders and the unobserved cluster-level confounders between the treatment groups. We show that the proposed calibrated propensity score weighting estimator is doubly robust in that it is consistent for the average treatment effect if either the propensity score model is correctly specified or the outcome follows a linear mixed effects model. Moreover, the proposed weighting method can be combined with sampling weights for an integrated solution to handle confounding and sampling designs for causal inference with clustered survey data. In simulation studies, we show that the proposed estimator is superior to other competitors. We estimate the effect of School Body Mass Index Screening on prevalence of overweight and obesity for elementary schools in Pennsylvania.
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Improving Survey Inference Using Administrative Records Without Releasing Individual‐Level Continuous Data
ABSTRACT Probability surveys are challenged by increasing nonresponse rates, resulting in biased statistical inference. Auxiliary information about populations can be used to reduce bias in estimation. Often continuous auxiliary variables in administrative records are first discretized before releasing to the public to avoid confidentiality breaches. This may weaken the utility of the administrative records in improving survey estimates, particularly when there is a strong relationship between continuous auxiliary information and the survey outcome. In this paper, we propose a two‐step strategy, where the confidential continuous auxiliary data in the population are first utilized to estimate the response propensity score of the survey sample by statistical agencies, which is then included in a modified population data for data users. In the second step, data users who do not have access to confidential continuous auxiliary data conduct predictive survey inference by including discretized continuous variables and the propensity score as predictors using splines in a Bayesian model. We show by simulation that the proposed method performs well, yielding more efficient estimates of population means with 95% credible intervals providing better coverage than alternative approaches. We illustrate the proposed method using the Ohio Army National Guard Mental Health Initiative (OHARNG‐MHI). The methods developed in this work are readily available in the R packageAuxSurvey.
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- Award ID(s):
- 2217456
- PAR ID:
- 10637216
- Publisher / Repository:
- Statistics in Medicine
- Date Published:
- Journal Name:
- Statistics in Medicine
- Volume:
- 43
- Issue:
- 30
- ISSN:
- 0277-6715
- Page Range / eLocation ID:
- 5803 to 5813
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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