Tracking the change in electronic structure of target elements is crucial to investigate the nature of redox reactions occurring in battery electrodes. X-ray emission spectroscopy (XES) and x-ray absorption fine structure (XAFS) perform this role well with high sensitivity and throughput, but the requisite of synchrotron facilities often limits those availability for material characterization. Using a lab-scale x-ray emission/absorption spectrometer, we investigated the changes in the local structure and chemistry around the 3d transition metal elements of LiMO 2 cathodes for Li-ion batteries as a function of the battery state of charge (SoC). Ex situ measurement was prepared from the electrode samples with discrete difference in SoC. Coupled with ex situ measurement, operando measurement was performed using pouch cells with LiMO 2 cathode, which enabled a real-time monitoring of chemical shift in an element-specific manner resulted from changing electrode potential. Through the XES mode of the bench-top spectrometer, fluorescence emissions from the LiMO 2 cathode, or the cell containing it, was monochromatized by a spherically bent crystal analyzer (SBCA). The Kβ emissions of 3d transition metal elements such as cobalt display position/shape difference of spectrum with varying SoC. The trend of chemical shift and change in spectral features provided the information on the electronic structure variation, such as oxidation state change of 3d transition metals in LiMO 2 during charge and discharge (i.e., delithiation and lithiation). Furthermore, valence-to-core (VtC) emission signals helped enable in-depth analysis such as spin structure characterization. In addition to the XES analysis, we could measure K-edge XAFS for the same 3d transition metals in LiMO 2 as well. In the XAFS mode of the spectrometer, SBCA monochromatized bremsstrahlung x-ray generated from a high-power x-ray tube is used to make an incident source energy-dispersive. While Kβ XES probed occupied levels, K-edge XAFS examined unoccupied levels providing comprehensive understanding on the change in electronic structure of 3d transition metals in LiMO 2 . Figure 1
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Unsupervised machine learning for unbiased chemical classification in X-ray absorption spectroscopy and X-ray emission spectroscopy
We report a comprehensive computational study of unsupervised machine learning for extraction of chemically relevant information in X-ray absorption near edge structure (XANES) and in valence-to-core X-ray emission spectra (VtC-XES) for classification of a broad ensemble of sulphorganic molecules. By progressively decreasing the constraining assumptions of the unsupervised machine learning algorithm, moving from principal component analysis (PCA) to a variational autoencoder (VAE) to t-distributed stochastic neighbour embedding (t-SNE), we find improved sensitivity to steadily more refined chemical information. Surprisingly, when embedding the ensemble of spectra in merely two dimensions, t-SNE distinguishes not just oxidation state and general sulphur bonding environment but also the aromaticity of the bonding radical group with 87% accuracy as well as identifying even finer details in electronic structure within aromatic or aliphatic sub-classes. We find that the chemical information in XANES and VtC-XES is very similar in character and content, although they unexpectedly have different sensitivity within a given molecular class. We also discuss likely benefits from further effort with unsupervised machine learning and from the interplay between supervised and unsupervised machine learning for X-ray spectroscopies. Our overall results, i.e. , the ability to reliably classify without user bias and to discover unexpected chemical signatures for XANES and VtC-XES, likely generalize to other systems as well as to other one-dimensional chemical spectroscopies.
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- PAR ID:
- 10353651
- Date Published:
- Journal Name:
- Physical Chemistry Chemical Physics
- Volume:
- 23
- Issue:
- 41
- ISSN:
- 1463-9076
- Page Range / eLocation ID:
- 23586 to 23601
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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