The propensity of large language models (LLMs) to generate hallucinations and non-factual content undermines their reliability in high-stakes domains, where rigorous control over Type I errors (the conditional probability of incorrectly classifying hallucinations as truthful content) is essential. Despite its importance, formal verification of LLM factuality with such guarantees remains largely unexplored. In this paper, we introduce FACTTEST, a novel framework that statistically assesses whether an LLM can provide correct answers to given questions with high-probability correctness guarantees. We formulate hallucina- tion detection as a hypothesis testing problem to enforce an upper bound of Type I errors at user-specified significance levels. Notably, we prove that FACTTEST also ensures strong Type II error control under mild conditions and can be extended to maintain its effectiveness when covariate shifts exist. FACTTEST is distribution-free and and model-agnostic. It works for any number of human-annotated samples and applies to any black-box or white-box LM. Extensive experiments demonstrate that FACTTEST effectively detects hallucinations and enable LLMs to abstain from answering unknown questions, leading to an over 40% accuracy improvement.
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Exploring Alternative Approaches to Language Modeling for Learning from Data and Knowledge
Despite their extensive application in language understanding tasks, large language models (LLMs) still encounter challenges including hallucinations - occasional fabrication of information - and alignment issues - lack of associations with human-curated world models (e.g., intuitive physics or common-sense knowledge). Moreover, the black-box nature of LLMs presents significant obstacles in training them effectively to achieve desired behaviors. In particular, modifying the concept embedding spaces of LLMs can be highly intractable. This process involves analyzing the implicit impact of such adjustments on the myriad parameters within LLMs and the resulting inductive biases. We propose a novel architecture that wraps powerful function approximation architectures within an outer, interpretable read-out layer. This read-out layer can be scrutinized to explicitly observe the effects of concept modeling during the training of the LLM. Our method stands in contrast with gradient-based implicit mechanisms, which depend solely on adjustments to the LLM parameters and thus evade scrutiny. By conducting extensive experiments across both generative and discriminative language modeling tasks, we evaluate the capabilities of our proposed architecture relative to state-of-the-art LLMs of similar sizes. Additionally, we offer a qualitative examination of the interpretable read-out layer and visualize the concepts it captures. The results demonstrate the potential of our approach for effectively controlling LLM hallucinations and enhancing the alignment with human expectations.
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- Award ID(s):
- 2335967
- PAR ID:
- 10530764
- Publisher / Repository:
- AAAI
- Date Published:
- Journal Name:
- Proceedings of the AAAI Symposium Series
- Volume:
- 3
- Issue:
- 1
- ISSN:
- 2994-4317
- Page Range / eLocation ID:
- 279 to 286
- Format(s):
- Medium: X
- Sponsoring Org:
- National Science Foundation
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