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1. Challenging the Classical View: Recognition of Identity and Expression as Integrated Processes

   https://doi.org/10.3390/brainsci13020296  

   Schwartz, Emily; O’Nell, Kathryn; Saxe, Rebecca; Anzellotti, Stefano (February 2023, Brain Sciences)

   Recent neuroimaging evidence challenges the classical view that face identity and facial expression are processed by segregated neural pathways, showing that information about identity and expression are encoded within common brain regions. This article tests the hypothesis that integrated representations of identity and expression arise spontaneously within deep neural networks. A subset of the CelebA dataset is used to train a deep convolutional neural network (DCNN) to label face identity (chance = 0.06%, accuracy = 26.5%), and the FER2013 dataset is used to train a DCNN to label facial expression (chance = 14.2%, accuracy = 63.5%). The identity-trained and expression-trained networks each successfully transfer to labeling both face identity and facial expression on the Karolinska Directed Emotional Faces dataset. This study demonstrates that DCNNs trained to recognize face identity and DCNNs trained to recognize facial expression spontaneously develop representations of facial expression and face identity, respectively. Furthermore, a congruence coefficient analysis reveals that features distinguishing between identities and features distinguishing between expressions become increasingly orthogonal from layer to layer, suggesting that deep neural networks disentangle representational subspaces corresponding to different sources. 

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2. Intracranial Electroencephalography and Deep Neural Networks Reveal Shared Substrates for Representations of Face Identity and Expressions

   https://doi.org/10.1523/JNEUROSCI.1277-22.2023  

   Schwartz, Emily; Alreja, Arish; Richardson, R. Mark; Ghuman, Avniel; Anzellotti, Stefano (May 2023, The Journal of Neuroscience)

   According to a classical view of face perception (Bruce and Young, 1986; Haxby et al., 2000), face identity and facial expression recognition are performed by separate neural substrates (ventral and lateral temporal face-selective regions, respectively). However, recent studies challenge this view, showing that expression valence can also be decoded from ventral regions (Skerry and Saxe, 2014; Li et al., 2019), and identity from lateral regions (Anzellotti and Caramazza, 2017). These findings could be reconciled with the classical view if regions specialized for one task (either identity or expression) contain a small amount of information for the other task (that enables above-chance decoding). In this case, we would expect representations in lateral regions to be more similar to representations in deep convolutional neural networks (DCNNs) trained to recognize facial expression than to representations in DCNNs trained to recognize face identity (the converse should hold for ventral regions). We tested this hypothesis by analyzing neural responses to faces varying in identity and expression. Representational dissimilarity matrices (RDMs) computed from human intracranial recordings (n= 11 adults; 7 females) were compared with RDMs from DCNNs trained to label either identity or expression. We found that RDMs from DCNNs trained to recognize identity correlated with intracranial recordings more strongly in all regions tested—even in regions classically hypothesized to be specialized for expression. These results deviate from the classical view, suggesting that face-selective ventral and lateral regions contribute to the representation of both identity and expression. SIGNIFICANCE STATEMENTPrevious work proposed that separate brain regions are specialized for the recognition of face identity and facial expression. However, identity and expression recognition mechanisms might share common brain regions instead. We tested these alternatives using deep neural networks and intracranial recordings from face-selective brain regions. Deep neural networks trained to recognize identity and networks trained to recognize expression learned representations that correlate with neural recordings. Identity-trained representations correlated with intracranial recordings more strongly in all regions tested, including regions hypothesized to be expression specialized in the classical hypothesis. These findings support the view that identity and expression recognition rely on common brain regions. This discovery may require reevaluation of the roles that the ventral and lateral neural pathways play in processing socially relevant stimuli. 

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3. Comparing Representations in Static and Dynamic Vision Models to the Human Brain

   Karimi, Hamed; Anzellotti, Stefano (December 2024, Openreview.net)

   We compared neural responses to naturalistic videos and representations in deep network models trained with static and dynamic information. Models trained with dynamic information showed greater correspondence with neural representations in all brain regions, including those previously associated with the processing of static information. Among the models trained with dynamic information, those based on optic flow accounted for unique variance in neural responses that were not captured by Masked Autoencoders. This effect was strongest in ventral and dorsal brain regions, indicating that despite the Masked Autoencoders’ effectiveness at a variety of tasks, their representations diverge from representations in the human brain in the early stages of visual processing. 

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4. Efficient K-Shot Learning with Regularized Deep Networks

   YOO, DONGHYUN; FAN, HAOQI; BODDETI, VISHNU NARESH; KITANI, KRIS M. (October 2017, AAAI)

   Feature representations from pre-trained deep neural networks have been known to exhibit excellent generalization and utility across a variety of related tasks. Fine-tuning is by far the simplest and most widely used approach that seeks to exploit and adapt these feature representations to novel tasks with limited data. Despite the effectiveness of fine-tuning, itis often sub-optimal and requires very careful optimization to prevent severe over-fitting to small datasets. The problem of sub-optimality and over-fitting, is due in part to the large number of parameters used in a typical deep convolutional neural network. To address these problems, we propose a simple yet effective regularization method for fine-tuning pre-trained deep networks for the task of k-shot learning. To prevent overfitting, our key strategy is to cluster the model parameters while ensuring intra-cluster similarity and inter-cluster diversity of the parameters, effectively regularizing the dimensionality of the parameter search space. In particular, we identify groups of neurons within each layer of a deep network that shares similar activation patterns. When the network is to be fine-tuned for a classification task using only k examples, we propagate a single gradient to all of the neuron parameters that belong to the same group. The grouping of neurons is non-trivial as neuron activations depend on the distribution of the input data. To efficiently search for optimal groupings conditioned on the input data, we propose a reinforcement learning search strategy using recurrent networks to learn the optimal group assignments for each network layer. Experimental results show that our method can be easily applied to several popular convolutional neural networks and improve upon other state-of-the-art fine-tuning based k-shot learning strategies by more than10% 

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5. Convergence of deep ReLU networks

   https://doi.org/10.1016/j.neucom.2023.127174  

   Xu, Yuesheng; Zhang, Haizhang (February 2024, Neurocomputing)

   We explore convergence of deep neural networks with the popular ReLU activation function, as the depth of the networks tends to infinity. To this end, we introduce the notion of activation domains and activation matrices of a ReLU network. By replacing applications of the ReLU activation function by multiplications with activation matrices on activation domains, we obtain an explicit expression of the ReLU network. We then identify the convergence of the ReLU networks as convergence of a class of infinite products of matrices. Sufficient and necessary conditions for convergence of these infinite products of matrices are studied. As a result, we establish necessary conditions for ReLU networks to converge that the sequence of weight matrices converges to the identity matrix and the sequence of the bias vectors converges to zero as the depth of ReLU networks increases to infinity. Moreover, we obtain sufficient conditions in terms of the weight matrices and bias vectors at hidden layers for pointwise convergence of deep ReLU networks. These results provide mathematical insights to convergence of deep neural networks. Experiments are conducted to mathematically verify the results and to illustrate their potential usefulness in initialization of deep neural networks. 

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